Duane Rouse is listed as a director on 1 SEC Form D filing by 1 issuer in Nov 2017: Wand Parent LP (Brooklyn Park, MN — industry reported as "Other" — 2017).
What this means One deal on file with the SEC, filed Nov 2017. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside ANN FANDOZZI (1 shared filing), David Crittenden (1 shared filing), Erik D. Ragatz (1 shared filing), JAMES KESSLER (1 shared filing), Joseph Buscaglia (1 shared filing) and 6 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Duane. Each name links to their own page.
The issuer belongs to the sponsor group Ride (3 issuers, $41M reported sold, 2011–2017).
What this means A sponsor group is one team that sets up a new company for each deal. Ride has 3 companies on file and $41M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 bankruptcy cases matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.