Sponsor Check › Person
Related person on Form D filings · address state as listed: AZ · listed Oct 19, 2017 → Sep 22, 2020
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
Not yet searched.
Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
Search queued. Results are added automatically; check back later or follow this page to be notified.
Not yet searched.
Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
14 of 16 offerings report sales commissions totalling $14,592,589; 0 report finder's fees; 7 report proceeds to related persons totalling $4,628,783. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Sep 22, 2020 D/A File 021-373523 | $3,000,000 (est.) | $0 | $0 | CliftonLarsonAllen Wealth Advisors, LLC BrokerCheck CRD 38357 ↗ via CliftonLarsonAllen Wealth Advisors, LLC (CRD 38357 ↗) |
| EDGAR ↗ | Sep 14, 2020 D/A File 021-350230 | $216,459 (est.) | $0 | $52,800 (est.) Derek Uldricks, Manager of Manager of Issuer, may receive up to 1% of the proceeds of this offering for sales commissions as a registered representative through Emerson Equity, LLC, his affiliated broker/dealer firm. | Emerson Equity LLC BrokerCheck CRD 130032 ↗ Derek Uldricks BrokerCheck CRD 6842446 ↗ via Emerson Equity LLC (CRD 130032 ↗) Gregory Talcott BrokerCheck CRD 4174726 ↗ via Emerson Equity LLC (CRD 130032 ↗) |
| EDGAR ↗ | May 29, 2020 D/A File 021-315108 | $5,033,400 | $0 | $2,000,000 (est.) Derek Uldricks, Manager of the Fund Manager, may receive up to 1% of the proceeds as a wholesaling fee as a registered representative through Emerson Equity. Fund Manager may receive some of its management fee as described in the Fund's offering materials | Greg Talcott BrokerCheck CRD 4174726 ↗ via Emerson Equity LLC (CRD 130032 ↗) Derek Uldricks BrokerCheck CRD 6842446 ↗ via Emerson Equity, LLC (CRD 130032 ↗) |
| EDGAR ↗ | May 29, 2020 D/A File 021-324784 | $3,532,857 | $0 | $2,000,000 (est.) Derek Uldricks, Manager of the Fund Manager, may receive up to 1% of proceeds as a wholesaling fee as a registered representative through Emerson Equity. Fund Manager may receive some of its management fee as described in the Fund's offering materials. | Greg Talcott BrokerCheck CRD 4174726 ↗ via Emerson Equity LLC (CRD 130032 ↗) Derek Uldricks BrokerCheck CRD 6842446 ↗ via Emerson Equity, LLC (CRD 130032 ↗) |
| EDGAR ↗ | May 28, 2020 D/A File 021-342276 | $330,112 | $0 | $74,358 (est.) Derek Uldricks, Manager of Manager of Issuer, may receive up to 1% of the proceeds of this offering for sales commissions as a registered representative through Emerson Equity, LLC, his affiliated broker/dealer firm. | Emerson Equity LLC BrokerCheck CRD 130032 ↗ Derek Uldricks BrokerCheck CRD 6842446 ↗ via Emerson Equity LLC (CRD 130032 ↗) Gregory Talcott BrokerCheck CRD 4174726 ↗ via Emerson Equity LLC (CRD 130032 ↗) |
| EDGAR ↗ | May 28, 2020 D/A File 021-340102 | $173,672 | $0 | $1,625 (est.) Derek Uldricks, Manager of the Fund Manager, received $1,625 as a wholesaling fee as a registered representative through Emerson Equity. Fund Manager may receive some of its management fee as described in the Fund's offering materials. | Greg Talcott BrokerCheck CRD 4174726 ↗ via Emerson Equity, LLC (CRD 130032 ↗) Derek Uldricks BrokerCheck CRD 6842446 ↗ via Emerson Equity, LLC (CRD 130032 ↗) |
| EDGAR ↗ | May 27, 2020 D File 021-367711 | $510,000 (est.) | $0 | $250,000 (est.) Derek Uldricks, Manager of the Fund Manager, may receive up to 1% of proceeds as a wholesaling fee as a registered representative through Emerson Equity. Fund Manager may receive some of its management fee as described in the Fund's offering materials. | Derek Uldricks BrokerCheck CRD 6842446 ↗ via Emerson Equity LLC (CRD 130032 ↗) |
| EDGAR ↗ | May 26, 2020 D File 021-367658 | $1,413,125 (est.) | $0 | $250,000 (est.) Derek Uldricks may receive up to 1% of the proceeds of this offering for sales commissions as a registered representative through Emerson Equity, LLC, his affiliated broker/dealer firm. The amount above is included in the estimated amount in Section 15. | Emerson Equity LLC BrokerCheck CRD 130032 ↗ Clifton Larson Allen WA, LLC BrokerCheck CRD 38357 ↗ Derek Uldricks BrokerCheck CRD 6842446 ↗ via Emerson Equity LLC (CRD 130032 ↗) |
| EDGAR ↗ | Nov 27, 2019 D/A File 021-328232 | $44,548 (est.) | $0 | $0 | Emerson Equity LLC BrokerCheck CRD 130032 ↗ |
| EDGAR ↗ | Nov 27, 2019 D/A File 021-312543 | $0 | $0 | $0 | Emerson Equity BrokerCheck CRD 130032 ↗ |
| EDGAR ↗ | Jun 18, 2019 D File 021-342246 | $157,000 (est.) | $0 (est.) | $0 (est.) | EMERSON EQUITY LLC BrokerCheck CRD 130032 ↗ |
| EDGAR ↗ | Feb 11, 2019 D File 021-332536 | $24,750 (est.) | $0 | $0 | Emerson Equity LLC BrokerCheck CRD 130032 ↗ |
| EDGAR ↗ | Jan 10, 2019 D/A File 021-300862 | $100,000 (est.) | $0 | $0 | Emerson Equity LLC BrokerCheck CRD 130032 ↗ via Emerson Equity LLC (CRD 130032 ↗) |
| EDGAR ↗ | Jul 17, 2018 D/A File 021-300735 | $28,333 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 16, 2018 D/A File 021-288700 | $28,333 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 19, 2017 D File 021-297021 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Virtua Distressed Hospitality Fund HNW I, LLC group: Virtua | Executive Officer, Promoter | Sep 22, 2020 | D/A | $100,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | VIRTUA GAINESVILLE HOTEL OPPORTUNITY FUND, LLC group: Virtua | Executive Officer, Promoter Manager of Manager of Issuer | Sep 14, 2020 | D/A | $10,100,000 similar: $3,000,000–$20,000,000 | $1,430,000 | 4 similar: 4–26 | $1,000,000 similar: $25,000–$100,000 |
| EDGAR ↗ | Virtua Distressed Hospitality Fund HNW I, LLC group: Virtua | Executive Officer, Promoter | Aug 19, 2020 | D | $100,000,000 similar: $500,000–$16,420,250 | $0 | 0 similar: 2–28 | $250,000 similar: $5,000–$100,000 |
| EDGAR ↗ | Virtua Hospitality Opportunity Zone Fund I, LLC group: Virtua | Executive Officer, Promoter | May 29, 2020 | D/A | $200,000,000 similar: $500,000–$16,420,250 | $8,848,351 | 26 similar: 2–28 | $250,000 similar: $5,000–$100,000 |
| EDGAR ↗ | Virtua Opportunity Zone Fund I, LLC group: Virtua | Executive Officer, Promoter | May 29, 2020 | D/A | $200,000,000 similar: $500,000–$16,420,250 | $16,282,991 | 114 similar: 2–28 | $50,000 similar: $5,000–$100,000 |
| EDGAR ↗ | Virtua Hospitality Finance Fund I, LLC group: Virtua | Executive Officer, Promoter | May 28, 2020 | D/A | $25,000,000 similar: $500,000–$16,420,250 | $8,193,706 | 39 similar: 2–28 | $50,000 similar: $5,000–$100,000 |
| EDGAR ↗ | VIRTUA GAINESVILLE HOTEL OPPORTUNITY FUND, LLC group: Virtua | Executive Officer, Promoter Manager of Manager of Issuer | May 28, 2020 | D/A | $10,100,000 similar: $3,000,000–$20,000,000 | $1,425,000 | 4 similar: 4–26 | $1,000,000 similar: $25,000–$100,000 |
| EDGAR ↗ | Virtua Surprise Dysart Holdings Opportunity Fund, LLC group: Virtua | Executive Officer, Promoter Manager of Manager of Issuer | May 28, 2020 | D/A | $12,100,000 similar: $3,000,000–$20,000,000 | $3,004,623 | 6 similar: 4–26 | $1,000,000 similar: $25,000–$100,000 |
| EDGAR ↗ | Virtua Distressed Hospitality Fund I, LLC group: Virtua | Executive Officer, Promoter | May 27, 2020 | D | $25,000,000 similar: $500,000–$16,420,250 | $650,000 | 5 similar: 2–28 | $50,000 similar: $5,000–$100,000 |
| EDGAR ↗ | Virtua Avondale Station Apartments Opportunity Fund, LLC group: Virtua | Executive Officer, Promoter Manager of Manager of Issuer | May 26, 2020 | D | $29,750,000 similar: $3,000,000–$20,000,000 | $465,000 | 1 similar: 4–26 | $1,000,000 similar: $25,000–$100,000 |
| EDGAR ↗ | Virtua Manistee Holdings Opportunity Fund, LLC group: Virtua | Executive Officer Manager of Manager of Issuer | Nov 27, 2019 | D/A | $5,850,000 similar: $3,000,000–$20,000,000 | $2,341,618 | 4 similar: 4–26 | $50,000 similar: $25,000–$100,000 |
| EDGAR ↗ | Virtua Avondale Hotel Holdings Opportunity Fund, LLC group: Virtua | Executive Officer Manager of Manager of Issuer | Nov 27, 2019 | D/A | $8,500,000 similar: $3,000,000–$20,000,000 | $2,969,854 | 5 similar: 4–26 | $250,000 similar: $25,000–$100,000 |
| EDGAR ↗ | VIRTUA GAINESVILLE HOTEL OPPORTUNITY FUND, LLC group: Virtua | Executive Officer Manager of Manager of Issuer | Oct 3, 2019 | D | $10,100,000 similar: $3,000,000–$20,000,000 | $200,000 | 1 similar: 4–26 | $1,000,000 similar: $25,000–$100,000 |
| EDGAR ↗ | Virtua Surprise Dysart Holdings Opportunity Fund, LLC group: Virtua | Executive Officer Manager of Manager of Issuer | Jun 19, 2019 | D | $12,100,000 similar: $3,000,000–$20,000,000 | $300,000 | 1 similar: 4–26 | $1,000,000 similar: $25,000–$100,000 |
| EDGAR ↗ | Virtua Winston-Salem Hotel Opportunity Fund I, LLC group: Virtua | Executive Officer Manager and President of the Manager of the Issuer. | Jun 18, 2019 | D | $10,120,000 similar: $3,000,000–$20,000,000 | $3,850,000 | 3 similar: 4–26 | $1,000,000 similar: $25,000–$100,000 |
| EDGAR ↗ | Virtua Manistee Holdings Opportunity Fund, LLC group: Virtua | Executive Officer Manager of Manager of Issuer | Mar 13, 2019 | D/A | $5,850,000 similar: $3,000,000–$20,000,000 | $1,135,000 | 5 similar: 4–26 | $50,000 similar: $25,000–$100,000 |
| EDGAR ↗ | Virtua Avondale Hotel Holdings Opportunity Fund, LLC group: Virtua | Executive Officer Manager of Manager of Issuer | Feb 11, 2019 | D/A | $8,500,000 similar: $3,000,000–$20,000,000 | $1,750,000 | 2 similar: 4–26 | $250,000 similar: $25,000–$100,000 |
| EDGAR ↗ | Virtua Broadway Tempe Holdings Opportunity Fund, LLC group: Virtua | Executive Officer Manager of Manager of Issuer | Feb 11, 2019 | D | $5,575,000 similar: $3,000,000–$20,000,000 | $1,650,000 | 2 similar: 4–26 | $250,000 similar: $25,000–$100,000 |
| EDGAR ↗ | Virtua Land Acquisition Fund II, LLC group: Virtua | Executive Officer, Promoter | Jan 10, 2019 | D/A | $10,000,000 similar: $500,000–$16,420,250 | $4,800,000 | 51 similar: 2–28 | $50,000 similar: $5,000–$100,000 |
| EDGAR ↗ | Virtua Land Acquisition Fund II, LLC group: Virtua | Executive Officer, Promoter | Jul 17, 2018 | D/A | $10,000,000 similar: $500,000–$16,420,250 | $3,949,000 | 48 similar: 2–28 | $50,000 similar: $5,000–$100,000 |
| EDGAR ↗ | Virtua High Growth Fund IV, LLC group: Virtua | Executive Officer, Promoter | Jul 17, 2018 | D/A | $10,000,000 similar: $500,000–$16,420,250 | $4,185,000 | 65 similar: 2–28 | $50,000 similar: $5,000–$100,000 |
| EDGAR ↗ | VIRTUA INCOME FUND NORTH AMERICA I, LLC group: Virtua | Executive Officer, Promoter Manager of Manager of Issuer | Jul 16, 2018 | D/A | $25,000,000 similar: $500,000–$16,420,250 | $5,660,791 | 72 similar: 2–28 | $50,000 similar: $5,000–$100,000 |
| EDGAR ↗ | Virtua Land Acquisition Fund II, LLC group: Virtua | Executive Officer, Promoter | Dec 15, 2017 | D | $10,000,000 similar: $500,000–$16,420,250 | $100,000 | 1 similar: 2–28 | $50,000 similar: $5,000–$100,000 |
| EDGAR ↗ | Virtua High Growth Fund IV, LLC group: Virtua | Executive Officer, Promoter | Dec 14, 2017 | D | $10,000,000 similar: $500,000–$16,420,250 | $650,000 | 7 similar: 2–28 | $50,000 similar: $5,000–$100,000 |
| EDGAR ↗ | VIRTUA INCOME FUND NORTH AMERICA I, LLC group: Virtua | Executive Officer, Promoter Manager of Manager of Issuer | Nov 14, 2017 | D/A | $25,000,000 similar: $500,000–$16,420,250 | $1,470,000 | 25 similar: 2–28 | $50,000 similar: $5,000–$100,000 |
| EDGAR ↗ | Virtua International Holdings, LLC group: Virtua | Promoter | Oct 19, 2017 | D | $6,250,000 similar: $2,250,000–$16,950,000 | $1,250,000 | 8 similar: 5–32 | $100,000 similar: $15,000–$100,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Commercial / 506(c) (2,639 filings); Pooled Investment Fund / 506(c) (8,096 filings); Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as Derek Uldricks. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
Export this report as PDF (members · included free during the launch period)
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when Derek Uldricks appears on a new Form D, or when a court case or SEC action is matched to them. See plans →