Sponsor Check › Person
Related person on Form D filings · address state as listed: WA · listed Aug 25, 2011 → Dec 27, 2024
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
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Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
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Search queued. Results are added automatically; check back later or follow this page to be notified.
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Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
0 of 17 offerings report sales commissions; 0 report finder's fees; 4 report proceeds to related persons totalling $5,630,000. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Dec 27, 2024 D File 021-533499 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 30, 2022 D File 021-469196 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 1, 2022 D File 021-431702 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 28, 2022 D File 021-431196 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 17, 2021 D File 021-403314 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 12, 2019 D File 021-355394 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 11, 2019 D File 021-344045 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 17, 2018 D File 021-321503 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 3, 2017 D File 021-289911 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 3, 2017 D File 021-283901 | $0 | $0 | $2,200,000 Development fee paid to Aegis Senior Communities LLC or its affiliate | None listed on this filing |
| EDGAR ↗ | Aug 9, 2016 D File 021-268576 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 10, 2016 D File 021-264821 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 14, 2015 D File 021-247490 | $0 | $0 | $1,480,000 Development fee paid to Aegis Senior Communities LLC or its affiliate | None listed on this filing |
| EDGAR ↗ | Apr 14, 2014 D File 021-215536 | $0 | $0 | $650,000 (est.) Development and management fees paid to Aegis Senior Communities LLC, the manager of Issuer | None listed on this filing |
| EDGAR ↗ | Jun 18, 2013 D File 021-198190 | $0 | $0 | $1,300,000 (est.) Development and management fees paid to Aegis Senior Communities LLC, the manager of Issuer | None listed on this filing |
| EDGAR ↗ | Jan 22, 2013 D File 021-190588 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 25, 2011 D File 021-164970 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Aegis Impact & Innovation LLC | Executive Officer, Director | Dec 27, 2024 | D | $21,750,000 similar: $829,831–$9,999,998 | $3,350,000 | 7 similar: 2–15 | $250,000 similar: $10,000–$54,310 |
| EDGAR ↗ | ASC San Rafael LLC | Executive Officer, Promoter | Dec 30, 2022 | D | $28,311,530 similar: $829,831–$9,999,998 | $28,311,530 | 106 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | ASC Lake Hills LLC | Executive Officer, Promoter | Feb 1, 2022 | D | $6,940,000 similar: $829,831–$9,999,998 | $6,940,000 | 21 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | ASC Ballard LLC | Executive Officer, Promoter | Jan 28, 2022 | D | $19,600,000 similar: $829,831–$9,999,998 | $19,600,000 | 84 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | ASC Laurelhurst LLC | Executive Officer, Promoter Manager of Aegis Senior Communities LLC, the manager of the issuer | Jun 17, 2021 | D | $40,865,000 similar: $829,831–$9,999,998 | $40,865,000 | 116 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | ASC Carkeek Park LLC | Executive Officer, Director | Dec 12, 2019 | D | $16,900,000 similar: $829,831–$9,999,998 | $16,900,000 | 89 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | ASC KIRKLAND LLC | Executive Officer, Director | Jul 11, 2019 | D | $19,335,000 similar: $829,831–$9,999,998 | $19,185,000 | 86 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | ASC OVERLAKE LLC | Executive Officer, Director | Sep 17, 2018 | D | $20,225,000 similar: $829,831–$9,999,998 | $20,225,000 | 69 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | ASC Laurelhurst LLC | Executive Officer, Promoter Manager of Aegis Senior Communities LLC, the manager of Issuer | Jul 3, 2017 | D | $9,550,000 similar: $829,831–$9,999,998 | $9,550,000 | 20 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | ASC Mercer Island LLC | Executive Officer, Promoter Manager of Aegis Senior Communities LLC, the manager of Issuer | Apr 3, 2017 | D | $11,000,000 similar: $829,831–$9,999,998 | $1,925,000 | 9 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | ASC Admiral Way LLC | Executive Officer, Promoter Manager of Aegis Senior Communities LLC, the manager of Issuer | Aug 9, 2016 | D | $4,140,000 similar: $829,831–$9,999,998 | $4,140,000 | 10 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | ASC Ravenna LLC | Executive Officer, Promoter Manager of Aegis Senior Communities LLC, the manager of Issuer | Jun 10, 2016 | D | $3,650,000 similar: $829,831–$9,999,998 | $3,650,000 | 13 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | ASC Newcastle LLC | Executive Officer Manager of Aegis Senior Communities LLC, the manager of Issuer | Sep 14, 2015 | D | $12,500,000 similar: $829,831–$9,999,998 | $12,500,000 | 68 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | ASC Queen Anne Galer LLC group: Rdm | Executive Officer Manager of Aegis Senior Communities LLC, the manager of Issuer | Apr 14, 2014 | D | $6,660,000 similar: $829,831–$9,999,998 | $6,660,000 | 34 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | ASC Rodgers Park LLC group: Rdm | Executive Officer Manager of Aegis Senior Communities LLC, the manager of Issuer | Jun 18, 2013 | D | $12,500,000 similar: $829,831–$9,999,998 | $1,930,000 | 13 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | ASC Marymoor LLC | Executive Officer Manager of Aegis Senior Communities LLC, the manager of Issuer | Jan 22, 2013 | D | $3,000,000 similar: $829,831–$9,999,998 | $2,712,500 | 25 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | ASC Madison LLC | Executive Officer Manager of Aegis Senior Communities LLC, the manager of Issuer | Aug 25, 2011 | D | $8,750,000 similar: $829,831–$9,999,998 | $1,325,000 | 8 similar: 2–15 | $200,000 similar: $10,000–$54,310 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as Dwayne J. Clark. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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