Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:58 AM ET

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David Dougherty

Named as an officer, director or promoter on SEC Form D filings · CA · Jan 11, 2010 → Jan 11, 2010

1deal (issuers)

$29Mreported sold

61investors

1Form D filing

2010year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Dougherty is listed as a director on 1 SEC Form D filing by 1 issuer in Jan 2010: GEMCare Mercy Memorial Health System LLC (Bakersfield, CA — other health care — 2010; $29M reported sold to 61 investors).

What this means One deal on file with the SEC, filed Jan 2010. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside C. Vincent Phillips (1 shared filing), Javier Bustamante (1 shared filing), John Wray (1 shared filing), Jon VanBoening (1 shared filing), Robert J. Severs (1 shared filing) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 44 bankruptcy cases matching the name listed in Key records below.

What this means 44 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for David Dougherty and found 3 differences, 1 worth asking the sponsor about: Bankruptcy case: David Dougherty and Helena Dougherty; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Dougherty has not run yet — it is joining a line of 44,482 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Dougherty..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

44 cases: 1 open, 43 closed (disposition not in docket feed)

David J. Dougherty open

United States Bankruptcy Court, D. New Jersey · No. 25-20415 · Filed Oct 3, 2025

Role of David J. Dougherty: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in NJ (not a filing state)

David F. Dougherty closed

United States Bankruptcy Court, S.D. Ohio · No. 2:23-bk-52400 · Filed Jul 17, 2023 · Closed Nov 15, 2023

Role of David F. Dougherty: Debtor · Outcome: Case closed 2023-11-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in OH (not a filing state)

David C Dougherty closed

United States Bankruptcy Court, N.D. Ohio · No. 21-50310 · Filed Mar 1, 2021 · Closed Jun 29, 2021

Role of David C Dougherty: Debtor · Outcome: Case closed 2021-06-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in OH (not a filing state)

David A. Dougherty, Sr. and Myrtle A. Dougherty closed

United States Bankruptcy Court, N.D. Ohio · No. 14-51010 · Filed Apr 21, 2014 · Closed Aug 20, 2014

Role of David A. Dougherty, Sr.: Debtor · Outcome: Case closed 2014-08-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in OH (not a filing state)

DAVID W DOUGHERTY closed

United States Bankruptcy Court, D. Nevada · No. 14-11576 · Filed Mar 12, 2014 · Closed Jun 20, 2014

Role of DAVID W DOUGHERTY: Debtor · Outcome: Case closed 2014-06-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in NV (not a filing state)

David O Dougherty closed

United States Bankruptcy Court, W.D. Washington · No. 13-45411 · Filed Aug 21, 2013 · Closed Dec 2, 2013

Role of David O Dougherty: Debtor · Outcome: Case closed 2013-12-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in WA (not a filing state)

David A Dougherty and Donna L Dougherty closed

United States Bankruptcy Court, D. Massachusetts · No. 11-17584 · Filed Aug 10, 2011 · Closed Dec 31, 2013

Role of David A Dougherty and Donna L Dougherty: Debtor · Outcome: Case closed 2013-12-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in MA (not a filing state)

David J. Dougherty closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 11-13617 · Filed May 3, 2011 · Closed Aug 31, 2011

Role of David J. Dougherty: Debtor · Outcome: Case closed 2011-08-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in PA (not a filing state)

David S. Dougherty closed

United States Bankruptcy Court, N.D. Indiana · No. 09-24278 · Filed Oct 2, 2009 · Closed May 13, 2013

Role of David S. Dougherty: Debtor · Outcome: Case closed 2013-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in IN (not a filing state)

David C Dougherty and Tammy L Dougherty closed

United States Bankruptcy Court, N.D. West Virginia · No. 5:09-bk-01358 · Filed Jun 18, 2009 · Closed Sep 10, 2009

Role of David C Dougherty and Tammy L Dougherty: Debtor · Outcome: Case closed 2009-09-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in WV (not a filing state)

David Dougherty closed

United States Bankruptcy Court, N.D. New York · No. 09-60195 · Filed Jan 30, 2009 · Closed Jul 23, 2009

Role of David Dougherty: Debtor · Outcome: Case closed 2009-07-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in NY (not a filing state)

David F. Dougherty closed

United States Bankruptcy Court, S.D. Ohio · No. 2:08-bk-55095 · Filed May 29, 2008 · Closed Sep 30, 2008

Role of David F. Dougherty: Debtor · Outcome: Case closed 2008-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in OH (not a filing state)

David L. Dougherty closed

United States Bankruptcy Court, S.D. Ohio · No. 2:08-bk-53155 · Filed Apr 8, 2008 · Closed Aug 13, 2008

Role of David L. Dougherty: Debtor · Outcome: Case closed 2008-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in OH (not a filing state)

David Dougherty closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 07-11246 · Filed Mar 2, 2007 · Closed Jul 24, 2007

Role of David Dougherty: Debtor · Outcome: Case closed 2007-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in PA (not a filing state)

David J. Dougherty closed

United States Bankruptcy Court, W.D. New York · No. 2-06-21061 · Filed Jun 21, 2006 · Closed Nov 29, 2006

Role of David J. Dougherty: Debtor · Outcome: Case closed 2006-11-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in NY (not a filing state)

David P Dougherty and Sue A Flury closed

United States Bankruptcy Court, M.D. Florida · No. 6:04-bk-00137 · Filed Jan 7, 2004 · Closed Jun 24, 2004

Role of David P Dougherty and Sue A Flury: Debtor · Outcome: Case closed 2004-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in FL (not a filing state)

David P. Dougherty closed

United States Bankruptcy Court, S.D. Illinois · No. 03-35058 · Filed Dec 1, 2003 · Closed Jan 31, 2005

Role of David P. Dougherty: Debtor · Outcome: Case closed 2005-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in IL (not a filing state)

David Dougherty closed

United States Bankruptcy Court, D. Colorado · No. 03-19341 · Filed May 15, 2003 · Closed Sep 12, 2003

Role of David Dougherty: Debtor · Outcome: Case closed 2003-09-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in CO (not a filing state)

David M. Dougherty closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 02-32691 · Filed Sep 9, 2002 · Closed Apr 30, 2003

Role of David M. Dougherty: Debtor · Outcome: Case closed 2003-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in PA (not a filing state)

David L. Dougherty and Loretta M. Dougherty closed

United States Bankruptcy Court, N.D. West Virginia · No. 5:02-bk-51859 · Filed Jun 7, 2002 · Closed Sep 9, 2002

Role of David L. Dougherty and Loretta M. Dougherty: Debtor · Outcome: Case closed 2002-09-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in WV (not a filing state)

David A. Dougherty closed

United States Bankruptcy Court, N.D. Ohio · No. 02-51168 · Filed Mar 19, 2002 · Closed May 31, 2005

Role of David A. Dougherty: Debtor · Outcome: Case closed 2005-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in OH (not a filing state)

David A. Dougherty and Tina Marie Dougherty closed

United States Bankruptcy Court, D. New Jersey · No. 02-51484 · Filed Feb 7, 2002 · Closed Aug 27, 2002

Role of David A. Dougherty and Tina Marie Dougherty: Debtor · Outcome: Case closed 2002-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in NJ (not a filing state)

David R Dougherty closed

United States Bankruptcy Court, E.D. North Carolina · No. 02-00610 · Filed Jan 23, 2002 · Closed May 8, 2002

Role of David R Dougherty: Debtor · Outcome: Case closed 2002-05-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in NC (not a filing state)

David M. Dougherty closed

United States Bankruptcy Court, D. Connecticut · No. 01-23720 · Filed Dec 12, 2001 · Closed Apr 17, 2002

Role of David M. Dougherty: Debtor · Outcome: Case closed 2002-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in CT (not a filing state)

David Dougherty closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 01-35676 · Filed Nov 8, 2001 · Closed May 28, 2002

Role of David Dougherty: Debtor · Outcome: Case closed 2002-05-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in PA (not a filing state)

David Dougherty and Helena Dougherty closed

United States Bankruptcy Court, S.D. California · No. 01-08305 · Filed Aug 9, 2001 · Closed Nov 19, 2001

Role of David Dougherty and Helena Dougherty: Debtor · Outcome: Case closed 2001-11-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in the person's filing state (CA)

David J. Dougherty and Deborah L. Dougherty closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 01-12718 · Filed Feb 28, 2001 · Closed Jun 27, 2001

Role of David J. Dougherty and Deborah L. Dougherty: Debtor · Outcome: Case closed 2001-06-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in PA (not a filing state)

David Dougherty closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 01-10271 · Filed Jan 5, 2001 · Closed Oct 18, 2001

Role of David Dougherty: Debtor · Outcome: Case closed 2001-10-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in PA (not a filing state)

David Dougherty closed

United States Bankruptcy Court, D. Oregon · No. 00-39632 · Filed Dec 6, 2000 · Closed Mar 29, 2001

Role of David Dougherty: Debtor · Outcome: Case closed 2001-03-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in OR (not a filing state)

David J. Dougherty closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 00-34031 · Filed Nov 13, 2000 · Closed Mar 6, 2001

Role of David J. Dougherty: Debtor · Outcome: Case closed 2001-03-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in PA (not a filing state)

David J. Dougherty and Eugenia E. Dougherty closed

United States Bankruptcy Court, D. New Jersey · No. 00-17284 · Filed Sep 6, 2000 · Closed Mar 9, 2006

Role of David J. Dougherty and Eugenia E. Dougherty: Debtor · Outcome: Case closed 2006-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in NJ (not a filing state)

David J. Dougherty and Virginia M. Dougherty closed

United States Bankruptcy Court, D. New Jersey · No. 00-56111 · Filed Jun 8, 2000 · Closed Sep 25, 2003

Role of David J. Dougherty and Virginia M. Dougherty: Debtor · Outcome: Case closed 2003-09-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in NJ (not a filing state)

David Dougherty closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 00-12609 · Filed Mar 1, 2000 · Closed Oct 30, 2000

Role of David Dougherty: Debtor · Outcome: Case closed 2000-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in PA (not a filing state)

David J. Dougherty closed

United States Bankruptcy Court, D. Maryland · No. 99-21900 · Filed Oct 12, 1999 · Closed Jan 20, 2000

Role of David J. Dougherty: Debtor · Outcome: Case closed 2000-01-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in MD (not a filing state)

DAVID DOUGHERTY and POPPY DOUGHERTY closed

United States Bankruptcy Court, D. Delaware · No. 98-01163 · Filed Jun 1, 1998 · Closed Oct 5, 1998

Role of DAVID DOUGHERTY and POPPY DOUGHERTY: Debtor · Outcome: Case closed 1998-10-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in DE (not a filing state)

David E. Dougherty closed

United States Bankruptcy Court, S.D. Iowa · No. 97-05360 · Filed Nov 26, 1997 · Closed Mar 31, 1998

Role of David E. Dougherty: Debtor · Outcome: Case closed 1998-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in IA (not a filing state)

David J. Dougherty and Patricia A. Dougherty closed

United States Bankruptcy Court, N.D. New York · No. 96-60179 · Filed Jan 16, 1996 · Closed Jun 26, 1996

Role of David J. Dougherty and Patricia A. Dougherty: Debtor · Outcome: Case closed 1996-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in NY (not a filing state)

David L. Dougherty and Dianna K. Dougherty closed

United States Bankruptcy Court, E.D. Virginia · No. 95-14043 · Filed Sep 13, 1995 · Closed Dec 27, 1995

Role of David L. Dougherty and Dianna K. Dougherty: Debtor · Outcome: Case closed 1995-12-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in VA (not a filing state)

David G Dougherty closed

United States Bankruptcy Court, N.D. Illinois · No. 94-11735 · Filed Jun 9, 1994 · Closed Nov 2, 1994

Role of David G Dougherty: Debtor · Outcome: Case closed 1994-11-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in IL (not a filing state)

David L. Dougherty and Rebecca M. Dougherty closed

United States Bankruptcy Court, D. New Mexico · No. 94-10608 · Filed Mar 2, 1994 · Closed Sep 28, 1994

Role of David L. Dougherty and Rebecca M. Dougherty: Debtor · Outcome: Case closed 1994-09-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in NM (not a filing state)

David Dougherty closed

United States Bankruptcy Court, D. New Jersey · No. 91-12836 · Filed Jun 13, 1991 · Closed Feb 6, 1992

Role of David Dougherty: Debtor · Outcome: Case closed 1992-02-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in NJ (not a filing state)

David R. Dougherty and Frances L. Dougherty closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 1:89-bk-00857 · Filed Jun 28, 1989 · Closed Oct 5, 1990

Role of David R. Dougherty and Frances L. Dougherty: Debtor · Outcome: Case closed 1990-10-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in PA (not a filing state)

David J Dougherty and Diana Dougherty closed

United States Bankruptcy Court, D. New Jersey · No. 89-92327 · Filed Mar 29, 1989 · Closed Apr 16, 1990

Role of David J Dougherty and Diana Dougherty: Debtor · Outcome: Case closed 1990-04-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in NJ (not a filing state)

David L. Dougherty and Jill A. Dougherty closed

United States Bankruptcy Court, N.D. New York · No. 86-00870 · Filed Jul 16, 1986 · Closed Apr 27, 1993

Role of David L. Dougherty and Jill A. Dougherty: Debtor · Outcome: Case closed 1993-04-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 72 federal dockets); court in NY (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for David Dougherty — 1 worth asking about (compared 1 filing on Oct 24, 2026)

Worth asking · Aug 9, 2001 – Nov 19, 2001

Bankruptcy case: David Dougherty and Helena Dougherty — filed Aug 9, 2001

United States Bankruptcy Court, S.D. California docket "David Dougherty and Helena Dougherty" filed Aug 9, 2001, closed Nov 19, 2001. David Dougherty is listed as Debtor ("David Dougherty and Helena Dougherty"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. California ↗

Sources

Docket · United States Bankruptcy Court, S.D. California ↗ (Aug 9, 2001)

Note · Nov 24, 1997 – Feb 23, 2000

Bankruptcy case: San Joaquin Bank v. VanBoening — filed Nov 24, 1997

United States Bankruptcy Court, E.D. California docket "San Joaquin Bank v. VanBoening" filed Nov 24, 1997, closed Feb 23, 2000. Jon VanBoening (listed on the same filings) is listed as Defendant ("VanBoening"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. California ↗Jon VanBoening — PartnerFacts page ↗

Sources

Note · Jan 11, 2010

22% of the money raised went to insiders — GEMCare Mercy Memorial Health System LLC

The Jan 11, 2010 Form D reports $29,000,000 sold and $6,445,666 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "Payment to shareholders in consideration for assets contributed.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Jan 11, 2010 ↗GEMCare Mercy Memorial Health System LLC — PartnerFacts page ↗

Sources

Form D · Jan 11, 2010 ↗ (Jan 11, 2010)
GEMCare Mercy Memorial Health System LLC — PartnerFacts page ↗ (Jan 11, 2010)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 1 offering report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $6,445,666. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Jan 11, 2010 D GEMCare Mercy Memorial Health System LLC File 021-137634	$0	$0	$6,445,666 (est.) Payment to shareholders in consideration for assets contributed.	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named David Dougherty on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Health Care

GEMCare Mercy Memorial Health System LLC

Bakersfield, CA · Jan 11, 2010

Jan 11, 2010 · D · $29,000,000 sold of $29,000,000 · 61 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $29M from 61 investors (100% of the $29M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around David 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Russell Judd

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as David Dougherty. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Robert J. Severs

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as David Dougherty. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Javier Bustamante

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Dougherty. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jon VanBoening

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as David Dougherty. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

John Wray

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Dougherty. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

C. Vincent Phillips

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as David Dougherty. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Dougherty by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Dougherty is listed on: none on file. No website or social profile named in GEMCare Mercy Memorial Health System LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #365,231 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Bakersfield, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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David Dougherty

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Bankruptcy case: David Dougherty and Helena Dougherty — filed Aug 9, 2001

Bankruptcy case: San Joaquin Bank v. VanBoening — filed Nov 24, 1997

22% of the money raised went to insiders — GEMCare Mercy Memorial Health System LLC

5. Money to insiders

Deals 1

GEMCare Mercy Memorial Health System LLC

People around David 6

Russell Judd

Robert J. Severs

Javier Bustamante

Jon VanBoening

John Wray

C. Vincent Phillips

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person