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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 1:51 AM ET

Sponsor Check › Person

David Strohm

Related person on Form D filings · address state as listed: CA · listed May 13, 2009 → Jan 6, 2022

8issuers
25Form D filings
2009–2022years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:57 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:57 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:57 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

1 of 24 offerings reports sales commissions totalling $3,600,000; 2 report finder's fees totalling $341,000; 1 reports proceeds to related persons totalling $562,569. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Jan 6, 2022 D
File 021-428145
$0$0$0None listed on this filing
EDGAR ↗Mar 20, 2019 D
File 021-335233
$0$0$0None listed on this filing
EDGAR ↗Feb 20, 2015 D
File 021-234386
$3,600,000$0$0
Working capital and other corporate purposes.
Morgan Stanley & Co., LLC BrokerCheck CRD 8209 ↗
EDGAR ↗Sep 10, 2013 D
File 021-202603
$0$0$0None listed on this filing
EDGAR ↗Sep 10, 2013 D
File 021-202606
$0$0$0None listed on this filing
EDGAR ↗Jul 23, 2013 D
File 021-200049
$0$0$562,569None listed on this filing
EDGAR ↗Jul 16, 2013 D
File 021-199725
$0$0$0None listed on this filing
EDGAR ↗Apr 30, 2013 D
File 021-195802
$0$0$0None listed on this filing
EDGAR ↗Feb 11, 2013 D
File 021-191596
$0$0$0
Working capital.
None listed on this filing
EDGAR ↗Jul 30, 2012 D
File 021-181958
$0$0$0None listed on this filing
EDGAR ↗Jul 3, 2012 D
File 021-180645
$0$207,000 (est.)$0
Proceeds will be used for working capital.
UBS Securities, LLC BrokerCheck CRD 7654 ↗
EDGAR ↗Jul 3, 2012 D
File 021-180691
$0$0$0
Working capital.
None listed on this filing
EDGAR ↗Jun 6, 2012 D
File 021-179373
$0$0$0None listed on this filing
EDGAR ↗May 21, 2012 D
File 021-178570
$0$0$0
Working capital.
None listed on this filing
EDGAR ↗May 16, 2012 D
File 021-178344
$0$0$0None listed on this filing
EDGAR ↗Jan 20, 2012 D
File 021-172216
$0$0$0None listed on this filing
EDGAR ↗Jan 9, 2012 D
File 021-171385
$0$134,000$0
Proceeds are to be used for working capital.
UBS Securities LLC BrokerCheck CRD 7654 ↗
EDGAR ↗Aug 10, 2011 D
File 021-164176
$0$0$0
Proceeds are to be used for working capital.
None listed on this filing
EDGAR ↗Jan 21, 2011 D
File 021-154146
$0$0$0
The proceeds will be used for working capital.
None listed on this filing
EDGAR ↗Nov 18, 2010 D
File 021-150743
$0$0$0
Proceeds will be used for working capital.
None listed on this filing
EDGAR ↗Sep 30, 2010 D
File 021-148373
$0$0$0None listed on this filing
EDGAR ↗Aug 24, 2010 D
File 021-146817
$0$0$0None listed on this filing
EDGAR ↗May 20, 2010 D
File 021-142368
$0$0$0None listed on this filing
EDGAR ↗Aug 4, 2009 D/A
File 021-119828
$0$0$0
Funds to be used as working capital.
None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Oportun Financial CorpDirectorJan 6, 2022D$86,212,449
similar: $2,144,500–$20,220,000
$86,212,44958
similar: 2–24
No minimum reported
similar: $10,000–$100,000
EDGAR ↗RICHRELEVANCE INCDirectorMar 20, 2019D$5,000,000
similar: $1,100,015–$10,001,163
$3,534,82526
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Oportun Financial CorpDirectorFeb 20, 2015D$91,113,600
similar: $2,144,500–$20,220,000
$90,249,99921
similar: 2–24
No minimum reported
similar: $10,000–$100,000
EDGAR ↗Oportun Financial CorpDirectorSep 10, 2013D$90,000$90,0001No minimum reported
EDGAR ↗Oportun Financial CorpDirectorSep 10, 2013D$57,166,220$46,776,09214No minimum reported
EDGAR ↗OpenDNS, Inc.DirectorJul 23, 2013D$9,267,710$9,267,71023No minimum reported
EDGAR ↗Oportun Financial CorpDirectorJul 16, 2013D$100,000$100,0001No minimum reported
EDGAR ↗RICHRELEVANCE INCDirectorApr 30, 2013D$637,599$1001No minimum reported
EDGAR ↗Oportun Financial CorpDirectorFeb 11, 2013D$76,819$01No minimum reported
EDGAR ↗Matrixx Software, Inc.DirectorJul 30, 2012D$13,000,000$12,600,00023No minimum reported
EDGAR ↗Oportun Financial CorpDirectorJul 3, 2012D$5,578,527$07No minimum reported
EDGAR ↗Oportun Financial CorpDirectorJul 3, 2012D$36,000,000$20,786,8975No minimum reported
EDGAR ↗AtHoc, Inc.DirectorJun 6, 2012D$10,000,000$5,603,96840No minimum reported
EDGAR ↗Oportun Financial CorpDirectorMay 21, 2012D$3,000,000$05No minimum reported
EDGAR ↗RICHRELEVANCE INCDirectorMay 16, 2012D$30,000,000$20,001,49016$20,000
EDGAR ↗SoftLayer Holdings, Inc.DirectorJan 20, 2012D$49,358,386$49,358,3863No minimum reported
EDGAR ↗Oportun Financial CorpDirectorJan 9, 2012D$40,000,000$18,399,99513No minimum reported
EDGAR ↗Progress Financial CorpDirectorAug 10, 2011D$2,050,002$01No minimum reported
EDGAR ↗Progress Financial CorpDirectorJan 21, 2011D$20,000,000$20,000,00014No minimum reported
EDGAR ↗Progress Financial CorpDirectorNov 18, 2010D$8,500,000$8,500,00013No minimum reported
EDGAR ↗OpenDNS, Inc.DirectorSep 30, 2010D$4,500,001$4,500,0017No minimum reported
EDGAR ↗SuccessFactors, Inc.DirectorAug 24, 2010D$35,000,000$35,000,00020No minimum reported
EDGAR ↗RICHRELEVANCE INCDirectorMay 20, 2010D$12,000,020$12,000,0209$20,000
EDGAR ↗RICHRELEVANCE INCDirectorAug 4, 2009D/A$12,500,000$12,500,00014No minimum reported
EDGAR ↗RICHRELEVANCE INCDirectorMay 13, 2009D/A$4,032,065$4,032,06515No minimum reported

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.

  • David Strohm — address state NY, 2 issuers, Oct 21, 2011 → May 7, 2026 · no shared issuer found
  • David L. Strohm — address state KS, 1 issuer, May 4, 2016 → May 4, 2016 · no shared issuer found
  • David Strohm — address state MA, 1 issuer, Oct 21, 2021 → Oct 21, 2021 · no shared issuer found

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 40 names on the same filings (0 management entities, 40 people)

People and management entities the issuers listed as related persons on the same Form D filings as David Strohm. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.

  • Jonathan Coblentz — 13 shared filings (2 issuers) · role as listed: Executive Officer
  • Carl Pascarella — 13 shared filings (2 issuers) · role as listed: Director · also listed on 2 other issuers
  • Thomas Patterson — 12 shared filings (2 issuers) · role as listed: Director · also listed on 1 other issuer
  • David Tomlinson — 10 shared filings (2 issuers) · roles as listed: Executive Officer, Director
  • Chris Larsen — 10 shared filings (2 issuers) · role as listed: Director
  • Aida Alvarez — 10 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Saar Gur — 7 shared filings (2 issuers) · role as listed: Director · also listed on 18 other issuers
  • Dean Florez — 7 shared filings (1 issuer) · role as listed: Director
  • David Selinger — 6 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • David Whorton — 6 shared filings (2 issuers) · roles as listed: Director, Executive Officer · also listed on 4 other issuers
  • Tyler Kohn — 5 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Raul Vazquez — 5 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Patrick Kirscht — 4 shared filings (2 issuers) · role as listed: Executive Officer
  • James Gutierrez — 4 shared filings (2 issuers) · roles as listed: Executive Officer, Director · also listed on 28 other issuers
  • Raul Vasquez — 4 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Scott Harvey — 4 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • David Silverman — 3 shared filings (1 issuer) · role as listed: Director · also listed on 26 other issuers
  • Ellen Siminoff — 3 shared filings (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • Todd Rice — 3 shared filings (1 issuer) · role as listed: Executive Officer
  • Jules Maltz — 3 shared filings (1 issuer) · role as listed: Director · also listed on 11 other issuers
  • David Ulevitch — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director, Promoter · also listed on 5 other issuers
  • Michael Goguen — 2 shared filings (1 issuer) · role as listed: Director · also listed on 8 other issuers
  • James Caviness — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Christopher Larsen — 2 shared filings (1 issuer) · role as listed: Director
  • William Pearce — 2 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Michael Rapaport — 2 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • Louis P. Miramontes — 2 shared filings (1 issuer) · role as listed: Director
  • Stefan Dyckerhoff — 1 shared filing (1 issuer) · role as listed: Director · also listed on 14 other issuers
  • Matthew Jenkins — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • Elizabeth A. Nelson — 1 shared filing (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Tyler Hoffman — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • Darren Vengroff — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Sundeep Ahuja — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • Todd Pearson — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Elya Kurktchi — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • David S. Labuda — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Dave Tomlinson — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • John Borden — 1 shared filing (1 issuer) · role as listed: Director
  • Douglas J. Burgum — 1 shared filing (1 issuer) · role as listed: Director
  • James B. Larson — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 2 other issuers

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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