Derek Howe is listed as a director on 2 SEC Form D filings by 1 issuer between Aug 2009 and Dec 2010: Animal Cell Therapies, Inc. (San Diego, CA — biotechnology — 2009–2010; $5.59M reported sold to 64 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
The issuer belongs to the sponsor group Animal (2 issuers, $8.44M reported sold, 2009–2021).
What this means A sponsor group is one team that sets up a new company for each deal. Animal has 2 companies on file and $8.44M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Derek Howe and found 3 differences, 1 worth asking the sponsor about: Form D filed 236 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.