Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · IL, NY, VT, TX, CO, KY, MN · May 19, 2011 → Aug 29, 2025
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Douglas Hailey is listed as an executive officer, director, and promoter on 56 SEC Form D filings by 18 issuers between Oct 2009 and Aug 2025. Largest by amount reported sold: Lignetics Investment Corp. (Louisville, KY — industry reported as "Other" — 2014–2020; $20M reported sold to 187 investors), FIESTA ACQUISITION, LLC (Cold Spring Harbor, NY — industry reported as "Other" — 2022–2023; $11.1M reported sold to 136 investors), FBF INVESTMENT, LLC (Cold Spring Harbor, NY — industry reported as "Other" — 2025; $10.1M reported sold to 138 investors), Vermont Maple Holdings, LLC (Cold Spring Harbor, NY — manufacturing — 2019–2022; $9.91M reported sold to 165 investors), UFI Acquisition, Inc. (New York, NY — industry reported as "Other" — 2013; $9.83M reported sold to 143 investors) and 13 more (all listed below).
What this means That is a lot of deals — 18 separate companies raised money with this person listed as executive officer, director, and promoter, over about 16 years. Across those companies the filings report $125.7M sold in total.
Listed alongside Richard L. Baum, Jr. (29 shared filings), William Morris (18 shared filings), Steve McCalley (13 shared filings), Gary Kurnov (12 shared filings), Dickson Suit (7 shared filings) and 76 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Douglas. Each name links to their own page.
The issuers belong to 3 sponsor groups: Fbf (6 issuers, $11M reported sold, 2011–2025), Dmp (3 issuers, $12.6M reported sold, 2010–2016) and Ltn (2 issuers, $12.6M reported sold, 2009–2014).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared the newest 50 of 56 public filings for Douglas Hailey and found 23 differences, 3 worth asking the sponsor about: Regulator action naming a team member: Taglich Brothers, Inc. and Richard C. Oh (Sep 15, 2004); 5 filings report more than 10% of the money raised going to insiders; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Douglas Hailey has not run yet — it is #18,254 of 48,126 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.
Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Douglas Hailey..
State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).
None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
23 differences found between the filings for Douglas Hailey — 3 worth asking about (compared the newest 50 of 56 filings on Oct 24, 2026; older filings not covered)
A ap release dated Sep 15, 2004 names Michael N. Taglich (listed on the same filings). Our match estimate: 70%. The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
United States Bankruptcy Court, S.D. New York docket "Bank of New York v. Vitola" filed Dec 15, 1999, closed May 2, 2000. Louis Vitola (listed on the same filings) is listed as Defendant ("Vitola"). Our match estimate: 70%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
45% of the money raised went to insiders — Autonet Investors LLC · 13% of the money raised went to insiders — Lignetics Investment Corp. · 12% of the money raised went to insiders — Lignetics Investment Corp. · 23% of the money raised went to insiders — Lignetics Investment Corp. · 17% of the money raised went to insiders — Fiber-Line Investment LLC
What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.
The Oct 29, 2014 Form D lists Taglich Brothers, Inc. as promoter of the issuer and also as a person receiving sales compensation (CRD 29102). Sales commissions reported on this filing: $400,000.
What this means The same person is listed as running the company and as being paid to sell its securities. Ask how much and on what terms.
The Oct 28, 2010 Form D/A lists Taglich Brothers, Inc. as promoter of the issuer and also as a person receiving sales compensation (CRD 29102). Sales commissions reported on this filing: $175,000.
What this means The same person is listed as running the company and as being paid to sell its securities. Ask how much and on what terms.
Hobbs Bonded Fibers, LLC (last filing Oct 16, 2019; $4,000,000 sold of $9,846,850); Autonet Investors LLC (last filing Jul 21, 2014; $1,000,000 sold of $6,000,000). Each has no filing in more than two years and reported under half its target sold.
What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.
Taglich Private Equity, LLC is listed as receiving sales compensation on 1 filing (Sep 5, 2018) with no FINRA CRD number given.
What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.
The filing says the first sale was Sep 20, 2023. The Form D was filed Oct 30, 2023 — 40 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 25 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
The filing says the first sale was Apr 4, 2023. The Form D was filed Apr 20, 2023 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
The filing says the first sale was Aug 29, 2022. The Form D was filed Sep 20, 2022 — 22 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 7 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
No amendment in the last 12 months on an offering that may still be open — FBF INVESTMENT, LLC (latest filing Aug 29, 2025) · No amendment in the last 12 months on an offering that may still be open — Vermont Maple Holdings, LLC (latest filing Sep 20, 2022) · No amendment in the last 12 months on an offering that may still be open — Vermont Maple Holdings, LLC (latest filing Jan 13, 2021) · No amendment in the last 12 months on an offering that may still be open — Hobbs Bonded Fibers, LLC (latest filing Aug 21, 2015) · No amendment in the last 12 months on an offering that may still be open — BG Staffing, Inc. (latest filing Dec 10, 2014) · and 3 more
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
The Jun 25, 2019 filing lists Douglas Hailey as executive officer, director; the Jan 13, 2021 Form D lists director.
What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.
The Jul 9, 2013 filing lists Douglas Hailey as executive officer, director; the Jul 21, 2014 Form D lists director.
What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.
Offering amount lowered between filings — Lignetics Investment Corp. · Offering amount changed between filings — Lignetics Investment Corp. · Offering amount changed between filings — Lignetics Investment Corp. · Offering amount changed between filings — WHOLESALE FLOORS LLC
What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.
The Sep 5, 2018 filing lists a minimum of $10,000; the Oct 31, 2018 Form D/A lists $5,000.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
listed as "Douglas Hailey" on 30 filings (from Oct 13, 2010), and "Douglas E Hailey" on 21 filings (from Jun 3, 2011).
What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.
"Investing" (May 19, 2011 to Sep 27, 2013); then "Other" (Sep 21, 2015 to Feb 17, 2022); then "Manufacturing" (Apr 20, 2023).
What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.
"No Revenues" (Aug 21, 2015); then "Decline to Disclose" (Sep 5, 2018).
What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.
"Not Applicable" (Oct 29, 2014); then "Decline to Disclose" (Feb 29, 2016).
What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.
"No Revenues" (May 19, 2011); then "Decline to Disclose" (Sep 27, 2013).
What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.
This page covers filings where the address state is IL or NY or VT or TX or CO or KY or MN. A separate record, "Douglas Hailey" with address state NM, is listed on 1 filing — most recently by Country Club of Vermont, Inc. (Jul 31, 2019). Both records have filings in the same period (Jul 31, 2019).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
Address moved from Huntington, NY to Cold Spring Harbor, NY — Vermont Maple Holdings, LLC · Address moved from New York, NY to Eden Prairie, MN — Pinnacle Investment Corp. · Address moved from Louisville, CO to Louisville, KY — Lignetics Investment Corp. · Address moved from New York, NY to Huntington, NY — Hobbs Bonded Fibers, LLC · Address moved from New York, NY to Louisville, CO — Lignetics Investment Corp.
What this means Businesses move. If you were told one city and the forms say another, ask which is current.
VT on 2 filings (Oct 13, 2010 to Oct 28, 2010); NY on 41 filings (May 19, 2011 to Aug 29, 2025); TX on 3 filings (Nov 30, 2011 to Dec 10, 2014); CO on 1 filing (Mar 1, 2018); KY on 1 filing (Feb 10, 2020); MN on 3 filings (Sep 3, 2020 to Apr 20, 2023).
What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 56 filings (work cap); older filings are not covered here. As of Oct 24, 2026.
28 of 42 offerings report sales commissions totalling $12,179,361; 3 report finder's fees totalling $1,195,324; 9 report proceeds to related persons totalling $8,462,000. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Aug 29, 2025 D FBF INVESTMENT, LLC File 021-556234 | $0 | $240,000 (est.) | $0 | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ via Taglich Brothers, Inc. (CRD 29102 ↗) | EDGAR ↗ |
| Oct 30, 2023 D FIESTA ACQUISITION, LLC File 021-495946 | $352,000 | $0 | $0 | Taglich Brothers Inc. BrokerCheck CRD 29102 ↗ via Taglich Brothers Inc. (CRD 29102 ↗) | EDGAR ↗ |
| Apr 20, 2023 D Pinnacle Investment Corp. File 021-479544 | $250,000 (est.) | $0 | $0 Proceeds of the offering were used for working capital purposes and offering expenses. | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ | EDGAR ↗ |
| Sep 20, 2022 D Vermont Maple Holdings, LLC File 021-459367 | $0 | $0 | $0 Certain of the Managers are affiliated with the Placement Agent who will share in certain fees payable at the closing of the offering. | N/A no CRD number reported via Taglich Brothers, Inc. (CRD 29102 ↗) | EDGAR ↗ |
| Jun 7, 2022 D FIESTA ACQUISITION, LLC File 021-448387 | $1,250,000 | $0 | $0 | TAGLICH BROTHERS INC. BrokerCheck CRD 29102 ↗ via TAGLICH BROTHERS INC. (CRD 29102 ↗) | EDGAR ↗ |
| Feb 17, 2022 D Pinnacle Investment Corp. File 021-433986 | $160,000 (est.) | $0 | $0 (est.) Proceeds of the offering were used, in part, for general working capital purposes, a portion of which may include the payment of ordinary course compensation owed to officers of the Issuer's operating subsidiary. | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ | EDGAR ↗ |
| Jan 13, 2021 D Vermont Maple Holdings, LLC File 021-386255 | $0 | $0 | $0 Certain Managers are affiliated with the Placement Agent who will share in certain fees payable at the closing of the offering. | N/A no CRD number reported via Taglich Brothers, Inc. (CRD 29102 ↗) | EDGAR ↗ |
| Sep 3, 2020 D Pinnacle Investment Corp. File 021-374835 | $50,000 (est.) | $0 | $0 (est.) Proceeds of the offering were used to repay debt obligations and general working capital purposes, a portion of which may include the payment of ordinary course compensation owed to officers. | N/A no CRD number reported via Taglich Brothers, Inc. (CRD 29102 ↗) | EDGAR ↗ |
| Feb 10, 2020 D Lignetics Investment Corp. File 021-360153 | $580,361 (est.) | $0 | $0 (est.) | Not applicable no CRD number reported via Taglich Brothers, Inc. | EDGAR ↗ |
| Oct 16, 2019 D/A Hobbs Bonded Fibers, LLC File 021-349234 | $250,000 | $0 | $0 Some of the Related Persons are associated with the recipient entity. | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ via Taglich Brothers, Inc. (CRD 29102 ↗) | EDGAR ↗ |
| Jun 25, 2019 D/A Vermont Maple Holdings, LLC File 021-341773 | $0 | $0 | $0 Certain of the Managers are affiliated with the Placement Agent who will share in certain fees payable at the closing of the acquisition. | n/a no CRD number reported via Taglich Brothers, Inc. (CRD 29102 ↗) | EDGAR ↗ |
| Oct 31, 2018 D/A Hobbs Bonded Fibers, LLC File 021-320684 | $200,000 | $0 | $0 Some of the Related Persons are associated with the recipient entity. | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ via Taglich Brothers, Inc. (CRD 29102 ↗) | EDGAR ↗ |
| May 11, 2018 D/A Basin Investors LLC File 021-309651 | $0 | $0 | $0 | N/A no CRD number reported via Taglich Brothers, Inc. (CRD 29102 ↗) | EDGAR ↗ |
| Mar 1, 2018 D Lignetics Investment Corp. File 021-306753 | $800,000 (est.) | $0 | $1,040,000 (est.) Taglich Brothers, Inc. will share in a closing fee of $800,000 and will also either directly, or through an affiliate, be entitled to annual payments totaling $240,000 for performing certain services for the issuer or its affiliates. | Not Applicable no CRD number reported via Taglich Brothers, Inc. (CRD 29102 ↗) | EDGAR ↗ |
| May 22, 2017 D/A Lignetics Investment Corp. File 021-284721 | $911,000 (est.) | $0 | $1,151,000 (est.) Taglich Brothers, Inc. will share in a closing fee of $911,000 and will also either directly, or through an affiliate, be entitled to annual payments totaling $240,000 for performing certain services for the issuer or its affiliates. | Not Applicable no CRD number reported via Taglich Brothers, Inc. (CRD 29102 ↗) | EDGAR ↗ |
| Feb 29, 2016 D DMP Acquisition LLC File 021-258284 | $220,000 (est.) | $0 | $0 | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ via Taglich Brothers, Inc. (CRD 29102 ↗) | EDGAR ↗ |
| Sep 21, 2015 D Pinnacle Investment Corp. File 021-247923 | $0 | $755,324 | $250,000 (est.) Taglich Private Equity is entitled to receive an annual management fee of $250,000. | n/a no CRD number reported via Taglich Brothers, Inc. (CRD 29102 ↗) | EDGAR ↗ |
| Sep 1, 2015 D Lignetics Investment Corp. File 021-246811 | $276,000 (est.) | $0 | $516,000 (est.) Taglich Brothers, Inc. will share in a closing fee of $276,000 and will also either directly, or through an affiliate, be entitled to annual payments totaling $240,000 for performing certain services for the issuer or its affiliates. | Not Applicable no CRD number reported via Taglich Brothers, Inc. (CRD 29102 ↗) | EDGAR ↗ |
| Aug 21, 2015 D Hobbs Bonded Fibers, LLC File 021-246218 | $400,000 (est.) | $0 | $0 | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ via Taglich Brothers, Inc. (CRD 29102 ↗) | EDGAR ↗ |
| Feb 13, 2015 D/A Lignetics Investment Corp. File 021-232567 | $475,000 (est.) | $0 | $715,000 (est.) Taglich Brothers, Inc. will share in a closing fee of $475,000 and will also either directly, or through an affiliate, be entitled to annual payments totaling $240,000 for performing certain services for the issuer or its affiliates. | Not Applicable no CRD number reported via Taglich Brothers, Inc. (CRD 29102 ↗) | EDGAR ↗ |
| Dec 10, 2014 D BG Staffing, Inc. File 021-229859 | $780,000 (est.) | $0 | $0 | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ via Taglich Brothers, Inc. (CRD 29102 ↗) | EDGAR ↗ |
| Oct 29, 2014 D DMP Acquisition LLC File 021-227301 | $400,000 (est.) | $0 (est.) | $0 (est.) | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ via Taglich Brothers, Inc. (CRD 29102 ↗) | EDGAR ↗ |
| Sep 29, 2014 D Basin Investors LLC File 021-225443 | $0 | $0 | $0 | N/A no CRD number reported via Taglich Brothers, Inc. (CRD 29102 ↗) | EDGAR ↗ |
| Jul 21, 2014 D Autonet Investors LLC File 021-221443 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 17, 2014 D/A Lignetics Investment Corp. File 021-211847 | $1,250,000 (est.) | $0 | $1,490,000 (est.) Taglich Brothers, Inc. will share in a closing fee of $1,250,000 and will also either directly, or through an affiliate, be entitled to annual payments totaling $240,000 for performing certain services for the issuer or its affiliates. | Not Applicable no CRD number reported via Taglich Brothers, Inc. (CRD 29102 ↗) | EDGAR ↗ |
| Dec 30, 2013 D/A UFI Acquisition, Inc. File 021-207674 | $0 | $0 | $0 | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ via Taglich Brothers, Inc. (CRD 29102 ↗) | EDGAR ↗ |
| Sep 27, 2013 D Pinnacle Investment Corp. File 021-203656 | $245,000 (est.) | $0 | $0 | N/A no CRD number reported via Taglich Brothers, Inc. (CRD 29102 ↗) | EDGAR ↗ |
| Aug 13, 2013 D/A WHOLESALE FLOORS LLC File 021-199811 | $210,000 | $0 | $0 | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ | EDGAR ↗ |
| Jul 9, 2013 D Autonet Investors LLC File 021-199242 | $98,000 (est.) | $0 | $0 (est.) | Not applicable no CRD number reported via Taglich Brothers, Inc. (CRD 29102 ↗) | EDGAR ↗ |
| Apr 2, 2013 D/A UFI Acquisition, Inc. File 021-192799 | $0 | $0 | $0 | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ via Taglich Brothers, Inc. (CRD 29102 ↗) | EDGAR ↗ |
| Jan 3, 2013 D Fiber-Line Investment LLC File 021-189344 | $1,250,000 (est.) | $0 | $1,500,000 (est.) Taglich Brothers, Inc. will share in a closing fee of $1,250,000, and will also either directly or through an affiliate be entitled to annual payments totaling $250,000 for performing certain services for the issuer or its affiliates. | Not Applicable no CRD number reported via Taglich Brothers Inc. (CRD 29102 ↗) | EDGAR ↗ |
| Dec 13, 2012 D LTN Acquisition LLC File 021-188317 | $360,000 | $0 | $0 | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ | EDGAR ↗ |
| Aug 22, 2012 D Autonet Investors LLC File 021-183083 | $450,000 (est.) | $0 | $450,000 (est.) Taglich Brothers, Inc. will receive a placement fee of 6.5%, up to $350,000. Taglich Private Equity, LLC and/or its affiliates will receive a closing fee of $100,000. | Not Applicable no CRD number reported via Taglich Brothers, Inc. (CRD 29102 ↗) | EDGAR ↗ |
| May 2, 2012 D/A WHOLESALE FLOORS LLC File 021-160717 | $72,000 (est.) | $0 | $0 | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ | EDGAR ↗ |
| Nov 30, 2011 D LTN Acquisition LLC File 021-169428 | $400,000 | $0 | $0 | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ | EDGAR ↗ |
| May 19, 2011 D Pinnacle Investment Corp. File 021-160091 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 28, 2010 D/A FAB-TECH ACQUISITION, LLC File 021-148930 | $175,000 | $0 | $0 | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ via Taglich Brothers, Inc. (CRD 29102 ↗) | EDGAR ↗ |
| May 10, 2010 D BG Staffing, Inc. File 021-141728 | $180,000 (est.) | $0 | $0 | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ via Taglich Brothers, Inc. (CRD 29102 ↗) | EDGAR ↗ |
| Feb 25, 2010 D ABC Peanut Butter, LLC File 021-139043 | $0 | $0 | $1,350,000 Paid or to be paid to certain persons named in response to Item 3 for services not in connection with the offer or sale of securities. | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ via Taglich Brothers, Inc. (CRD 29102 ↗) | EDGAR ↗ |
| Oct 21, 2009 D BG Staffing, Inc. File 021-135490 | $135,000 (est.) | $0 | $0 | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ via Taglich Brothers, Inc. (CRD 29102 ↗) | EDGAR ↗ |
| Oct 19, 2009 D Gulfstream Funding II LLC File 021-135429 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 8, 2009 D Simkar Investors, LLC File 021-135081 | $0 | $200,000 | $0 | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ via Taglich Brothers, Inc. (CRD 29102 ↗) | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named Douglas Hailey on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $10.1M from 138 investors (100% of the $3M target) as of the latest filing. Douglas is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $11.1M from 136 investors (100% of the $4.4M target) as of the latest filing. Douglas is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $8.83M from 155 investors (100% of the $3.25M target) as of the latest filing. Douglas is listed as director on 6 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Manufacturing / 506(b) (1,339 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $9.91M from 165 investors (100% of the $2.5M target) as of the latest filing. Douglas is listed as director, executive officer on 4 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Manufacturing / 506(b) (1,339 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $20M from 187 investors (100% of the $8M target) as of the latest filing. Douglas is listed as executive officer, director on 9 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $4M from 175 investors (100% of the $3.25M target) as of the latest filing. Douglas is listed as director on 6 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Manufacturing / 506(b) (1,339 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $3M from 66 investors (100% of the $3M target) as of the latest filing. Douglas is listed as director on 4 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Oil and Gas / 506(b) (1,000 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $5.5M from 132 investors (100% of the $2.75M target) as of the latest filing. Douglas is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $7.55M from 96 investors (77% of the $9.75M target) as of the latest filing. Douglas is listed as director, executive officer on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Business Services / 506(b) (965 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $1M from 7 investors (17% of the $6M target) as of the latest filing. Douglas is listed as director, executive officer on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $9.83M from 143 investors (100% of the $4.58M target) as of the latest filing. Douglas is listed as executive officer, director on 4 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $3M from 40 investors (100% of the $3M target) as of the latest filing. Douglas is listed as executive officer on 4 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $8.59M from 120 investors (100% of the $8.59M target) as of the latest filing. Douglas is listed as executive officer, director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $9.27M from 135 investors (100% of the $5M target) as of the latest filing. Douglas is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $5.5M from 88 investors (100% of the $5.5M target) as of the latest filing. Douglas is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $7.1M from 87 investors (100% of the $7.1M target) as of the latest filing. Douglas is listed as promoter.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $1.39M from 48 investors (35% of the $4M target) as of the latest filing. Douglas is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
28 investors reported; no amount sold yet as of the latest filing. Douglas is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.
Listed on the same filings as Douglas Hailey. Their page shows their other deals.
Listed on the same filings as Douglas Hailey. Their page shows their other deals.
Listed on the same filings as Douglas Hailey. Their page shows their other deals.
Listed on the same filings as Douglas Hailey. Their page shows their other deals.
Listed on the same filings as Douglas Hailey. Their page shows their other deals.
Richard L. Baum, Jr. is on 18 issuers in total — a repeat sponsor. Their page lists every one.
William Morris is on 9 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Douglas Hailey. Their page shows their other deals.
Gary Kurnov is on 8 issuers in total — a repeat sponsor. Their page lists every one.
Vincent Palmieri is on 8 issuers in total — a repeat sponsor. Their page lists every one.
Dickson Suit is on 11 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Douglas Hailey. Their page shows their other deals.
Listed on the same filings as Douglas Hailey. Their page shows their other deals.
Listed on the same filings as Douglas Hailey. Their page shows their other deals.
Listed on the same filings as Douglas Hailey. Their page shows their other deals.
Michael N. Taglich is on 18 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Douglas Hailey. Their page shows their other deals.
Listed on the same filings as Douglas Hailey. Their page shows their other deals.
Listed on the same filings as Douglas Hailey. Their page shows their other deals.
Listed on the same filings as Douglas Hailey. Their page shows their other deals.
Listed on the same filings as Douglas Hailey. Their page shows their other deals.
Listed on the same filings as Douglas Hailey. Their page shows their other deals.
Listed on the same filings as Douglas Hailey. Their page shows their other deals.
Listed on the same filings as Douglas Hailey. Their page shows their other deals.
Listed on the same filings as Douglas Hailey. Their page shows their other deals.
Listed on the same filings as Douglas Hailey. Their page shows their other deals.
Listed on the same filings as Douglas Hailey. Their page shows their other deals.
Listed on the same filings as Douglas Hailey. Their page shows their other deals.
Listed on the same filings as Douglas Hailey. Their page shows their other deals.
Listed on the same filings as Douglas Hailey. Their page shows their other deals.
One team, 6 deal companies. Douglas Hailey is listed on 4 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Douglas Hailey.
One team, 3 deal companies. Douglas Hailey is listed on 3 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Douglas Hailey.
One team, 2 deal companies. Douglas Hailey is listed on 2 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Douglas Hailey.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).
None of the 18 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to Douglas Hailey by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 18 issuers this person is listed on — nothing matched.
Websites and social links of the issuers Douglas Hailey is listed on: none on file. No website or social profile named in FIESTA ACQUISITION, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #113,670 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (Cold Spring Harbor, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
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