David Wayne Sweaney is listed as an executive officer on 3 SEC Form D filings by 1 issuer between May 2018 and Feb 2019: Nanotech Engineering Inc. (Irvine, CA — other technology — 2018–2019; $3.68M reported sold to 140 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
No other person or management entity is listed on the same filings.
What this means The filings name this person alone — no co-officers, directors or promoters were listed.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 court cases matching the name, 2 SEC releases, 4 bankruptcy cases matching the name listed in Key records below.
What this means 9 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for David Wayne Sweaney and found 8 differences, 4 worth asking the sponsor about: Paid seller listed without a CRD number: David Sweaney; Form D filed 453 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.