Sponsor Check › Person
Related person on Form D filings · address state as listed: CA · listed Jul 8, 2014 → Nov 7, 2017
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 12:00 AM ET · SEC enforcement last checked: not yet
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Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 12:00 AM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
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Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 12:00 AM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
5 of 80 offerings report sales commissions totalling $4,040,755; 0 report finder's fees; 0 report proceeds to related persons.
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Nov 7, 2017 D/A File 021-274361 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 26, 2017 D/A File 021-275513 | $312,375 | $0 | $0 | MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ |
| EDGAR ↗ | May 26, 2017 D/A File 021-275510 | $162,500 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ |
| EDGAR ↗ | May 26, 2017 D/A File 021-275508 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ |
| EDGAR ↗ | May 26, 2017 D/A File 021-275506 | $525,000 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ |
| EDGAR ↗ | May 26, 2017 D/A File 021-275511 | $2,472,313 | $0 | $0 | MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ |
| EDGAR ↗ | May 26, 2017 D/A File 021-275512 | $568,567 | $0 | $0 | MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ |
| EDGAR ↗ | May 16, 2017 D File 021-286866 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Apr 17, 2017 D File 021-284947 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Mar 1, 2017 D File 021-281539 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Feb 28, 2017 D File 021-281469 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Feb 28, 2017 D File 021-281468 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Feb 14, 2017 D/A File 021-80427 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Feb 14, 2017 D/A File 021-119657 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Feb 14, 2017 D/A File 021-76219 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Feb 14, 2017 D/A File 021-108506 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 27, 2017 D File 021-279511 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 13, 2017 D/A File 021-192637 | $0 | $0 | $0 | PIMCO Investments LLC BrokerCheck CRD 154957 ↗ via PIMCO Investments LLC (CRD 154957 ↗) |
| EDGAR ↗ | Jan 12, 2017 D/A File 021-144044 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 12, 2017 D/A File 021-125823 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 12, 2017 D/A File 021-143893 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 12, 2017 D/A File 021-165480 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 12, 2017 D/A File 021-210188 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 12, 2017 D File 021-278325 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 12, 2017 D/A File 021-144005 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 12, 2017 D/A File 021-128195 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 5, 2017 D/A File 021-255300 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 5, 2017 D/A File 021-255303 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 5, 2017 D/A File 021-255302 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 4, 2017 D/A File 021-222101 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 4, 2017 D File 021-277595 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 8, 2016 D/A File 021-193920 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 8, 2016 D/A File 021-42739 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 6, 2016 D/A File 021-130027 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 6, 2016 D/A File 021-191949 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 6, 2016 D/A File 021-167594 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 6, 2016 D/A File 021-238014 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 6, 2016 D/A File 021-241705 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 6, 2016 D/A File 021-241704 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 6, 2016 D/A File 021-241696 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 6, 2016 D/A File 021-241701 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 6, 2016 D/A File 021-241702 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 2, 2016 D/A File 021-184330 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 2, 2016 D/A File 021-130005 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 2, 2016 D/A File 021-84707 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 2, 2016 D/A File 021-56001 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 2, 2016 D/A File 021-191951 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 2, 2016 D/A File 021-192966 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 2, 2016 D/A File 021-42740 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 2, 2016 D/A File 021-193939 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 2, 2016 D/A File 021-185385 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 2, 2016 D/A File 021-202946 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 2, 2016 D/A File 021-204686 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 2, 2016 D/A File 021-167595 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 2, 2016 D/A File 021-42741 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 2, 2016 D/A File 021-197180 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 2, 2016 D/A File 021-202963 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 2, 2016 D/A File 021-238015 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 2, 2016 D/A File 021-244171 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 2, 2016 D/A File 021-244173 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 2, 2016 D/A File 021-250537 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 2, 2016 D/A File 021-257814 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 2, 2016 D/A File 021-258917 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 2, 2016 D/A File 021-262935 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 1, 2016 D/A File 021-204685 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 1, 2016 D/A File 021-116300 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 1, 2016 D/A File 021-99848 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 1, 2016 D/A File 021-92604 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 1, 2016 D/A File 021-164207 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 1, 2016 D/A File 021-192343 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 1, 2016 D/A File 021-182435 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 1, 2016 D/A File 021-231253 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Nov 9, 2016 D File 021-274160 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Mar 15, 2016 D File 021-259322 | $0 | $0 | $0 | PIMCO Canada Corp. no CRD number reported |
| EDGAR ↗ | Jul 6, 2015 D File 021-243077 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Apr 29, 2015 D File 021-238856 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 4, 2014 D/A File 021-114329 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Dec 4, 2014 D/A File 021-130054 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Nov 10, 2014 D File 021-227972 | $0 | $0 | $0 OFFERS AND SALES OF THE FUND WILL BE MADE BY AND THROUGH PIMCO INVESTMENTS LLC. HOWEVER, PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES. | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jul 8, 2014 D File 021-220556 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | PIMCO Cayman Mortgage Fund, a series of PIMCO Cayman Trust group: Pimco | Executive Officer Executive Officer of the Investment Adviser | Nov 7, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,913,248 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Offshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | May 26, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $827,750,000 | 25 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Onshore Feeder TE, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | May 26, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $706,421,000 | 75 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Onshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | May 26, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $517,955,068 | 66 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Special Offshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | May 26, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $17,850,000 | 29 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Special Onshore Feeder TE, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | May 26, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $34,989,550 | 103 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Special Onshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | May 26, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $142,275,000 | 305 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS VII SP, A Segregated Portfolio of PHFS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | May 16, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $50,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Multi-Asset Absolute Return Systematic Offshore Fund L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Apr 17, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $63,657,000 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Special Offshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 27, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $27,550,000 | 28 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Onshore Feeder TE, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 27, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $590,798,000 | 70 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Special Onshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 27, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $135,850,000 | 288 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Offshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 27, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $320,700,000 | 22 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Special Onshore Feeder TE, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 27, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $32,389,550 | 97 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Onshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 27, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $423,355,068 | 51 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Discretionary Multi-Asset Portfolio, LP group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 1, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $350,000,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS VI TRENDS Managed Futures Offshore Fund, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Feb 28, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $9,900,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS VI SP, A Segregated Portfolio of PHFS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Feb 28, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $9,900,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3E Offshore Fund Ltd. group: Pimco | Executive Officer Executive Officer of the Investment Manager | Feb 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,493,864,179 | 58 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3 Offshore Fund Ltd. group: Pimco | Executive Officer Executive Officer of the Investment Manager | Feb 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,501,421,109 | 18 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3 Onshore Fund LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Feb 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $237,424,763 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3E Onshore Fund LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Feb 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $273,110,000 | 13 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Money Market Fund Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 27, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $7,794,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Special Onshore Feeder TE, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $22,675,000 | 67 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Onshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $216,635,068 | 44 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Offshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $284,700,000 | 20 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Onshore Feeder TE, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $516,348,000 | 59 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Special Offshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $22,300,000 | 15 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Special Onshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 17, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $70,900,000 | 159 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO COMMODITY ALPHA FUND LTD. group: Pimco | Executive Officer Managing Director of the Investment Manager | Jan 13, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,039,602,890 | 16 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO CAYMAN COMMODITY PORTFOLIO II LTD group: Pimco | Executive Officer Managing Director of the Investment Manager | Jan 12, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $41,150,294 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO CAYMAN COMMODITY PORTFOLIO I LTD group: Pimco | Executive Officer Managing Director of the Investment Manager | Jan 12, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $87,078,356 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Capital Securities Fund (Cayman) Ltd group: Pimco | Executive Officer Managing Director of the Investment Manager | Jan 12, 2017 | D | Indefinite similar: $2,144,500–$20,220,000 | $3,232,886 | 1 similar: 2–24 | $100,000 similar: $10,000–$100,000 |
| EDGAR ↗ | PIMCO Cayman Commodity Fund VIII, Ltd. group: Pimco | Executive Officer Managing Director of the Investment Manager | Jan 12, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $87,638,171 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Cayman Commodity Fund VII, Ltd. group: Pimco | Executive Officer Managing Director of the Investment Manager | Jan 12, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $196,488,059 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Cayman Commodity Fund III Ltd. group: Pimco | Executive Officer Managing Director of the Investment Manager | Jan 12, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $670,679,192 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO CAYMAN COMMODITY FUND II LTD group: Pimco | Executive Officer Managing Director of the Investment Manager | Jan 12, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $56,129,584 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO CAYMAN COMMODITY FUND I LTD group: Pimco | Executive Officer Managing Director of the Investment Manager | Jan 12, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,405,316,006 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Corporate Opportunities Fund II, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 5, 2017 | D/A | $550,405,000 similar: $155,000–$5,250,000 | $550,405,000 | 91 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Corporate Opportunities Fund II Onshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 5, 2017 | D/A | $603,863,320 similar: $155,000–$5,250,000 | $603,863,320 | 103 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Corporate Opportunities Fund II Offshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 5, 2017 | D/A | $146,122,500 similar: $155,000–$5,250,000 | $146,122,500 | 13 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO International Portfolio Subsidiary LLC group: Pimco | Executive Officer Managing Director of the Investment Manager | Jan 4, 2017 | D | Indefinite similar: $2,144,500–$20,220,000 | $100,098,461 | 1 similar: 2–24 | $100,000 similar: $10,000–$100,000 |
| EDGAR ↗ | PIMCO ST Floating NAV III Subsidiary LLC group: Pimco | Executive Officer Managing Director of the Investment Manager | Jan 4, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,540,527,795 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy IV Offshore Fund 1 Ltd group: Pimco | Executive Officer Executive Officer of the Investment Manager | Dec 8, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,319,924,432 | 52 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy IV Employee Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 8, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $81,788,995 | 26 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO RAE Emerging Markets Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 6, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $292,358,224 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO RAE International Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 6, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $943,071,283 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO RAE Global ex-US Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 6, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $241,901,020 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO RAE Global Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 6, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $746,753,455 | 11 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO RAE US Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 6, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $426,656,872 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Private Funds LLC: PIMCO Large Cap StocksPLUS Absolute Return Fund group: Pimco | Executive Officer Executive Officer of the Managing Member | Dec 6, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $765,794,221 | 18 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Emerging Markets StocksPLUS AR Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 6, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $440,010,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II OFFSHORE FEEDER, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 6, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,385,816,315 | 68 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Tactical Opportunities Offshore Fund L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 6, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $851,444,280 | 60 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO TAIL RISK HEDGING DECEMBER ONSHORE FUND LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,069,664 | 10 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Tail Risk Hedging March Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $55,500 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Tactical Opportunities Onshore Fund L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $204,385,441 | 82 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Tail Risk Hedging September Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $39,500 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE MANAGING MEMBER | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $934,357,463 | 61 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Multi-Asset Volatility Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $169,668,031 | 77 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Dividend Emerging Market Equity Sector Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $33,541,344 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Global Cross-asset Opportunities Employee Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $45,895,610 | 38 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy V Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $67,307,060 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO LOAN INTERESTS & CREDIT ONSHORE FUND LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $8,800,481 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY IV FUND LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $731,438,331 | 64 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3 Onshore Fund LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $237,424,763 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3E Onshore Fund LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $248,110,000 | 13 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Global Cross-asset Opportunities Onshore Fund LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $419,235,507 | 23 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Municipal Funds LLC: PIMCO Municipal Focus Strategy Fund group: Pimco | Executive Officer Executive Officer of the Managing Member | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $169,602,143 | 72 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO PRIVATE SERIES Co LLC: PIMCO MUNICIPAL REAL RETURN FUND group: Pimco | Executive Officer Executive Officer of the Managing Member | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $869,969,758 | 382 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO TAIL RISK HEDGING JUNE ONSHORE FUND, LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,006,948 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS I SP, A Segregated Portfolio of PHFS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $253,700,000 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS II SP, A Segregated Portfolio of PHFS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $301,500,016 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS III SP, A Segregated Portfolio of PHFS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $707,100,000 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS IV SP, A Segregated Portfolio of PHFS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $20,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS V SP, A Segregated Portfolio of PHFS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 2, 2016 | D/A | Indefinite similar: $500,000–$16,420,250 | $218,496,167 | 7 similar: 2–28 | No minimum reported similar: $5,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3E Offshore Fund Ltd. group: Pimco | Executive Officer Executive Officer of the Investment Manager | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,491,175,230 | 58 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy III Overlay Offshore Fund Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $90,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY IV OFFSHORE FUND 2 LTD group: Pimco | Executive Officer Executive Officer of the Investment Manager | Dec 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,099,521,024 | 185 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Special Offshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 1, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $8,050,000 | 10 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Special Onshore Feeder TE, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 1, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $14,525,000 | 39 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Special Onshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 1, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $45,200,000 | 99 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Offshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 1, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $277,050,000 | 16 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Onshore Feeder TE, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 1, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $361,348,000 | 49 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund III Onshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 1, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $112,195,000 | 40 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY V OFFSHORE FUND LTD group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 1, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,875,242,569 | 81 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO GLOBAL CROSS-ASSET OPPORTUNITIES OFFSHORE FUND LTD. group: Pimco | Executive Officer Executive Officer of the Investment Manager | Dec 1, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,915,970,710 | 106 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Multi-Asset Volatility Offshore Fund II Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 1, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $402,257,069 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Loan Interests & Credit Offshore Fund Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 1, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,192,819,523 | 36 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO MULTI-ASSET VOLATILITY OFFSHORE FUND LTD. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 1, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,600,251,032 | 89 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Combined Alpha Strategies Offshore Fund Ltd group: Pimco | Executive Officer Executive Officer of the Investment Manager | Dec 1, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $946,185,657 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3 Offshore Fund Ltd. group: Pimco | Executive Officer Executive Officer of the Investment Manager | Dec 1, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,501,421,109 | 18 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Global Inflation Linked Bond Fund Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 1, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $209,560,000 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO TAIL RISK HEDGING SEPTEMBER OFFSHORE FUND LTD. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 1, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,777,900 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Cayman Mortgage Fund, a series of PIMCO Cayman Trust group: Pimco | Executive Officer Executive Officer of the Investment Adviser | Nov 14, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $1,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS III Equity Dispersion Offshore Fund, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 9, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $27,580,000 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Corporate Opportunities Fund II Onshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Oct 5, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $523,268,320 | 83 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Corporate Opportunities Fund II, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Oct 5, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $468,375,000 | 77 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Corporate Opportunities Fund II Onshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Sep 13, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $259,118,320 | 77 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Corporate Opportunities Fund II, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Sep 13, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $467,625,000 | 76 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Corporate Opportunities Fund II Offshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Sep 13, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $123,312,500 | 10 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS V SP, A Segregated Portfolio of PHFS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | May 11, 2016 | D | Indefinite similar: $500,000–$16,420,250 | $207,000,000 | 7 similar: 2–28 | No minimum reported similar: $5,000–$100,000 |
| EDGAR ↗ | PIMCO Corporate Opportunities Fund II Offshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | May 5, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $111,687,500 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Corporate Opportunities Fund II Onshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | May 5, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $137,620,000 | 70 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Corporate Opportunities Fund II, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | May 5, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $239,875,000 | 66 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO ELEVEN POINT FUND, LP group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 15, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $601,990,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS IV SP, A Segregated Portfolio of PHFS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 9, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $20,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy V Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Feb 19, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $67,207,060 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Corporate Opportunities Fund II, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 15, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $187,325,000 | 62 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Corporate Opportunities Fund II Offshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 15, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $100,750,000 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Corporate Opportunities Fund II Onshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 15, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $136,170,000 | 66 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO TAIL RISK HEDGING DECEMBER ONSHORE FUND LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 20, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,192,718 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO TAIL RISK HEDGING SEPTEMBER OFFSHORE FUND LTD. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 20, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,777,900 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Tail Risk Hedging September Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 20, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $39,500 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO TAIL RISK HEDGING JUNE ONSHORE FUND, LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 20, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,107,948 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Tail Risk Hedging March Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 20, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $55,500 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS II SP, A Segregated Portfolio of PHFS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $252,350,500 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS I SP, A Segregated Portfolio of PHFS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $186,800,000 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO RAE International Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $862,945,830 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO RAE Emerging Markets Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $257,391,615 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO RAE Global ex-US Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $211,901,020 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO RAE Global Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $736,953,455 | 11 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO RAE US Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $420,406,855 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Dividend Emerging Market Equity Sector Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $33,541,344 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy III Overlay Offshore Fund Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $90,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Emerging Markets StocksPLUS AR Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $440,010,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Tactical Opportunities Offshore Fund L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $472,595,405 | 44 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Tactical Opportunities Onshore Fund L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $142,894,495 | 71 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO LOAN INTERESTS & CREDIT ONSHORE FUND LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $8,800,481 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Loan Interests & Credit Offshore Fund Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,019,432,007 | 36 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Multi-Asset Volatility Offshore Fund II Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $402,085,000 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Multi-Asset Volatility Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $163,080,531 | 73 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO MULTI-ASSET VOLATILITY OFFSHORE FUND LTD. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,311,927,907 | 82 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II OFFSHORE FEEDER, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,381,516,315 | 68 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE MANAGING MEMBER | Nov 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $934,157,463 | 60 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO PRIVATE SERIES Co LLC: PIMCO MUNICIPAL REAL RETURN FUND group: Pimco | Executive Officer Executive Officer of the Managing Member | Nov 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $869,969,758 | 382 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Municipal Funds LLC: PIMCO Municipal Focus Strategy Fund group: Pimco | Executive Officer Executive Officer of the Managing Member | Nov 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $169,602,143 | 72 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Private Funds LLC: PIMCO Large Cap StocksPLUS Absolute Return Fund group: Pimco | Executive Officer Executive Officer of the Managing Member | Nov 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $765,794,221 | 18 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Global Cross-asset Opportunities Employee Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $38,958,970 | 32 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Global Inflation Linked Bond Fund Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $156,900,000 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO GLOBAL CROSS-ASSET OPPORTUNITIES OFFSHORE FUND LTD. group: Pimco | Executive Officer Executive Officer of the Investment Manager | Nov 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,161,640,996 | 59 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Global Cross-asset Opportunities Onshore Fund LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Nov 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $292,300,507 | 15 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Combined Alpha Strategies Offshore Fund Ltd group: Pimco | Executive Officer Executive Officer of the Investment Manager | Nov 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $946,185,657 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3 Offshore Fund Ltd. group: Pimco | Executive Officer Executive Officer of the Investment Manager | Nov 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,501,421,109 | 18 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3 Onshore Fund LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Nov 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $237,424,763 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3E Offshore Fund Ltd. group: Pimco | Executive Officer Executive Officer of the Investment Manager | Nov 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,443,255,280 | 56 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3E Onshore Fund LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Nov 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $223,110,000 | 12 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy IV Employee Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $81,788,995 | 26 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY IV OFFSHORE FUND 2 LTD group: Pimco | Executive Officer Executive Officer of the Investment Manager | Nov 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,998,690,623 | 179 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy IV Offshore Fund 1 Ltd group: Pimco | Executive Officer Executive Officer of the Investment Manager | Nov 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,293,973,232 | 52 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY IV FUND LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Nov 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $722,401,039 | 62 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY V OFFSHORE FUND LTD group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,347,008,679 | 65 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS III SP, A Segregated Portfolio of PHFS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 2, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $25,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS II SP, A Segregated Portfolio of PHFS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jul 21, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $465,000,000 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PHFS I SP, A Segregated Portfolio of PHFS Series SPC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jul 21, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $194,000,000 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | RAE Fund I, a series of PIMCO Offshore Funds | Executive Officer | Jul 6, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $34,027,231 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO RAE International Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jun 12, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $862,945,830 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO RAE Emerging Markets Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jun 12, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $257,391,615 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO RAE US Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jun 12, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $420,406,855 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO RAE Global Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jun 12, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $736,953,455 | 12 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO RAE Global ex-US Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jun 12, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $211,901,020 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Capital Securities Fund (Cayman) Ltd group: Pimco | Executive Officer Managing Director of the Investment Manager | Apr 29, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $1,040,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Dividend Emerging Market Equity Sector Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Apr 15, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $15,510,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Emerging Markets StocksPLUS AR Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Apr 15, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $200,010,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Global Inflation Linked Bond Fund Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 31, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $100,000,000 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY IV IDF LLC group: Pimco | Executive Officer Managing Director of the Investment Manager | Dec 4, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $37,753,379 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | StocksPLUS, L.P. group: Pimco | Executive Officer Managing Director of the Investment Manager | Dec 4, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,744,344,959 | 232 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO LOAN INTERESTS & CREDIT ONSHORE FUND LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 14, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $7,700,500 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Loan Interests & Credit Offshore Fund Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $937,503,115 | 31 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Multi-Asset Volatility Offshore Fund II Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $401,725,000 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO MULTI-ASSET VOLATILITY OFFSHORE FUND LTD. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,250,709,216 | 80 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO GLOBAL CROSS-ASSET OPPORTUNITIES OFFSHORE FUND LTD. group: Pimco | Executive Officer Executive Officer of the Investment Manager | Nov 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,615,016,483 | 42 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Combined Alpha Strategies Offshore Fund Ltd group: Pimco | Executive Officer Executive Officer of the Investment Manager | Nov 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $946,185,657 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3 Offshore Fund Ltd. group: Pimco | Executive Officer Executive Officer of the Investment Manager | Nov 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,501,421,109 | 18 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy III Overlay Offshore Fund Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $90,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3E Offshore Fund Ltd. group: Pimco | Executive Officer Executive Officer of the Investment Manager | Nov 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,368,915,280 | 56 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY IV OFFSHORE FUND 2 LTD group: Pimco | Executive Officer Executive Officer of the Investment Manager | Nov 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,976,719,471 | 177 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy IV Offshore Fund 1 Ltd group: Pimco | Executive Officer Executive Officer of the Investment Manager | Nov 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,187,055,618 | 50 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY V OFFSHORE FUND LTD group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,076,907,725 | 51 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II OFFSHORE FEEDER, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,281,516,315 | 68 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE MANAGING MEMBER | Nov 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $933,690,463 | 60 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO TAIL RISK HEDGING SEPTEMBER OFFSHORE FUND LTD. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,777,900 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Tail Risk Hedging September Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $39,500 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Tail Risk Hedging March Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $55,500 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO TAIL RISK HEDGING JUNE ONSHORE FUND, LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,400,324 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | StocksPLUS, L.P. group: Pimco | Executive Officer Executive Officer of the Investment Manager | Nov 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,773,344,959 | 232 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Global Cross-asset Opportunities Employee Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $29,558,970 | 29 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY IV IDF LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Nov 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $37,753,379 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY IV FUND LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Nov 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $709,519,826 | 60 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy IV Employee Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $75,863,995 | 24 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO TAIL RISK HEDGING DECEMBER ONSHORE FUND LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $666,349 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Tactical Opportunities Onshore Fund L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $102,014,864 | 58 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Tactical Opportunities Offshore Fund L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $381,209,875 | 31 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO PRIVATE SERIES Co LLC: PIMCO MUNICIPAL REAL RETURN FUND group: Pimco | Executive Officer Executive Officer of the Managing Member | Nov 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $867,969,758 | 382 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Private Funds LLC: PIMCO Large Cap StocksPLUS Absolute Return Fund group: Pimco | Executive Officer Executive Officer of the Managing Member | Nov 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $765,794,221 | 18 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Municipal Funds LLC: PIMCO Municipal Focus Strategy Fund group: Pimco | Executive Officer Executive Officer of the Managing Member | Nov 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $169,602,143 | 72 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Global Cross-asset Opportunities Onshore Fund LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Nov 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $285,215,507 | 11 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Multi-Asset Volatility Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $161,143,031 | 71 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3E Onshore Fund LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Nov 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $223,110,000 | 12 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3 Onshore Fund LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Nov 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $237,424,763 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Horseshoe Fund, LP group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 10, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $505,000,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO ST Floating NAV III Subsidiary LLC group: Pimco | Executive Officer Managing Director of the Investment Manager | Jul 31, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $110,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO International Portfolio Subsidiary LLC group: Pimco | Executive Officer Managing Director of the Investment Manager | Jul 8, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $5,557,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Other Banking and Financial Services / 506(b) (1,630 filings); Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as EDWARD DEVLIN. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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