David Utley is listed as an executive officer and director on 6 SEC Form D filings by 2 issuers between May 2009 and Oct 2021: Carrot Inc. (Redwood City, CA — other health care — 2017–2021; $24.7M reported sold to 12 investors) and CoAlign Innovations, Inc. (Brisbane, CA — other health care — 2009–2011; $6.29M reported sold to 3 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 12 years. Across those companies the filings report $31M sold in total.
Listed alongside Samir Kaul (4 shared filings), Jack Stoddard (3 shared filings), Doug Kelly (2 shared filings), John Barrett (2 shared filings), Stacy Feld (2 shared filings) and 5 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 11 bankruptcy cases matching the name listed in Key records below.
What this means 11 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 6 public filings for David Utley and found 2 differences: Form D filed 17 days after the first sale; 6 offerings have no amendment in the last 12 months and may still be open.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.