Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 3:53 AM ET

Sponsor Check › Person

David Shapiro

Named as an officer, director or promoter on SEC Form D filings · NY · Aug 24, 2012 → Sep 30, 2026

27deals (issuers)

$4.6Breported sold

453investors

31Form D filings

2012–2026years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: not yet

The short version

David Shapiro is listed as an executive officer, director, and promoter on 31 SEC Form D filings by 27 issuers between Aug 2009 and Sep 2026. Largest by amount reported sold: KPS Special Situations Fund IV, LP (New York, NY — pooled investment fund — 2013; $2.6B reported sold to 126 investors), KPS Special Situations Fund IV (A), LP (New York, NY — pooled investment fund — 2013; $735.8M reported sold to 49 investors), KPS Special Situations Fund III (Supplemental), LP (New York, NY — pooled investment fund — 2009; $714.7M reported sold to 43 investors), KPS Special Situations Fund IV (B), LP (New York, NY — pooled investment fund — 2013; $228.4M reported sold to 4 investors), KPS Special Situations Fund III (Supplemental - Feeder), Ltd. (New York, NY — pooled investment fund — 2009; $153.3M reported sold to 17 investors) and 22 more (all listed below).

What this means That is a lot of deals — 27 separate companies raised money with this person listed as executive officer, director, and promoter, over about 17 years. Across those companies the filings report $4.6B sold in total.

Listed alongside Michael Psaros (22 shared filings), Raquel Palmer (9 shared filings), KPS Investors VI, Ltd. (6 shared filings, management entity), KPS Investors IV, Ltd (5 shared filings, management entity), KPS MC Investors II, Ltd. (3 shared filings, management entity) and 19 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

The issuers belong to 2 sponsor groups: Kps (20 issuers, $4.53B reported sold, 2009–2026) and Open Unicorn (3 issuers, $26.9M reported sold, 2025–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), state securities regulators (AZ, CA, DE, TX, WA) — 9 court cases matching the name, 36 bankruptcy cases matching the name listed in Key records below. Not yet searched: SEC enforcement releases.

What this means 45 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Nothing found on Reddit, BiggerPockets or community forums for high-net-worth investors (searched Oct 24, 2026) — search queued; this line updates when it has run.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

9 cases: 1 open, 7 closed (disposition not in docket feed), 1 dismissed

In re David B. Shapiro open

District Court, D. Maryland · No. 1:14-mc-00571 · Filed Nov 21, 2014

Role of David B. Shapiro: Party · Outcome: Pending — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in MD (not a filing state)

Irving H. Picard v. David Shapiro and David Shapiro Nominee 3 closed

District Court, S.D. New York · No. 1:11-cv-07933 · Filed Nov 7, 2011 · Closed Aug 4, 2014 · Nature of suit: 423 Bankruptcy withdrawal 28 USC 157

Role of David Shapiro and David Shapiro Nominee 3: Defendant · Outcome: Terminated 2014-08-04 — FJC Integrated Database disposition: Appeal denied (magistrate judge) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)

Irving H. Picard v. David Shapiro and David Shapiro Nominee 2 closed

District Court, S.D. New York · No. 1:11-cv-07931 · Filed Nov 7, 2011 · Closed Aug 4, 2014 · Nature of suit: 423 Bankruptcy withdrawal 28 USC 157

Role of David Shapiro and David Shapiro Nominee 2: Defendant · Outcome: Terminated 2014-08-04 — FJC Integrated Database disposition: Appeal denied (magistrate judge) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)

Irving H. Picard v. David Shapiro and David Shapiro Nominee closed

District Court, S.D. New York · No. 1:11-cv-07929 · Filed Nov 7, 2011 · Closed Aug 4, 2014 · Nature of suit: 423 Bankruptcy withdrawal 28 USC 157

Role of David Shapiro and David Shapiro Nominee: Defendant · Outcome: Terminated 2014-08-04 — FJC Integrated Database disposition: Appeal denied (magistrate judge) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)

David Shapiro v. Jon Brevik closed

District Court, C.D. California · No. 2:04-mc-00154 · Filed Dec 13, 2004 · Closed Dec 27, 2004

Role of David Shapiro: Plaintiff · Outcome: Terminated 2004-12-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in CA (not a filing state)

David B Shapiro v. Nellie Dadian dismissed

District Court, C.D. California · No. 2:01-cv-00323 · Filed Jan 11, 2001 · Closed May 10, 2001 · Nature of suit: 151 Overpayments under the medicare act

Role of David B Shapiro: Plaintiff · Outcome: Terminated 2001-05-10 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in CA (not a filing state)

In Re: DAVID E. SHAPIRO v. closed

District Court, E.D. Pennsylvania · No. 2:94-mc-00095 · Filed May 6, 1994 · Closed May 7, 1994

Role of DAVID E. SHAPIRO v.: Party · Outcome: Terminated 1994-05-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in PA (not a filing state)

In Re: Shapiro, David I. v. Continental Air closed

District Court, E.D. New York · No. 1:91-cv-01658 · Filed May 7, 1991 · Closed Jun 20, 1991 · Nature of suit: 890 Other statutory actions

Role of Shapiro, David I.: Plaintiff · Outcome: Terminated 1991-06-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)

SHAPIRO, DAVID I. v. closed

District Court, E.D. New York · No. · Filed May 7, 1991 · Closed Jun 20, 1991 · Nature of suit: 890 Other statutory actions

Role of SHAPIRO, DAVID I. v.: Party · Outcome: Terminated 1991-06-20 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

Not yet searched

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched.

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

36 cases: 1 open, 35 closed (disposition not in docket feed)

David Shapiro and Vicki Shapiro open

United States Bankruptcy Court, D. New Jersey · No. 26-17313 · Filed Jun 24, 2026

Role of David Shapiro and Vicki Shapiro: Debtor · Outcome: Pending — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in NJ (not a filing state)

David Shapiro closed

United States Bankruptcy Court, N.D. California · No. 24-51639 · Filed Oct 29, 2024 · Closed Jan 29, 2025

Role of David Shapiro: Debtor · Outcome: Case closed 2025-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in CA (not a filing state)

David Shapiro closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 16-13221 · Filed May 4, 2016 · Closed Sep 27, 2016

Role of David Shapiro: Debtor · Outcome: Case closed 2016-09-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in PA (not a filing state)

DAVID F SHAPIRO and LISA A HOLT closed

United States Bankruptcy Court, D. Nevada · No. 15-15716 · Filed Oct 6, 2015 · Closed Jan 14, 2016

Role of DAVID F SHAPIRO and LISA A HOLT: Debtor · Outcome: Case closed 2016-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in NV (not a filing state)

DAVID H SHAPIRO closed

United States Bankruptcy Court, D. Arizona · No. 3:14-bk-05793 · Filed Apr 21, 2014 · Closed Mar 21, 2016

Role of DAVID H SHAPIRO: Debtor · Outcome: Case closed 2016-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in AR (not a filing state)

David T Shapiro closed

United States Bankruptcy Court, M.D. Florida · No. 2:11-bk-11679 · Filed Jun 20, 2011 · Closed Oct 29, 2011

Role of David T Shapiro: Debtor · Outcome: Case closed 2011-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in FL (not a filing state)

David A Shapiro closed

United States Bankruptcy Court, N.D. Illinois · No. 11-19693 · Filed May 9, 2011 · Closed Aug 12, 2016

Role of David A Shapiro: Debtor · Outcome: Case closed 2016-08-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in IL (not a filing state)

David A Shapiro and Adrienne Shapiro closed

United States Bankruptcy Court, E.D. Michigan · No. 10-47571 · Filed Mar 11, 2010 · Closed Nov 3, 2015

Role of David A Shapiro and Adrienne Shapiro: Debtor · Outcome: Case closed 2015-11-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in MI (not a filing state)

David Shapiro and Hedy Shapiro closed

United States Bankruptcy Court, D. New Jersey · No. 09-44210 · Filed Dec 18, 2009 · Closed Apr 27, 2010

Role of David Shapiro and Hedy Shapiro: Debtor · Outcome: Case closed 2010-04-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in NJ (not a filing state)

David Shapiro and Laura Shapiro closed

United States Bankruptcy Court, C.D. California · No. 2:09-bk-43727 · Filed Nov 30, 2009 · Closed Mar 31, 2010

Role of David Shapiro and Laura Shapiro: Debtor · Outcome: Case closed 2010-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in CA (not a filing state)

David Shapiro and Frances Shapiro closed

United States Bankruptcy Court, C.D. California · No. 2:09-bk-32983 · Filed Aug 27, 2009 · Closed Jan 27, 2010

Role of David Shapiro and Frances Shapiro: Debtor · Outcome: Case closed 2010-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in CA (not a filing state)

David F. Shapiro and Karen Lifshey Shapiro closed

United States Bankruptcy Court, C.D. California · No. 1:09-bk-20978 · Filed Aug 24, 2009 · Closed Jun 10, 2015

Role of David F. Shapiro and Karen Lifshey Shapiro: Debtor · Outcome: Case closed 2015-06-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in CA (not a filing state)

DAVID SHAPIRO closed

United States Bankruptcy Court, D. Nevada · No. 08-24614 · Filed Dec 6, 2008 · Closed Jun 9, 2009

Role of DAVID SHAPIRO: Debtor · Outcome: Case closed 2009-06-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in NV (not a filing state)

David H Shapiro closed

United States Bankruptcy Court, S.D. Texas · No. 05-93102 · Filed Oct 15, 2005 · Closed Feb 2, 2009

Role of David H Shapiro: Debtor · Outcome: Case closed 2009-02-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in TX (not a filing state)

David J Shapiro closed

United States Bankruptcy Court, E.D. New York · No. 8-03-87675 · Filed Nov 24, 2003 · Closed May 18, 2004

Role of David J Shapiro: Debtor · Outcome: Case closed 2004-05-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)

David A. Shapiro closed

United States Bankruptcy Court, N.D. West Virginia · No. 2:03-bk-02655 · Filed Jul 25, 2003 · Closed Nov 18, 2003

Role of David A. Shapiro: Debtor · Outcome: Case closed 2003-11-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in WV (not a filing state)

David J Shapiro closed

United States Bankruptcy Court, E.D. New York · No. 8-03-81841 · Filed Mar 22, 2003 · Closed Sep 4, 2003

Role of David J Shapiro: Debtor · Outcome: Case closed 2003-09-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)

David M. Shapiro and Megan A. Shapiro closed

United States Bankruptcy Court, W.D. Texas · No. 02-61269 · Filed Jun 7, 2002 · Closed Sep 26, 2002

Role of David M. Shapiro and Megan A. Shapiro: Debtor · Outcome: Case closed 2002-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in TX (not a filing state)

David J Shapiro closed

United States Bankruptcy Court, E.D. New York · No. 8-02-82099 · Filed Mar 26, 2002 · Closed Oct 4, 2002

Role of David J Shapiro: Debtor · Outcome: Case closed 2002-10-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)

David M. Shapiro closed

United States Bankruptcy Court, E.D. California · No. 01-29668 · Filed Aug 15, 2001 · Closed Nov 27, 2001

Role of David M. Shapiro: Debtor · Outcome: Case closed 2001-11-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in CA (not a filing state)

David A Shapiro closed

United States Bankruptcy Court, E.D. New York · No. 1-01-16187 · Filed May 8, 2001 · Closed Sep 6, 2001

Role of David A Shapiro: Debtor · Outcome: Case closed 2001-09-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)

David Shapiro and Vicki M. Shapiro closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 00-33373 · Filed Oct 27, 2000 · Closed May 14, 2001

Role of David Shapiro and Vicki M. Shapiro: Debtor · Outcome: Case closed 2001-05-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in PA (not a filing state)

David D Shapiro and Laura E Shapiro closed

United States Bankruptcy Court, C.D. California · No. 8:00-bk-17877 · Filed Oct 13, 2000 · Closed Feb 8, 2001

Role of David D Shapiro and Laura E Shapiro: Debtor · Outcome: Case closed 2001-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in CA (not a filing state)

David A. Shapiro and Susan A. Shapiro closed

United States Bankruptcy Court, W.D. North Carolina · No. 99-32616 · Filed Nov 4, 1999 · Closed Mar 3, 2000

Role of David A. Shapiro and Susan A. Shapiro: Debtor · Outcome: Case closed 2000-03-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in NC (not a filing state)

David Shapiro closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 99-33645 · Filed Nov 1, 1999 · Closed Jun 21, 2001

Role of David Shapiro: Debtor · Outcome: Case closed 2001-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in PA (not a filing state)

David Shapiro and Roberta L. McIntire-Shapiro closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 99-26784 · Filed Sep 10, 1999 · Closed Dec 21, 1999

Role of David Shapiro and Roberta L. McIntire-Shapiro: Debtor · Outcome: Case closed 1999-12-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in PA (not a filing state)

David Shapiro and Jacqueline R. Shapiro closed

United States Bankruptcy Court, D. New Jersey · No. 99-59257 · Filed Aug 11, 1999 · Closed Nov 16, 1999

Role of David Shapiro and Jacqueline R. Shapiro: Debtor · Outcome: Case closed 1999-11-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in NJ (not a filing state)

David J. Shapiro closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 98-34151 · Filed Nov 4, 1998 · Closed Feb 19, 1999

Role of David J. Shapiro: Debtor · Outcome: Case closed 1999-02-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in PA (not a filing state)

David Shapiro closed

United States Bankruptcy Court, C.D. California · No. 1:97-bk-21555 · Filed Aug 20, 1997 · Closed Dec 8, 1997

Role of David Shapiro: Debtor · Outcome: Case closed 1997-12-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in CA (not a filing state)

DAVID SHAPIRO closed

United States Bankruptcy Court, D. Nevada · No. 97-21185 · Filed Feb 21, 1997 · Closed Jun 12, 1997

Role of DAVID SHAPIRO: Debtor · Outcome: Case closed 1997-06-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in NV (not a filing state)

David L. Shapiro closed

United States Bankruptcy Court, D. Maryland · No. 96-60138 · Filed Oct 16, 1996 · Closed Apr 29, 2002

Role of David L. Shapiro: Debtor · Outcome: Case closed 2002-04-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in MD (not a filing state)

David Shapiro closed

United States Bankruptcy Court, D. Massachusetts · No. 95-45717 · Filed Dec 14, 1995 · Closed Mar 28, 1996

Role of David Shapiro: Debtor · Outcome: Case closed 1996-03-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in MA (not a filing state)

David Shapiro closed

United States Bankruptcy Court, D. New Jersey · No. 94-12099 · Filed May 6, 1994 · Closed Sep 13, 1994

Role of David Shapiro: Debtor · Outcome: Case closed 1994-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in NJ (not a filing state)

David Shapiro and Linda J. Shapiro closed

United States Bankruptcy Court, D. New Jersey · No. 90-35857 · Filed Dec 28, 1990 · Closed Apr 22, 1994

Role of David Shapiro and Linda J. Shapiro: Debtor · Outcome: Case closed 1994-04-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in NJ (not a filing state)

David Shapiro and Debra J. Shapiro closed

United States Bankruptcy Court, D. Maryland · No. 87-40136 · Filed Jan 16, 1987 · Closed Jun 8, 1987

Role of David Shapiro and Debra J. Shapiro: Debtor · Outcome: Case closed 1987-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in MD (not a filing state)

David E Shapiro and Rochelle Shapiro closed

United States Bankruptcy Court, D. New Jersey · No. 84-05193 · Filed Oct 1, 1984 · Closed Jan 7, 1986

Role of David E Shapiro and Rochelle Shapiro: Debtor · Outcome: Case closed 1986-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 8 people with this name in Form D filings; court in NJ (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Not made for individual people — comparisons cover issuers and sponsor groups

5. Money to insiders

3 of 27 offerings report sales commissions totalling $582,924; 1 reports finder's fees totalling $600,000; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Sep 30, 2026 D/A KPS Special Situations Fund VI (Executive), LP File 021-523544	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 14, 2026 D/A Open Unicorn Fund, LP File 021-546138	$4,500	$0	$0 The management company of the Issuer is entitled to a management fee. The management fee is fully disclosed in the Issuer's confidential offering materials.	SEI Investments Distribution Co. BrokerCheck CRD 10690 ↗	EDGAR ↗
May 27, 2026 D OPEN Unicorn Fund II-A, LP File 021-585312	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Apr 23, 2026 D OPEN OAI I, LP File 021-581619	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Apr 23, 2026 D OPEN Unicorn Fund II, LP File 021-581623	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Mar 12, 2026 D OPEN SPX II, LP File 021-576270	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Mar 4, 2026 D KPS AS Co-Invest, LP File 021-575404	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 17, 2026 D KPS Special Situations Mid-Cap Fund II (Executive), LP File 021-573757	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 11, 2025 D OPEN UNICORN SPV SPACEX 1, LP File 021-540426	$128,424 (est.)	$0 (est.)	$0 (est.) The management company of the Issuer is entitled to a management fee. The management fee is fully disclosed in the Issuer's confidential offering materials.	Templum Markets LLC BrokerCheck CRD 102840 ↗	EDGAR ↗
Jun 22, 2023 D KPS Special Situations Fund VI, LP File 021-484814	$0	$0	$0 Certain management fees will be paid to KPS Management VI, LLC, an entity indirectly controlled by certain individuals listed in Item 3 above, as described in the Issuer's Confidential Private Placement Memorandum.	Mitsubishi UFJ Alternative Investments Co., Ltd. no CRD number reported	EDGAR ↗
Jun 22, 2023 D KPS Special Situations Fund VI (A), LP File 021-484815	$0	$0	$0 Certain management fees will be paid to KPS Management VI, LLC, an entity indirectly controlled by certain individuals listed in Item 3 above, as described in the Issuer's Confidential Private Placement Memorandum.	Mitsubishi UFJ Alternative Investments Co., Ltd. no CRD number reported DS Investment & Securities Co., Ltd. no CRD number reported	EDGAR ↗
Jun 22, 2023 D KPS Special Situations Mid-Cap Fund II, LP File 021-484812	$0	$0	$0 Certain management fees will be paid to KPS MC Management II, LLC, an entity indirectly controlled by certain individuals listed in Item 3 above, as described in the Issuer's Confidential Private Placement Memorandum.	Mitsubishi UFJ Alternative Investments Co., Ltd. no CRD number reported	EDGAR ↗
Jun 22, 2023 D KPS Special Situations Mid-Cap Fund II (A), LP File 021-484813	$0	$0	$0 Certain management fees will be paid to KPS MC Management II, LLC, an entity indirectly controlled by certain individuals listed in Item 3 above, as described in the Issuer's Confidential Private Placement Memorandum.	Mitsubishi UFJ Alternative Investments Co., Ltd. no CRD number reported	EDGAR ↗
Oct 11, 2019 D KPS Special Situations Fund V, LP File 021-350877	$0	$0	$0 Certain management fees will be paid to KPS Management V, LLC, an entity indirectly controlled by certain individuals listed in Item 3 above, as described in the Issuer's Confidential Private Placement Memorandum.	MITSUBISHI CORPORATION ASSET MANAGEMENT LTD. no CRD number reported BARO INVESTMENT & SECURITIES CO. LTD. no CRD number reported	EDGAR ↗
Oct 11, 2019 D KPS Special Situations Fund V (A), LP File 021-350878	$0	$0	$0 Certain management fees will be paid to KPS Management V, LLC, an entity indirectly controlled by certain individuals listed in Item 3 above, as described in the Issuer's Confidential Private Placement Memorandum.	MITSUBISHI CORPORATION ASSET MANAGEMENT LTD. no CRD number reported BARO INVESTMENT & SECURITIES CO. LTD. no CRD number reported	EDGAR ↗
Oct 11, 2019 D KPS Special Situations Mid-Cap Fund, LP File 021-350880	$0	$0	$0 Certain management fees will be paid to KPS MC Management, LLC, an entity indirectly controlled by certain individuals listed in Item 3 above, as described in the Issuer's Confidential Private Placement Memorandum.	MITSUBISHI CORPORATION ASSET MANAGEMENT LTD. no CRD number reported	EDGAR ↗
Oct 11, 2019 D KPS Special Situations Mid-Cap Fund (A), LP File 021-350881	$0	$0	$0 Certain management fees will be paid to KPS MC Management, LLC, an entity indirectly controlled by certain individuals listed in Item 3 above, as described in the Issuer's Confidential Private Placement Memorandum.	MITSUBISHI CORPORATION ASSET MANAGEMENT LTD. no CRD number reported	EDGAR ↗
Jul 21, 2017 D KPS IV Dex Co-Investors, LP File 021-291316	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 21, 2017 D KPS IV Dex Co-Investors (Delaware), LP File 021-291317	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 23, 2013 D KPS Special Situations Fund IV, LP File 021-195378	$0	$0	$0 Certain management fees will be paid to KPS Management IV, LLC, an entity indirectly controlled by certain individuals listed in Item 3 above, as described in the Issuer's Confidential Private Placement Memorandum.	MC Asset Management Americas, Ltd. BrokerCheck CRD 23330 ↗	EDGAR ↗
Apr 23, 2013 D KPS Special Situations Fund IV (A), LP File 021-195379	$450,000	$0	$0 Certain management fees will be paid to KPS Management IV, LLC, an entity indirectly controlled by certain individuals listed in Item 3 above, as described in the Issuer's Confidential Private Placement Memorandum.	MC Asset Management Americas, Ltd. BrokerCheck CRD 23330 ↗	EDGAR ↗
Apr 23, 2013 D KPS Special Situations Fund IV (B), LP File 021-195380	$0	$0	$0 Certain management fees will be paid to KPS Management IV, LLC, an entity indirectly controlled by certain individuals listed in Item 3 above, as described in the Issuer's Confidential Private Placement Memorandum.	MC Asset Management Americas, Ltd. BrokerCheck CRD 23330 ↗	EDGAR ↗
Sep 4, 2012 D/A INTERCEPT PHARMACEUTICALS INC File 021-183201	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 7, 2011 D KPS Special Situations Fund III (AIV II), LP File 021-153261	$0	$0	$0 A customary management fee will be paid to KPS Management III, LP, an entity controlled by the individuals listed in Item 3 above, as described in the Issuer's Amended and Restated Agreement of Limited Partnership.	None listed on this filing	EDGAR ↗
Jan 7, 2011 D KPS Special Situations Fund III (Supplemental - AIV II), LP File 021-153263	$0	$0	$0 A customary management fee will be paid to KPS Management III, LP, an entity controlled by the individuals listed in Item 3 above, as described in the Issuer's Amended and Restated Agreement of Limited Partnership.	None listed on this filing	EDGAR ↗
Aug 28, 2009 D KPS Special Situations Fund III (Supplemental), LP File 021-134023	$0	$600,000	$0 Customary management fees will be paid to KPS Management III, LP and KPS Cayman Management III, Ltd., entities controlled by certain individuals listed in Item 3 above, as described in the Issuer's Private Placement Memorandum.	MC Financial Services Ltd. BrokerCheck CRD 23330 ↗	EDGAR ↗
Aug 28, 2009 D KPS Special Situations Fund III (Supplemental - Feeder), Ltd. File 021-134024	$0	$0	$0 Customary management fees will be paid to KPS Management III, LP and KPS Cayman Management III, Ltd., entities controlled by certain individuals listed in Item 3 above, as described in the Issuer's Private Placement Memorandum.	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 27

Every issuer that named David Shapiro on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Kps

KPS Special Situations Fund VI (Executive), LP

New York, NY · Sep 9, 2024 → Sep 30, 2026 · 3 filings

Sep 30, 2026 · D/A · $10,705,961 sold of Indefinite · 36 investors · min. No minimum reported · role: Director (Director of the General Partner of the Issuer.) EDGAR ↗
Sep 5, 2025 · D/A · $10,250,000 sold of Indefinite · 30 investors · min. No minimum reported · role: Director (Director of the General Partner of the Issuer.) EDGAR ↗
Sep 9, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Director of the General Partner of the Issuer.) EDGAR ↗

Raised $10.7M from 36 investors as of the latest filing. David is listed as director on 3 filings for this deal.

David Shapiro

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

5. Money to insiders

Deals 27

People around David 24

The team behind the deals

2 other issuers file from the same address

Registrations and other filings

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person