David Shaw is listed as an executive officer on 6 SEC Form D filings by 2 issuers between Dec 2009 and Apr 2012: CONSERT INC (San Antonio, TX — other technology — 2009–2012; $17.7M reported sold to 23 investors) and La Corsha Restaurant Partners, Ltd. (Austin, TX — restaurants — 2010; $1M reported sold to 12 investors).
What this means 2 separate companies raised money with this person listed as executive officer, over about 3 years. Across those companies the filings report $18.7M sold in total.
1 of the issuers belongs to the sponsor group La Corsha (3 issuers, $8.92M reported sold, 2010–2016).
What this means A sponsor group is one team that sets up a new company for each deal. La Corsha has 3 companies on file and $8.92M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 5 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 6 public filings for David Shaw and found 13 differences: Form D filed 20 days after the first sale; Offering amount changed between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.