Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:47 AM ET

No photo found yet (own website and image search run after this page is viewed)

Efrem Hoffman

Named as an officer, director or promoter on SEC Form D filings · Ontario, Canada (as filed: A6) · Mar 30, 2009 → Jun 18, 2009

1deal (issuers)

$1.3Mreported sold

8investors

3Form D filings

2009year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Efrem Hoffman is listed as a director on 3 SEC Form D filings by 1 issuer between Mar 2009 and Jun 2009: Catallactic Fund, LLC (St. Michael, Barbados (as filed: C8) — pooled investment fund — 2009; $1.3M reported sold to 8 investors).

What this means One deal on file with the SEC, filed Jun 2009. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Catallactic Management Ltd. (3 shared filings, management entity), Catallactic Managing Member, LLC (3 shared filings, management entity), Kevlar International Inc. (3 shared filings, management entity), Nadia Yahya (3 shared filings) and Steven K. Parker (3 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Efrem. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 3 public filings for Efrem Hoffman and found 2 differences: Form D filed 19 days after the first sale; No amendment in the last 12 months on an offering that may still be open.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Efrem Hoffman has not run yet — it is joining a line of 27,332 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Efrem Hoffman..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

2 differences found between the filings for Efrem Hoffman (compared 3 filings on Oct 24, 2026)

Note · Mar 11, 2009 – Mar 30, 2009

Form D filed 19 days after the first sale — Catallactic Fund, LLC

The filing says the first sale was Mar 11, 2009. The Form D was filed Mar 30, 2009 — 19 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 4 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 30, 2009 ↗Catallactic Fund, LLC — PartnerFacts page ↗

Sources

Form D · Mar 30, 2009 ↗ (Mar 30, 2009)
Catallactic Fund, LLC — PartnerFacts page ↗ (Jun 18, 2009)

Note · Mar 11, 2009 – Jun 18, 2009

No amendment in the last 12 months on an offering that may still be open — Catallactic Fund, LLC (latest filing Jun 18, 2009)

The latest filing for this offering is dated Jun 18, 2009 (first sale Mar 11, 2009). It reports $1,301,635 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Jun 18, 2009 ↗Catallactic Fund, LLC — PartnerFacts page ↗

Sources

Form D/A · Jun 18, 2009 ↗ (Jun 18, 2009)
Catallactic Fund, LLC — PartnerFacts page ↗ (Jun 18, 2009)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 1 offering report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Jun 18, 2009 D/A Catallactic Fund, LLC File 021-129216	$0	$0	$0 (est.) Catallactic Management Ltd. is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	n/a no CRD number reported	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Efrem Hoffman on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund

Catallactic Fund, LLC

St. Michael, Barbados (as filed: C8) · Mar 30, 2009 → Jun 18, 2009 · 3 filings

Jun 18, 2009 · D/A · $1,301,635 sold of Indefinite · 8 investors · min. $100,000 · role: Director (Director of Kevlar International Inc.) EDGAR ↗
Apr 22, 2009 · D/A · $986,635 sold of Indefinite · 6 investors · min. $100,000 · role: Director (Director of Kevlar International Inc.) EDGAR ↗
Mar 30, 2009 · D · $200,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Director of Kevlar International Inc.) EDGAR ↗

Raised $1.3M from 8 investors as of the latest filing. Efrem is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Efrem 5

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity