Eric Aumen is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Sep 2020 and May 2022: Utz Brands, Inc. (Hanover, PA — industry reported as "Other" — 2020–2022; $28M reported sold to 29 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Ajay Kataria (2 shared filings), Antonio F. Fernandez (2 shared filings), B. John Lindeman (2 shared filings), Cary Devore (2 shared filings), Christina Choi (2 shared filings) and 13 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Eric. Each name links to their own page.
The issuer belongs to the sponsor group Athletic Brewing (6 issuers, $152.5M reported sold, 2009–2024).
What this means A sponsor group is one team that sets up a new company for each deal. Athletic Brewing has 6 companies on file and $152.5M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Eric Aumen and found 2 differences: Bankruptcy case: Altmeyer Home Stores, Inc; Bankruptcy case: Altmeyer Fabricating, Ltd.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.