Edward L Bernstein is listed as an executive officer and director on 7 SEC Form D filings by 4 issuers between Aug 2011 and Oct 2020: Halla, Inc. (Burbank, CA — other technology — 2020; $4.51M reported sold to 35 investors), Propell Technologies Group, Inc. (Houston, TX — oil and gas — 2011; $526K reported sold to 7 investors), Andalay Solar, Inc. (San Jose, CA — other energy — 2013–2014; $250K reported sold to 1 investors) and acdGO Software Ltd. (Greenbrae, CA — other technology — 2015; $66K reported sold to 42 investors).
What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 9 years. Across those companies the filings report $5.36M sold in total.
Listed alongside Mark Kalow (5 shared filings), Edward Roffman (4 shared filings), Margaret Randazzo (4 shared filings), Ron Kenedi (4 shared filings), Charles S. Boulas (1 shared filing) and 9 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Edward. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 7 bankruptcy cases matching the name listed in Key records below.
What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 7 public filings for Edward L Bernstein and found 7 differences, 2 worth asking the sponsor about: Form D filed 245 days after the first sale; Form D filed 72 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.