PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:30 AM ET

Sponsor Check › Person

ES
No photo found yet (own website and image search run after this page is viewed)

E. Philip Saunders

Named as an officer, director or promoter on SEC Form D filings · NY · Feb 18, 2009 → Jan 7, 2026

4deals (issuers)
$473.4Mreported sold
1,590investors
27Form D filings
2009–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

E. Philip Saunders is listed as a director and promoter on 27 SEC Form D filings by 4 issuers between Feb 2009 and Jan 2026: Royal Oak Realty Trust Inc. (Rochester, NY — reits and finance — 2015–2026; $445.1M reported sold to 1,422 investors), Greater Rochester Bancorp, Inc. (Rochester, NY — other banking and financial services — 2009–2021; $17.9M reported sold to 18 investors), CurAegis Technologies, Inc. (Rochester, NY — industry reported as "Other" — 2011–2020; $6.5M reported sold to 52 investors) and WESTERN NEW YORK ENERGY LLC (Medina, NY — other energy — 2009; $3.91M reported sold to 98 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as director and promoter, over about 17 years. Across those companies the filings report $473.4M sold in total.

Listed alongside Thomas F. Bonadio (21 shared filings), Bruce E. Bender (12 shared filings), Charles E. Lannon (12 shared filings), Charles R. Knittle (12 shared filings), Daniel J. Goldstein (12 shared filings) and 52 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around E.. Each name links to their own page.

The issuers belong to 2 sponsor groups: Royal (2 issuers, $451.4M reported sold, 2014–2026) and Group linked by Gary Schwingel (5 issuers, $49.5M reported sold, 2009–2023).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 27 public filings for E. Philip Saunders and found 20 differences, 3 worth asking the sponsor about: Regulator action naming a team member: CurAegis Technologies, Inc. (Feb 14, 2022); Form D filed 127 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for E. Philip Saunders has not run yet — it is joining a line of 34,493 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched E. Philip Saunders..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

20 differences found between the filings for E. Philip Saunders — 3 worth asking about (compared 27 filings on Oct 24, 2026)

Worth asking · Feb 14, 2022

Regulator action naming a team member: CurAegis Technologies, Inc. (Feb 14, 2022)

A ap release dated Feb 14, 2022 names CurAegis Technologies, Inc. (related issuer). Our match estimate: 90%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

CurAegis Technologies, Inc. ↗CurAegis Technologies, Inc. — PartnerFacts page ↗
Sources
Note · Jun 26, 1991 – Aug 12, 2025

6 bankruptcy cases name the subject or team members

Bankruptcy case: UNITRANS-PRA CO., INC. v. Futerman — filed Aug 12, 2025 · Bankruptcy case: Winters v. Bonadio & Co., LLP — filed Mar 31, 2022 · Bankruptcy case: CurAegis Technologies, Inc. — filed Aug 4, 2021 · Bankruptcy case: Ames Merchandising Corporation v. Royal Oak Sales, Inc. — filed Jun 6, 2003 · Bankruptcy case: Cotroneo v. Standard Heat, Inc. dba AJS Standard Heat — filed Feb 5, 2012 · and 1 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. New York ↗Eli N. Futerman — PartnerFacts page ↗Docket · United States Bankruptcy Court, E.D. New York ↗Thomas F. Bonadio — PartnerFacts page ↗
Sources
Note · Sep 28, 2011 – Feb 1, 2016

4 filings report more than 10% of the money raised going to insiders

12% of the money raised went to insiders — Royal Oak Realty Trust Inc. · 14% of the money raised went to insiders — Greater Rochester Bancorp, Inc. · 12% of the money raised went to insiders — Royal Oak Realty Trust Inc. · 12% of the money raised went to insiders — CurAegis Technologies, Inc.

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · Feb 1, 2016 ↗Royal Oak Realty Trust Inc. — PartnerFacts page ↗Form D · Dec 16, 2015 ↗Greater Rochester Bancorp, Inc. — PartnerFacts page ↗
Sources
Worth asking · May 31, 2017 – Oct 5, 2017

Form D filed 127 days after the first sale — CurAegis Technologies, Inc.

The filing says the first sale was May 31, 2017. The Form D was filed Oct 5, 2017 — 127 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 112 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Oct 5, 2017 ↗CurAegis Technologies, Inc. — PartnerFacts page ↗
Sources
Worth asking · Jul 20, 2009 – Nov 12, 2009

Form D filed 115 days after the first sale — WESTERN NEW YORK ENERGY LLC

The filing says the first sale was Jul 20, 2009. The Form D was filed Nov 12, 2009 — 115 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 100 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Nov 12, 2009 ↗WESTERN NEW YORK ENERGY LLC — PartnerFacts page ↗
Sources
Note · Dec 15, 2015 – Jun 21, 2021

7 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Greater Rochester Bancorp, Inc. (latest filing Jun 21, 2021) · No amendment in the last 12 months on an offering that may still be open — CurAegis Technologies, Inc. (latest filing Jun 10, 2020) · No amendment in the last 12 months on an offering that may still be open — CurAegis Technologies, Inc. (latest filing Jul 25, 2019) · No amendment in the last 12 months on an offering that may still be open — CurAegis Technologies, Inc. (latest filing May 31, 2018) · No amendment in the last 12 months on an offering that may still be open — CurAegis Technologies, Inc. (latest filing Sep 8, 2016) · and 2 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jun 21, 2021 ↗Greater Rochester Bancorp, Inc. — PartnerFacts page ↗Form D/A · Jun 10, 2020 ↗CurAegis Technologies, Inc. — PartnerFacts page ↗
Sources
Note · Dec 16, 2015 – Jun 21, 2021

E. Philip Saunders's role changed at Greater Rochester Bancorp, Inc.: director, promoter → director

The Dec 16, 2015 filing lists E. Philip Saunders as director, promoter; the Jun 21, 2021 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Dec 16, 2015 ↗Form D · Jun 21, 2021 ↗E. Philip Saunders — PartnerFacts page ↗Greater Rochester Bancorp, Inc. — PartnerFacts page ↗
Sources
Note · Jul 8, 2010 – Dec 16, 2015

E. Philip Saunders's role changed at Greater Rochester Bancorp, Inc.: director → director, promoter

The Jul 8, 2010 filing lists E. Philip Saunders as director; the Dec 16, 2015 Form D lists director, promoter.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Jul 8, 2010 ↗Form D · Dec 16, 2015 ↗E. Philip Saunders — PartnerFacts page ↗Greater Rochester Bancorp, Inc. — PartnerFacts page ↗
Sources
Note · Jun 15, 2023 – Jan 7, 2026

Offering amount lowered between filings — Royal Oak Realty Trust Inc.

The Jun 15, 2023 filing says $55,000,000 offered; the Jan 7, 2026 Form D/A says $54,229,990.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D (earlier) · Jun 15, 2023 ↗Form D/A (later) · Jan 7, 2026 ↗Royal Oak Realty Trust Inc. — PartnerFacts page ↗
Sources
Note · Oct 5, 2017 – May 31, 2018

Offering amount changed between filings — CurAegis Technologies, Inc.

The Oct 5, 2017 filing says $3,000,000 offered; the May 31, 2018 Form D/A says $5,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Oct 5, 2017 ↗Form D/A (later) · May 31, 2018 ↗CurAegis Technologies, Inc. — PartnerFacts page ↗
Sources
Note · Feb 18, 2009 – Nov 12, 2009

Offering amount changed between filings — WESTERN NEW YORK ENERGY LLC

The Feb 18, 2009 filing says $1,800,000 offered; the Nov 12, 2009 Form D says $3,906,618.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Feb 18, 2009 ↗Form D (later) · Nov 12, 2009 ↗WESTERN NEW YORK ENERGY LLC — PartnerFacts page ↗
Sources
Note · Sep 22, 2023 – Jan 7, 2026

Minimum investment changed between filings — Royal Oak Realty Trust Inc.

The Sep 22, 2023 filing lists a minimum of $100,000; the Jan 7, 2026 Form D/A lists $200,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Sep 22, 2023 ↗Form D/A (later) · Jan 7, 2026 ↗Royal Oak Realty Trust Inc. — PartnerFacts page ↗
Sources
Note · Jun 15, 2023 – Jan 7, 2026

Minimum investment changed between filings — Royal Oak Realty Trust Inc.

The Jun 15, 2023 filing lists a minimum of $0; the Jan 7, 2026 Form D/A lists $250,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jun 15, 2023 ↗Form D/A (later) · Jan 7, 2026 ↗Royal Oak Realty Trust Inc. — PartnerFacts page ↗
Sources
Note · Dec 31, 2020 – Sep 22, 2023

Minimum investment changed between filings — Royal Oak Realty Trust Inc.

The Dec 31, 2020 filing lists a minimum of $75,000; the Sep 22, 2023 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Dec 31, 2020 ↗Form D/A (later) · Sep 22, 2023 ↗Royal Oak Realty Trust Inc. — PartnerFacts page ↗
Sources
Note · Jan 31, 2017 – Jan 31, 2018

Minimum investment changed between filings — Royal Oak Realty Trust Inc.

The Jan 31, 2017 filing lists a minimum of $54,000; the Jan 31, 2018 Form D/A lists $75,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jan 31, 2017 ↗Form D/A (later) · Jan 31, 2018 ↗Royal Oak Realty Trust Inc. — PartnerFacts page ↗
Sources
Note · Feb 1, 2016 – Jan 31, 2017

Minimum investment changed between filings — Royal Oak Realty Trust Inc.

The Feb 1, 2016 filing lists a minimum of $53,000; the Jan 31, 2017 Form D/A lists $54,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Feb 1, 2016 ↗Form D/A (later) · Jan 31, 2017 ↗Royal Oak Realty Trust Inc. — PartnerFacts page ↗
Sources
Note · Mar 13, 2015 – Feb 1, 2016

Minimum investment changed between filings — Royal Oak Realty Trust Inc.

The Mar 13, 2015 filing lists a minimum of $50,000; the Feb 1, 2016 Form D/A lists $53,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 13, 2015 ↗Form D/A (later) · Feb 1, 2016 ↗Royal Oak Realty Trust Inc. — PartnerFacts page ↗
Sources
Note · Feb 18, 2009 – Jun 10, 2009

E. Philip Saunders is written 2 different ways on the filings

listed as "E Phillip Saunders" on 7 filings (from Feb 18, 2009), and "E. Philip Saunders" on 20 filings (from Jun 10, 2009).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Feb 18, 2009 ↗Form D · Jun 10, 2009 ↗E. Philip Saunders — PartnerFacts page ↗
Sources
Note · Jun 10, 2009 – Jun 21, 2021

Industry group changed between filings — Greater Rochester Bancorp, Inc.

"Other Banking and Financial Services" (Jun 10, 2009); then "Commercial Banking" (Jul 8, 2010 to Dec 16, 2015); then "Other Banking and Financial Services" (Jun 21, 2021).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Jun 10, 2009 ↗Form D · Jul 8, 2010 ↗Form D · Jun 21, 2021 ↗Greater Rochester Bancorp, Inc. — PartnerFacts page ↗
Sources
Note · Sep 28, 2011 – Apr 2, 2014

Reported revenue range changed between filings — CurAegis Technologies, Inc.

"No Revenues" (Sep 28, 2011); then "Decline to Disclose" (Apr 2, 2014).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Sep 28, 2011 ↗Form D · Apr 2, 2014 ↗CurAegis Technologies, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 14 offerings report sales commissions; 0 report finder's fees; 4 report proceeds to related persons totalling $8,300,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 7, 2026 D/A
Royal Oak Realty Trust Inc.
File 021-213667
$0$0$4,500,000 (est.)
Estimate of aggregate salaries and fees to be paid to executive officers, directors or promoters, or their affiliates, in connection with the offering and based on estimated gross proceeds of $450,000,000
None listed on this filingEDGAR ↗
Jan 7, 2026 D/A
Royal Oak Realty Trust Inc.
File 021-484384
$0$0$1,250,000 (est.)
Estimate of aggregate salaries and fees to be paid to executive officers, directors or promoters, or their affiliates, in connection with the offering and based on estimated gross proceeds of $55,000,000
None listed on this filingEDGAR ↗
Jun 21, 2021 D
Greater Rochester Bancorp, Inc.
File 021-403574
$0$0$0None listed on this filingEDGAR ↗
Jun 10, 2020 D/A
CurAegis Technologies, Inc.
File 021-341662
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jul 25, 2019 D
CurAegis Technologies, Inc.
File 021-345037
$0$0$0 (est.)None listed on this filingEDGAR ↗
May 31, 2018 D/A
CurAegis Technologies, Inc.
File 021-296055
$0$0$0 (est.)None listed on this filingEDGAR ↗
Sep 8, 2016 D
CurAegis Technologies, Inc.
File 021-270260
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jan 7, 2016 D
CurAegis Technologies, Inc.
File 021-254733
$0$0$0 (est.)None listed on this filingEDGAR ↗
Dec 16, 2015 D
Greater Rochester Bancorp, Inc.
File 021-253205
$0$0$1,800,000
$1,800,000 of the offering proceeds will be used to repay a LIBOR Term Note due December 31, 2017 held by E. Philip Saunders.
None listed on this filingEDGAR ↗
Apr 2, 2014 D
CurAegis Technologies, Inc.
File 021-214746
$0$0$0 (est.)None listed on this filingEDGAR ↗
Sep 28, 2011 D
CurAegis Technologies, Inc.
File 021-166509
$0$0$750,000 (est.)None listed on this filingEDGAR ↗
Jul 8, 2010 D
Greater Rochester Bancorp, Inc.
File 021-144591
$0$0$0None listed on this filingEDGAR ↗
Nov 12, 2009 D
WESTERN NEW YORK ENERGY LLC
File 021-80717
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jun 10, 2009 D
Greater Rochester Bancorp, Inc.
File 021-131851
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named E. Philip Saunders on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

RO
REITS and Finance · group: Royal

Royal Oak Realty Trust Inc.

Rochester, NY · Mar 13, 2015 → Jan 7, 2026 · 12 filings
  • Jan 7, 2026 · D/A · $445,115,063 sold of Indefinite · 1,422 investors · min. $200,000 · role: Director EDGAR ↗
  • Jan 7, 2026 · D/A · $54,229,990 sold of $54,229,990 · 148 investors · min. $250,000 · role: Director EDGAR ↗
  • Sep 22, 2023 · D/A · $348,806,716 sold of Indefinite · 959 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 15, 2023 · D · $18,068,969 sold of $55,000,000 · 43 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 31, 2020 · D/A · $163,775,554 sold of Indefinite · 630 investors · min. $75,000 · role: Director EDGAR ↗
  • Dec 18, 2019 · D/A · $110,282,365 sold of Indefinite · 539 investors · min. $75,000 · role: Director EDGAR ↗
  • Dec 18, 2018 · D/A · $73,480,598 sold of Indefinite · 412 investors · min. $75,000 · role: Director EDGAR ↗
  • Jun 18, 2018 · D/A · $63,944,615 sold of Indefinite · 371 investors · min. $75,000 · role: Director EDGAR ↗
  • Jan 31, 2018 · D/A · $58,752,445 sold of Indefinite · 345 investors · min. $75,000 · role: Director EDGAR ↗
  • Jan 31, 2017 · D/A · $31,858,243 sold of Indefinite · 220 investors · min. $54,000 · role: Director EDGAR ↗
  • Feb 1, 2016 · D/A · $12,745,113 sold of Indefinite · 137 investors · min. $53,000 · role: Director EDGAR ↗
  • Mar 13, 2015 · D/A · $12,224,688 sold of Indefinite · 127 investors · min. $50,000 · role: Director EDGAR ↗

Raised $445.1M from 1,422 investors as of the latest filing. E. is listed as director on 12 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(c) (253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GR
Other Banking and Financial Services · group: Group linked by Gary Schwingel

Greater Rochester Bancorp, Inc.

Rochester, NY · Jun 10, 2009 → Jun 21, 2021 · 4 filings
  • Jun 21, 2021 · D · $17,875,000 sold of $20,000,000 · 18 investors · min. $300,000 · role: Director EDGAR ↗
  • Dec 16, 2015 · D · $12,775,000 sold of $15,000,000 · 16 investors · min. $300,000 · role: Director, Promoter EDGAR ↗
  • Jul 8, 2010 · D · $1,999,560 sold of $1,999,560 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 10, 2009 · D · $0 sold of $1,500,000 · 0 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $17.9M from 18 investors (89% of the $20M target) as of the latest filing. E. is listed as director, promoter on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CT
Other

CurAegis Technologies, Inc.

Rochester, NY · Sep 28, 2011 → Jun 10, 2020 · 9 filings
  • Jun 10, 2020 · D/A · $1,375,000 sold of $2,500,000 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 25, 2019 · D · $100,000 sold of $2,175,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 11, 2019 · D · $200,000 sold of $2,500,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 31, 2018 · D/A · $4,270,500 sold of $5,000,000 · 52 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 5, 2017 · D · $1,625,000 sold of $3,000,000 · 15 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 8, 2016 · D · $995,000 sold of $3,000,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 7, 2016 · D · $65,000 sold of $2,500,000 · 2 investors · min. $25,000 · role: Director EDGAR ↗
  • Apr 2, 2014 · D · $5,000,000 sold of $5,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 28, 2011 · D · $6,500,000 sold of $6,500,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $6.5M from 52 investors (100% of the $2.5M target) as of the latest filing. E. is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(c) (1,881 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WN
Other Energy

WESTERN NEW YORK ENERGY LLC

Medina, NY · Feb 18, 2009 → Nov 12, 2009 · 2 filings
  • Nov 12, 2009 · D · $3,906,618 sold of $3,906,618 · 98 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 18, 2009 · D · $1,800,000 sold of $1,800,000 · 9 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $3.91M from 98 investors (100% of the $3.91M target) as of the latest filing. E. is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around E. 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas F. Bonadio

Director · 21 shared filings (2 issuers) · also on 4 other issuers

Thomas F. Bonadio is on 6 issuers in total — a repeat sponsor. Their page lists every one.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

Charles E. Lannon

Director · 12 shared filings (1 issuer) · also on 7 other issuers

Charles E. Lannon is on 8 issuers in total — a repeat sponsor. Their page lists every one.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel J. Goldstein

Executive Officer, Director, Promoter · 12 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as E. Philip Saunders. Their page shows their other deals.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Bruce E. Bender

Executive Officer · 12 shared filings (1 issuer)

Listed on the same filings as E. Philip Saunders. Their page shows their other deals.

CK
No photo found yet (own website and image search run after this page is viewed)
Person

Charles R. Knittle

Executive Officer · 12 shared filings (1 issuer)

Listed on the same filings as E. Philip Saunders. Their page shows their other deals.

MA
No photo found yet (own website and image search run after this page is viewed)
Person

Mark T. Allen

Executive Officer · 10 shared filings (1 issuer)

Listed on the same filings as E. Philip Saunders. Their page shows their other deals.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Richard A. Kaplan

Executive Officer, Director · 9 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as E. Philip Saunders. Their page shows their other deals.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Siconolfi

Director · 9 shared filings (1 issuer)

Listed on the same filings as E. Philip Saunders. Their page shows their other deals.

KG
No photo found yet (own website and image search run after this page is viewed)
Person

Keith E. Gleasman

Executive Officer, Director · 9 shared filings (1 issuer)

Listed on the same filings as E. Philip Saunders. Their page shows their other deals.

WD
No photo found yet (own website and image search run after this page is viewed)
Person

William W. Destler

Director · 8 shared filings (1 issuer)

Listed on the same filings as E. Philip Saunders. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

John W. Heinricy

Director · 8 shared filings (1 issuer)

Listed on the same filings as E. Philip Saunders. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Charles N. Mills

Director · 8 shared filings (1 issuer)

Listed on the same filings as E. Philip Saunders. Their page shows their other deals.

WG
No photo found yet (own website and image search run after this page is viewed)
Person

William C. Green

Director · 8 shared filings (1 issuer)

Listed on the same filings as E. Philip Saunders. Their page shows their other deals.

TL
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas J. Labus

Director · 7 shared filings (1 issuer)

Listed on the same filings as E. Philip Saunders. Their page shows their other deals.

KB
No photo found yet (own website and image search run after this page is viewed)
Person

Kathleen A. Browne

Executive Officer · 7 shared filings (1 issuer)

Listed on the same filings as E. Philip Saunders. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

R. Stan Holland

Executive Officer, Promoter · 7 shared filings (1 issuer)

Listed on the same filings as E. Philip Saunders. Their page shows their other deals.

DT
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel D. Tessoni

Director · 6 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as E. Philip Saunders. Their page shows their other deals.

AF
No photo found yet (own website and image search run after this page is viewed)
Person

Asher J. Flaum

Director · 6 shared filings (1 issuer)

Listed on the same filings as E. Philip Saunders. Their page shows their other deals.

EP
No photo found yet (own website and image search run after this page is viewed)
Person

Edward J. Pettinella

Director · 6 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as E. Philip Saunders. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel C. Hogan

Director · 4 shared filings (1 issuer)

Listed on the same filings as E. Philip Saunders. Their page shows their other deals.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

Dante Gullace

Director · 4 shared filings (1 issuer)

Listed on the same filings as E. Philip Saunders. Their page shows their other deals.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Schwingel

Executive Officer, Director · 4 shared filings (1 issuer) · also on 4 other issuers

Gary Schwingel is on 5 issuers in total — a repeat sponsor. Their page lists every one.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Ronald D. Billitier

Director · 4 shared filings (1 issuer)

Listed on the same filings as E. Philip Saunders. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

John M. Holahan

Director · 4 shared filings (1 issuer)

Listed on the same filings as E. Philip Saunders. Their page shows their other deals.

EF
No photo found yet (own website and image search run after this page is viewed)
Person

Eli N. Futerman

Director · 4 shared filings (1 issuer)

Listed on the same filings as E. Philip Saunders. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Robert C. Morgan

Director · 4 shared filings (1 issuer) · also on 16 other issuers

Robert C. Morgan is on 17 issuers in total — a repeat sponsor. Their page lists every one.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Deborah McLean

Director · 4 shared filings (1 issuer)

Listed on the same filings as E. Philip Saunders. Their page shows their other deals.

MZ
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew J. Zappia

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as E. Philip Saunders. Their page shows their other deals.

PP
No photo found yet (own website and image search run after this page is viewed)
Person

Philip L. Pecora

Executive Officer, Director, Promoter · 4 shared filings (1 issuer)

Listed on the same filings as E. Philip Saunders. Their page shows their other deals.

LD
No photo found yet (own website and image search run after this page is viewed)
Person

Lance Drummond

Director · 3 shared filings (1 issuer)

Listed on the same filings as E. Philip Saunders. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph G Bucci

Director · 2 shared filings (1 issuer)

Listed on the same filings as E. Philip Saunders. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

John M JR Sawyer

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as E. Philip Saunders. Their page shows their other deals.

CA
No photo found yet (own website and image search run after this page is viewed)
Person

Charles L Van Arsdale

Director · 2 shared filings (1 issuer)

Listed on the same filings as E. Philip Saunders. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Michael C Sawyer

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as E. Philip Saunders. Their page shows their other deals.

CP
No photo found yet (own website and image search run after this page is viewed)
Person

Carl V Petronio

Director · 2 shared filings (1 issuer)

Listed on the same filings as E. Philip Saunders. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Deanna Moore

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as E. Philip Saunders. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Steven B. Sauer

Director · 2 shared filings (1 issuer)

Listed on the same filings as E. Philip Saunders. Their page shows their other deals.

AL
No photo found yet (own website and image search run after this page is viewed)
Person

Allana M. Lazeroff

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as E. Philip Saunders. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Martin Mucci

Director · 2 shared filings (1 issuer)

Listed on the same filings as E. Philip Saunders. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

John Paganelli

Director · 2 shared filings (1 issuer)

Listed on the same filings as E. Philip Saunders. Their page shows their other deals.

The team behind the deals

R
Sponsor group

Royal

2 issuers · 14 filings · $451.4M reported sold · 2014–2026

One team, 2 deal companies. E. Philip Saunders is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name E. Philip Saunders.

GL
Sponsor group

Group linked by Gary Schwingel

5 issuers · 8 filings · $49.5M reported sold · 2009–2023

One team, 5 deal companies. E. Philip Saunders is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name E. Philip Saunders.

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 4 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to E. Philip Saunders by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers E. Philip Saunders is listed on: none on file. No website or social profile named in Royal Oak Realty Trust Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #46,754 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Rochester, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when E. Philip Saunders appears on a new Form D, or when a court case or SEC action is matched to them. See plans →