Earl R. Lewis is listed as a director on 10 SEC Form D filings by 3 issuers between May 2009 and May 2016: SEAHORSE BIOSCIENCE INC (North Billerica, MA — biotechnology — 2012–2013; $11.3M reported sold to 29 investors), AMERICAN DG ENERGY INC (Waltham, MA — other energy — 2009–2012; $6.9M reported sold to 22 investors) and TECOGEN INC. (Waltham, MA — manufacturing — 2015–2016; $5M reported sold to 14 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as director, over about 7 years. Across those companies the filings report $23.2M sold in total.
2 of the issuers belong to the sponsor group American Dg Energy (3 issuers, $1.49M reported sold, 2009–2016).
What this means A sponsor group is one team that sets up a new company for each deal. American Dg Energy has 3 companies on file and $1.49M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 10 public filings for Earl R. Lewis and found 7 differences: 4 Form Ds were filed more than 15 days after the first sale; Offering amount lowered between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.