Dr. Michael Roizen is listed as an executive officer and director on 5 SEC Form D filings by 2 issuers between Feb 2012 and Jul 2013: YouDocs Beauty, Inc. (New York, NY — other health care — 2012–2013; $8.62M reported sold to 41 investors) and Enforcer eCoaching, Inc. (Lyndhurst, OH — other health care — 2012; $1.6M reported sold to 15 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director. Across those companies the filings report $10.2M sold in total.
Listed alongside Steven W. Lindseth (5 shared filings), Aaron Cornell (3 shared filings), Leon Zapis (3 shared filings), Lynn Wunderman (3 shared filings), Nancy Joyce (3 shared filings) and 3 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Dr.. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 5 public filings for Dr. Michael Roizen and found 7 differences: Bankruptcy case: The Kodak GUC Trust, by and through Alan D. Halper v. Wunderman Worldwide, LLC; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.