Derek Harn is listed as an executive officer and director on 2 SEC Form D filings by 1 issuer in Sep 2026: COUNT Financial, Inc. (Lake Stevens, WA — other technology — 2026; $4.07M reported sold to 10 investors).
What this means One deal on file with the SEC, filed Sep 2026. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Christopher Lacy Smith (2 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Derek. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 5 court cases matching the name, 7 bankruptcy cases matching the name listed in Key records below.
What this means 12 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Derek Harn and found 2 differences: Form D filed 18 days after the first sale; Offering amount changed between filings.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.