PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:55 AM ET

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Dennis Brown

Named as an officer, director or promoter on SEC Form D filings · WI, IL · Jan 18, 2011 → Jan 18, 2011

1deal (issuers)
$41.8Mreported sold
14investors
2Form D filings
2011year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Dennis Brown is listed as a director on 2 SEC Form D filings by 1 issuer between Apr 2010 and Jan 2011: MERGE HEALTHCARE INC (Chicago, IL — other health care — 2010–2011; $41.8M reported sold to 14 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Antonia A. Wells (2 shared filings), Gregg G. Hartemayer (2 shared filings), Justin C. Dearborn (2 shared filings), Michael W. Ferro, Jr. (2 shared filings), Nancy J. Koenig (2 shared filings) and 7 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Dennis. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 state regulator orders, 18 bankruptcy cases matching the name listed in Key records below.

What this means 20 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Dennis Brown and found 8 differences, 2 worth asking the sponsor about: Regulator action naming a team member: Merge Healthcare Incorporated, Richard Linden, and Scott Veech (Nov 4, 2009); WI securities regulator summary order naming Dennis Brown (Aug 5, 2004); and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Dennis Brown has not run yet — it is joining a line of 43,298 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

2 state regulator orders

Summary Order WI · Wisconsin Department of Financial Institutions, Division of Securities
Order date Aug 5, 2004 · Regulator: Wisconsin Department of Financial Institutions, Division of Securities · S-02043 (EX) · Parties (regulator's caption): International Thermal Packaging Inc; Dennis L Thomas; Dennis L Brown; Lance N Kerr; Steven Wenberg
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 3 people with this name in Form D filings; regulator in the person's filing state (WI)
Individuals Barred or Suspended FINRA · Financial Industry Regulatory Authority (FINRA)
Order date not stated in the index entry we read · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Dennis Brown (CRD #3022551, Registered Representative, Springfield, Massachusetts)
As listed by the regulator: Dennis Brown (CRD #3022551, Registered Representative, Springfield, Massachusetts) was barred from association with any FINRA member in any capacity. The sanction was based on findings that Brown failed to respond to FINRA requests for information. Order / docket ↗ Regulator's list ↗
same full name in the order; 3 people with this name in Form D filings; nationwide regulator (FINRA) — the state is not a signal
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Dennis Brown..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

18 cases: 18 closed (disposition not in docket feed)

Dennis J Brown, Jr. closed
United States Bankruptcy Court, E.D. Wisconsin · No. 22-20649 · Filed Feb 21, 2022 · Closed Jun 22, 2022
Role of Dennis J Brown, Jr.: Debtor · Outcome: Case closed 2022-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 699 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (WI)
Dennis A Brown closed
United States Bankruptcy Court, N.D. Illinois · No. 19-11316 · Filed Apr 18, 2019 · Closed Jul 19, 2019
Role of Dennis A Brown: Debtor · Outcome: Case closed 2019-07-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 699 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL)
Dennis Brown closed
United States Bankruptcy Court, N.D. Illinois · No. 17-07183 · Filed Mar 8, 2017 · Closed Oct 4, 2021
Role of Dennis Brown: Debtor · Outcome: Case closed 2021-10-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 699 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL)
Dennis E. Brown, Jr and Mary Catherine Brown closed
United States Bankruptcy Court, S.D. Illinois · No. 14-31613 · Filed Sep 26, 2014 · Closed Jun 9, 2015
Role of Dennis E. Brown, Jr: Debtor · Outcome: Case closed 2015-06-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 699 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL)
Dennis J Brown closed
United States Bankruptcy Court, E.D. Wisconsin · No. 13-32896 · Filed Sep 30, 2013 · Closed May 2, 2018
Role of Dennis J Brown: Debtor · Outcome: Case closed 2018-05-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 699 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (WI)
Dennis R. Brown and Jamie I. Brown closed
United States Bankruptcy Court, S.D. Illinois · No. 11-40132 · Filed Feb 2, 2011 · Closed May 31, 2011
Role of Dennis R. Brown and Jamie I. Brown: Debtor · Outcome: Case closed 2011-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 699 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL)
Dennis E Brown closed
United States Bankruptcy Court, N.D. Illinois · No. 10-54445 · Filed Dec 9, 2010 · Closed Mar 16, 2012
Role of Dennis E Brown: Debtor · Outcome: Case closed 2012-03-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 699 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL)
Dennis L. Brown and Mary L. Brown closed
United States Bankruptcy Court, S.D. Illinois · No. 10-41084 · Filed Jul 14, 2010 · Closed Nov 23, 2010
Role of Dennis L. Brown and Mary L. Brown: Debtor · Outcome: Case closed 2010-11-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 699 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL)
Venessa D Brown and Dennis L Brown closed
United States Bankruptcy Court, E.D. Wisconsin · No. 10-26131 · Filed Apr 16, 2010 · Closed Aug 5, 2010
Role of Dennis L Brown: Debtor · Outcome: Case closed 2010-08-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 699 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (WI)
Dennis R. Brown and Christina M. Brown closed
United States Bankruptcy Court, W.D. Wisconsin · No. 3-10-10500 · Filed Jan 27, 2010 · Closed Jun 1, 2010
Role of Dennis R. Brown and Christina M. Brown: Debtor · Outcome: Case closed 2010-06-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 699 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (WI)
Dennis L. Brown and Lisa G. Brown closed
United States Bankruptcy Court, C.D. Illinois · No. 08-81990 · Filed Jul 31, 2008 · Closed Dec 9, 2008
Role of Dennis L. Brown and Lisa G. Brown: Debtor · Outcome: Case closed 2008-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 699 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL)
Dennis J. Brown and Elizabeth M. Brown closed
United States Bankruptcy Court, E.D. Wisconsin · No. 07-23042 · Filed Apr 24, 2007 · Closed Aug 1, 2007
Role of Dennis J. Brown and Elizabeth M. Brown: Debtor · Outcome: Case closed 2007-08-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 699 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (WI)
Dennis B Brown closed
United States Bankruptcy Court, C.D. Illinois · No. 06-81742 · Filed Oct 20, 2006 · Closed Jun 8, 2007
Role of Dennis B Brown: Debtor · Outcome: Case closed 2007-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 699 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL)
Dennis J Brown closed
United States Bankruptcy Court, C.D. Illinois · No. 03-82206 · Filed May 1, 2003 · Closed May 23, 2008
Role of Dennis J Brown: Debtor · Outcome: Case closed 2008-05-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 699 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL)
Dennis J Brown closed
United States Bankruptcy Court, N.D. Illinois · No. 01-07412 · Filed Mar 6, 2001 · Closed Jun 25, 2001
Role of Dennis J Brown: Debtor · Outcome: Case closed 2001-06-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 699 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL)
Dennis L Brown closed
United States Bankruptcy Court, N.D. Illinois · No. 00-05203 · Filed Feb 22, 2000 · Closed Aug 6, 2004
Role of Dennis L Brown: Debtor · Outcome: Case closed 2004-08-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 699 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL)
Dennis E. Brown and Mary C. Brown closed
United States Bankruptcy Court, S.D. Illinois · No. 99-31616 · Filed Jun 4, 1999 · Closed Sep 13, 1999
Role of Dennis E. Brown and Mary C. Brown: Debtor · Outcome: Case closed 1999-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 699 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL)
Dennis L Brown closed
United States Bankruptcy Court, N.D. Illinois · No. 99-02312 · Filed Jan 26, 1999 · Closed May 14, 1999
Role of Dennis L Brown: Debtor · Outcome: Case closed 1999-05-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 699 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for Dennis Brown — 2 worth asking about (compared 2 filings on Oct 24, 2026)

Worth asking · Nov 4, 2009

Regulator action naming a team member: Merge Healthcare Incorporated, Richard Linden, and Scott Veech (Nov 4, 2009)

An SEC litigation release dated Nov 4, 2009 names MERGE HEALTHCARE INC (related issuer). Our match estimate: 80%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Merge Healthcare Incorporated, Richard Linden, and Scott Veech ↗MERGE HEALTHCARE INC — PartnerFacts page ↗
Sources
Worth asking · Aug 5, 2004

WI securities regulator summary order naming Dennis Brown (Aug 5, 2004)

Wisconsin Department of Financial Institutions, Division of Securities issued a Summary Order dated Aug 5, 2004. Respondents as listed: International Thermal Packaging Inc; Dennis L Thomas; Dennis L Brown; Lance N Kerr; Steven Wenberg. Matched to Dennis Brown. Our match estimate: 44%.

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

WI order · Summary Order ↗
Sources
Note · Dec 31, 2010 – Jan 18, 2011

Form D filed 18 days after the first sale — MERGE HEALTHCARE INC

The filing says the first sale was Dec 31, 2010. The Form D was filed Jan 18, 2011 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 18, 2011 ↗MERGE HEALTHCARE INC — PartnerFacts page ↗
Sources
Note · Apr 15, 2010 – Jan 18, 2011

Reported revenue range changed between filings — MERGE HEALTHCARE INC

"$25,000,001 - $100,000,000" (Apr 15, 2010); then "Decline to Disclose" (Jan 18, 2011).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Apr 15, 2010 ↗Form D · Jan 18, 2011 ↗MERGE HEALTHCARE INC — PartnerFacts page ↗
Sources
Note · Feb 29, 2012 – Aug 9, 2023

Same name, different state: "Dennis Brown" (WA or CA or A1) is a separate record

This page covers filings where the address state is WI or IL. A separate record, "Dennis Brown" with address state WA or CA or A1, is listed on 10 filings — most recently by Azora Therapeutics, Inc. (Aug 9, 2023). The two records do not overlap in time: this page has one filing dated Jan 18, 2011; the other runs Feb 29, 2012 to Aug 9, 2023.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Dennis Brown (WA,CA,A1) — PartnerFacts page ↗Form D · Aug 9, 2023 ↗Azora Therapeutics, Inc. — PartnerFacts page ↗Dennis Brown (WI,IL) — this page ↗
Sources
Note · Jun 3, 2015 – Nov 13, 2015

Same name, different state: "Dennis Brown" (L3 or NY) is a separate record

This page covers filings where the address state is WI or IL. A separate record, "Dennis Brown" with address state L3 or NY, is listed on 4 filings — most recently by Cell Source, Inc. (Oct 6, 2023). The two records do not overlap in time: this page has one filing dated Jan 18, 2011; the other runs Jun 3, 2015 to Nov 13, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Dennis Brown (L3,NY) — PartnerFacts page ↗Form D · Oct 6, 2023 ↗Cell Source, Inc. — PartnerFacts page ↗Dennis Brown (WI,IL) — this page ↗
Sources
Note · Apr 15, 2010 – Jan 18, 2011

Address moved from Milwaukee, WI to Chicago, IL — MERGE HEALTHCARE INC

The people listed on the Apr 15, 2010 filing give Milwaukee, WI; on the Jan 18, 2011 filing they give Chicago, IL.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Apr 15, 2010 ↗Form D · Jan 18, 2011 ↗MERGE HEALTHCARE INC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 18, 2011 D
MERGE HEALTHCARE INC
File 021-153947
$0$0$0None listed on this filingEDGAR ↗
Apr 15, 2010 D
MERGE HEALTHCARE INC
File 021-140698
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Dennis Brown on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

MH
Other Health Care

MERGE HEALTHCARE INC

Chicago, IL · Apr 15, 2010 → Jan 18, 2011 · 2 filings
  • Jan 18, 2011 · D · $3,564,483 sold of $3,564,483 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 15, 2010 · D · $41,750,000 sold of $41,750,000 · 14 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $41.8M from 14 investors (100% of the $3.56M target) as of the latest filing. Dennis is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Dennis Brown — WA, CA, British Columbia, Canada (as filed: A1), 3 issuers, Feb 29, 2012 → Aug 9, 2023 · no shared issuer
  • Dennis Brown — Israel (as filed: L3), NY, 1 issuer, Jun 3, 2015 → Nov 13, 2015 · no shared issuer

People around Dennis 12

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

NK
No photo found yet (own website and image search run after this page is viewed)
Person

Nancy J. Koenig

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Dennis Brown. Their page shows their other deals.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

Michael W. Ferro, Jr.

Director · 2 shared filings (1 issuer)

Listed on the same filings as Dennis Brown. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Justin C. Dearborn

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Dennis Brown. Their page shows their other deals.

SO
No photo found yet (own website and image search run after this page is viewed)
Person

Steven M. Oreskovich

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Dennis Brown. Their page shows their other deals.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

Richard A. Reck

Director · 2 shared filings (1 issuer)

Listed on the same filings as Dennis Brown. Their page shows their other deals.

AW
No photo found yet (own website and image search run after this page is viewed)
Person

Antonia A. Wells

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Dennis Brown. Their page shows their other deals.

GH
No photo found yet (own website and image search run after this page is viewed)
Person

Gregg G. Hartemayer

Director · 2 shared filings (1 issuer)

Listed on the same filings as Dennis Brown. Their page shows their other deals.

NS
No photo found yet (own website and image search run after this page is viewed)
Person

Neele E. Stearns, Jr.

Director · 1 shared filing (1 issuer)

Listed on the same filings as Dennis Brown. Their page shows their other deals.

AF
No photo found yet (own website and image search run after this page is viewed)
Person

Ann Mayberry-French

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Dennis Brown. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffery A. Surges

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Dennis Brown. Their page shows their other deals.

NS
No photo found yet (own website and image search run after this page is viewed)
Person

Neale E. Stearns, Jr.

Director · 1 shared filing (1 issuer)

Listed on the same filings as Dennis Brown. Their page shows their other deals.

AF
No photo found yet (own website and image search run after this page is viewed)
Person

Ann G. Mayberry-French

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Dennis Brown. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Dennis Brown by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Dennis Brown is listed on: none on file. No website or social profile named in MERGE HEALTHCARE INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #355,216 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Chicago, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Wisconsin state courts — find the court ↗Cook County Clerk of Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Wisconsin Secretary of State business search ↗Illinois Secretary of State business search ↗OpenCorporates ↗

Change history

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