Deborah M. Brown is listed as a director on 2 SEC Form D filings by 1 issuer between Sep 2019 and Oct 2020: SERNOVA CORP. (London, Ontario, Canada (as filed: A6) — biotechnology — 2019–2020; $473K reported sold to 2 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Frank A. Holler (2 shared filings), JEFFREY BACHA (2 shared filings), James Parsons (2 shared filings), PHILIP M TOLEIKIS (2 shared filings), David Swetlow (1 shared filing) and 1 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Deborah. Each name links to their own page.
The issuer belongs to the sponsor group Sernova (2 issuers, $818K reported sold, 2010–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Sernova has 2 companies on file and $818K reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Deborah M. Brown and found 2 differences: No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.