Doug Bauer is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Jan 2013 and May 2013: nCrowd, Inc. (Atlanta, Georgia (as filed: 2Q) — retailing — 2013; $6.8M reported sold to 8 investors).
What this means One deal on file with the SEC, filed May 2013. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Alan Taetle (2 shared filings), Brian Conley (2 shared filings), Chad Jacquays (2 shared filings), Lance Weatherby (2 shared filings) and Michael Cascone (2 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Doug. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.