Dean Engle is listed as an executive officer on 2 SEC Form D filings by 2 issuers between Jun 2010 and Jul 2010: PARK TREE INVESTMENTS III, LLC (San Francisco, CA — pooled investment fund — 2010; $1.18M reported sold to 9 investors) and Park Tree Investments IV, LLC (San Francisco, CA — pooled investment fund — 2010; $660K reported sold to 9 investors).
What this means 2 separate companies raised money with this person listed as executive officer. Across those companies the filings report $1.84M sold in total.
No other person or management entity is listed on the same filings.
What this means The filings name this person alone — no co-officers, directors or promoters were listed.
All 2 issuers belong to the sponsor group Park Tree (2 issuers, $1.84M reported sold, 2010).
What this means A sponsor group is one team that sets up a new company for each deal. Park Tree has 2 companies on file and $1.84M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Dean Engle and found 2 differences: Form D filed 34 days after the first sale; No amendment in the last 12 months on an offering that may still be open.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.