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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:48 AM ET

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David Anthony

Named as an officer, director or promoter on SEC Form D filings · CA, AL, PA, NY · Mar 16, 2009 → Dec 9, 2011

7deals (issuers)
$68.5Mreported sold
139investors
12Form D filings
2009–2011years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Anthony is listed as an executive officer, director, and promoter on 12 SEC Form D filings by 7 issuers between Mar 2009 and Apr 2024. Largest by amount reported sold: Axion Power International, Inc. (New Castle, PA — manufacturing — 2010; $26.1M reported sold to 50 investors), COLOREP INC (Rancho Cucamonga, CA — industry reported as "Other" — 2009–2011; $19.1M reported sold to 46 investors), THERMOENERGY CORP (Worcester, MA — other technology — 2009–2010; $14M reported sold to 26 investors), OneRoof Energy, Inc. (San Diego, CA — other energy — 2012; $9M reported sold to 10 investors), TBT Group, Inc (New York, NY — industry reported as "Other" — 2011; $235K reported sold to 5 investors) and 2 more (all listed below).

What this means A repeat sponsor — 7 separate companies raised money with this person listed as executive officer, director, and promoter, over about 15 years. Across those companies the filings report $68.5M sold in total.

Listed alongside David Gelbaum (6 shared filings), Jeff Boshears (5 shared filings), Larry Levy (5 shared filings), Michael Liik (3 shared filings), Arthur S. Reynolds (2 shared filings) and 36 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

1 of the issuers belongs to the sponsor group Oneroof Energy (2 issuers, $5.24M reported sold, 2012–2014).

What this means A sponsor group is one team that sets up a new company for each deal. Oneroof Energy has 2 companies on file and $5.24M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 SEC release, 3 state regulator orders, 16 bankruptcy cases matching the name listed in Key records below.

What this means 20 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 12 public filings for David Anthony and found 21 differences, 4 worth asking the sponsor about: AR securities regulator cease & desist order naming a team member (Jun 21, 2007); 100% of the money raised went to insiders; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Anthony has not run yet — it is #9,182 of 61,085 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 710 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release; 3 state regulator orders

David M. Anthony Administrative proceeding
SEC · Nov 8, 2024 · Parties as named in the release: David M. Anthony Read the release ↗
same full name in the release title; 7 people with this name in Form D filings; the person's filing state is not named
Order CO · Colorado Department of Regulatory Agencies, Division of Securities
Order date May 3, 2023 · Regulator: Colorado Department of Regulatory Agencies, Division of Securities · Parties (regulator's caption): Anthony Capital, LLC and David M. Anthony
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 7 people with this name in Form D filings; regulator in CO (not a filing state)
Order to Show Cause CO · Colorado Department of Regulatory Agencies, Division of Securities
Order date Dec 7, 2022 · Regulator: Colorado Department of Regulatory Agencies, Division of Securities · Parties (regulator's caption): Anthony Capital, LLC and David M. Anthony
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 7 people with this name in Form D filings; regulator in CO (not a filing state)
Stipulation and Consent CO · Colorado Department of Regulatory Agencies, Division of Securities
Order date not stated in the index entry we read · Regulator: Colorado Department of Regulatory Agencies, Division of Securities · Parties (regulator's caption): Anthony Capital, LLC and David M. Anthony
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 7 people with this name in Form D filings; regulator in CO (not a filing state)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Anthony..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

16 cases: 16 closed (disposition not in docket feed)

David D. Anthony closed
United States Bankruptcy Court, C.D. California · No. 8:14-bk-14709 · Filed Jul 30, 2014 · Closed Nov 18, 2014
Role of David D. Anthony: Debtor · Outcome: Case closed 2014-11-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 143 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)
David Anthony closed
United States Bankruptcy Court, E.D. New York · No. 1-13-40721 · Filed Feb 8, 2013 · Closed May 8, 2013
Role of David Anthony: Debtor · Outcome: Case closed 2013-05-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 143 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (NY)
Valderie Alicea and David Anthony closed
United States Bankruptcy Court, S.D. New York · No. 11-38120 · Filed Nov 9, 2011 · Closed Mar 19, 2012
Role of Valderie Alicea and David Anthony: Debtor · Outcome: Case closed 2012-03-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 143 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (NY)
David Anthony closed
United States Bankruptcy Court, E.D. California · No. 10-62325 · Filed Oct 25, 2010 · Closed Aug 30, 2011
Role of David Anthony: Debtor · Outcome: Case closed 2011-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 143 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)
David J. Anthony, Jr. closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 10-20327 · Filed Feb 3, 2010 · Closed Jun 4, 2010
Role of David J. Anthony, Jr.: Debtor · Outcome: Case closed 2010-06-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 143 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (PA)
David B. Anthony and Lynnette D. Anthony closed
United States Bankruptcy Court, E.D. California · No. 07-13068 · Filed Sep 28, 2007 · Closed May 22, 2008
Role of David B. Anthony and Lynnette D. Anthony: Debtor · Outcome: Case closed 2008-05-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 143 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)
David M Anthony closed
United States Bankruptcy Court, C.D. California · No. 8:05-bk-10716 · Filed Feb 7, 2005 · Closed Dec 9, 2005
Role of David M Anthony: Debtor · Outcome: Case closed 2005-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 143 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)
David A. Anthony closed
United States Bankruptcy Court, N.D. New York · No. 04-60896 · Filed Feb 17, 2004 · Closed Jan 24, 2005
Role of David A. Anthony: Debtor · Outcome: Case closed 2005-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 143 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (NY)
David R. Anthony closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 02-28140 · Filed Jul 31, 2002 · Closed Nov 29, 2002
Role of David R. Anthony: Debtor · Outcome: Case closed 2002-11-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 143 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (PA)
David Anthony and Faye Maudie Anthony closed
United States Bankruptcy Court, E.D. California · No. 01-14210 · Filed Apr 27, 2001 · Closed Aug 7, 2001
Role of David Anthony and Faye Maudie Anthony: Debtor · Outcome: Case closed 2001-08-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 143 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)
David L. Anthony closed
United States Bankruptcy Court, M.D. Alabama · No. 00-04169 · Filed Aug 8, 2000 · Closed Nov 27, 2000
Role of David L. Anthony: Debtor · Outcome: Case closed 2000-11-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 143 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (AL)
David B. Anthony and Joann R. Anthony closed
United States Bankruptcy Court, W.D. New York · No. 1-99-14981 · Filed Sep 9, 1999 · Closed Dec 30, 1999
Role of David B. Anthony and Joann R. Anthony: Debtor · Outcome: Case closed 1999-12-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 143 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (NY)
David M Anthony closed
United States Bankruptcy Court, C.D. California · No. 1:99-bk-15194 · Filed Apr 30, 1999 · Closed Aug 19, 1999
Role of David M Anthony: Debtor · Outcome: Case closed 1999-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 143 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)
David L. Anthony and Deborah L. Anthony closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 92-10224 · Filed Mar 13, 1992 · Closed Jun 23, 1992
Role of David L. Anthony and Deborah L. Anthony: Debtor · Outcome: Case closed 1992-06-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 143 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (PA)
David Anthony closed
United States Bankruptcy Court, N.D. California · No. 91-51830 · Filed Apr 1, 1991 · Closed Mar 12, 1996
Role of David Anthony: Debtor · Outcome: Case closed 1996-03-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 143 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)
David R. Anthony and Rita F. Anthony closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 87-10178 · Filed Apr 8, 1987 · Closed Nov 6, 1987
Role of David R. Anthony and Rita F. Anthony: Debtor · Outcome: Case closed 1987-11-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 143 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (PA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

21 differences found between the filings for David Anthony — 4 worth asking about (compared 12 filings on Oct 24, 2026)

Worth asking · Jun 21, 2007

AR securities regulator cease & desist order naming a team member (Jun 21, 2007)

Arkansas Securities Department issued a Cease & Desist Order dated Jun 21, 2007. Respondents as listed: NEXPLORE TECHNOLOGIES, INC., EDWARD W. MANDEL, PAUL O. WILLIAMS, SKINNER G. LAYNE, EDDY A. LAYNE, R. SCOTT GRIZZLE, HUGES-ROTH FINANCIAL GROUP, INC., HUGHES-ROTH CAPITAL MARKETS, INC., RELEVANCE SEARCH PARTNERS, LLC, RELEVANCE SEARCH PARTNERS II, LLC, RELEVANCE SEARCH PARTNERS III, LLC, TEXAS SEARCH SOLUTIONS, LLC, RIVER FLUSH, LLC, AND INTERNET GAMBLERS, LLC. Outcome as listed: Cease & Desist Order based on evidence received by the Department indicating that Nexplore Technologies, Inc. among others have violated provisions of the Arkansas Securities Act codified at Ark. Code Ann. § 23-42-101. Matched to Shawn R. Huges (listed on the same filings). Our match estimate: 70%.

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

AR order · Cease & Desist Order ↗Shawn R. Huges — PartnerFacts page ↗
Sources
Note · Aug 10, 2018 – Apr 29, 2022

Bankruptcy case: Axion Power International, Inc. — filed Aug 10, 2018

United States Bankruptcy Court, W.D. Pennsylvania docket "Axion Power International, Inc." filed Aug 10, 2018, closed Apr 29, 2022. Axion Power International, Inc. (related issuer) is listed as Debtor ("Axion Power International, Inc."). Our match estimate: 80%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, W.D. Pennsylvania ↗Axion Power International, Inc. — PartnerFacts page ↗
Sources
Note · Jul 10, 2013 – Oct 24, 2014

Bankruptcy case: Colorep, Inc. and Transprint USA, Inc. — filed Jul 10, 2013

United States Bankruptcy Court, C.D. California docket "Colorep, Inc. and Transprint USA, Inc." filed Jul 10, 2013, closed Oct 24, 2014. COLOREP INC (related issuer) is listed as Debtor ("Colorep, Inc."). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, C.D. California ↗COLOREP INC — PartnerFacts page ↗
Sources
Note · Jun 9, 2004 – Sep 28, 2004

Bankruptcy case: Wells Fargo Bank Nevada v. Boshears — filed Jun 9, 2004

United States Bankruptcy Court, E.D. California docket "Wells Fargo Bank Nevada v. Boshears" filed Jun 9, 2004, closed Sep 28, 2004. Jeff Boshears (listed on the same filings) is listed as Defendant ("Boshears"). Our match estimate: 68%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. California ↗Jeff Boshears — PartnerFacts page ↗
Sources
Worth asking · Feb 11, 2010

100% of the money raised went to insiders — SOLAR ENERTECH CORP

The Feb 11, 2010 Form D reports $96,000 sold and $96,000 of the proceeds used for payments to officers, directors or promoters. Issuer's note: "The shares were issued as compensation for services rendered.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Feb 11, 2010 ↗SOLAR ENERTECH CORP — PartnerFacts page ↗
Sources
Note · Mar 23, 2011 – Apr 16, 2024

David Anthony appears on 2 deals that stopped filing before reaching their target

RenuTek, Inc. (last filing Apr 16, 2024; $0 sold of $10,000,000); TBT Group, Inc (last filing Mar 23, 2011; $235,000 sold of $1,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

RenuTek, Inc. — PartnerFacts page ↗TBT Group, Inc — PartnerFacts page ↗
Sources
Worth asking · Jul 9, 2009 – Dec 9, 2011

4 Form Ds were filed more than 15 days after the first sale

Form D filed 343 days after the first sale — COLOREP INC · Form D filed 140 days after the first sale — COLOREP INC · Form D filed 201 days after the first sale — COLOREP INC · Form D filed 44 days after the first sale — COLOREP INC

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Dec 9, 2011 ↗COLOREP INC — PartnerFacts page ↗Form D · Jun 25, 2010 ↗Form D · Jan 26, 2010 ↗
Sources
Note · Mar 11, 2011 – Mar 23, 2011

No amendment in the last 12 months on an offering that may still be open — TBT Group, Inc (latest filing Mar 23, 2011)

The latest filing for this offering is dated Mar 23, 2011 (first sale Mar 11, 2011). It reports $235,000 sold of $1,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Mar 23, 2011 ↗TBT Group, Inc — PartnerFacts page ↗
Sources
Note · Nov 19, 2009 – Aug 13, 2010

No amendment in the last 12 months on an offering that may still be open — THERMOENERGY CORP (latest filing Aug 13, 2010)

The latest filing for this offering is dated Aug 13, 2010 (first sale Nov 19, 2009). It reports $13,980,005 sold of $20,280,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Aug 13, 2010 ↗THERMOENERGY CORP — PartnerFacts page ↗
Sources
Worth asking · Mar 30, 2012 – Sep 25, 2012

David Anthony is no longer listed on the Sep 25, 2012 amendment — OneRoof Energy, Inc.

David Anthony appears on the Mar 30, 2012 Form D (director) but not on the Sep 25, 2012 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Mar 30, 2012 ↗Form D/A · Sep 25, 2012 ↗David Anthony — PartnerFacts page ↗OneRoof Energy, Inc. — PartnerFacts page ↗
Sources
Note · Mar 30, 2012 – Sep 25, 2012

Offering amount changed between filings — OneRoof Energy, Inc.

The Mar 30, 2012 filing says $7,000,000 offered; the Sep 25, 2012 Form D/A says $9,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Mar 30, 2012 ↗Form D/A (later) · Sep 25, 2012 ↗OneRoof Energy, Inc. — PartnerFacts page ↗
Sources
Note · Dec 4, 2009 – Aug 13, 2010

Offering amount changed between filings — THERMOENERGY CORP

The Dec 4, 2009 filing says $10,280,000 offered; the Aug 13, 2010 Form D/A says $20,280,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Dec 4, 2009 ↗Form D/A (later) · Aug 13, 2010 ↗THERMOENERGY CORP — PartnerFacts page ↗
Sources
Note · Mar 16, 2009 – Jan 26, 2010

Offering amount lowered between filings — COLOREP INC

The Mar 16, 2009 filing says $12,500,000 offered; the Jan 26, 2010 Form D says $12,493,538.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D (earlier) · Mar 16, 2009 ↗Form D (later) · Jan 26, 2010 ↗COLOREP INC — PartnerFacts page ↗
Sources
Note · Mar 16, 2009 – Jan 26, 2010

Reported revenue range changed between filings — COLOREP INC

"$5,000,001 - $25,000,000" (Mar 16, 2009); then "Decline to Disclose" (Jan 26, 2010).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Mar 16, 2009 ↗Form D · Jan 26, 2010 ↗COLOREP INC — PartnerFacts page ↗
Sources
Note · May 11, 2021 – Nov 17, 2022

Same name, different state: "David Anthony" (CO) is a separate record

This page covers filings where the address state is CA or AL or PA or NY. A separate record, "David Anthony" with address state CO, is listed on 8 filings — most recently by Anthony Capital Alternative Investments Income One Fund, LP (Nov 17, 2022). The two records do not overlap in time: this page runs Mar 16, 2009 to Dec 9, 2011; the other runs May 11, 2021 to Nov 17, 2022.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David Anthony (CO) — PartnerFacts page ↗Form D · Nov 17, 2022 ↗Anthony Capital Alternative Investments Income One Fund, LP — PartnerFacts page ↗David Anthony (CA,AL,PA,NY) — this page ↗
Sources
Note · Sep 11, 2018

Same name, different state: "David Anthony" (IL) is a separate record

This page covers filings where the address state is CA or AL or PA or NY. A separate record, "David Anthony" with address state IL, is listed on 1 filing — most recently by KU Whispering Trace LLC (Sep 11, 2018). The two records do not overlap in time: this page runs Mar 16, 2009 to Dec 9, 2011; the other has one filing dated Sep 11, 2018.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David Anthony (IL) — PartnerFacts page ↗Form D · Sep 11, 2018 ↗KU Whispering Trace LLC — PartnerFacts page ↗David Anthony (CA,AL,PA,NY) — this page ↗
Sources
Note · Jan 5, 2012 – Nov 16, 2012

Same name, different state: "David Anthony" (A0 or A6) is a separate record

This page covers filings where the address state is CA or AL or PA or NY. A separate record, "David Anthony" with address state A0 or A6, is listed on 3 filings — most recently by TEMBO GOLD CORP. (Feb 12, 2013). The two records do not overlap in time: this page runs Mar 16, 2009 to Dec 9, 2011; the other runs Jan 5, 2012 to Nov 16, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David Anthony (A0,A6) — PartnerFacts page ↗Form D · Feb 12, 2013 ↗TEMBO GOLD CORP. — PartnerFacts page ↗David Anthony (CA,AL,PA,NY) — this page ↗
Sources
Note · Apr 14, 2010

Same name, different state: "David Anthony" (OH) is a separate record

This page covers filings where the address state is CA or AL or PA or NY. A separate record, "David Anthony" with address state OH, is listed on 1 filing — most recently by ENERGY FOCUS, INC/DE (Apr 14, 2010). Both records have filings in the same period (Apr 14, 2010).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Anthony (OH) — PartnerFacts page ↗Form D · Apr 14, 2010 ↗ENERGY FOCUS, INC/DE — PartnerFacts page ↗David Anthony (CA,AL,PA,NY) — this page ↗
Sources
Note · Mar 19, 2010

Same name, different state: "David Anthony" (MA) is a separate record

This page covers filings where the address state is CA or AL or PA or NY. A separate record, "David Anthony" with address state MA, is listed on 1 filing — most recently by PROMETHEAN POWER SYSTEMS INC (Mar 19, 2010). Both records have filings in the same period (Mar 19, 2010).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Anthony (MA) — PartnerFacts page ↗Form D · Mar 19, 2010 ↗PROMETHEAN POWER SYSTEMS INC — PartnerFacts page ↗David Anthony (CA,AL,PA,NY) — this page ↗
Sources
Note · Dec 4, 2009 – Aug 13, 2010

Address moved from Little Rock, AR to Worcester, MA — THERMOENERGY CORP

The people listed on the Dec 4, 2009 filing give Little Rock, AR; on the Aug 13, 2010 filing they give Worcester, MA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Dec 4, 2009 ↗Form D/A · Aug 13, 2010 ↗THERMOENERGY CORP — PartnerFacts page ↗
Sources
Note · Mar 16, 2009 – Apr 16, 2024

David Anthony is listed with 4 different address states: CA, AL, PA, NY

CA on 6 filings (Mar 16, 2009 to Dec 9, 2011); AL on 2 filings (Dec 4, 2009 to Aug 13, 2010); PA on 1 filing (Jan 6, 2010); NY on 3 filings (Mar 23, 2011 to Apr 16, 2024).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Mar 16, 2009 ↗Form D · Dec 4, 2009 ↗Form D · Jan 6, 2010 ↗Form D · Mar 23, 2011 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

4 of 10 offerings report sales commissions totalling $2,350,545; 1 reports finder's fees totalling $1,640,836; 2 report proceeds to related persons totalling $196,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 16, 2024 D
RenuTek, Inc.
File 021-510716
$800,000 (est.)$0$100,000 (est.)N/A no CRD number reportedEDGAR ↗
Mar 30, 2012 D
OneRoof Energy, Inc.
File 021-175942
$0$0$0None listed on this filingEDGAR ↗
Dec 9, 2011 D
COLOREP INC
File 021-169847
$0$0$0None listed on this filingEDGAR ↗
Mar 23, 2011 D
TBT Group, Inc
File 021-157235
$18,800 (est.)$0$0
The proceeds will be used for working capital purposes.
Aurora Capital LLC (LifeTech Capital Division) BrokerCheck CRD 37924 ↗
via Aurora Capital LLC (LifeTech Capital Division) (CRD 37924 ↗)
EDGAR ↗
Aug 13, 2010 D/A
THERMOENERGY CORP
File 021-88450-4F
$300,000$0$0More than five Associated Persons no CRD number reported
via McNamee Lawrence Securities, LLC (CRD 46941 ↗)
EDGAR ↗
Jun 25, 2010 D
COLOREP INC
File 021-144053
$0$0$0None listed on this filingEDGAR ↗
Jun 25, 2010 D
COLOREP INC
File 021-144055
$0$0$0None listed on this filingEDGAR ↗
Feb 11, 2010 D
SOLAR ENERTECH CORP
File 021-101237
$0$0$96,000
The shares were issued as compensation for services rendered.
None listed on this filingEDGAR ↗
Jan 26, 2010 D
COLOREP INC
File 021-77755
$1,231,745 (est.)$0$0ARDOUR CAPITAL INVESTMENT no CRD number reported
via ARDOUR CAPITAL INVESTMENTS LLC (CRD 120574 ↗)
EDGAR ↗
Jan 6, 2010 D
Axion Power International, Inc.
File 021-137469
$0$1,640,836$0Scott R. Griffith BrokerCheck CRD 873111 ↗
via Stonegate Securities Inc. (CRD 6376 ↗)

Jesse B. Shelmire IV BrokerCheck CRD 1008550 ↗
via Stonegate Securities Inc. (CRD 6376 ↗)

Philadelphia Brokerage Corp. BrokerCheck CRD 22534 ↗
VFT Special Ventures LTD. no CRD number reported
via Emerging Growth Equities Ltd. (CRD 47040 ↗)

Stonegate Securities, Inc. BrokerCheck CRD 6376 ↗
via Stonegate Securities, Inc. (CRD 6376 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 7

Every issuer that named David Anthony on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

R
Other Energy

RenuTek, Inc.

New York, NY · Apr 16, 2024
  • Apr 16, 2024 · D · $0 sold of $10,000,000 · 0 investors · min. $10,000 · role: Executive Officer, Director, Promoter EDGAR ↗

No sales reported yet as of the latest filing. David is listed as executive officer, director, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Energy / 506(c) (115 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OE
Other Energy · group: Oneroof Energy

OneRoof Energy, Inc.

San Diego, CA · Mar 30, 2012
  • Mar 30, 2012 · D · $3,000,000 sold of $7,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $9M from 10 investors (100% of the $7M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

C
Other

COLOREP INC

Rancho Cucamonga, CA · Mar 16, 2009 → Dec 9, 2011 · 5 filings
  • Dec 9, 2011 · D · $19,091,367 sold of $19,091,367 · 46 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 25, 2010 · D · $3,887,329 sold of $3,887,329 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 25, 2010 · D · $2,641,869 sold of $2,641,869 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 26, 2010 · D · $12,493,538 sold of $12,493,538 · 37 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 16, 2009 · D · $5,034,857 sold of $12,500,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $19.1M from 46 investors (100% of the $19.1M target) as of the latest filing. David is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

TG
Other

TBT Group, Inc

New York, NY · Mar 23, 2011
  • Mar 23, 2011 · D · $235,000 sold of $1,000,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $235K from 5 investors (24% of the $1M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

TC
Other Technology

THERMOENERGY CORP

Worcester, MA · Dec 4, 2009 → Aug 13, 2010 · 2 filings
  • Aug 13, 2010 · D/A · $13,980,005 sold of $20,280,000 · 13 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 4, 2009 · D · $7,080,000 sold of $10,280,000 · 8 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $14M from 26 investors (69% of the $20.3M target) as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SE
Other Energy

SOLAR ENERTECH CORP

Mountain View, CA · Feb 11, 2010
  • Feb 11, 2010 · D · $96,000 sold of $96,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $96K from 2 investors (100% of the $96K target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AP
Manufacturing

Axion Power International, Inc.

New Castle, PA · Jan 6, 2010
  • Jan 6, 2010 · D · $26,081,490 sold of $26,081,490 · 50 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $26.1M from 50 investors (100% of the $26.1M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (6)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David Anthony — CO, 7 issuers, May 11, 2021 → Nov 17, 2022 · no shared issuer
  • David Anthony — MA, 1 issuer, Mar 19, 2010 → Mar 19, 2010 · no shared issuer
  • David Anthony — OH, 1 issuer, Apr 14, 2010 → Apr 14, 2010 · no shared issuer
  • David Anthony — Alberta, Canada (as filed: A0), Ontario, Canada (as filed: A6), 1 issuer, Jan 5, 2012 → Nov 16, 2012 · no shared issuer
  • David Anthony — IL, 1 issuer, Sep 11, 2018 → Sep 11, 2018 · no shared issuer
  • David M Anthony — CO, 1 issuer, May 5, 2017 → May 5, 2017 · no shared issuer

People around David 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

David Gelbaum

Director · 6 shared filings (3 issuers)

Listed on the same filings as David Anthony. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jeff Boshears

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as David Anthony. Their page shows their other deals.

LL
No photo found yet (own website and image search run after this page is viewed)
Person

Larry Levy

Executive Officer, Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Anthony. Their page shows their other deals.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Liik

Director · 3 shared filings (1 issuer)

Listed on the same filings as David Anthony. Their page shows their other deals.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

Arthur S. Reynolds

Director · 2 shared filings (1 issuer)

Listed on the same filings as David Anthony. Their page shows their other deals.

TK
No photo found yet (own website and image search run after this page is viewed)
Person

Teodor Klowan, Jr.

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as David Anthony. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis C. Cossey

Director, Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as David Anthony. Their page shows their other deals.

DF
No photo found yet (own website and image search run after this page is viewed)
Person

David Field

Director, Executive Officer · 2 shared filings (2 issuers) · also on 5 other issuers

David Field is on 7 issuers in total — a repeat sponsor. Their page lists every one.

GJ
No photo found yet (own website and image search run after this page is viewed)
Person

Gordon Jacobson

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Anthony. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Shawn R. Huges

Director, Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Anthony. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph P. Barlett

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Anthony. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

J. Winder Huges III

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Anthony. Their page shows their other deals.

SY
No photo found yet (own website and image search run after this page is viewed)
Person

Shi Jian Yin

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Anthony. Their page shows their other deals.

MY
No photo found yet (own website and image search run after this page is viewed)
Person

Mao Ye

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Anthony. Their page shows their other deals.

PY
No photo found yet (own website and image search run after this page is viewed)
Person

Phillip Yun

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Anthony. Their page shows their other deals.

LY
No photo found yet (own website and image search run after this page is viewed)
Person

Leo Shi Young

Director, Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Anthony. Their page shows their other deals.

RN
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Nelson

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Anthony. Their page shows their other deals.

IF
No photo found yet (own website and image search run after this page is viewed)
Person

Igor Filipenko

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Anthony. Their page shows their other deals.

GP
No photo found yet (own website and image search run after this page is viewed)
Person

Glenn Patterson

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Anthony. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Stanley Hirschman

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Anthony. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Dr. Howard Schmidt

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Anthony. Their page shows their other deals.

RA
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Averill

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Anthony. Their page shows their other deals.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

D. Walker Wainwright

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Anthony. Their page shows their other deals.

TG
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Granville

Director, Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Anthony. Their page shows their other deals.

EB
No photo found yet (own website and image search run after this page is viewed)
Person

Edward Buiel

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Anthony. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

Donald Hillier

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Anthony. Their page shows their other deals.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Kishinevsky

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Anthony. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

J. Winder Hughes

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Anthony. Their page shows their other deals.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

David Delasanta

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Anthony. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Cary G. Bullock

Director, Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Anthony. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Shawn R. Hughes

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Anthony. Their page shows their other deals.

EW
No photo found yet (own website and image search run after this page is viewed)
Person

Eric Martin Weiss

Director, Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Anthony. Their page shows their other deals.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel DeClement

Director, Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Anthony. Their page shows their other deals.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Rattner

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Anthony. Their page shows their other deals.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Kang

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Anthony. Their page shows their other deals.

NG
No photo found yet (own website and image search run after this page is viewed)
Person

Nikhil Garg

Director · 1 shared filing (1 issuer) · also on 8 other issuers

Nikhil Garg is on 9 issuers in total — a repeat sponsor. Their page lists every one.

IS
No photo found yet (own website and image search run after this page is viewed)
Person

Ick Seung Shim

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Anthony. Their page shows their other deals.

AW
No photo found yet (own website and image search run after this page is viewed)
Person

Alan Whiting

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Anthony. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph P. Bartlett

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Anthony. Their page shows their other deals.

KD
No photo found yet (own website and image search run after this page is viewed)
Person

Kate Davis

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as David Anthony. Their page shows their other deals.

The team behind the deals

OE
Sponsor group

Oneroof Energy

2 issuers · 8 filings · $5.24M reported sold · 2012–2014

One team, 2 deal companies. David Anthony is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Anthony.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 7 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Anthony by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 7 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Anthony is listed on: none on file. No website or social profile named in Axion Power International, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #295,012 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New Castle, PA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗Alabama state courts — find the court ↗Pennsylvania UJS portal case search ↗New York WebCivil Supreme ↗Massachusetts MassCourts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗Alabama Secretary of State business search ↗Pennsylvania Secretary of State business search ↗New York Secretary of State business search ↗Massachusetts Secretary of State business search ↗OpenCorporates ↗

Change history

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