13 paid sellers are listed without a CRD number
Paid seller listed without a CRD number: National Bank Financial Inc. — TORC Oil & Gas Ltd. · Paid seller listed without a CRD number: GMP Securities LP — TORC Oil & Gas Ltd. · Paid seller listed without a CRD number: BMO Nesbitt Burns Inc. — TORC Oil & Gas Ltd. · Paid seller listed without a CRD number: CIBC World Markets Inc. — TORC Oil & Gas Ltd. · Paid seller listed without a CRD number: Peters & Co. Limited — TORC Oil & Gas Ltd. · and 8 more
What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.
Sources
- Form D · Jun 2, 2015 ↗ (Jun 2, 2015)
- BrokerCheck search: National Bank Financial Inc. ↗
- TORC Oil & Gas Ltd. — PartnerFacts page ↗ (Jun 2, 2015)
- BrokerCheck search: GMP Securities LP ↗
- BrokerCheck search: BMO Nesbitt Burns Inc. ↗
- BrokerCheck search: CIBC World Markets Inc. ↗
- BrokerCheck search: Peters & Co. Limited ↗
- BrokerCheck search: TD Securities Inc. ↗