Eric Ellenbogen is listed as an executive officer and director on 3 SEC Form D filings by 1 issuer between Nov 2019 and Apr 2021: WildBrain Ltd. (Halifax, Nova Scotia, Canada (as filed: A5) — industry reported as "Other" — 2019–2021; $18.5M reported sold to 20 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside AARON AMES (3 shared filings), Alan Roy Hibben (3 shared filings), Amanda Cupples (3 shared filings), David C Colville (3 shared filings), Deborah Ann Drisdell (3 shared filings) and 10 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Eric. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 3 public filings for Eric Ellenbogen and found 6 differences, 1 worth asking the sponsor about: Form D filed 287 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.