DOUGLAS E HOWES is listed as an executive officer on 6 SEC Form D filings by 1 issuer between Aug 2009 and Sep 2011: TRANZEO WIRELESS TECHNOLOGIES INC (Pitt Meadows, British Columbia, Canada (as filed: A1) — telecommunications — 2009–2011; $2.96M reported sold to 19 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside GEORGE ZHU (6 shared filings), JAMES A TOCHER (6 shared filings), Patrick R. Smith (6 shared filings), TRUDI KLOEPPER (6 shared filings), DAMIAN WALLACE (4 shared filings) and 6 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around DOUGLAS. Each name links to their own page.
The issuer belongs to the sponsor group Tranzeo (2 issuers, $397K reported sold, 2009–2014).
What this means A sponsor group is one team that sets up a new company for each deal. Tranzeo has 2 companies on file and $397K reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 6 public filings for DOUGLAS E HOWES and found 7 differences, 2 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.