PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:43 AM ET

Sponsor Check › Person

Eric C. Resnick

Related person on Form D filings · address state as listed: CO · listed Sep 8, 2010 → Sep 17, 2026

96issuers
135Form D filings
2010–2026years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:58 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:58 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

Search queued. Results are added automatically; check back later or follow this page to be notified.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:58 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

48 of 97 offerings report sales commissions totalling $143,236,750; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Sep 17, 2026 D/A
File 021-581688
$6,000,000 (est.)$0$0Gencap Global Advisors DMCC no CRD number reported
Hana Securities CO., LTD. no CRD number reported
EDGAR ↗Sep 17, 2026 D/A
File 021-581694
$6,000,000 (est.)$0$0Gencap Global Advisors DMCC no CRD number reported
Hana Securities CO., LTD. no CRD number reported
EDGAR ↗Sep 17, 2026 D/A
File 021-581693
$6,000,000 (est.)$0$0Gencap Global Advisors DMCC no CRD number reported
Hana Securities CO., LTD. no CRD number reported
EDGAR ↗Aug 28, 2026 D
File 021-595721
$0$0$0None listed on this filing
EDGAR ↗Aug 28, 2026 D
File 021-595709
$0$0$0None listed on this filing
EDGAR ↗Apr 6, 2026 D
File 021-579166
$0$0$0None listed on this filing
EDGAR ↗Mar 11, 2026 D
File 021-576156
$145,000 (est.)$0$0J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)
EDGAR ↗Feb 21, 2025 D
File 021-538991
$0$0$0None listed on this filing
EDGAR ↗Jul 30, 2024 D/A
File 021-487368
$0$0$0None listed on this filing
EDGAR ↗Jul 30, 2024 D/A
File 021-487370
$0$0$0None listed on this filing
EDGAR ↗May 28, 2024 D/A
File 021-433926
$9,500,000 (est.)$0$0Sera Global Securities US LLC BrokerCheck CRD 283339 ↗
via Sera Global Securities US LLC (CRD 283339 ↗)

Evercore Group, L.L.C. BrokerCheck CRD 42405 ↗
via Evercore Group, L.L.C. (CRD 42405 ↗)

J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)

Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
via Goldman Sachs & Co. LLC (CRD 361 ↗)
EDGAR ↗May 28, 2024 D/A
File 021-433931
$0$0$0None listed on this filing
EDGAR ↗May 28, 2024 D/A
File 021-433918
$9,500,000 (est.)$0$0Sera Global Securities US LLC BrokerCheck CRD 283339 ↗
via Sera Global Securities US LLC (CRD 283339 ↗)

Evercore Group, L.L.C. BrokerCheck CRD 42405 ↗
via Evercore Group, L.L.C. (CRD 42405 ↗)

J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)

Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
via Goldman Sachs & Co. LLC (CRD 361 ↗)
EDGAR ↗May 28, 2024 D/A
File 021-433921
$9,500,000 (est.)$0$0Sera Global Securities US LLC BrokerCheck CRD 283339 ↗
via Sera Global Securities US LLC (CRD 283339 ↗)

Evercore Group, L.L.C. BrokerCheck CRD 42405 ↗
via Evercore Group, L.L.C. (CRD 42405 ↗)

J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)

Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
via Goldman Sachs & Co. LLC (CRD 361 ↗)
EDGAR ↗May 28, 2024 D/A
File 021-433919
$9,500,000 (est.)$0$0Sera Global Securities US LLC BrokerCheck CRD 283339 ↗
via Sera Global Securities US LLC (CRD 283339 ↗)

Evercore Group, L.L.C. BrokerCheck CRD 42405 ↗
via Evercore Group, L.L.C. (CRD 42405 ↗)

J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)

Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
via Goldman Sachs & Co. LLC (CRD 361 ↗)
EDGAR ↗May 28, 2024 D/A
File 021-494231
$9,500,000 (est.)$0$0Sera Global Securities US LLC BrokerCheck CRD 283339 ↗
via Sera Global Securities US LLC (CRD 283339 ↗)

Evercore Group, L.L.C. BrokerCheck CRD 42405 ↗
via Evercore Group, L.L.C. (CRD 42405 ↗)

J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)

Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
via Goldman Sachs & Co. LLC (CRD 361 ↗)
EDGAR ↗Nov 20, 2023 D
File 021-497717
$0$0$0None listed on this filing
EDGAR ↗Sep 1, 2023 D
File 021-491198
$0$0$0None listed on this filing
EDGAR ↗Apr 4, 2023 D
File 021-477796
$0$0$0None listed on this filing
EDGAR ↗Mar 22, 2023 D
File 021-476560
$7,000,000 (est.)$0$0Morgan Stanley & Co. LLC BrokerCheck CRD 8209 ↗
via Morgan Stanley & Co. LLC (CRD 8209 ↗)

Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗Mar 22, 2023 D
File 021-476634
$7,000,000 (est.)$0$0Morgan Stanley & Co. LLC BrokerCheck CRD 8209 ↗
via Morgan Stanley & Co. LLC (CRD 8209 ↗)

Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗Jan 9, 2023 D/A
File 021-452414
$3,500,000 (est.)$0$0Evercore Group L.L.C. BrokerCheck CRD 42505 ↗
via Evercore Group L.L.C. (CRD 42505 ↗)

Rockefeller Financial LLC BrokerCheck CRD 291361 ↗
via Rockefeller Financial LLC (CRD 291361 ↗)
EDGAR ↗Jan 9, 2023 D/A
File 021-452417
$0$0$0None listed on this filing
EDGAR ↗Jan 6, 2023 D
File 021-469973
$7,000,000 (est.)$0$0Morgan Stanley & Co. LLC BrokerCheck CRD 8209 ↗
via Morgan Stanley & Co. LLC (CRD 8209 ↗)

Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗Jan 6, 2023 D
File 021-469969
$7,000,000 (est.)$0$0Morgan Stanley & Co. LLC BrokerCheck CRD 8209 ↗
via Morgan Stanley & Co. LLC (CRD 8209 ↗)

Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗Jan 6, 2023 D
File 021-469979
$7,000,000 (est.)$0$0Morgan Stanley & Co. LLC BrokerCheck CRD 8209 ↗
via Morgan Stanley & Co. LLC (CRD 8209 ↗)

Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗Jan 6, 2023 D
File 021-469976
$7,000,000 (est.)$0$0Morgan Stanley & Co. LLC BrokerCheck CRD 8209 ↗
via Morgan Stanley & Co. LLC (CRD 8209 ↗)

Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗Aug 29, 2022 D
File 021-457314
$7,000,000 (est.)$0$0Morgan Stanley & Co. LLC BrokerCheck CRD 8209 ↗
via Morgan Stanley & Co. LLC (CRD 8209 ↗)
EDGAR ↗Aug 9, 2022 D
File 021-455319
$0$0$0None listed on this filing
EDGAR ↗May 26, 2022 D
File 021-447134
$0$0$0None listed on this filing
EDGAR ↗May 5, 2022 D
File 021-444600
$1,686,000 (est.)$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
via Jefferies LLC (CRD 2347 ↗)
EDGAR ↗May 5, 2022 D
File 021-444650
$1,686,000 (est.)$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
via Jefferies LLC (CRD 2347 ↗)
EDGAR ↗May 5, 2022 D
File 021-444657
$1,686,000 (est.)$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
via Jefferies LLC (CRD 2347 ↗)
EDGAR ↗May 5, 2022 D
File 021-444658
$1,686,000 (est.)$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
via Jefferies LLC (CRD 2347 ↗)
EDGAR ↗Mar 31, 2022 D
File 021-439969
$0$0$0None listed on this filing
EDGAR ↗Feb 7, 2022 D
File 021-432452
$15,500$0$0Gary Cutson BrokerCheck CRD 6119195 ↗
via A5 Securities LLC (CRD 288410 ↗)

Jeffrey Rubin BrokerCheck CRD 7328367 ↗
via A5 Securities LLC (CRD 288410 ↗)
EDGAR ↗Feb 7, 2022 D
File 021-432450
$15,500$0$0Gary Cutson BrokerCheck CRD 6119195 ↗
via A5 Securities LLC (CRD 288410 ↗)

Jeffrey Rubin BrokerCheck CRD 7328367 ↗
via A5 Securities LLC (CRD 288410 ↗)
EDGAR ↗Feb 7, 2022 D
File 021-432446
$15,500$0$0Gary Cutson BrokerCheck CRD 6119195 ↗
via A5 Securities LLC (CRD 288410 ↗)

Jeffrey Rubin BrokerCheck CRD 7328367 ↗
via A5 Securities LLC (CRD 288410 ↗)
EDGAR ↗Feb 7, 2022 D
File 021-432454
$15,500$0$0Gary Cutson BrokerCheck CRD 6119195 ↗
via A5 Securities LLC (CRD 288410 ↗)

Jeffrey Rubin BrokerCheck CRD 7328367 ↗
via A5 Securities LLC (CRD 288410 ↗)
EDGAR ↗Feb 7, 2022 D
File 021-432444
$15,500$0$0Gary Cutson BrokerCheck CRD 6119195 ↗
via A5 Securities LLC (CRD 288410 ↗)

Jeffrey Rubin BrokerCheck CRD 7328367 ↗
via A5 Securities LLC (CRD 288410 ↗)
EDGAR ↗Feb 7, 2022 D
File 021-432445
$15,500$0$0Gary Cutson BrokerCheck CRD 6119195 ↗
via A5 Securities LLC (CRD 288410 ↗)

Jeffrey Rubin BrokerCheck CRD 7328367 ↗
via A5 Securities LLC (CRD 288410 ↗)
EDGAR ↗Feb 7, 2022 D
File 021-432456
$15,500$0$0Gary Cutson BrokerCheck CRD 6119195 ↗
via A5 Securities LLC (CRD 288410 ↗)

Jeffrey Rubin BrokerCheck CRD 7328367 ↗
via A5 Securities LLC (CRD 288410 ↗)
EDGAR ↗Feb 7, 2022 D
File 021-432458
$15,500$0$0Gary Cutson BrokerCheck CRD 6119195 ↗
via A5 Securities LLC (CRD 288410 ↗)

Jeffrey Rubin BrokerCheck CRD 7328367 ↗
via A5 Securities LLC (CRD 288410 ↗)
EDGAR ↗Dec 28, 2021 D
File 021-426911
$0$0$0None listed on this filing
EDGAR ↗Jun 9, 2021 D
File 021-402257
$0$0$0None listed on this filing
EDGAR ↗Jun 9, 2021 D
File 021-402258
$0$0$0None listed on this filing
EDGAR ↗Jun 9, 2021 D
File 021-402255
$0$0$0None listed on this filing
EDGAR ↗Jun 9, 2021 D
File 021-402259
$0$0$0None listed on this filing
EDGAR ↗Apr 1, 2021 D
File 021-394430
$0$0$0None listed on this filing
EDGAR ↗Mar 9, 2021 D
File 021-391606
$0$0$0None listed on this filing
EDGAR ↗Jan 21, 2021 D
File 021-386893
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Nov 16, 2020 D
File 021-380677
$0$0$0None listed on this filing
EDGAR ↗May 21, 2020 D
File 021-367452
$0$0$0None listed on this filing
EDGAR ↗Jan 7, 2020 D
File 021-357407
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 7, 2020 D
File 021-357404
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Aug 29, 2019 D
File 021-347690
$0$0$0None listed on this filing
EDGAR ↗Jan 31, 2019 D
File 021-331820
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 28, 2019 D
File 021-331501
$0$0$0None listed on this filing
EDGAR ↗Oct 15, 2018 D/A
File 021-276582
$1,900,000 (est.)$0$0Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗
via Stifel, Nicolaus & Company, Incorporated (CRD 793 ↗)
EDGAR ↗Oct 15, 2018 D/A
File 021-316720
$1,900,000 (est.)$0$0Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗
via Stifel, Nicolaus & Company, Incorporated (CRD 793 ↗)
EDGAR ↗Oct 15, 2018 D
File 021-323562
$0$0$0None listed on this filing
EDGAR ↗Jul 30, 2018 D/A
File 021-311272
$0$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗
via Credit Suisse Securities (USA) LLC (CRD 816 ↗)
EDGAR ↗Apr 30, 2018 D
File 021-311270
$0$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗
via Credit Suisse Securities (USA) LLC (CRD 816 ↗)
EDGAR ↗Apr 30, 2018 D
File 021-311268
$0$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗
via Credit Suisse Securities (USA) LLC (CRD 816 ↗)
EDGAR ↗Apr 30, 2018 D
File 021-311267
$0$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗
via Credit Suisse Securities (USA) LLC (CRD 816 ↗)
EDGAR ↗Apr 30, 2018 D
File 021-311266
$0$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗
via Credit Suisse Securities (USA) LLC (CRD 816 ↗)
EDGAR ↗Mar 22, 2018 D
File 021-308380
$0$0$0None listed on this filing
EDGAR ↗Mar 22, 2018 D
File 021-308379
$0$0$0None listed on this filing
EDGAR ↗Jan 23, 2018 D
File 021-303897
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Oct 19, 2017 D
File 021-297047
$0$0$0None listed on this filing
EDGAR ↗Sep 20, 2017 D
File 021-295077
$0$0$0None listed on this filing
EDGAR ↗Jul 21, 2017 D
File 021-291280
$0$0$0None listed on this filing
EDGAR ↗Nov 29, 2016 D
File 021-275267
$0$0$0None listed on this filing
EDGAR ↗Oct 28, 2016 D
File 021-273425
$0$0$0None listed on this filing
EDGAR ↗Mar 21, 2016 D
File 021-259627
$0$0$0None listed on this filing
EDGAR ↗Mar 21, 2016 D
File 021-259629
$0$0$0None listed on this filing
EDGAR ↗Feb 9, 2016 D
File 021-257099
$0$0$0None listed on this filing
EDGAR ↗Jan 28, 2016 D
File 021-256126
$0$0$0None listed on this filing
EDGAR ↗Jan 27, 2016 D
File 021-256123
$0$0$0None listed on this filing
EDGAR ↗Jun 25, 2015 D
File 021-242446
$0$0$0None listed on this filing
EDGAR ↗Jun 18, 2015 D/A
File 021-228683
$3,900,000$0$0UBS Securities LLC BrokerCheck CRD 7654 ↗
via UBS Securities LLC (CRD 7654 ↗)
EDGAR ↗Feb 5, 2015 D
File 021-233563
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

C. Scott Harrisson BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis J. Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori D. Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Feb 5, 2015 D
File 021-233560
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

C. Scott Harrisson BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis J. Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori D. Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Feb 5, 2015 D
File 021-233571
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

C. Scott Harrisson BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis J. Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori D. Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 12, 2015 D
File 021-231959
$0$0$0None listed on this filing
EDGAR ↗Dec 3, 2014 D
File 021-229364
$0$0$0None listed on this filing
EDGAR ↗Jan 3, 2014 D
File 021-209226
$1,392,500$0$0Probitas Fund Group LLC BrokerCheck CRD 80206 ↗
via Probitas Fund Group LLC (CRD 80206 ↗)
EDGAR ↗Jan 14, 2013 D
File 021-190216
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Phyllis J. Beck BrokerCheck CRD 1020488 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H&L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 14, 2013 D
File 021-190212
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Phyllis J. Beck BrokerCheck CRD 1020488 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H&L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 11, 2012 D
File 021-171582
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis J. Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 11, 2012 D
File 021-171584
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis J. Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jun 7, 2011 D/A
File 021-150542
$2,404,109 (est.)$0$0Probitas Funds Group, LLC BrokerCheck CRD 115876 ↗
via Probitas Funds Group, LLC (CRD 115876 ↗)
EDGAR ↗Jun 7, 2011 D/A
File 021-150540
$6,645,891 (est.)$0$0Probitas Funds Group, LLC BrokerCheck CRD 115876 ↗
via Probitas Funds Group, LLC (CRD 115876 ↗)
EDGAR ↗Jun 7, 2011 D/A
File 021-155575
$0$0$0Probitas Funds Group BrokerCheck CRD 115876 ↗
via Probitas Funds Group, LLC (CRD 115876 ↗)
EDGAR ↗Nov 22, 2010 D
File 021-150858
$0$0$0None listed on this filing
EDGAR ↗Nov 22, 2010 D
File 021-150860
$0$0$0None listed on this filing
EDGAR ↗Sep 8, 2010 D
File 021-147416
$6,250 (est.)$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis J. Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗KSL Capital Partners Credit Opportunities Fund V (Offshore) Feeder, L.P.
group: Ksl
Executive OfficerSep 17, 2026D/AIndefinite
similar: $155,000–$5,250,000
$10,152,2841
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners Credit Opportunities Fund V FF, L.P.
group: Ksl
Executive OfficerSep 17, 2026D/AIndefinite
similar: $155,000–$5,250,000
$4,111,6758
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners Credit Opportunities Fund V, L.P.
group: Ksl
Executive OfficerSep 17, 2026D/AIndefinite
similar: $155,000–$5,250,000
$1,035,304,56521
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Cascade Co-Invest, L.P.
group: Ksl
Executive Officer
Principal
Aug 28, 2026DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL SG Co-Invest, L.P.
group: Ksl
Executive OfficerAug 28, 2026DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners Credit Opportunities Fund V (Offshore) Feeder, L.P.
group: Ksl
Executive OfficerJun 3, 2026D/AIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners Credit Opportunities Fund V FF, L.P.
group: Ksl
Executive OfficerJun 3, 2026D/AIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners Credit Opportunities Fund V, L.P.
group: Ksl
Executive OfficerJun 3, 2026D/AIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners Credit Opportunities Fund V FF, L.P.
group: Ksl
Executive OfficerApr 23, 2026DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners Credit Opportunities Fund V (Offshore) Feeder, L.P.
group: Ksl
Executive OfficerApr 23, 2026DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners Credit Opportunities Fund V, L.P.
group: Ksl
Executive OfficerApr 23, 2026DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Longdrive Co-Invest, L.P.
group: Ksl
Executive Officer
Principal
Apr 6, 2026DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Granite Co-Invest, L.P.
group: Ksl
Executive Officer
Principal
Mar 11, 2026DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗HGC 2025, L.P.
group: Ksl
Executive OfficerFeb 21, 2025DIndefinite
similar: $155,000–$5,250,000
$175,785,7271
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners Tactical Opportunities Fund II FF, L.P.
group: Ksl
Executive Officer
Principal
Jul 30, 2024D/AIndefinite
similar: $155,000–$5,250,000
$1,059,000,00016
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners Tactical Opportunities Fund II, L.P.
group: Ksl
Executive Officer
Principal
Jul 30, 2024D/AIndefinite
similar: $155,000–$5,250,000
$1,059,000,00023
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners VI (Lux), SCSp
group: Ksl
Executive Officer
Principal of the GP
May 28, 2024D/A$1,976,193,878
similar: $500,000–$16,420,250
$1,976,193,8785
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗KSL Capital Partners VI FF, L.P.
group: Ksl
Executive Officer
Principal of the GP
May 28, 2024D/A$1,976,193,878
similar: $500,000–$16,420,250
$1,976,193,87879
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗KSL Capital Partners VI TE-A, L.P.
group: Ksl
Executive Officer
Principal of the GP
May 28, 2024D/A$1,976,193,878
similar: $500,000–$16,420,250
$1,976,193,8785
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗KSL Capital Partners VI TE, L.P.
group: Ksl
Executive Officer
Principal of the GP
May 28, 2024D/A$1,976,193,878
similar: $500,000–$16,420,250
$1,976,193,87843
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗KSL Capital Partners VI-A, L.P.
group: Ksl
Executive Officer
Principal of the GP
May 28, 2024D/A$1,976,193,878
similar: $500,000–$16,420,250
$1,976,193,87817
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗KSL Capital Partners VI, L.P.
group: Ksl
Executive Officer
Principal of the GP
May 28, 2024D/A$1,976,193,878
similar: $500,000–$16,420,250
$1,976,193,87832
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗KSL Capital Partners VI (Lux), SCSp
group: Ksl
Executive Officer
Principal of the GP
Feb 21, 2024D/AIndefinite
similar: $155,000–$5,250,000
$1,823,770,4083
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners VI FF, L.P.
group: Ksl
Executive Officer
Principal of the GP
Feb 21, 2024D/AIndefinite
similar: $155,000–$5,250,000
$1,823,770,40871
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners VI TE-A, L.P.
group: Ksl
Executive Officer
Principal of the GP
Feb 21, 2024D/AIndefinite
similar: $155,000–$5,250,000
$1,823,770,4085
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners VI TE, L.P.
group: Ksl
Executive Officer
Principal of the GP
Feb 21, 2024D/AIndefinite
similar: $155,000–$5,250,000
$1,823,770,40841
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners VI-A, L.P.
group: Ksl
Executive Officer
Principal of the GP
Feb 21, 2024D/AIndefinite
similar: $155,000–$5,250,000
$1,823,770,4083
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners VI, L.P.
group: Ksl
Executive Officer
Principal of the GP
Feb 21, 2024D/AIndefinite
similar: $155,000–$5,250,000
$1,823,770,40832
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL 1776 Blocked Co-Invest, L.P.
group: Ksl
Executive Officer
Principal of the GP
Nov 20, 2023DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners VI (Lux), SCSp
group: Ksl
Executive Officer
Principal of the GP
Oct 10, 2023DIndefinite
similar: $155,000–$5,250,000
$1,772,750,0002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL ICE Onshore Co-Invest, L.P.
group: Ksl
Executive Officer
Principal of the GP
Sep 1, 2023DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners Tactical Opportunities Fund II FF, L.P.
group: Ksl
Executive Officer
Principal
Jul 19, 2023DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners Tactical Opportunities Fund II, L.P.
group: Ksl
Executive Officer
Principal
Jul 19, 2023DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Lift Management Investment, LLC
group: Ksl
Executive Officer
President
Apr 4, 2023DIndefinite
similar: $1,010,000–$10,000,000
$00
similar: 3–20
No minimum reported
similar: not enough data
EDGAR ↗KSL Capital Partners CV II 5 Feeder, L.P.
group: Ksl
Executive Officer
Principal of the GP
Mar 22, 2023DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners CV II FF, L.P.
group: Ksl
Executive Officer
Principal of the GP
Mar 22, 2023DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners Credit Opportunities Fund IV FF, L.P.
group: Ksl
Executive OfficerJan 9, 2023D/AIndefinite
similar: $155,000–$5,250,000
$620,242,42415
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners Credit Opportunities Fund IV, L.P.
group: Ksl
Executive OfficerJan 9, 2023D/AIndefinite
similar: $155,000–$5,250,000
$620,242,42439
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners VI TE-A, L.P.
group: Ksl
Executive Officer
Principal of the GP
Jan 6, 2023D/AIndefinite
similar: $155,000–$5,250,000
$1,634,913,2655
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners VI TE, L.P.
group: Ksl
Executive Officer
Principal of the GP
Jan 6, 2023D/AIndefinite
similar: $155,000–$5,250,000
$1,634,913,26537
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners VI-A, L.P.
group: Ksl
Executive Officer
Principal of the GP
Jan 6, 2023D/AIndefinite
similar: $155,000–$5,250,000
$1,634,913,2652
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners VI, L.P.
group: Ksl
Executive Officer
Principal of the GP
Jan 6, 2023D/AIndefinite
similar: $155,000–$5,250,000
$1,634,913,26520
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners VI FF, L.P.
group: Ksl
Executive Officer
Principal of the GP
Jan 6, 2023D/AIndefinite
similar: $155,000–$5,250,000
$1,634,913,26560
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners CV II 4, L.P.
group: Ksl
Executive Officer
Principal of the GP
Jan 6, 2023DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners CV II 3, L.P.
group: Ksl
Executive Officer
Principal of the GP
Jan 6, 2023DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners CV II 2, L.P.
group: Ksl
Executive Officer
Principal of the GP
Jan 6, 2023DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners CV II 1, L.P.
group: Ksl
Executive Officer
Principal of the GP
Jan 6, 2023DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners CV II 5, L.P.
group: Ksl
Executive Officer
Principal of the GP
Aug 29, 2022DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Mission Hill Co-Invest I, L.P.
group: Ksl
Executive Officer
Principal of the GP
Aug 9, 2022DIndefinite
similar: $155,000–$5,250,000
$30,000,0005
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners Credit Opportunities Fund IV FF, L.P.
group: Ksl
Executive OfficerJul 14, 2022DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners Credit Opportunities Fund IV, L.P.
group: Ksl
Executive OfficerJul 14, 2022DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL TR Offshore Co-Invest, L.P.
group: Ksl
Executive Officer
Manager of the GP
May 26, 2022DIndefinite
similar: $155,000–$5,250,000
$180,000,0001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Madison CV I RUN 2, L.P.
group: Ksl
Executive Officer
Principal of the GP
May 5, 2022DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Madison CV I RUN, L.P.
group: Ksl
Executive Officer
Principal of the GP
May 5, 2022DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Madison CV I OFF, L.P.
group: Ksl
Executive Officer
Principal of the GP
May 5, 2022DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners CV I, L.P.
group: Ksl
Executive Officer
Principal of the GP
May 5, 2022DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Manta Co-Invest, LP
group: Ksl
Executive Officer
Manager of the GP
Mar 31, 2022DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Millie Investment Trust, LLC
group: Ksl
Executive Officer
President
Feb 7, 2022D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
No minimum reported
similar: $1,000–$1,000
EDGAR ↗Steele SM JV Trust
group: Ksl
Executive Officer
President
Feb 7, 2022D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
No minimum reported
similar: $1,000–$1,000
EDGAR ↗VPB Holdings Trust
group: Ksl
Executive Officer
President
Feb 7, 2022D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
No minimum reported
similar: $1,000–$1,000
EDGAR ↗Jackson Investment II, LLC
group: Ksl
Executive Officer
President
Feb 7, 2022D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
No minimum reported
similar: $1,000–$1,000
EDGAR ↗Jackson Investment III, LLC
group: Ksl
Executive Officer
President
Feb 7, 2022D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
No minimum reported
similar: $1,000–$1,000
EDGAR ↗Mission Hill Hospitality Trust
group: Ksl
Executive Officer
President
Feb 7, 2022D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
No minimum reported
similar: $1,000–$1,000
EDGAR ↗Southern Marinas II REIT, LLC
group: Ksl
Executive Officer
President
Feb 7, 2022D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
No minimum reported
similar: $1,000–$1,000
EDGAR ↗Jackson Investment, LLC
group: Ksl
Executive Officer
President
Feb 7, 2022D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
No minimum reported
similar: $1,000–$1,000
EDGAR ↗Bressenden II Feeder, L.P.
group: Ksl
Executive Officer
Chief Executive Officer of the GP & Principal
Dec 28, 2021DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners COTO Co-Invest I, L.P.
group: Ksl
Executive Officer
Chief Executive Officer of the GP and Principal
Jun 9, 2021DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners Tactical Opportunities Fund I FF, L.P.
group: Ksl
Executive Officer
Principal
Jun 9, 2021DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners Tactical Opportunities Fund I, L.P.
group: Ksl
Executive Officer
Principal
Jun 9, 2021DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners Tactical Opportunities Fund I Feeder, L.P.
group: Ksl
Executive Officer
Principal
Jun 9, 2021DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Victoria Tactical Opportunities Fund A Feeder, L.P.
group: Ksl
Executive Officer
Chief Executive Officer of the GP & Principal
Apr 1, 2021DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners Credit Opportunities Fund III FF, L.P.
group: Ksl
Executive OfficerMar 9, 2021DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗FMDR Mortgage Holdings, LLC
group: Ksl
Executive Officer
President
Jan 21, 2021D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
No minimum reported
similar: $1,000–$1,000
EDGAR ↗KSL Capital Partners Credit Opportunities Fund III, L.P.
group: Ksl
Executive OfficerNov 16, 2020DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners Special Situations Fund, L.P.
group: Ksl
Executive Officer
Chief Executive Officer of the GP
May 21, 2020DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗NY 36th Street Holding Trust
group: Ksl
Executive Officer
Vice President
Jan 7, 2020D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗SSD Holdings Trust
group: Ksl
Executive Officer
Vice President
Jan 7, 2020D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗KSL SVA Co-invest II, LP
group: Ksl
Executive Officer
Manager of the GP
Aug 29, 2019DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OTRG RF Holdings Trust
group: Ksl
Executive Officer
Vice President
Jan 31, 2019D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗KSL Capital Partners V Co-Invest I, L.P.
group: Ksl
Director
Director of the GP
Jan 28, 2019DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗MVHF Management Investment, LLC
group: Ksl
Executive Officer
Vice President
Oct 15, 2018DIndefinite
similar: $500,000–$7,000,000
$00
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗KSL Capital Partners Credit Opportunities Fund II FF, L.P.
group: Ksl
Executive OfficerOct 15, 2018D/AIndefinite
similar: $155,000–$5,250,000
$4,400,0008
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners Credit Opportunities Fund II, L.P.
group: Ksl
Executive OfficerOct 15, 2018D/AIndefinite
similar: $155,000–$5,250,000
$666,500,00027
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners V FF, L.P.
group: Ksl
Director
Director of the GP
Jul 30, 2018D/AIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners Credit Opportunities Fund II FF, L.P.
group: Ksl
Executive OfficerJul 12, 2018DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners V FF, L.P.
group: Ksl
Director
Director of the GP
Apr 30, 2018DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners V TE-A, L.P.
group: Ksl
Director
Director of the GP
Apr 30, 2018DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners V TE, L.P.
group: Ksl
Director
Director of the GP
Apr 30, 2018DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners V-A, L.P.
group: Ksl
Director
Director of the GP
Apr 30, 2018DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners V, L.P.
group: Ksl
Director
Director of the GP
Apr 30, 2018DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KHS Management Investment, LLC
group: Ksl
Executive Officer
Vice President.
Mar 22, 2018DIndefinite
similar: $500,000–$7,000,000
$4,393,10029
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Madison Viking Management Investment, LLC
group: Ksl
Executive Officer
Vice President.
Mar 22, 2018DIndefinite
similar: $500,000–$7,000,000
$4,632,20029
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗KSL Capital Partners CO Trust II
group: Ksl
Executive Officer
Trustee and Vice President
Jan 23, 2018D$125,000
similar: $125,000–$125,000
$91,00091
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗KSL Capital Partners Credit Opportunities Fund II, L.P.
group: Ksl
Executive OfficerDec 14, 2017D/AIndefinite
similar: $155,000–$5,250,000
$289,215,68614
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Hawk Holding Company, LLC
group: Ksl
Executive Officer, Director
President and Manager
Oct 19, 2017D$5,000,000
similar: $500,000–$7,000,000
$5,000,0001
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Lift Management Investment, LLC
group: Ksl
Executive Officer
President
Sep 20, 2017DIndefinite
similar: $1,010,000–$10,000,000
$00
similar: 3–20
No minimum reported
similar: not enough data
EDGAR ↗KSL LIFT Co-Invest, L.P.
group: Ksl
Director
Director of the GP.
Jul 21, 2017D$283,800,000
similar: $155,000–$5,250,000
$283,800,00021
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners Credit Opportunities Fund II, L.P.
group: Ksl
Executive OfficerDec 19, 2016DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL SV 2016 II, L.P.
group: Ksl
Director
Of the GP of the Issuer
Nov 29, 2016DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL SV 2016, L.P.
group: Ksl
Director
Of the GP of the Issuer
Oct 28, 2016DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Altitude Co-Invest 4, L.P.
group: Ksl
Director
Of the GP of the Issuer
Mar 21, 2016DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Altitude Co-Invest 3, L.P.
group: Ksl
Director
Of the GP of the Issuer
Mar 21, 2016DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Monroe IF Holdings, LLC
group: Ksl
DirectorFeb 9, 2016D$153,516,772
similar: $500,000–$7,000,000
$153,516,7724
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗KSL Altitude Co-Invest 2, L.P.
group: Ksl
Director
Of the GP of the Issuer
Jan 28, 2016DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Altitude Co-Invest, L.P.
group: Ksl
Director
Of the GP of the Issuer
Jan 27, 2016DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners IV-A, L.P.
group: Ksl
Director
Of the GP of the Issuer
Jun 25, 2015DIndefinite
similar: $155,000–$5,250,000
$110,000,0003
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners IV, L.P.
group: Ksl
Director
Of the GP of the Issuers.
Jun 18, 2015D/AIndefinite
similar: $155,000–$5,250,000
$2,388,000,000108
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners IV, L.P.
group: Ksl
Director
Of the GP of the Issuers.
Apr 15, 2015D/AIndefinite
similar: $155,000–$5,250,000
$1,719,417,818100
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Monroe MR Holdings Trust
group: Ksl
Executive Officer
Trustee and Vice President
Feb 5, 2015D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗MRB Holdings Trust
group: Ksl
Executive Officer
Trustee and Vice President
Feb 5, 2015D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Garfield CO Trust
group: Ksl
Executive Officer
Trustee and Vice President
Feb 5, 2015D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗KSL Capital Partners IV FF, L.P.
group: Ksl
Director
Of the GP of the Issuer.
Jan 12, 2015DIndefinite
similar: $155,000–$5,250,000
$2,500,0005
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners IV, L.P.
group: Ksl
Director
Of the GP of the Issuers.
Jan 12, 2015D/AIndefinite
similar: $155,000–$5,250,000
$969,732,64369
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL VUR Co-Invest, LP
group: Ksl
DirectorDec 3, 2014D$157,000,000
similar: $155,000–$5,250,000
$157,000,00021
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners IV, L.P.
group: Ksl
Director
Of the GP of the Issuers.
Nov 19, 2014DIndefinite
similar: $155,000–$5,250,000
$33,117,8181
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KSL Capital Partners Credit Opportunities Fund, L.P.Executive OfficerJan 3, 2014DIndefinite
similar: $155,000–$5,250,000
$378,500,00010
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗GPI Holdings TrustExecutive Officer, Director
Vice President
Jan 14, 2013D$125,000$125,000125$1,000
EDGAR ↗Monroe EH Holdings TrustExecutive Officer, Director
Vice President
Jan 14, 2013D$125,000$125,000125$1,000
EDGAR ↗ML Holdings TrustExecutive Officer, Director
Vice President
Jan 11, 2012D$125,000$125,000125$1,000
EDGAR ↗RP Holdings TrustExecutive Officer, Director
President
Jan 11, 2012D$125,000$125,000125$1,000
EDGAR ↗KSL Capital Partners III FF, L.P.
group: Ksl
Executive Officer
of the GP of the Issuer.
Jun 7, 2011D/AIndefinite$27,730,00020$80,000
EDGAR ↗KSL Capital Partners III TE, L.P.
group: Ksl
Executive Officer
of the GP of the Issuer.
Jun 7, 2011D/AIndefinite$1,468,450,00056$2,000,000
EDGAR ↗KSL Capital Partners III, L.P.
group: Ksl
Executive Officer
of the GP of the Issuer.
Jun 7, 2011D/AIndefinite$531,550,00026$1,500,000
EDGAR ↗KSL Capital Partners III, L.P.
group: Ksl
Executive Officer
of the GP of the Issuer.
May 25, 2011D/AIndefinite$837,550,00026$1,500,000
EDGAR ↗KSL Capital Partners III TE, L.P.
group: Ksl
Executive Officer
of the GP of the Issuer.
May 25, 2011D/AIndefinite$1,434,759,00054$2,000,000
EDGAR ↗KSL Capital Partners III TE, L.P.
group: Ksl
Executive Officer
of the GP of the Issuer.
Apr 4, 2011D/AIndefinite$1,342,920,58753$2,000,000
EDGAR ↗KSL Capital Partners III, L.P.
group: Ksl
Executive Officer
of the GP of the Issuer.
Apr 4, 2011D/AIndefinite$141,550,00020$1,500,000
EDGAR ↗KSL Capital Partners III FF, L.P.
group: Ksl
Executive Officer
of the GP of the Issuer.
Feb 18, 2011DIndefinite$5,440,0004$40,000
EDGAR ↗KSL Capital Partners III TE, L.P.
group: Ksl
Executive Officer
of the GP of the Issuer.
Feb 17, 2011D/AIndefinite$991,035,54133$5,000,000
EDGAR ↗KSL Capital Partners III, L.P.
group: Ksl
Executive Officer
of the GP of the Issuer.
Feb 17, 2011D/AIndefinite$100,050,00015$2,000,000
EDGAR ↗KSL CCA 2010 Co-Invest 2, L.P.
group: Ksl Cca
Executive Officer
Sr. Managing Member of the General Partner of the Issuer.
Nov 22, 2010D$29,223,808$29,223,8083$1,337,700
EDGAR ↗KSL CCA 2010 Co-Invest, L.P.
group: Ksl Cca
Executive Officer
Sr. Managing Member of the General Partner of the Issuer.
Nov 22, 2010D$182,000,000$182,000,0001$182,000,000
EDGAR ↗KSL Capital Partners III, L.P.
group: Ksl
Executive Officer
of the GP of the Issuer.
Nov 15, 2010DIndefinite$27,000,0002$2,000,000
EDGAR ↗KSL Capital Partners III TE, L.P.
group: Ksl
Executive Officer
of the GP of the Issuer.
Nov 15, 2010DIndefinite$77,500,0005$5,000,000
EDGAR ↗LC Holdings TrustExecutive Officer
Trustee and Vice President
Sep 8, 2010D$125,000$125,000125$1,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years (5 industry/exemption sets on this page); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 40 names on the same filings (40 management entities, 0 people)

People and management entities the issuers listed as related persons on the same Form D filings as Eric C. Resnick. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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