27 paid sellers are listed without a CRD number
Paid seller listed without a CRD number: FirstEnergy Capital Corp. — Kelt Exploration Ltd. · Paid seller listed without a CRD number: RBC Dominion Securities Inc. — Kelt Exploration Ltd. · Paid seller listed without a CRD number: Scotia Capital Inc. — Kelt Exploration Ltd. · Paid seller listed without a CRD number: CIBC World Markets Inc. — Kelt Exploration Ltd. · Paid seller listed without a CRD number: Macquarie Capital Markets Canada Ltd. — Kelt Exploration Ltd. · and 22 more
What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.
Sources
- Form D · Jul 22, 2015 ↗ (Jul 22, 2015)
- BrokerCheck search: FirstEnergy Capital Corp. ↗
- Kelt Exploration Ltd. — PartnerFacts page ↗ (Jul 22, 2015)
- BrokerCheck search: RBC Dominion Securities Inc. ↗
- BrokerCheck search: Scotia Capital Inc. ↗
- BrokerCheck search: CIBC World Markets Inc. ↗
- BrokerCheck search: Macquarie Capital Markets Canada Ltd. ↗
- BrokerCheck search: National Bank Financial Inc. ↗