PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:02 AM ET

Sponsor Check › Person

David Bell

Related person on Form D filings · address states as listed: KY, NY, VA, NC · listed Jan 6, 2010 → Jan 14, 2026

47issuers
80Form D filings
2010–2026years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:57 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:57 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

Search queued. Results are added automatically; check back later or follow this page to be notified.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:57 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

34 of 73 offerings report sales commissions totalling $5,307,296; 0 report finder's fees; 2 report proceeds to related persons totalling $1,347,075. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Jan 14, 2026 D
File 021-569888
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Nov 21, 2025 D
File 021-564792
$2,100,000$0$0Craig-Hallum Capital Group LLC BrokerCheck CRD 121395 ↗
EDGAR ↗Dec 16, 2024 D
File 021-532240
$6,250$0$0Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Nov 29, 2024 D
File 021-530759
$6,250$0$0Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Aug 12, 2024 D
File 021-521296
$0$0$0 (est.)None listed on this filing
EDGAR ↗Apr 12, 2024 D
File 021-510411
$336,129$0$0 (est.)The Benchmark Company, LLC BrokerCheck CRD 22982 ↗
EDGAR ↗Apr 1, 2024 D/A
File 021-425535
$1,279,670 (est.)$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
EDGAR ↗Nov 16, 2023 D
File 021-497470
$6,250$0$0Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Nov 16, 2023 D
File 021-497482
$6,250$0$0Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Oct 4, 2023 D
File 021-493828
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Sep 22, 2023 D
File 021-492864
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Aug 25, 2023 D
File 021-490675
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Jul 26, 2023 D
File 021-487918
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Mar 2, 2023 D
File 021-474729
$0 (est.)$0$0 (est.)None listed on this filing
EDGAR ↗Jan 27, 2023 D
File 021-472028
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 27, 2023 D
File 021-472034
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 20, 2023 D
File 021-471285
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 18, 2023 D
File 021-471083
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 18, 2023 D
File 021-471082
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 18, 2023 D
File 021-471077
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 18, 2023 D
File 021-471076
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 18, 2023 D
File 021-471075
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 18, 2023 D
File 021-471074
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 18, 2023 D
File 021-471072
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 18, 2023 D
File 021-471070
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 18, 2023 D
File 021-471069
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 18, 2023 D
File 021-471068
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 18, 2023 D
File 021-471067
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 18, 2023 D
File 021-471066
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 18, 2023 D
File 021-471065
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 18, 2023 D
File 021-471062
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 18, 2023 D
File 021-471061
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 18, 2023 D
File 021-471060
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 18, 2023 D
File 021-471055
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 18, 2023 D
File 021-471059
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 9, 2023 D
File 021-470035
$504,704 (est.)$0$0 (est.)GP Nurmenkari Inc. BrokerCheck CRD 153480 ↗
LAIDLAW & COMPANY (UK) LTD. BrokerCheck CRD 119037 ↗
EDGAR ↗Nov 1, 2022 D
File 021-463450
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Aug 16, 2022 D
File 021-456070
$0$0$0None no CRD number reported
EDGAR ↗Jan 24, 2022 D
File 021-430455
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 4, 2022 D/A
File 021-385134
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Jan 4, 2022 D/A
File 021-385133
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Dec 22, 2021 D
File 021-426352
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Nov 5, 2021 D
File 021-420073
$469,744$0$0 (est.)GP Nurmenkari Inc. BrokerCheck CRD 153480 ↗
EDGAR ↗May 26, 2021 D
File 021-400735
$0$0$0None listed on this filing
EDGAR ↗Aug 27, 2018 D
File 021-320123
$0$0$0None listed on this filing
EDGAR ↗Jul 25, 2018 D
File 021-317706
$0$0$0
There were no additional fees paid outside of normal employee salaried compensation.
None no CRD number reported
EDGAR ↗Dec 1, 2017 D
File 021-299875
$0$0$0None listed on this filing
EDGAR ↗Oct 26, 2017 D
File 021-297528
$0$0$0None listed on this filing
EDGAR ↗Sep 20, 2017 D/A
File 021-285756
$0$0$0None listed on this filing
EDGAR ↗Mar 9, 2017 D
File 021-282184
$0$0$0None listed on this filing
EDGAR ↗Feb 7, 2017 D
File 021-280155
$0$0$0None no CRD number reported
EDGAR ↗Mar 9, 2016 D
File 021-258900
$120,000$0$0Signal Hill Capital Group LLC BrokerCheck CRD 122782 ↗
EDGAR ↗Oct 16, 2015 D/A
File 021-229699
$0$0$0None listed on this filing
EDGAR ↗Jul 27, 2015 D/A
File 021-227313
$328,299$0$0Merriman Capital, Inc. BrokerCheck CRD 18296 ↗
via Merriman Capital, Inc. (CRD 18296 ↗)
EDGAR ↗Jul 27, 2015 D
File 021-244503
$0$0$0None listed on this filing
EDGAR ↗Jul 27, 2015 D
File 021-244504
$0$0$0None listed on this filing
EDGAR ↗Jul 27, 2015 D
File 021-244505
$0$0$0None listed on this filing
EDGAR ↗Jul 27, 2015 D
File 021-244507
$0$0$0None listed on this filing
EDGAR ↗Aug 4, 2014 D
File 021-222257
$0$0$0 (est.)
Some of the proceeds may be used for general working capital purposes including the payment of salaries and other fees to those listed in Item 3.
None listed on this filing
EDGAR ↗May 14, 2014 D
File 021-217377
$0$0$0None listed on this filing
EDGAR ↗Feb 4, 2014 D
File 021-211215
$0$0$0None listed on this filing
EDGAR ↗Jul 11, 2013 D
File 021-199461
$0$0$0None listed on this filing
EDGAR ↗Mar 2, 2012 D
File 021-174253
$0$0$0
If a new CEO is hired, the proceeds will be used to pay her salary in the amount of $175,000.
N/A no CRD number reported
EDGAR ↗Mar 1, 2012 D
File 021-174168
$0$0$0None listed on this filing
EDGAR ↗Oct 12, 2011 D
File 021-167140
$0$0$0None listed on this filing
EDGAR ↗Sep 7, 2011 D
File 021-165475
$0$0$0None listed on this filing
EDGAR ↗Aug 17, 2011 D
File 021-164570
$0$0$0None listed on this filing
EDGAR ↗Jul 25, 2011 D
File 021-163397
$0$0$0None listed on this filing
EDGAR ↗Jun 28, 2010 D
File 021-144094
$0$0$0None listed on this filing
EDGAR ↗Mar 8, 2010 D
File 021-139343
$0$0$0None listed on this filing
EDGAR ↗Mar 3, 2010 D
File 021-139231
$0$0$147,075None listed on this filing
EDGAR ↗Mar 2, 2010 D
File 021-139152
$0$0$1,200,000 (est.)None listed on this filing
EDGAR ↗Jan 6, 2010 D
File 021-121825
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Arlington Business Center REIT, LLCExecutive OfficerJan 14, 2026D$125,000
similar: $125,000–$125,000
$95,00095
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗CREATIVE REALITIES, INC.
group: Creative
DirectorNov 21, 2025D$30,000,000
similar: $500,000–$7,000,000
$30,000,0002
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Molly Walton Nashville REIT, LLCExecutive Officer
Vice President
Dec 16, 2024D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Waterstone San Marcos REIT, LLCExecutive Officer
Vice President
Nov 29, 2024D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Guerrilla RF, Inc.
group: Guerrilla
DirectorAug 12, 2024D$22,000,000
similar: $1,100,015–$10,001,163
$22,000,0001
similar: 2–14
$22,000,000
similar: $5,000–$50,000
EDGAR ↗Guerrilla RF, Inc.
group: Guerrilla
DirectorApr 12, 2024D$5,178,226
similar: $1,100,015–$10,001,163
$5,178,22619
similar: 2–14
$25,000
similar: $5,000–$50,000
EDGAR ↗West Street Real Estate Credit Partners IV, L.P.Executive Officer
Vice President of the Issuer's General Partner
Apr 1, 2024D/AIndefinite
similar: $155,000–$5,250,000
$1,245,595,000381
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗West Street Real Estate Credit Partners IV, L.P.Executive Officer
Vice President of the Issuer's General Partner
Jan 10, 2024D/AIndefinite
similar: $155,000–$5,250,000
$1,214,095,000317
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗West Street Real Estate Credit Partners IV, L.P.Executive Officer
Vice President of the Issuer's General Partner
Dec 15, 2023D/AIndefinite
similar: $155,000–$5,250,000
$1,195,370,000297
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗REVA Buckeye REIT, LLCExecutive Officer
Vice President
Nov 16, 2023D$125,000
similar: $125,000–$125,000
$35,00035
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Old Dowd REIT, LLCExecutive Officer
Vice President
Nov 16, 2023D$125,000
similar: $125,000–$125,000
$35,00035
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗West Street U.S. Housing Partners LPExecutive Officer
Vice President of the Issuer's General Partner
Oct 4, 2023D$205,175,195
similar: $155,000–$5,250,000
$205,175,1954
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Broad Street RE Hub Partners, L.P.Executive Officer
Vice President of the Issuer's General Partner
Sep 22, 2023D$36,095,552
similar: $500,000–$16,420,250
$36,095,5522
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗Guerrilla RF, Inc.
group: Guerrilla
DirectorAug 25, 2023D$5,500,000
similar: $1,100,015–$10,001,163
$1,500,0001
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Guerrilla RF, Inc.
group: Guerrilla
DirectorJul 26, 2023DIndefinite
similar: $1,100,015–$10,001,163
$790,0007
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Guerrilla RF, Inc.
group: Guerrilla
DirectorMar 2, 2023D$100,000
similar: $1,100,015–$10,001,163
$100,0001
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗WSRECP IV Onshore Holding REIT, L.L.C.Executive Officer
Vice President of the Issuer
Jan 27, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗WSRECP IV Offshore US Origination Holding REIT, L.L.C.Executive Officer
Vice President of the Issuer
Jan 27, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Greenville Investor REIT I, LLCExecutive Officer
Vice President of Issuer
Jan 20, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗SunPort REIT II, LLCExecutive Officer
Vice President of Issuer
Jan 18, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗SunPort REIT, LLCExecutive Officer
Vice President of Issuer
Jan 18, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Palm Beach Airport REIT, LLCExecutive Officer
Vice President of Issuer
Jan 18, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Old Augusta Vertical III REIT, LLCExecutive Officer
Vice President of Issuer
Jan 18, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Old Augusta Vertical II REIT, LLCExecutive Officer
Vice President of Issuer
Jan 18, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Old Augusta Vertical I REIT, LLCExecutive Officer
Vice President of Issuer
Jan 18, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗OACC Land Venture REIT, LLCExecutive Officer
Vice President of Issuer
Jan 18, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Northern Parkway REIT, LLCExecutive Officer
Vice President of Issuer
Jan 18, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗North Dade REIT, LLCExecutive Officer
Vice President of Issuer
Jan 18, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Nashville Airport East REIT, LLCExecutive Officer
Vice President of Issuer
Jan 18, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Mesquite III REIT, LLCExecutive Officer
Vice President of Issuer
Jan 18, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Mesquite Airport REIT, LLCExecutive Officer
Vice President of Issuer
Jan 18, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Manor Downs REIT, LLCExecutive Officer
Vice President of Issuer
Jan 18, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Lake Park REIT, LLCExecutive Officer
Vice President of Issuer
Jan 18, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Frisco Logistics Center TX REIT, LLCExecutive Officer
Vice President of Issuer
Jan 18, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Eastmark REIT, LLCExecutive Officer
Vice President of Issuer
Jan 18, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Central Logistics Park REIT, LLCExecutive Officer
Vice President of Issuer
Jan 18, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Austin Tuscany REIT, LLCExecutive Officer
Vice President of Issuer
Jan 18, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Guerrilla RF, Inc.
group: Guerrilla
DirectorJan 9, 2023D$10,000,000
similar: $1,100,015–$10,001,163
$5,047,04257
similar: 2–14
$10,000
similar: $5,000–$50,000
EDGAR ↗West Street Real Estate Credit Partners IV, L.P.Executive Officer
Vice President of the Issuer's General Partner
Dec 16, 2022D/AIndefinite
similar: $155,000–$5,250,000
$698,760,000281
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Broad Street RE Hub Partners, L.P.Executive Officer
Vice President of the Issuer's General Partner
Nov 1, 2022D$10,000,000
similar: $500,000–$16,420,250
$10,000,0001
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗Guerrilla RF, Inc.
group: Guerrilla
DirectorAug 16, 2022D$900,000
similar: $1,100,015–$10,001,163
$450,0001
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗West Street Real Estate Investment Partners REIT, L.L.C.Executive Officer
Vice President of the Issuer's General Partner
Jan 24, 2022D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗West Street Real Estate Investment Partners Tax Exempt, L.P.Executive Officer
Vice President of the Issuer's General Partner
Jan 4, 2022D/AIndefinite
similar: $500,000–$16,420,250
$152,100,0004
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗West Street Real Estate Investment Partners, L.P.Executive Officer
Vice President of the Issuer's General Partner
Jan 4, 2022D/AIndefinite
similar: $500,000–$16,420,250
$265,210,00064
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗Broad Street RE Douglas Partners, L.P.Executive Officer
Vice President of the Issuer's General Partner
Dec 22, 2021D$69,579,258
similar: $155,000–$5,250,000
$69,579,2583
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗West Street Real Estate Credit Partners IV, L.P.Executive Officer
Vice President of the Issuer's General Partner
Dec 17, 2021DIndefinite
similar: $155,000–$5,250,000
$366,235,000201
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Guerrilla RF, Inc.
group: Guerrilla
DirectorNov 5, 2021D$15,000,000
similar: $1,100,015–$10,001,163
$7,166,100102
similar: 2–14
$25,000
similar: $5,000–$50,000
EDGAR ↗PebblePost, Inc.DirectorMay 26, 2021D$4,000,000
similar: $500,000–$7,000,000
$2,326,50020
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗PebblePost, Inc.DirectorAug 27, 2018D$35,000,000
similar: $500,000–$7,000,000
$24,811,6879
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Triad Semiconductor IncDirectorJul 25, 2018D$5,000,000
similar: $500,000–$7,000,000
$5,000,0001
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Human Connective, Inc.DirectorDec 1, 2017D$3,000,000
similar: $500,000–$7,000,000
$2,821,60010
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Resonate Networks, Inc.DirectorOct 26, 2017D$11,000,000
similar: $1,100,015–$10,001,163
$7,996,9975
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗DashBid Media Inc.DirectorSep 20, 2017D/A$2,000,000
similar: $1,100,015–$10,001,163
$949,9135
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗DashBid Media Inc.DirectorApr 28, 2017D$2,000,000
similar: $1,100,015–$10,001,163
$699,9135
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗PebblePost, Inc.DirectorMar 9, 2017D$15,000,000
similar: $500,000–$7,000,000
$14,049,98327
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Triad Semiconductor IncDirectorFeb 7, 2017D$5,000,000
similar: $500,000–$7,000,000
$1,400,0002
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Triad Semiconductor IncDirectorMar 9, 2016DIndefinite
similar: $500,000–$7,000,000
$01
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Triad Semiconductor IncDirectorOct 16, 2015D/A$10,000,000
similar: $1,100,015–$10,001,163
$8,000,00013
similar: 2–14
$17,500
similar: $5,000–$50,000
EDGAR ↗CREATIVE REALITIES, INC.
group: Creative
DirectorJul 27, 2015D/A$5,490,000
similar: $1,100,015–$10,001,163
$5,490,00015
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗CREATIVE REALITIES, INC.
group: Creative
DirectorJul 27, 2015D$984,506
similar: $1,100,015–$10,001,163
$984,5062
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗CREATIVE REALITIES, INC.
group: Creative
DirectorJul 27, 2015D$465,000
similar: $1,100,015–$10,001,163
$465,0001
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗CREATIVE REALITIES, INC.
group: Creative
DirectorJul 27, 2015D$1,000,000
similar: $1,100,015–$10,001,163
$1,000,0001
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗CREATIVE REALITIES, INC.
group: Creative
DirectorJul 27, 2015D$175,000
similar: $1,100,015–$10,001,163
$175,0001
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Triad Semiconductor IncDirectorDec 9, 2014D$5,000,000
similar: $1,100,015–$10,001,163
$5,000,0003
similar: 2–14
$250,000
similar: $5,000–$50,000
EDGAR ↗CREATIVE REALITIES, INC.
group: Creative
DirectorOct 29, 2014D$5,190,000
similar: $1,100,015–$10,001,163
$5,190,00013
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Dstillery, Inc.DirectorAug 4, 2014D$24,321,398
similar: $1,100,015–$10,001,163
$24,321,3988
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗YouDocs Beauty, Inc.DirectorMay 14, 2014D$425,000
similar: $829,831–$9,999,998
$425,00041
similar: 2–15
$555
similar: $10,000–$54,310
EDGAR ↗YouDocs Beauty, Inc.DirectorFeb 4, 2014D$3,000,000
similar: $829,831–$9,999,998
$1,725,00012
similar: 2–15
$7,500
similar: $10,000–$54,310
EDGAR ↗Tango Publishing CorpDirectorJul 11, 2013DIndefinite
similar: $1,100,015–$10,001,163
$725,0005
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Etendre, IncDirectorMar 2, 2012D$1,900,000
similar: $1,100,015–$10,001,163
$00
similar: 2–14
$25,000
similar: $5,000–$50,000
EDGAR ↗Resonate Networks, Inc.DirectorMar 1, 2012D$22,000,000
similar: $1,100,015–$10,001,163
$22,000,0006
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗STYLESIGHT INCDirectorOct 12, 2011D$3,052,497$3,052,4972No minimum reported
EDGAR ↗DoubleVerify IncDirectorSep 7, 2011D$32,322,495
similar: $1,100,015–$10,001,163
$32,322,4954
similar: 2–14
$100,000
similar: $5,000–$50,000
EDGAR ↗Tango Publishing CorpDirectorAug 17, 2011D$2,500,000
similar: $1,100,015–$10,001,163
$400,0005
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗DoubleVerify IncDirectorJul 25, 2011D$3,000,000
similar: $1,100,015–$10,001,163
$3,000,0003
similar: 2–14
$100,000
similar: $5,000–$50,000
EDGAR ↗Resonate Networks, Inc.DirectorJun 28, 2010D$5,000,000
similar: $1,100,015–$10,001,163
$5,000,0005
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗DoubleVerify IncDirectorMar 8, 2010D$9,999,999
similar: $1,100,015–$10,001,163
$9,999,9994
similar: 2–14
$49,734
similar: $5,000–$50,000
EDGAR ↗Tango Publishing CorpDirectorMar 3, 2010D$2,500,000
similar: $1,100,015–$10,001,163
$1,470,75014
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Caregiver Institute, LLCExecutive Officer, Director
Manager
Mar 2, 2010D$5,000,000
similar: $1,100,015–$10,001,163
$1,800,0004
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗STYLESIGHT INCDirectorJan 6, 2010D$10,000,001$5,000,0061No minimum reported

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years (6 industry/exemption sets on this page); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.

  • David K. Bell — address state OR, 5 issuers, Jun 24, 2011 → Mar 1, 2012
  • David Bell — address state CA, 4 issuers, Apr 9, 2012 → Jul 1, 2022
  • David Bell — address state FL, 2 issuers, Sep 9, 2009 → Apr 28, 2016
  • David Bell — address state MO, 2 issuers, Dec 1, 2017 → Oct 16, 2024
  • David Bell — address state UT, 1 issuer, Mar 9, 2009 → Apr 1, 2009
  • David Bell — address state CT, 1 issuer, Oct 1, 2010 → Oct 1, 2010
  • David C. Bell — address state MN, 1 issuer, May 27, 2011 → Apr 14, 2015
  • David Bell — address state NJ, 1 issuer, Jun 24, 2013 → Jun 24, 2013
  • David Bell — address state X0, 1 issuer, Apr 14, 2021 → May 5, 2022
  • David Bell — address state A1, 1 issuer, Mar 21, 2023 → Mar 21, 2023
  • David Edward Bell — address state TX, 1 issuer, Jul 29, 2026 → Jul 29, 2026
  • David R.N. Bell — address state CA, 1 issuer, Aug 11, 2010 → Aug 11, 2010

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 40 names on the same filings (2 management entities, 38 people)

People and management entities the issuers listed as related persons on the same Form D filings as David Bell. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.

  • Frivold Goldman Sachs & Co. LLC entity — 1 shared filing (1 issuer) · role as listed: Director
  • Frivold WSRECP IV Levered Offshore Asset Holdings Advisors S.a r.l entity — 1 shared filing (1 issuer) · role as listed: Director
  • Carey Ziegler — 38 shared filings (33 issuers) · role as listed: Executive Officer · also listed on 22 other issuers
  • Richard A. Friedman — 38 shared filings (33 issuers) · role as listed: Executive Officer · also listed on 148 other issuers
  • Andrew White — 38 shared filings (33 issuers) · role as listed: Executive Officer · also listed on 6 other issuers
  • Clayton Wilmer — 38 shared filings (33 issuers) · roles as listed: Executive Officer, Director · also listed on 118 other issuers
  • Getty Chin — 38 shared filings (33 issuers) · role as listed: Executive Officer · also listed on 10 other issuers
  • Scott Kilpatrick — 38 shared filings (33 issuers) · roles as listed: Executive Officer, Director · also listed on 107 other issuers
  • William Y. Eng — 38 shared filings (33 issuers) · roles as listed: Executive Officer, Director · also listed on 101 other issuers
  • Dirk Degenaars — 38 shared filings (33 issuers) · role as listed: Executive Officer · also listed on 15 other issuers
  • Johanna Volpi — 38 shared filings (33 issuers) · role as listed: Executive Officer · also listed on 48 other issuers
  • Daniel Farrar — 38 shared filings (33 issuers) · role as listed: Executive Officer · also listed on 46 other issuers
  • Daniel Alger — 38 shared filings (33 issuers) · role as listed: Executive Officer · also listed on 4 other issuers
  • Oksana Beard — 38 shared filings (33 issuers) · role as listed: Executive Officer · also listed on 3 other issuers
  • Larry Kleinman — 38 shared filings (33 issuers) · role as listed: Executive Officer · also listed on 3 other issuers
  • Katherine Bloom — 38 shared filings (33 issuers) · role as listed: Executive Officer · also listed on 5 other issuers
  • Christopher Nelson — 38 shared filings (33 issuers) · role as listed: Executive Officer · also listed on 3 other issuers
  • Laurie E. Schmidt — 37 shared filings (32 issuers) · role as listed: Executive Officer · also listed on 144 other issuers
  • Michael Watts — 37 shared filings (32 issuers) · role as listed: Executive Officer · also listed on 51 other issuers
  • Christopher Monroe — 37 shared filings (32 issuers) · role as listed: Executive Officer · also listed on 31 other issuers
  • Kirsten Frivold Imohiosen — 37 shared filings (32 issuers) · role as listed: Executive Officer · also listed on 9 other issuers
  • Sherry Wang — 37 shared filings (32 issuers) · role as listed: Executive Officer · also listed on 4 other issuers
  • Lee Levy — 35 shared filings (30 issuers) · role as listed: Executive Officer · also listed on 17 other issuers
  • Alexander Cheek — 34 shared filings (30 issuers) · role as listed: Executive Officer · also listed on 20 other issuers
  • Ryan Kaplan — 32 shared filings (28 issuers) · role as listed: Executive Officer
  • Nora Creedon — 31 shared filings (27 issuers) · role as listed: Executive Officer · also listed on 5 other issuers
  • Harvey Shapiro — 30 shared filings (28 issuers) · role as listed: Executive Officer · also listed on 46 other issuers
  • Michael Ungari — 30 shared filings (28 issuers) · role as listed: Executive Officer · also listed on 13 other issuers
  • David Thomas — 28 shared filings (27 issuers) · role as listed: Executive Officer · also listed on 124 other issuers
  • Jeffrey M. Fine — 28 shared filings (28 issuers) · role as listed: Executive Officer · also listed on 58 other issuers
  • Kyle Kendall — 28 shared filings (27 issuers) · role as listed: Executive Officer · also listed on 31 other issuers
  • Gaurav Seth — 28 shared filings (27 issuers) · role as listed: Executive Officer · also listed on 11 other issuers
  • Michael Dalton — 28 shared filings (27 issuers) · role as listed: Executive Officer · also listed on 3 other issuers
  • Alan S. Kava — 26 shared filings (25 issuers) · role as listed: Executive Officer · also listed on 62 other issuers
  • Charles Cognata — 24 shared filings (24 issuers) · role as listed: Executive Officer · also listed on 8 other issuers
  • Andrea Gift — 24 shared filings (24 issuers) · role as listed: Executive Officer · also listed on 3 other issuers
  • Martha Kelley — 23 shared filings (23 issuers) · role as listed: Executive Officer
  • Cris Zertuche Wong — 20 shared filings (20 issuers) · role as listed: Executive Officer
  • William J. Pratt — 12 shared filings (2 issuers) · role as listed: Director · also listed on 1 other issuer
  • Mallika Sinha — 10 shared filings (6 issuers) · role as listed: Executive Officer · also listed on 3 other issuers

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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