Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:18 AM ET

Sponsor Check › Person

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David Smiles

Named as an officer, director or promoter on SEC Form D filings · FL · Mar 26, 2015 → Mar 26, 2015

1deal (issuers)

$0reported sold

0investors

1Form D filing

2015year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:32 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Smiles is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Mar 2015: Uriah's Urban Farms, Inc. (Tampa, FL — agriculture — 2015).

What this means One deal on file with the SEC, filed Mar 2015. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Brian Althaver (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 14 court cases matching the name, 1 state regulator order, 12 bankruptcy cases matching the name listed in Key records below.

What this means 27 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for David Smiles and found 1 difference: David Smiles appears on 1 deal that stopped filing before reaching its target.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Smiles has not run yet — it is joining a line of 51,126 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

14 cases: 2 open, 4 closed (disposition not in docket feed), 3 judgment, 5 dismissed

Bunch v. Smiles Pipeline Service Inc. open

District Court, N.D. Georgia · No. 3:26-cv-00082 · Filed Apr 24, 2026

Role of Smiles Pipeline Service Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 119 federal dockets); surname only in the caption; court in GA (not a filing state)

SMILES ART INC. v. OHIO SECURITY INSURANCE COMPANY open

District Court, E.D. Pennsylvania · No. 2:25-cv-00706 · Filed Feb 10, 2025

Role of SMILES ART INC.: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 119 federal dockets); surname only in the caption; court in PA (not a filing state)

COX v. SMILES FOR LIFE, INC. closed

District Court, S.D. Indiana · No. 1:24-cv-02107 · Filed Nov 26, 2024 · Closed Mar 25, 2025

Role of SMILES FOR LIFE, INC.: Defendant · Outcome: Terminated 2025-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 119 federal dockets); surname only in the caption; court in IN (not a filing state)

Smiles Services LLC v. Frye closed

District Court, W.D. Washington · No. 3:23-cv-05392 · Filed May 1, 2023 · Closed Jan 23, 2025 · Nature of suit: Defend Trade Secrets Act (of 2016) · Cause: 18:1836(a) - Injunction against Misappropriation of Trade Secrets

Role of Smiles Services LLC: Plaintiff · Outcome: Terminated 2025-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 119 federal dockets); surname only in the caption; court in WA (not a filing state)

Bank of America, N.A. v. Orlando Smiles, Inc. closed

District Court, M.D. Florida · No. 6:21-cv-00993 · Filed Jun 9, 2021 · Closed Jan 7, 2022 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Breach of Contract

Role of Orlando Smiles, Inc.: Defendant · Outcome: Terminated 2022-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 119 federal dockets); different first name (inc); court in the person's filing state (FL)

Bank of America, N.A. v. World of Smiles judgment

District Court, E.D. Louisiana · No. 2:16-cv-02874 · Filed Apr 6, 2016 · Closed Feb 27, 2017 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Other Contract

Role of World of Smiles: Defendant · Outcome: Terminated 2017-02-27 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 119 federal dockets); surname only in the caption; court in LA (not a filing state)

MARCUS v. SMILES AT SEA LLC dismissed

District Court, D. New Jersey · No. 3:15-cv-06996 · Filed Sep 21, 2015 · Closed May 17, 2016 · Nature of suit: 890 Other Statutory Actions · Cause: 28:1331 Fed Question: Fed Communications Act of 1

Role of SMILES AT SEA LLC: Defendant · Outcome: Terminated 2016-05-17 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 119 federal dockets); surname only in the caption; court in NJ (not a filing state)

Touch of Smiles Dental Care v. PNC Bank dismissed

District Court, D. Maryland · No. 1:15-cv-02008 · Filed Jul 8, 2015 · Closed Dec 15, 2015 · Nature of suit: 370 Other fraud

Role of Touch of Smiles Dental Care: Plaintiff · Outcome: Terminated 2015-12-15 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 119 federal dockets); surname only in the caption; court in MD (not a filing state)

United States v. The offices of the Smiles for Kids Foundation, 1330 East State Street - Suite 2, Rockford, Illinois closed

District Court, N.D. Illinois · No. 3:13-mc-00015 · Filed Jun 18, 2013 · Closed Jun 18, 2013

Role of The offices of the Smiles for Kids Foundation, 1330 East State Street - Suite 2, Rockford, Illinois: Defendant · Outcome: Terminated 2013-06-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 119 federal dockets); surname only in the caption; court in IL (not a filing state)

Bank of America v. Smiles for Life Dental Care dismissed

District Court, D. Utah · No. 2:12-cv-00180 · Filed Feb 14, 2012 · Closed May 6, 2013 · Nature of suit: 190 Other contract actions

Role of Smiles for Life Dental Care: Defendant · Outcome: Terminated 2013-05-06 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 119 federal dockets); surname only in the caption; court in UT (not a filing state)

MDTV MEDICAL NEWS NOW, INC. v. SMILES OF BEAUTY, P.C. judgment

District Court, D. New Jersey · No. 2:06-cv-04048 · Filed Aug 25, 2006 · Closed Aug 13, 2008 · Nature of suit: 190 Other contract actions

Role of SMILES OF BEAUTY, P.C.: Defendant · Outcome: Terminated 2008-08-13 — FJC Integrated Database disposition: Judgment on consent; judgment for plaintiff Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 119 federal dockets); surname only in the caption; court in NJ (not a filing state)

SMILES DISTRIBUTORS, LTD. v. AMERICAN CREW, INC. dismissed

District Court, W.D. Wisconsin · No. 3:05-cv-00021 · Filed Jan 13, 2005 · Closed Mar 7, 2005 · Nature of suit: 190 Other contract actions

Role of SMILES DISTRIBUTORS, LTD.: Plaintiff · Outcome: Terminated 2005-03-07 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 119 federal dockets); surname only in the caption; court in WI (not a filing state)

SMILES DISTRIBUTORS, LTD. v. AMERICAN CREW, INC. judgment

District Court, W.D. Wisconsin · No. 3:01-cv-00103 · Filed Feb 13, 2001 · Closed Oct 18, 2001 · Nature of suit: 890 Other statutory actions

Role of SMILES DISTRIBUTORS, LTD.: Plaintiff · Outcome: Terminated 2001-10-18 — FJC Integrated Database disposition: Judgment on consent; judgment for both plaintiff and defendant Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 119 federal dockets); surname only in the caption; court in WI (not a filing state)

SMILES CORPORATION INC v. UNITED STATES OF AMERICA dismissed

District Court, S.D. Texas · No. · Filed Mar 13, 1990 · Closed Mar 30, 1990 · Nature of suit: 690 Other forfeiture and penalty suits

Role of SMILES CORPORATION INC: Plaintiff · Outcome: Terminated 1990-03-30 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 119 federal dockets); surname only in the caption; court in TX (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:32 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Individuals Barred FINRA · Financial Industry Regulatory Authority (FINRA)

Order date Nov 23, 2021 · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Tyrone Maurice Smiles (CRD #4370937, Laurel, Maryland)

As listed by the regulator: An AWC was issued in which Smiles was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Smiles consented to the sanction and to the entry of findings that he engaged in OBAs without prior written disclosure to, and approval from, his member firm. Order / docket ↗ Regulator's list ↗

same rare surname (2 people in Form D filings); different first name (maurice); nationwide regulator (FINRA) — the state is not a signal

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Smiles..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

12 cases: 1 open, 11 closed (disposition not in docket feed)

Smiles Around Us II Inc open

United States Bankruptcy Court, E.D. New York · No. 1-25-45097 · Filed Oct 22, 2025

Role of Smiles Around Us II Inc: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 119 federal dockets); surname only in the caption; court in NY (not a filing state)

Smiles and Giggles Health Plaza, LLC closed

United States Bankruptcy Court, M.D. Florida · No. 8:16-bk-08203 · Filed Sep 23, 2016 · Closed Jan 2, 2018

Role of Smiles and Giggles Health Plaza, LLC: Debtor · Outcome: Case closed 2018-01-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 119 federal dockets); surname only in the caption; court in the person's filing state (FL)

Smiles by Crisp, PLLC closed

United States Bankruptcy Court, W.D. Arkansas · No. 2:13-bk-73385 · Filed Oct 9, 2013 · Closed Nov 25, 2013

Role of Smiles by Crisp, PLLC: Debtor · Outcome: Case closed 2013-11-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 119 federal dockets); surname only in the caption; court in AR (not a filing state)

Craig Jalbert, as Liquidating Trustee of the Women v. Smiles Fashion Corporation closed

United States Bankruptcy Court, D. Massachusetts · No. 13-01288 · Filed Jul 11, 2013 · Closed Aug 27, 2013

Role of Smiles Fashion Corporation: Defendant · Outcome: Case closed 2013-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 119 federal dockets); surname only in the caption; court in MA (not a filing state)

TAPIA v. Smiles of America Chandler PLLC closed

United States Bankruptcy Court, D. Arizona · No. 2:13-ap-00056 · Filed Jan 16, 2013 · Closed Oct 17, 2014

Role of Smiles of America Chandler PLLC: Defendant · Outcome: Case closed 2014-10-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 119 federal dockets); surname only in the caption; court in AR (not a filing state)

Summer Smiles Family Dental Care, LLC closed

United States Bankruptcy Court, M.D. Florida · No. 6:12-bk-17101 · Filed Dec 26, 2012 · Closed Jun 30, 2014

Role of Summer Smiles Family Dental Care, LLC: Debtor · Outcome: Case closed 2014-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 119 federal dockets); different first name (summer); court in the person's filing state (FL)

Celebrity Smiles Dental Care, LLC closed

United States Bankruptcy Court, M.D. Florida · No. 8:12-bk-18320 · Filed Dec 4, 2012 · Closed Jan 23, 2015

Role of Celebrity Smiles Dental Care, LLC: Debtor · Outcome: Case closed 2015-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 119 federal dockets); different first name (celebrity); court in the person's filing state (FL)

Giuliano v. Smiles Fashion Corp. closed

United States Bankruptcy Court, D. Delaware · No. 10-53632 · Filed Oct 27, 2010 · Closed Mar 26, 2013

Role of Smiles Fashion Corp.: Defendant · Outcome: Case closed 2013-03-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 119 federal dockets); surname only in the caption; court in DE (not a filing state)

Smiles Studios of Memphis, Inc. closed

United States Bankruptcy Court, W.D. Tennessee · No. 10-31170 · Filed Oct 13, 2010 · Closed Jun 24, 2011

Role of Smiles Studios of Memphis, Inc.: Debtor · Outcome: Case closed 2011-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 119 federal dockets); surname only in the caption; court in TN (not a filing state)

David Joel Smiles and Latoya Alexandria Smiles closed

United States Bankruptcy Court, M.D. Florida · No. 8:10-bk-15464 · Filed Jun 28, 2010 · Closed Nov 15, 2010

Role of David Joel Smiles and Latoya Alexandria Smiles: Debtor · Outcome: Case closed 2010-11-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 119 federal dockets); different first name (joel); court in the person's filing state (FL)

The Official Committee of Unsecured Creditors v. Smiles Fashion Corporation closed

United States Bankruptcy Court, E.D. New York · No. 1-07-01120 · Filed Mar 22, 2007 · Closed Oct 20, 2008

Role of Smiles Fashion Corporation: Defendant · Outcome: Case closed 2008-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 119 federal dockets); surname only in the caption; court in NY (not a filing state)

Smiles Inc closed

United States Bankruptcy Court, N.D. Illinois · No. 86-00443 · Filed Jan 10, 1986 · Closed Jan 30, 1987

Role of Smiles Inc: Debtor · Outcome: Case closed 1987-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 119 federal dockets); surname only in the caption; court in IL (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:32 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

1 difference found between the filings for David Smiles (compared 1 filing on Oct 24, 2026)

Note · Mar 26, 2015

David Smiles appears on 1 deal that stopped filing before reaching its target

Uriah's Urban Farms, Inc. (last filing Mar 26, 2015; $0 sold of $1,500,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Uriah's Urban Farms, Inc. — PartnerFacts page ↗

Sources

Uriah's Urban Farms, Inc. — PartnerFacts page ↗ (Mar 26, 2015)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Mar 26, 2015 D Uriah's Urban Farms, Inc. File 021-236720	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named David Smiles on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Agriculture

Uriah's Urban Farms, Inc.

Tampa, FL · Mar 26, 2015

Mar 26, 2015 · D · $0 sold of $1,500,000 · 0 investors · min. No minimum reported · role: Executive Officer (Chief Executive Officer) EDGAR ↗

No sales reported yet as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Agriculture / 506(b) (448 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around David 1

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Brian Althaver

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Smiles. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Smiles by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Smiles is listed on: none on file. No website or social profile named in Uriah's Urban Farms, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #304,765 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Tampa, FL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

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Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when David Smiles appears on a new Form D, or when a court case or SEC action is matched to them. See plans →

David Smiles

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

David Smiles appears on 1 deal that stopped filing before reaching its target

5. Money to insiders

Deals 1

Uriah's Urban Farms, Inc.

People around David 1

Brian Althaver

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person