Sponsor Check › Person
Related person on Form D filings · address state as listed: CO · listed Sep 8, 2010 → Sep 17, 2026
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:58 PM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:58 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
Search queued. Results are added automatically; check back later or follow this page to be notified.
None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:58 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
48 of 97 offerings report sales commissions totalling $143,236,750; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Sep 17, 2026 D/A File 021-581688 | $6,000,000 (est.) | $0 | $0 | Gencap Global Advisors DMCC no CRD number reported Hana Securities CO., LTD. no CRD number reported |
| EDGAR ↗ | Sep 17, 2026 D/A File 021-581694 | $6,000,000 (est.) | $0 | $0 | Gencap Global Advisors DMCC no CRD number reported Hana Securities CO., LTD. no CRD number reported |
| EDGAR ↗ | Sep 17, 2026 D/A File 021-581693 | $6,000,000 (est.) | $0 | $0 | Gencap Global Advisors DMCC no CRD number reported Hana Securities CO., LTD. no CRD number reported |
| EDGAR ↗ | Aug 28, 2026 D File 021-595721 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 28, 2026 D File 021-595709 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 6, 2026 D File 021-579166 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 11, 2026 D File 021-576156 | $145,000 (est.) | $0 | $0 | J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ via J.P. Morgan Securities LLC (CRD 79 ↗) |
| EDGAR ↗ | Feb 21, 2025 D File 021-538991 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 30, 2024 D/A File 021-487368 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 30, 2024 D/A File 021-487370 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 28, 2024 D/A File 021-433926 | $9,500,000 (est.) | $0 | $0 | Sera Global Securities US LLC BrokerCheck CRD 283339 ↗ via Sera Global Securities US LLC (CRD 283339 ↗) Evercore Group, L.L.C. BrokerCheck CRD 42405 ↗ via Evercore Group, L.L.C. (CRD 42405 ↗) J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ via J.P. Morgan Securities LLC (CRD 79 ↗) Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ via Goldman Sachs & Co. LLC (CRD 361 ↗) |
| EDGAR ↗ | May 28, 2024 D/A File 021-433931 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 28, 2024 D/A File 021-433918 | $9,500,000 (est.) | $0 | $0 | Sera Global Securities US LLC BrokerCheck CRD 283339 ↗ via Sera Global Securities US LLC (CRD 283339 ↗) Evercore Group, L.L.C. BrokerCheck CRD 42405 ↗ via Evercore Group, L.L.C. (CRD 42405 ↗) J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ via J.P. Morgan Securities LLC (CRD 79 ↗) Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ via Goldman Sachs & Co. LLC (CRD 361 ↗) |
| EDGAR ↗ | May 28, 2024 D/A File 021-433921 | $9,500,000 (est.) | $0 | $0 | Sera Global Securities US LLC BrokerCheck CRD 283339 ↗ via Sera Global Securities US LLC (CRD 283339 ↗) Evercore Group, L.L.C. BrokerCheck CRD 42405 ↗ via Evercore Group, L.L.C. (CRD 42405 ↗) J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ via J.P. Morgan Securities LLC (CRD 79 ↗) Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ via Goldman Sachs & Co. LLC (CRD 361 ↗) |
| EDGAR ↗ | May 28, 2024 D/A File 021-433919 | $9,500,000 (est.) | $0 | $0 | Sera Global Securities US LLC BrokerCheck CRD 283339 ↗ via Sera Global Securities US LLC (CRD 283339 ↗) Evercore Group, L.L.C. BrokerCheck CRD 42405 ↗ via Evercore Group, L.L.C. (CRD 42405 ↗) J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ via J.P. Morgan Securities LLC (CRD 79 ↗) Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ via Goldman Sachs & Co. LLC (CRD 361 ↗) |
| EDGAR ↗ | May 28, 2024 D/A File 021-494231 | $9,500,000 (est.) | $0 | $0 | Sera Global Securities US LLC BrokerCheck CRD 283339 ↗ via Sera Global Securities US LLC (CRD 283339 ↗) Evercore Group, L.L.C. BrokerCheck CRD 42405 ↗ via Evercore Group, L.L.C. (CRD 42405 ↗) J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ via J.P. Morgan Securities LLC (CRD 79 ↗) Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ via Goldman Sachs & Co. LLC (CRD 361 ↗) |
| EDGAR ↗ | Nov 20, 2023 D File 021-497717 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 1, 2023 D File 021-491198 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 4, 2023 D File 021-477796 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 22, 2023 D File 021-476560 | $7,000,000 (est.) | $0 | $0 | Morgan Stanley & Co. LLC BrokerCheck CRD 8209 ↗ via Morgan Stanley & Co. LLC (CRD 8209 ↗) Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ via Morgan Stanley Smith Barney LLC (CRD 149777 ↗) |
| EDGAR ↗ | Mar 22, 2023 D File 021-476634 | $7,000,000 (est.) | $0 | $0 | Morgan Stanley & Co. LLC BrokerCheck CRD 8209 ↗ via Morgan Stanley & Co. LLC (CRD 8209 ↗) Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ via Morgan Stanley Smith Barney LLC (CRD 149777 ↗) |
| EDGAR ↗ | Jan 9, 2023 D/A File 021-452414 | $3,500,000 (est.) | $0 | $0 | Evercore Group L.L.C. BrokerCheck CRD 42505 ↗ via Evercore Group L.L.C. (CRD 42505 ↗) Rockefeller Financial LLC BrokerCheck CRD 291361 ↗ via Rockefeller Financial LLC (CRD 291361 ↗) |
| EDGAR ↗ | Jan 9, 2023 D/A File 021-452417 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 6, 2023 D File 021-469973 | $7,000,000 (est.) | $0 | $0 | Morgan Stanley & Co. LLC BrokerCheck CRD 8209 ↗ via Morgan Stanley & Co. LLC (CRD 8209 ↗) Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ via Morgan Stanley Smith Barney LLC (CRD 149777 ↗) |
| EDGAR ↗ | Jan 6, 2023 D File 021-469969 | $7,000,000 (est.) | $0 | $0 | Morgan Stanley & Co. LLC BrokerCheck CRD 8209 ↗ via Morgan Stanley & Co. LLC (CRD 8209 ↗) Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ via Morgan Stanley Smith Barney LLC (CRD 149777 ↗) |
| EDGAR ↗ | Jan 6, 2023 D File 021-469979 | $7,000,000 (est.) | $0 | $0 | Morgan Stanley & Co. LLC BrokerCheck CRD 8209 ↗ via Morgan Stanley & Co. LLC (CRD 8209 ↗) Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ via Morgan Stanley Smith Barney LLC (CRD 149777 ↗) |
| EDGAR ↗ | Jan 6, 2023 D File 021-469976 | $7,000,000 (est.) | $0 | $0 | Morgan Stanley & Co. LLC BrokerCheck CRD 8209 ↗ via Morgan Stanley & Co. LLC (CRD 8209 ↗) Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ via Morgan Stanley Smith Barney LLC (CRD 149777 ↗) |
| EDGAR ↗ | Aug 29, 2022 D File 021-457314 | $7,000,000 (est.) | $0 | $0 | Morgan Stanley & Co. LLC BrokerCheck CRD 8209 ↗ via Morgan Stanley & Co. LLC (CRD 8209 ↗) |
| EDGAR ↗ | Aug 9, 2022 D File 021-455319 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 26, 2022 D File 021-447134 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 5, 2022 D File 021-444600 | $1,686,000 (est.) | $0 | $0 | Jefferies LLC BrokerCheck CRD 2347 ↗ via Jefferies LLC (CRD 2347 ↗) |
| EDGAR ↗ | May 5, 2022 D File 021-444650 | $1,686,000 (est.) | $0 | $0 | Jefferies LLC BrokerCheck CRD 2347 ↗ via Jefferies LLC (CRD 2347 ↗) |
| EDGAR ↗ | May 5, 2022 D File 021-444657 | $1,686,000 (est.) | $0 | $0 | Jefferies LLC BrokerCheck CRD 2347 ↗ via Jefferies LLC (CRD 2347 ↗) |
| EDGAR ↗ | May 5, 2022 D File 021-444658 | $1,686,000 (est.) | $0 | $0 | Jefferies LLC BrokerCheck CRD 2347 ↗ via Jefferies LLC (CRD 2347 ↗) |
| EDGAR ↗ | Mar 31, 2022 D File 021-439969 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 7, 2022 D File 021-432452 | $15,500 | $0 | $0 | Gary Cutson BrokerCheck CRD 6119195 ↗ via A5 Securities LLC (CRD 288410 ↗) Jeffrey Rubin BrokerCheck CRD 7328367 ↗ via A5 Securities LLC (CRD 288410 ↗) |
| EDGAR ↗ | Feb 7, 2022 D File 021-432450 | $15,500 | $0 | $0 | Gary Cutson BrokerCheck CRD 6119195 ↗ via A5 Securities LLC (CRD 288410 ↗) Jeffrey Rubin BrokerCheck CRD 7328367 ↗ via A5 Securities LLC (CRD 288410 ↗) |
| EDGAR ↗ | Feb 7, 2022 D File 021-432446 | $15,500 | $0 | $0 | Gary Cutson BrokerCheck CRD 6119195 ↗ via A5 Securities LLC (CRD 288410 ↗) Jeffrey Rubin BrokerCheck CRD 7328367 ↗ via A5 Securities LLC (CRD 288410 ↗) |
| EDGAR ↗ | Feb 7, 2022 D File 021-432454 | $15,500 | $0 | $0 | Gary Cutson BrokerCheck CRD 6119195 ↗ via A5 Securities LLC (CRD 288410 ↗) Jeffrey Rubin BrokerCheck CRD 7328367 ↗ via A5 Securities LLC (CRD 288410 ↗) |
| EDGAR ↗ | Feb 7, 2022 D File 021-432444 | $15,500 | $0 | $0 | Gary Cutson BrokerCheck CRD 6119195 ↗ via A5 Securities LLC (CRD 288410 ↗) Jeffrey Rubin BrokerCheck CRD 7328367 ↗ via A5 Securities LLC (CRD 288410 ↗) |
| EDGAR ↗ | Feb 7, 2022 D File 021-432445 | $15,500 | $0 | $0 | Gary Cutson BrokerCheck CRD 6119195 ↗ via A5 Securities LLC (CRD 288410 ↗) Jeffrey Rubin BrokerCheck CRD 7328367 ↗ via A5 Securities LLC (CRD 288410 ↗) |
| EDGAR ↗ | Feb 7, 2022 D File 021-432456 | $15,500 | $0 | $0 | Gary Cutson BrokerCheck CRD 6119195 ↗ via A5 Securities LLC (CRD 288410 ↗) Jeffrey Rubin BrokerCheck CRD 7328367 ↗ via A5 Securities LLC (CRD 288410 ↗) |
| EDGAR ↗ | Feb 7, 2022 D File 021-432458 | $15,500 | $0 | $0 | Gary Cutson BrokerCheck CRD 6119195 ↗ via A5 Securities LLC (CRD 288410 ↗) Jeffrey Rubin BrokerCheck CRD 7328367 ↗ via A5 Securities LLC (CRD 288410 ↗) |
| EDGAR ↗ | Dec 28, 2021 D File 021-426911 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 9, 2021 D File 021-402257 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 9, 2021 D File 021-402258 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 9, 2021 D File 021-402255 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 9, 2021 D File 021-402259 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 1, 2021 D File 021-394430 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 9, 2021 D File 021-391606 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 21, 2021 D File 021-386893 | $6,250 | $0 | $0 | Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Nov 16, 2020 D File 021-380677 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 21, 2020 D File 021-367452 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 7, 2020 D File 021-357407 | $6,250 | $0 | $0 | Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jan 7, 2020 D File 021-357404 | $6,250 | $0 | $0 | Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Aug 29, 2019 D File 021-347690 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 31, 2019 D File 021-331820 | $6,250 | $0 | $0 | Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jan 28, 2019 D File 021-331501 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 15, 2018 D/A File 021-276582 | $1,900,000 (est.) | $0 | $0 | Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗ via Stifel, Nicolaus & Company, Incorporated (CRD 793 ↗) |
| EDGAR ↗ | Oct 15, 2018 D/A File 021-316720 | $1,900,000 (est.) | $0 | $0 | Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗ via Stifel, Nicolaus & Company, Incorporated (CRD 793 ↗) |
| EDGAR ↗ | Oct 15, 2018 D File 021-323562 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 30, 2018 D/A File 021-311272 | $0 | $0 | $0 | Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗ via Credit Suisse Securities (USA) LLC (CRD 816 ↗) |
| EDGAR ↗ | Apr 30, 2018 D File 021-311270 | $0 | $0 | $0 | Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗ via Credit Suisse Securities (USA) LLC (CRD 816 ↗) |
| EDGAR ↗ | Apr 30, 2018 D File 021-311268 | $0 | $0 | $0 | Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗ via Credit Suisse Securities (USA) LLC (CRD 816 ↗) |
| EDGAR ↗ | Apr 30, 2018 D File 021-311267 | $0 | $0 | $0 | Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗ via Credit Suisse Securities (USA) LLC (CRD 816 ↗) |
| EDGAR ↗ | Apr 30, 2018 D File 021-311266 | $0 | $0 | $0 | Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗ via Credit Suisse Securities (USA) LLC (CRD 816 ↗) |
| EDGAR ↗ | Mar 22, 2018 D File 021-308380 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 22, 2018 D File 021-308379 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 23, 2018 D File 021-303897 | $6,250 | $0 | $0 | Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Phyllis Johnson BrokerCheck CRD 1020488 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Oct 19, 2017 D File 021-297047 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 20, 2017 D File 021-295077 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 21, 2017 D File 021-291280 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 29, 2016 D File 021-275267 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 28, 2016 D File 021-273425 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 21, 2016 D File 021-259627 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 21, 2016 D File 021-259629 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 9, 2016 D File 021-257099 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 28, 2016 D File 021-256126 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 27, 2016 D File 021-256123 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 25, 2015 D File 021-242446 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 18, 2015 D/A File 021-228683 | $3,900,000 | $0 | $0 | UBS Securities LLC BrokerCheck CRD 7654 ↗ via UBS Securities LLC (CRD 7654 ↗) |
| EDGAR ↗ | Feb 5, 2015 D File 021-233563 | $6,250 | $0 | $0 | Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) C. Scott Harrisson BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Phyllis J. Beck BrokerCheck CRD 1020488 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori D. Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Feb 5, 2015 D File 021-233560 | $6,250 | $0 | $0 | Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) C. Scott Harrisson BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Phyllis J. Beck BrokerCheck CRD 1020488 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori D. Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Feb 5, 2015 D File 021-233571 | $6,250 | $0 | $0 | Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) C. Scott Harrisson BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Phyllis J. Beck BrokerCheck CRD 1020488 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori D. Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jan 12, 2015 D File 021-231959 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 3, 2014 D File 021-229364 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 3, 2014 D File 021-209226 | $1,392,500 | $0 | $0 | Probitas Fund Group LLC BrokerCheck CRD 80206 ↗ via Probitas Fund Group LLC (CRD 80206 ↗) |
| EDGAR ↗ | Jan 14, 2013 D File 021-190216 | $6,250 | $0 | $0 | Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H&L Equities, LLC (CRD 113794 ↗) Phyllis J. Beck BrokerCheck CRD 1020488 ↗ via H&L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H&L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H&L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H&L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jan 14, 2013 D File 021-190212 | $6,250 | $0 | $0 | Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H&L Equities, LLC (CRD 113794 ↗) Phyllis J. Beck BrokerCheck CRD 1020488 ↗ via H&L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H&L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H&L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H&L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jan 11, 2012 D File 021-171582 | $6,250 | $0 | $0 | Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Phyllis J. Beck BrokerCheck CRD 1020488 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jan 11, 2012 D File 021-171584 | $6,250 | $0 | $0 | Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Phyllis J. Beck BrokerCheck CRD 1020488 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jun 7, 2011 D/A File 021-150542 | $2,404,109 (est.) | $0 | $0 | Probitas Funds Group, LLC BrokerCheck CRD 115876 ↗ via Probitas Funds Group, LLC (CRD 115876 ↗) |
| EDGAR ↗ | Jun 7, 2011 D/A File 021-150540 | $6,645,891 (est.) | $0 | $0 | Probitas Funds Group, LLC BrokerCheck CRD 115876 ↗ via Probitas Funds Group, LLC (CRD 115876 ↗) |
| EDGAR ↗ | Jun 7, 2011 D/A File 021-155575 | $0 | $0 | $0 | Probitas Funds Group BrokerCheck CRD 115876 ↗ via Probitas Funds Group, LLC (CRD 115876 ↗) |
| EDGAR ↗ | Nov 22, 2010 D File 021-150858 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 22, 2010 D File 021-150860 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 8, 2010 D File 021-147416 | $6,250 (est.) | $0 | $0 | Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Phyllis J. Beck BrokerCheck CRD 1020488 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | KSL Capital Partners Credit Opportunities Fund V (Offshore) Feeder, L.P. group: Ksl | Executive Officer | Sep 17, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $10,152,284 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners Credit Opportunities Fund V FF, L.P. group: Ksl | Executive Officer | Sep 17, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,111,675 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners Credit Opportunities Fund V, L.P. group: Ksl | Executive Officer | Sep 17, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,035,304,565 | 21 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Cascade Co-Invest, L.P. group: Ksl | Executive Officer Principal | Aug 28, 2026 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL SG Co-Invest, L.P. group: Ksl | Executive Officer | Aug 28, 2026 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners Credit Opportunities Fund V (Offshore) Feeder, L.P. group: Ksl | Executive Officer | Jun 3, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners Credit Opportunities Fund V FF, L.P. group: Ksl | Executive Officer | Jun 3, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners Credit Opportunities Fund V, L.P. group: Ksl | Executive Officer | Jun 3, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners Credit Opportunities Fund V FF, L.P. group: Ksl | Executive Officer | Apr 23, 2026 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners Credit Opportunities Fund V (Offshore) Feeder, L.P. group: Ksl | Executive Officer | Apr 23, 2026 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners Credit Opportunities Fund V, L.P. group: Ksl | Executive Officer | Apr 23, 2026 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Longdrive Co-Invest, L.P. group: Ksl | Executive Officer Principal | Apr 6, 2026 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Granite Co-Invest, L.P. group: Ksl | Executive Officer Principal | Mar 11, 2026 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | HGC 2025, L.P. group: Ksl | Executive Officer | Feb 21, 2025 | D | Indefinite similar: $155,000–$5,250,000 | $175,785,727 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners Tactical Opportunities Fund II FF, L.P. group: Ksl | Executive Officer Principal | Jul 30, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,059,000,000 | 16 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners Tactical Opportunities Fund II, L.P. group: Ksl | Executive Officer Principal | Jul 30, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,059,000,000 | 23 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners VI (Lux), SCSp group: Ksl | Executive Officer Principal of the GP | May 28, 2024 | D/A | $1,976,193,878 similar: $500,000–$16,420,250 | $1,976,193,878 | 5 similar: 2–28 | No minimum reported similar: $5,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners VI FF, L.P. group: Ksl | Executive Officer Principal of the GP | May 28, 2024 | D/A | $1,976,193,878 similar: $500,000–$16,420,250 | $1,976,193,878 | 79 similar: 2–28 | No minimum reported similar: $5,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners VI TE-A, L.P. group: Ksl | Executive Officer Principal of the GP | May 28, 2024 | D/A | $1,976,193,878 similar: $500,000–$16,420,250 | $1,976,193,878 | 5 similar: 2–28 | No minimum reported similar: $5,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners VI TE, L.P. group: Ksl | Executive Officer Principal of the GP | May 28, 2024 | D/A | $1,976,193,878 similar: $500,000–$16,420,250 | $1,976,193,878 | 43 similar: 2–28 | No minimum reported similar: $5,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners VI-A, L.P. group: Ksl | Executive Officer Principal of the GP | May 28, 2024 | D/A | $1,976,193,878 similar: $500,000–$16,420,250 | $1,976,193,878 | 17 similar: 2–28 | No minimum reported similar: $5,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners VI, L.P. group: Ksl | Executive Officer Principal of the GP | May 28, 2024 | D/A | $1,976,193,878 similar: $500,000–$16,420,250 | $1,976,193,878 | 32 similar: 2–28 | No minimum reported similar: $5,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners VI (Lux), SCSp group: Ksl | Executive Officer Principal of the GP | Feb 21, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,823,770,408 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners VI FF, L.P. group: Ksl | Executive Officer Principal of the GP | Feb 21, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,823,770,408 | 71 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners VI TE-A, L.P. group: Ksl | Executive Officer Principal of the GP | Feb 21, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,823,770,408 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners VI TE, L.P. group: Ksl | Executive Officer Principal of the GP | Feb 21, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,823,770,408 | 41 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners VI-A, L.P. group: Ksl | Executive Officer Principal of the GP | Feb 21, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,823,770,408 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners VI, L.P. group: Ksl | Executive Officer Principal of the GP | Feb 21, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,823,770,408 | 32 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL 1776 Blocked Co-Invest, L.P. group: Ksl | Executive Officer Principal of the GP | Nov 20, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners VI (Lux), SCSp group: Ksl | Executive Officer Principal of the GP | Oct 10, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $1,772,750,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL ICE Onshore Co-Invest, L.P. group: Ksl | Executive Officer Principal of the GP | Sep 1, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners Tactical Opportunities Fund II FF, L.P. group: Ksl | Executive Officer Principal | Jul 19, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners Tactical Opportunities Fund II, L.P. group: Ksl | Executive Officer Principal | Jul 19, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Lift Management Investment, LLC group: Ksl | Executive Officer President | Apr 4, 2023 | D | Indefinite similar: $1,010,000–$10,000,000 | $0 | 0 similar: 3–20 | No minimum reported similar: not enough data |
| EDGAR ↗ | KSL Capital Partners CV II 5 Feeder, L.P. group: Ksl | Executive Officer Principal of the GP | Mar 22, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners CV II FF, L.P. group: Ksl | Executive Officer Principal of the GP | Mar 22, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners Credit Opportunities Fund IV FF, L.P. group: Ksl | Executive Officer | Jan 9, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $620,242,424 | 15 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners Credit Opportunities Fund IV, L.P. group: Ksl | Executive Officer | Jan 9, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $620,242,424 | 39 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners VI TE-A, L.P. group: Ksl | Executive Officer Principal of the GP | Jan 6, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,634,913,265 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners VI TE, L.P. group: Ksl | Executive Officer Principal of the GP | Jan 6, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,634,913,265 | 37 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners VI-A, L.P. group: Ksl | Executive Officer Principal of the GP | Jan 6, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,634,913,265 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners VI, L.P. group: Ksl | Executive Officer Principal of the GP | Jan 6, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,634,913,265 | 20 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners VI FF, L.P. group: Ksl | Executive Officer Principal of the GP | Jan 6, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,634,913,265 | 60 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners CV II 4, L.P. group: Ksl | Executive Officer Principal of the GP | Jan 6, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners CV II 3, L.P. group: Ksl | Executive Officer Principal of the GP | Jan 6, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners CV II 2, L.P. group: Ksl | Executive Officer Principal of the GP | Jan 6, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners CV II 1, L.P. group: Ksl | Executive Officer Principal of the GP | Jan 6, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners CV II 5, L.P. group: Ksl | Executive Officer Principal of the GP | Aug 29, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Mission Hill Co-Invest I, L.P. group: Ksl | Executive Officer Principal of the GP | Aug 9, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $30,000,000 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners Credit Opportunities Fund IV FF, L.P. group: Ksl | Executive Officer | Jul 14, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners Credit Opportunities Fund IV, L.P. group: Ksl | Executive Officer | Jul 14, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL TR Offshore Co-Invest, L.P. group: Ksl | Executive Officer Manager of the GP | May 26, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $180,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Madison CV I RUN 2, L.P. group: Ksl | Executive Officer Principal of the GP | May 5, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Madison CV I RUN, L.P. group: Ksl | Executive Officer Principal of the GP | May 5, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Madison CV I OFF, L.P. group: Ksl | Executive Officer Principal of the GP | May 5, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners CV I, L.P. group: Ksl | Executive Officer Principal of the GP | May 5, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Manta Co-Invest, LP group: Ksl | Executive Officer Manager of the GP | Mar 31, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Millie Investment Trust, LLC group: Ksl | Executive Officer President | Feb 7, 2022 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | No minimum reported similar: $1,000–$1,000 |
| EDGAR ↗ | Steele SM JV Trust group: Ksl | Executive Officer President | Feb 7, 2022 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | No minimum reported similar: $1,000–$1,000 |
| EDGAR ↗ | VPB Holdings Trust group: Ksl | Executive Officer President | Feb 7, 2022 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | No minimum reported similar: $1,000–$1,000 |
| EDGAR ↗ | Jackson Investment II, LLC group: Ksl | Executive Officer President | Feb 7, 2022 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | No minimum reported similar: $1,000–$1,000 |
| EDGAR ↗ | Jackson Investment III, LLC group: Ksl | Executive Officer President | Feb 7, 2022 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | No minimum reported similar: $1,000–$1,000 |
| EDGAR ↗ | Mission Hill Hospitality Trust group: Ksl | Executive Officer President | Feb 7, 2022 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | No minimum reported similar: $1,000–$1,000 |
| EDGAR ↗ | Southern Marinas II REIT, LLC group: Ksl | Executive Officer President | Feb 7, 2022 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | No minimum reported similar: $1,000–$1,000 |
| EDGAR ↗ | Jackson Investment, LLC group: Ksl | Executive Officer President | Feb 7, 2022 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | No minimum reported similar: $1,000–$1,000 |
| EDGAR ↗ | Bressenden II Feeder, L.P. group: Ksl | Executive Officer Chief Executive Officer of the GP & Principal | Dec 28, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners COTO Co-Invest I, L.P. group: Ksl | Executive Officer Chief Executive Officer of the GP and Principal | Jun 9, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners Tactical Opportunities Fund I FF, L.P. group: Ksl | Executive Officer Principal | Jun 9, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners Tactical Opportunities Fund I, L.P. group: Ksl | Executive Officer Principal | Jun 9, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners Tactical Opportunities Fund I Feeder, L.P. group: Ksl | Executive Officer Principal | Jun 9, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Victoria Tactical Opportunities Fund A Feeder, L.P. group: Ksl | Executive Officer Chief Executive Officer of the GP & Principal | Apr 1, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners Credit Opportunities Fund III FF, L.P. group: Ksl | Executive Officer | Mar 9, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | FMDR Mortgage Holdings, LLC group: Ksl | Executive Officer President | Jan 21, 2021 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | No minimum reported similar: $1,000–$1,000 |
| EDGAR ↗ | KSL Capital Partners Credit Opportunities Fund III, L.P. group: Ksl | Executive Officer | Nov 16, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners Special Situations Fund, L.P. group: Ksl | Executive Officer Chief Executive Officer of the GP | May 21, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NY 36th Street Holding Trust group: Ksl | Executive Officer Vice President | Jan 7, 2020 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | SSD Holdings Trust group: Ksl | Executive Officer Vice President | Jan 7, 2020 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | KSL SVA Co-invest II, LP group: Ksl | Executive Officer Manager of the GP | Aug 29, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | OTRG RF Holdings Trust group: Ksl | Executive Officer Vice President | Jan 31, 2019 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | KSL Capital Partners V Co-Invest I, L.P. group: Ksl | Director Director of the GP | Jan 28, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MVHF Management Investment, LLC group: Ksl | Executive Officer Vice President | Oct 15, 2018 | D | Indefinite similar: $500,000–$7,000,000 | $0 | 0 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | KSL Capital Partners Credit Opportunities Fund II FF, L.P. group: Ksl | Executive Officer | Oct 15, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,400,000 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners Credit Opportunities Fund II, L.P. group: Ksl | Executive Officer | Oct 15, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $666,500,000 | 27 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners V FF, L.P. group: Ksl | Director Director of the GP | Jul 30, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners Credit Opportunities Fund II FF, L.P. group: Ksl | Executive Officer | Jul 12, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners V FF, L.P. group: Ksl | Director Director of the GP | Apr 30, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners V TE-A, L.P. group: Ksl | Director Director of the GP | Apr 30, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners V TE, L.P. group: Ksl | Director Director of the GP | Apr 30, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners V-A, L.P. group: Ksl | Director Director of the GP | Apr 30, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners V, L.P. group: Ksl | Director Director of the GP | Apr 30, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KHS Management Investment, LLC group: Ksl | Executive Officer Vice President. | Mar 22, 2018 | D | Indefinite similar: $500,000–$7,000,000 | $4,393,100 | 29 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Madison Viking Management Investment, LLC group: Ksl | Executive Officer Vice President. | Mar 22, 2018 | D | Indefinite similar: $500,000–$7,000,000 | $4,632,200 | 29 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | KSL Capital Partners CO Trust II group: Ksl | Executive Officer Trustee and Vice President | Jan 23, 2018 | D | $125,000 similar: $125,000–$125,000 | $91,000 | 91 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | KSL Capital Partners Credit Opportunities Fund II, L.P. group: Ksl | Executive Officer | Dec 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $289,215,686 | 14 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Hawk Holding Company, LLC group: Ksl | Executive Officer, Director President and Manager | Oct 19, 2017 | D | $5,000,000 similar: $500,000–$7,000,000 | $5,000,000 | 1 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Lift Management Investment, LLC group: Ksl | Executive Officer President | Sep 20, 2017 | D | Indefinite similar: $1,010,000–$10,000,000 | $0 | 0 similar: 3–20 | No minimum reported similar: not enough data |
| EDGAR ↗ | KSL LIFT Co-Invest, L.P. group: Ksl | Director Director of the GP. | Jul 21, 2017 | D | $283,800,000 similar: $155,000–$5,250,000 | $283,800,000 | 21 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners Credit Opportunities Fund II, L.P. group: Ksl | Executive Officer | Dec 19, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL SV 2016 II, L.P. group: Ksl | Director Of the GP of the Issuer | Nov 29, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL SV 2016, L.P. group: Ksl | Director Of the GP of the Issuer | Oct 28, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Altitude Co-Invest 4, L.P. group: Ksl | Director Of the GP of the Issuer | Mar 21, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Altitude Co-Invest 3, L.P. group: Ksl | Director Of the GP of the Issuer | Mar 21, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Monroe IF Holdings, LLC group: Ksl | Director | Feb 9, 2016 | D | $153,516,772 similar: $500,000–$7,000,000 | $153,516,772 | 4 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | KSL Altitude Co-Invest 2, L.P. group: Ksl | Director Of the GP of the Issuer | Jan 28, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Altitude Co-Invest, L.P. group: Ksl | Director Of the GP of the Issuer | Jan 27, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners IV-A, L.P. group: Ksl | Director Of the GP of the Issuer | Jun 25, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $110,000,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners IV, L.P. group: Ksl | Director Of the GP of the Issuers. | Jun 18, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,388,000,000 | 108 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners IV, L.P. group: Ksl | Director Of the GP of the Issuers. | Apr 15, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,719,417,818 | 100 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Monroe MR Holdings Trust group: Ksl | Executive Officer Trustee and Vice President | Feb 5, 2015 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | MRB Holdings Trust group: Ksl | Executive Officer Trustee and Vice President | Feb 5, 2015 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | Garfield CO Trust group: Ksl | Executive Officer Trustee and Vice President | Feb 5, 2015 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | KSL Capital Partners IV FF, L.P. group: Ksl | Director Of the GP of the Issuer. | Jan 12, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $2,500,000 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners IV, L.P. group: Ksl | Director Of the GP of the Issuers. | Jan 12, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $969,732,643 | 69 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL VUR Co-Invest, LP group: Ksl | Director | Dec 3, 2014 | D | $157,000,000 similar: $155,000–$5,250,000 | $157,000,000 | 21 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners IV, L.P. group: Ksl | Director Of the GP of the Issuers. | Nov 19, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $33,117,818 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KSL Capital Partners Credit Opportunities Fund, L.P. | Executive Officer | Jan 3, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $378,500,000 | 10 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | GPI Holdings Trust | Executive Officer, Director Vice President | Jan 14, 2013 | D | $125,000 | $125,000 | 125 | $1,000 |
| EDGAR ↗ | Monroe EH Holdings Trust | Executive Officer, Director Vice President | Jan 14, 2013 | D | $125,000 | $125,000 | 125 | $1,000 |
| EDGAR ↗ | ML Holdings Trust | Executive Officer, Director Vice President | Jan 11, 2012 | D | $125,000 | $125,000 | 125 | $1,000 |
| EDGAR ↗ | RP Holdings Trust | Executive Officer, Director President | Jan 11, 2012 | D | $125,000 | $125,000 | 125 | $1,000 |
| EDGAR ↗ | KSL Capital Partners III FF, L.P. group: Ksl | Executive Officer of the GP of the Issuer. | Jun 7, 2011 | D/A | Indefinite | $27,730,000 | 20 | $80,000 |
| EDGAR ↗ | KSL Capital Partners III TE, L.P. group: Ksl | Executive Officer of the GP of the Issuer. | Jun 7, 2011 | D/A | Indefinite | $1,468,450,000 | 56 | $2,000,000 |
| EDGAR ↗ | KSL Capital Partners III, L.P. group: Ksl | Executive Officer of the GP of the Issuer. | Jun 7, 2011 | D/A | Indefinite | $531,550,000 | 26 | $1,500,000 |
| EDGAR ↗ | KSL Capital Partners III, L.P. group: Ksl | Executive Officer of the GP of the Issuer. | May 25, 2011 | D/A | Indefinite | $837,550,000 | 26 | $1,500,000 |
| EDGAR ↗ | KSL Capital Partners III TE, L.P. group: Ksl | Executive Officer of the GP of the Issuer. | May 25, 2011 | D/A | Indefinite | $1,434,759,000 | 54 | $2,000,000 |
| EDGAR ↗ | KSL Capital Partners III TE, L.P. group: Ksl | Executive Officer of the GP of the Issuer. | Apr 4, 2011 | D/A | Indefinite | $1,342,920,587 | 53 | $2,000,000 |
| EDGAR ↗ | KSL Capital Partners III, L.P. group: Ksl | Executive Officer of the GP of the Issuer. | Apr 4, 2011 | D/A | Indefinite | $141,550,000 | 20 | $1,500,000 |
| EDGAR ↗ | KSL Capital Partners III FF, L.P. group: Ksl | Executive Officer of the GP of the Issuer. | Feb 18, 2011 | D | Indefinite | $5,440,000 | 4 | $40,000 |
| EDGAR ↗ | KSL Capital Partners III TE, L.P. group: Ksl | Executive Officer of the GP of the Issuer. | Feb 17, 2011 | D/A | Indefinite | $991,035,541 | 33 | $5,000,000 |
| EDGAR ↗ | KSL Capital Partners III, L.P. group: Ksl | Executive Officer of the GP of the Issuer. | Feb 17, 2011 | D/A | Indefinite | $100,050,000 | 15 | $2,000,000 |
| EDGAR ↗ | KSL CCA 2010 Co-Invest 2, L.P. group: Ksl Cca | Executive Officer Sr. Managing Member of the General Partner of the Issuer. | Nov 22, 2010 | D | $29,223,808 | $29,223,808 | 3 | $1,337,700 |
| EDGAR ↗ | KSL CCA 2010 Co-Invest, L.P. group: Ksl Cca | Executive Officer Sr. Managing Member of the General Partner of the Issuer. | Nov 22, 2010 | D | $182,000,000 | $182,000,000 | 1 | $182,000,000 |
| EDGAR ↗ | KSL Capital Partners III, L.P. group: Ksl | Executive Officer of the GP of the Issuer. | Nov 15, 2010 | D | Indefinite | $27,000,000 | 2 | $2,000,000 |
| EDGAR ↗ | KSL Capital Partners III TE, L.P. group: Ksl | Executive Officer of the GP of the Issuer. | Nov 15, 2010 | D | Indefinite | $77,500,000 | 5 | $5,000,000 |
| EDGAR ↗ | LC Holdings Trust | Executive Officer Trustee and Vice President | Sep 8, 2010 | D | $125,000 | $125,000 | 125 | $1,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years (5 industry/exemption sets on this page); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as Eric C. Resnick. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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