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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:17 AM ET

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David Sargison

Named as an officer, director or promoter on SEC Form D filings · not reported (as filed: XX), Cayman Islands (as filed: E9), NY, United Kingdom (as filed: X0) · Mar 13, 2009 → Oct 8, 2026

78deals (issuers)
$75.39Breported sold
5,124investors
425Form D filings
2009–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:15 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Sargison is listed as an executive officer and director on 425 SEC Form D filings by 78 issuers between Mar 2009 and Oct 2026. Largest by amount reported sold: DB TORUS JAPAN FUND LTD (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2009–2011; $11.04B reported sold to 73 investors), Capula Global Relative Value Fund LTD (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2013–2022; $10.49B reported sold to 866 investors), Element Capital Feeder Fund Ltd (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2019–2022; $4.57B reported sold to 118 investors), Capula Tail Risk Fund Ltd (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2013–2022; $3.94B reported sold to 295 investors), Pinehurst Institutional Ltd (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2012–2022; $3.76B reported sold to 376 investors) and 73 more (all listed below).

What this means That is a lot of deals — 78 separate companies raised money with this person listed as executive officer and director, over about 17 years. Across those companies the filings report $75.39B sold in total.

Listed alongside Anthony Todd (117 shared filings), Kenneth Hope (117 shared filings), Martin Lueck (114 shared filings), Barney Dalton (106 shared filings), John Wareham (105 shared filings) and 124 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

The issuers belong to 4 sponsor groups: K2 Ascent (91 issuers, $18.59B reported sold, 2009–2026), John Aspect (17 issuers, $3.37B reported sold, 2009–2026), Ionic (27 issuers, $4.81B reported sold, 2009–2026) and Capula (15 issuers, $19.9B reported sold, 2010–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared the newest 50 of 425 public filings for David Sargison and found 13 differences, 6 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Sargison has not run yet — it is joining a line of 11,967 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:15 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Sargison..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:15 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

13 differences found between the filings for David Sargison — 6 worth asking about (compared the newest 50 of 425 filings on Oct 24, 2026; older filings not covered)

Worth asking · Apr 19, 2022 – Apr 19, 2023

Amount sold went down between filings — K2 Custom Solutions Hospital Sisters Fund, Ltd.

The Apr 19, 2022 filing says $611,775,888 sold; the Apr 19, 2023 Form D/A says $605,355,632 sold — $6,420,256 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Apr 19, 2022 ↗Form D/A (later) · Apr 19, 2023 ↗K2 Custom Solutions Hospital Sisters Fund, Ltd. — PartnerFacts page ↗
Sources
Worth asking · Apr 30, 2021 – Apr 29, 2022

Amount sold went down between filings — Aspect US Institutional Fund Ltd

The Apr 30, 2021 filing says $270,739,924 sold; the Apr 29, 2022 Form D/A says $248,582,420 sold — $22,157,504 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Apr 30, 2021 ↗Form D/A (later) · Apr 29, 2022 ↗Aspect US Institutional Fund Ltd — PartnerFacts page ↗
Sources
Worth asking · Sep 30, 2024 – Dec 18, 2025

Investor count went down between filings — Franklin Templeton Emerging Market Debt Opportunities (Cayman) Fund, Ltd.

The Sep 30, 2024 filing reports 14 investors; the Dec 18, 2025 Form D/A reports 13 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Sep 30, 2024 ↗Form D/A (later) · Dec 18, 2025 ↗Franklin Templeton Emerging Market Debt Opportunities (Cayman) Fund, Ltd. — PartnerFacts page ↗
Sources
Worth asking · Apr 22, 2021 – Jan 21, 2026

4 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: Deutsche Bank Trust Company Americas — Aspect US Institutional Fund Ltd · Paid seller listed without a CRD number: Deutsche Bank Securities Inc. — Aspect US Institutional Fund Ltd · Paid seller listed without a CRD number: China International Capital Corporation Hong Kong Securities Limited — Aspect US Institutional Fund Ltd · Paid seller listed without a CRD number: China International Capital Corporation Hong Kong Securities Limited — Aspect Systematic Global Macro Offshore Fund

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Jan 21, 2026 ↗BrokerCheck search: Deutsche Bank Trust Company Americas ↗Aspect US Institutional Fund Ltd — PartnerFacts page ↗BrokerCheck search: Deutsche Bank Securities Inc. ↗
Sources
Worth asking · Mar 26, 2021 – Jul 6, 2022

4 Form Ds were filed more than 15 days after the first sale

Form D filed 79 days after the first sale — Aspect Alternative Markets Fund · Form D filed 377 days after the first sale — K2 Lazard Liquid Convertibles Plus Fund Ltd. · Form D filed 35 days after the first sale — K2 Theseus Fund SP, a segregated portfolio of K2 Chronos Fund SPC · Form D filed 20 days after the first sale — K2 Theia Fund SP, a segregated portfolio of K2 Chronos Fund SPC

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · May 23, 2022 ↗Aspect Alternative Markets Fund — PartnerFacts page ↗Form D · Apr 7, 2022 ↗K2 Lazard Liquid Convertibles Plus Fund Ltd. — PartnerFacts page ↗
Sources
Worth asking · Nov 16, 2021 – Dec 15, 2023

25 people are no longer listed on a later amendment

David Sargison is no longer listed on the Dec 15, 2023 amendment — K2 Apollo Credit Fund Ltd. · David Sargison is no longer listed on the Dec 15, 2023 amendment — K2 GCM Liquid Quant Macro Fund Ltd. · David Sargison is no longer listed on the Dec 5, 2023 amendment — K2 IBT Local 710 Pension Plan Defensive Equity Fund Ltd. · David Sargison is no longer listed on the Dec 5, 2023 amendment — K2 Overseas Investors I Ltd · David Sargison is no longer listed on the Oct 13, 2023 amendment — Capula Volatility Opportunities Fund Ltd · and 20 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Dec 15, 2022 ↗Form D/A · Dec 15, 2023 ↗David Sargison — PartnerFacts page ↗K2 Apollo Credit Fund Ltd. — PartnerFacts page ↗
Sources
Note · Nov 21, 2018 – Nov 25, 2019

CRD number for GS Capital Management LLC appears on one filing and not another — K2 Overseas Investors I Ltd

The Nov 25, 2019 filing lists GS Capital Management LLC with CRD 123110; the Nov 21, 2018 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

Form D/A · Nov 25, 2019 ↗Form D/A · Nov 21, 2018 ↗FINRA BrokerCheck ↗K2 Overseas Investors I Ltd — PartnerFacts page ↗
Sources
Note · Jan 2, 2001 – Mar 14, 2025

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Ionic Capital International Ltd (latest filing Mar 14, 2025) · No amendment in the last 12 months on an offering that may still be open — K2 Theseus Fund SP, a segregated portfolio of K2 Chronos Fund SPC (latest filing Jul 6, 2022) · No amendment in the last 12 months on an offering that may still be open — HORIZON CHINA ALPHA LP (latest filing Mar 25, 2022) · No amendment in the last 12 months on an offering that may still be open — HORIZON CHINA ALPHA I LTD (latest filing Mar 25, 2022) · No amendment in the last 12 months on an offering that may still be open — K2 Western Asset Liquid Macro Opportunities Fund Ltd. (latest filing Dec 13, 2021) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Mar 14, 2025 ↗Ionic Capital International Ltd — PartnerFacts page ↗Form D · Jul 6, 2022 ↗K2 Theseus Fund SP, a segregated portfolio of K2 Chronos Fund SPC — PartnerFacts page ↗
Sources
Note · Jun 19, 2018 – Nov 21, 2018

David Sargison is written 2 different ways on the filings

listed as "David Sargison" on 136 filings (from Jun 19, 2018), and "David S. Sargison" on 29 filings (from Nov 21, 2018).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Jun 19, 2018 ↗Form D/A · Nov 21, 2018 ↗David Sargison — PartnerFacts page ↗
Sources
Note · Jul 28, 2009

Same name, different state: "David Sargison" (L2) is a separate record

This page covers filings where the address state is XX or E9 or NY or X0. A separate record, "David Sargison" with address state L2, is listed on 1 filing — most recently by Robeco-Sage Large Cap Equity Portable Alpha Fund, Ltd. (Jul 28, 2009). Both records have filings in the same period (Jul 28, 2009).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Sargison (L2) — PartnerFacts page ↗Form D · Jul 28, 2009 ↗Robeco-Sage Large Cap Equity Portable Alpha Fund, Ltd. — PartnerFacts page ↗David Sargison (XX,E9,NY,X0) — this page ↗
Sources
Note · Sep 10, 2018 – Oct 17, 2019

5 address changes between filings

Address moved from George Town, Grand Cayman, Cayman Islands (as filed: E9) to Grand Cayman, Cayman Islands (as filed: E9) — Capula Volatility Opportunities Fund Ltd · Address moved from George Town, Grand Cayman, Cayman Islands (as filed: E9) to Grand Cayman, Cayman Islands (as filed: E9) — Capula Tail Risk Fund Ltd · Address moved from George Town, Grand Cayman, Cayman Islands (as filed: E9) to Grand Cayman, Cayman Islands (as filed: E9) — Capula Global Relative Value Fund LP · Address moved from George Town, Grand Cayman, Cayman Islands (as filed: E9) to Grand Cayman, Cayman Islands (as filed: E9) — Capula Global Relative Value Fund LTD · Address moved from New York, United States (as filed: X1) to Oceanside, NY — Franklin Templeton Emerging Market Debt Opportunities (Cayman) Fund, Ltd.

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D · Oct 4, 2018 ↗Form D/A · Oct 17, 2019 ↗Capula Volatility Opportunities Fund Ltd — PartnerFacts page ↗Form D/A · Oct 4, 2018 ↗
Sources
Note · Jun 19, 2018 – Oct 8, 2026

David Sargison is listed with 3 different address states: E9, X0, XX

Cayman Islands (as filed: E9) on 162 filings (Jun 19, 2018 to Oct 8, 2026); United Kingdom (as filed: X0) on 1 filing (Sep 10, 2018); not reported (as filed: XX) on 2 filings (Oct 16, 2024 to Dec 19, 2025).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D/A · Jun 19, 2018 ↗Form D/A · Sep 10, 2018 ↗Form D · Oct 16, 2024 ↗
Sources
Note · Dec 5, 2022 – Dec 5, 2023

Minimum investment changed between filings — K2 Overseas Investors I Ltd

The Dec 5, 2022 filing lists a minimum of $250,000; the Dec 5, 2023 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Dec 5, 2022 ↗Form D/A (later) · Dec 5, 2023 ↗K2 Overseas Investors I Ltd — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 425 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

17 of 80 offerings report sales commissions totalling $76,320,865; 0 report finder's fees; 1 reports proceeds to related persons totalling $232,053. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 8, 2026 D/A
Franklin Templeton Emerging Market Debt Opportunities (Cayman) Fund, Ltd.
File 021-150416
$528,944 (est.)$0 (est.)$0 (est.)
The fund charges a management fee that is described in the fund's offering documents.
Franklin Distributors, LLC BrokerCheck CRD 109064 ↗EDGAR ↗
May 5, 2026 D/A
Ionic Volatility Arbitrage Fund II Ltd.
File 021-216529
$0$0$0None listed on this filingEDGAR ↗
Dec 19, 2025 D/A
Franklin Emerging Markets Debt Opportunities Special Situations (Cayman) Fund
File 021-526891
$0 (est.)$0 (est.)$0 (est.)
The fund charges a management fee that is described in the fund's offering documents.
Franklin Distributors, LLC BrokerCheck CRD 109064 ↗EDGAR ↗
Mar 14, 2025 D/A
Ionic Capital International Ltd
File 021-107262
$0$0$0None listed on this filingEDGAR ↗
Dec 15, 2022 D/A
K2 Apollo Credit Fund Ltd.
File 021-383023
$0$0$0None listed on this filingEDGAR ↗
Dec 15, 2022 D/A
K2 GCM Liquid Quant Macro Fund Ltd.
File 021-383037
$0$0$0None listed on this filingEDGAR ↗
Dec 5, 2022 D/A
K2 Overseas Investors I Ltd
File 021-74609
$5,619,531 (est.)$0$0Regions Investment Management, Inc. BrokerCheck CRD 111715 ↗
Highland Information Services, Inc. BrokerCheck CRD 25873 ↗
Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗
D.A. Davidson & Co. BrokerCheck CRD 199 ↗
Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗
GS Capital Management LLC BrokerCheck CRD 123110 ↗		EDGAR ↗
Dec 5, 2022 D/A
K2 IBT Local 710 Pension Plan Defensive Equity Fund Ltd.
File 021-326709
$0$0$0None listed on this filingEDGAR ↗
Oct 14, 2022 D/A
Capula Global Relative Value Fund LP
File 021-107439
$0 (est.)$0 (est.)$0 (est.)
The Manager is paid customary management fees.
None listed on this filingEDGAR ↗
Oct 14, 2022 D/A
Capula Global Relative Value Fund LTD
File 021-107437
$0 (est.)$0 (est.)$0 (est.)
The Manager is paid customary management fees and Directors are paid customary directors' fees.
None listed on this filingEDGAR ↗
Oct 14, 2022 D/A
Capula Tail Risk Fund Ltd
File 021-204196
$0 (est.)$0 (est.)$0 (est.)
The Manager is paid customary management fees and Directors are paid customary directors' fees.
None listed on this filingEDGAR ↗
Oct 14, 2022 D/A
Capula Volatility Opportunities Fund Ltd
File 021-322819
$0 (est.)$0 (est.)$0 (est.)
The Manager is paid customary management fees and Directors are paid customary directors' fees.
None listed on this filingEDGAR ↗
Jul 6, 2022 D
K2 Theseus Fund SP, a segregated portfolio of K2 Chronos Fund SPC
File 021-451215
$0$0$0None listed on this filingEDGAR ↗
Jun 17, 2022 D/A
Corbin Opportunity Fund, Ltd.
File 021-193283
$3,015,611 (est.)$0$0XT Capital Partners, LLC BrokerCheck CRD 118719 ↗
via Denise M. Spillane (CRD 1450694 ↗)

Morgan Stanley BrokerCheck CRD 149777 ↗
via Morgan Stanley (CRD 149777 ↗)
EDGAR ↗
May 23, 2022 D
Aspect Alternative Markets Fund
File 021-446535
$0$0$0None listed on this filingEDGAR ↗
May 16, 2022 D/A
K2 INSTITUTIONAL INVESTORS II LTD
File 021-58614
$4,064,633 (est.)$0$0Morgan Stanley BrokerCheck CRD 149777 ↗
Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗
Merrill Lynch Pierce Fenner & Smith, Inc. BrokerCheck CRD 7691 ↗
Highland Information Services, Inc. BrokerCheck CRD 25873 ↗		EDGAR ↗
Apr 29, 2022 D/A
Aspect US Institutional Fund Ltd
File 021-78076
$2,537,253 (est.)$0 (est.)$0Agecroft Partners LLC BrokerCheck CRD 139227 ↗
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗
Barclays Capital Inc. BrokerCheck CRD 19714 ↗
Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗
Raymond James Financial Services, Inc. BrokerCheck CRD 6694 ↗
Deutsche Bank Trust Company Americas no CRD number reported
China International Capital Corporation Hong Kong Securities Limited no CRD number reported
Deutsche Bank Securities Inc. no CRD number reported		EDGAR ↗
Apr 28, 2022 D/A
Aspect Horizon Ltd
File 021-305715
$0$0$0None listed on this filingEDGAR ↗
Apr 22, 2022 D/A
Aspect Systematic Global Macro US Fund LLC
File 021-335775
$0$0$0None listed on this filingEDGAR ↗
Apr 22, 2022 D/A
Aspect Systematic Global Macro Offshore Fund
File 021-335778
$0$0$0China International Capital Corporation Hong Kong Securities Limited no CRD number reportedEDGAR ↗
Apr 22, 2022 D/A
Aspect Diversified Trend HV LP
File 021-350992
$418,879$0$0Agecroft Partners LLC BrokerCheck CRD 139227 ↗EDGAR ↗
Apr 19, 2022 D/A
K2 Custom Solutions Hospital Sisters Fund, Ltd.
File 021-168983
$0$0$0Merrill Lynch, Pierce, Fenner & Smith, Inc. BrokerCheck CRD 7691 ↗EDGAR ↗
Apr 12, 2022 D/A
Capula Enhanced Equity Fund Ltd
File 021-395857
$0 (est.)$0 (est.)$0 (est.)
The Manager is paid customary management fees and Directors are paid customary directors' fees.
None listed on this filingEDGAR ↗
Apr 7, 2022 D
K2 Lazard Liquid Convertibles Plus Fund Ltd.
File 021-440817
$0$0$0None listed on this filingEDGAR ↗
Apr 5, 2022 D/A
Aspect US Fund LLC
File 021-79037
$3,537,312 (est.)$0$0Agecroft Partners LLC BrokerCheck CRD 139227 ↗
Barclays Capital Inc, BrokerCheck CRD 19714 ↗
iCapital Securities, LLC BrokerCheck CRD 171061 ↗
Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗
Raymond James Financial Services, Inc. BrokerCheck CRD 6694 ↗		EDGAR ↗
Mar 25, 2022 D/A
HORIZON CHINA ALPHA I LTD
File 021-124128
$0$0$0
The fund pays a management fee and an incentive fee that are described in the fund's governing documents.
None listed on this filingEDGAR ↗
Mar 25, 2022 D/A
HORIZON CHINA ALPHA LP
File 021-128140
$0$0$0
The fund pays a management fee and makes an incentive allocation to its general partner that are described in the fund's governing documents.
None listed on this filingEDGAR ↗
Mar 25, 2022 D
Corbin Hedged Equity Fund, Ltd.
File 021-438882
$0$0$0None listed on this filingEDGAR ↗
Mar 10, 2022 D/A
Aspect Core Trend HV Fund
File 021-291884
$667,323 (est.)$0$0Agecroft Partners LLC BrokerCheck CRD 139227 ↗EDGAR ↗
Feb 4, 2022 D/A
Pinehurst Institutional Ltd
File 021-84086
$655,967 (est.)$0$0
(Continuation from Item #15)...the performance compensation paid to the investment manager or its affiliate. The estimate is based on amounts paid from the beginning of the offering and amounts which are expected to be paid in the following year.
MORGAN STANLEY SMITH BARNEY BrokerCheck CRD 149777 ↗
XT Capital Partners, LLC BrokerCheck CRD 118719 ↗
via Denise M. Spillane (CRD 1450694 ↗)

JPM Securities LLC BrokerCheck CRD 79 ↗		EDGAR ↗
Jan 28, 2022 D/A
Element Capital Feeder Fund Ltd
File 021-174127
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees.
None listed on this filingEDGAR ↗
Dec 13, 2021 D/A
K2 EMSO Liquid Emerging Market Opportunities Fund Ltd.
File 021-383035
$0$0$0None listed on this filingEDGAR ↗
Dec 13, 2021 D/A
K2 Western Asset Liquid Macro Opportunities Fund Ltd.
File 021-383054
$0$0$0None listed on this filingEDGAR ↗
Nov 16, 2021 D
K2 Theia Fund SP, a segregated portfolio of K2 Chronos Fund SPC
File 021-421278
$0$0$0None listed on this filingEDGAR ↗
Apr 28, 2021 D/A
K2 Custom Solutions NMSUF Fund, Ltd.
File 021-257483
$134,916$0$0Merrill Lynch, Pierce, Fenner & Smith, Inc. BrokerCheck CRD 7691 ↗EDGAR ↗
Apr 2, 2021 D
K2 Lazard Liquid Convertibles Plus Fund Ltd.
File 021-394530
$0$0$0None listed on this filingEDGAR ↗
Jan 8, 2021 D/A
FIFTH AVENUE MULTI-STRATEGY OFFSHORE FUND LTD
File 021-112285
$0 (est.)$0 (est.)$0 (est.)
The Advisor receives customary management fees and non-affiliated members of the Supervisory Board are paid customary board fees.
Bessemer Investor Services, Inc. BrokerCheck CRD 17442 ↗EDGAR ↗
Jan 8, 2021 D/A
FIFTH AVENUE VALUE CREATION IRA OFFSHORE FUND LTD
File 021-58766
$0 (est.)$0 (est.)$0 (est.)
The Advisor receives customary management fees and non-affiliated members of the Supervisory Board are paid customary board fees.
Bessemer Investor Services, Inc. BrokerCheck CRD 17442 ↗EDGAR ↗
Jan 8, 2021 D/A
FIFTH AVENUE ABSOLUTE RETURN IRA OFFSHORE FUND LTD
File 021-58765
$0 (est.)$0 (est.)$0 (est.)
The Advisor receives customary management fees and non-affiliated members of the Supervisory Board are paid customary board fees.
Bessemer Investor Services, Inc. BrokerCheck CRD 17442 ↗EDGAR ↗
Dec 11, 2020 D
K2 PHCM Liquid Opportunities Fund Ltd.
File 021-383042
$0$0$0None listed on this filingEDGAR ↗
Dec 11, 2020 D
K2 ILS Fund, Ltd.
File 021-383017
$0$0$0None listed on this filingEDGAR ↗
Feb 12, 2020 D/A
Ionic Mortgage Fund Ltd.
File 021-305393
$0$0$0None listed on this filingEDGAR ↗
Sep 25, 2019 D/A
OVERLOOK PERFORMANCE FUND
File 021-128720
$4,171,181 (est.)$0$0
(Continuation from Item #15)...the performance compensation paid to the investment manager or its affiliate. The estimate is based on amounts paid from the beginning of the offering and amounts which are expected to be paid in the following year.
J.P. MORGAN SECURITIES INC. BrokerCheck CRD 18718 ↗
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗		EDGAR ↗
May 3, 2019 D/A
Aspect Institutional Diversified Fund
File 021-215424
$183,728$0$0Agecroft Partners LLC BrokerCheck CRD 139227 ↗
Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗
Raymond James Financial Services, Inc. BrokerCheck CRD 6694 ↗		EDGAR ↗
Nov 21, 2018 D/A
K2 Overseas Long Short Fund Ltd
File 021-74610
$70,316 (est.)$0$0Morgan Stanley Smith Barney, LLC BrokerCheck CRD 149777 ↗
Wells Fargo Advisors Financial Network LLC BrokerCheck CRD 11025 ↗
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
Merrill Lynch Pierce Fenner & Smith, Inc. BrokerCheck CRD 7691 ↗		EDGAR ↗
Oct 15, 2018 D/A
EQUILIBRIA JAPAN FUND
File 021-119134
$0 (est.)$0 (est.)$0 (est.)
The Manager is paid customary advisory fees and non-affiliated Directors are paid customary directors' fees.
None listed on this filingEDGAR ↗
Mar 12, 2018 D/A
Cedarview Opportunities I, Ltd.
File 021-75155
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees.
None listed on this filingEDGAR ↗
Jan 12, 2018 D/A
Ionic Event Driven Fund Ltd.
File 021-172631
$0$0$0None listed on this filingEDGAR ↗
Sep 7, 2017 D
Ionic Volatility Strategies Fund Ltd.
File 021-294184
$0$0$0None listed on this filingEDGAR ↗
Jun 23, 2017 D/A
PROTEGE PARTNERS QP FUND LTD
File 021-93986
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary fixed fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents.
None listed on this filingEDGAR ↗
Mar 3, 2017 D/A
Protege Partners Fund Ltd
File 021-88505
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents.
None listed on this filingEDGAR ↗
Aug 22, 2016 D/A
K2 Commodities Fund, Ltd.
File 021-137591
$0$0$0None listed on this filingEDGAR ↗
Feb 12, 2016 D/A
Kingsbridge Partners Ltd
File 021-103475
$0 (est.)$0$0XT Capital Partners, LLC BrokerCheck CRD 118719 ↗
via Denise M. Spillane (CRD 1450694 ↗)
EDGAR ↗
Feb 12, 2016 D/A
Corbin Macro Fund, Ltd.
File 021-205029
$0$0$0XT Capital Partners, LLC BrokerCheck CRD 118719 ↗
via Denise M. Spillane (CRD 1450694 ↗)
EDGAR ↗
Oct 20, 2015 D/A
K2/Highland Overseas Ltd
File 021-74608
$7,584,061 (est.)$0$0GS Capital Management LLC no CRD number reportedEDGAR ↗
Sep 10, 2015 D/A
Ionic Enhanced Strategy Fund Ltd.
File 021-183863
$0$0$0None listed on this filingEDGAR ↗
Jun 30, 2015 D/A
PROTEGE PARTNERS (BP) FUND, LTD.
File 021-199245
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary fixed fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents.
None listed on this filingEDGAR ↗
Jan 12, 2015 D/A
Ionic Event Driven Fund II Ltd.
File 021-190407
$0$0$0None listed on this filingEDGAR ↗
Apr 18, 2014 D/A
TIGER GLOBAL, LTD.
File 021-127658
$0$0$0 (est.)None listed on this filingEDGAR ↗
Apr 18, 2014 D/A
TIGER GLOBAL LONG OPPORTUNITIES, LTD.
File 021-204420
$0$0$0 (est.)None listed on this filingEDGAR ↗
Dec 2, 2013 D
Capula European Special Situations Fund (Cayman) (USD) L.P.
File 021-207252
$0$0$0None listed on this filingEDGAR ↗
Dec 2, 2013 D
Capula European Special Situations Fund (Delaware) (USD) L.P.
File 021-207254
$0$0$0None listed on this filingEDGAR ↗
Oct 8, 2013 D
Capula European Special Situations Fund (Co-Investment) LP
File 021-204197
$0$0$0None listed on this filingEDGAR ↗
Jun 25, 2013 D/A
ALTIMA GLOBAL SPECIAL SITUATIONS FUND LTD
File 021-120730
$39,828,388 (est.)$0$0 (est.)Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗
via Deutsche Bank Securities Inc. (CRD 2525 ↗)

J.P. Morgan Securities Inc. BrokerCheck CRD 79 ↗
via J.P. Morgan Securities Inc. (CRD 79 ↗)

Deutsche Bank Trust Company Americas no CRD number reported
via Deutsche Bank Trust Company Americas
EDGAR ↗
Jun 18, 2013 D/A
Ionic Select Opportunities Fund Ltd.
File 021-143393
$0$0$0None listed on this filingEDGAR ↗
Feb 28, 2013 D/A
Managed Account Investments, SPC
File 021-128894
$0$0$232,053 (est.)None listed on this filingEDGAR ↗
Jan 11, 2013 D/A
Ionic Convertible Fund Ltd.
File 021-153133
$0$0$0None listed on this filingEDGAR ↗
Jun 29, 2012 D
ALTIMA ONE WORLD AGRICULTURE FUND LTD
File 021-180570
$0$0$0 (est.)Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗
via Deutsche Bank Securities Inc. (CRD 2525 ↗)

J.P. Morgan Securities Inc. BrokerCheck CRD 79 ↗
via J.P. Morgan Securities Inc. (CRD 79 ↗)

Deutsche Bank Trust Company Americas no CRD number reported
via Deutsche Bank Trust Company Americas
EDGAR ↗
May 8, 2012 D
Kepos Exotic Beta Fund Ltd.
File 021-177881
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Feb 16, 2012 D/A
Kepos Alpha Fund Ltd.
File 021-155473
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Jul 25, 2011 D
Altima Agriculture Equity Fund Ltd
File 021-163418
$0 (est.)$0$0 (est.)None listed on this filingEDGAR ↗
Jul 21, 2011 D/A
CQS LATIN AMERICAN EQUITY FEEDER FUND Ltd
File 021-120722
$0 (est.)$0$0 (est.)None listed on this filingEDGAR ↗
Mar 15, 2011 D/A
DB TORUS JAPAN FUND LTD
File 021-76642
$0$0$0None listed on this filingEDGAR ↗
Mar 15, 2011 D/A
DB ALPAMAYO EMERGING MARKETS VALUE FUND LTD
File 021-119382
$3,676 (est.)$0$0Deutchse Bank Securities Inc. BrokerCheck CRD 2525 ↗EDGAR ↗
Mar 10, 2011 D/A
Protege Opportunistic Fund, Ltd.
File 021-128156
$0$0$0 (est.)
The Investment Manager or its affiliate is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Jul 8, 2010 D/A
ALTIMA ONE WORLD AGRICULTURE FUND LTD
File 021-120729
$3,299,146 (est.)$0$0 (est.)Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗
via Deutsche Bank Securities Inc. (CRD 2525 ↗)

J.P. Morgan Securities Inc. BrokerCheck CRD 79 ↗
via J.P. Morgan Securities Inc. (CRD 79 ↗)

Deutsche Bank Trust Company Americas no CRD number reported
via Deutsche Bank Trust Company Americas
EDGAR ↗
Mar 16, 2010 D/A
One East Partners International, Ltd.
File 021-110262
$0$0$0 (est.)
The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Feb 25, 2010 D/A
ING Clarion U.S., Ltd.
File 021-127680
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager(or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Jul 16, 2009 D/A
ALTIMA ASIA FUND LTD
File 021-120724
$0 (est.)$0$0 (est.)None listed on this filingEDGAR ↗
Mar 16, 2009 D/A
DB RADIX FUND LTD
File 021-82050
$0$0$0Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗
Deutsche Bank Trust Company Americas no CRD number reported		EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 78

Every issuer that named David Sargison on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

FT
Pooled Investment Fund · group: Templeton

Franklin Templeton Emerging Market Debt Opportunities (Cayman) Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Sep 10, 2018 → Oct 8, 2026 · 8 filings
  • Oct 8, 2026 · D/A · $919,700,000 sold of Indefinite · 13 investors · min. $100,000 · role: Director (Director of the Issuer.) EDGAR ↗
  • Dec 18, 2025 · D/A · $919,700,000 sold of Indefinite · 13 investors · min. $100,000 · role: Director (Director of the Issuer.) EDGAR ↗
  • Sep 30, 2024 · D/A · $919,700,000 sold of Indefinite · 14 investors · min. $100,000 · role: Director (Director of the Issuer.) EDGAR ↗
  • Oct 4, 2022 · D/A · $919,700,000 sold of Indefinite · 13 investors · min. $100,000 · role: Director (Director of the Issuer.) EDGAR ↗
  • Sep 28, 2021 · D/A · $919,700,000 sold of Indefinite · 13 investors · min. $100,000 · role: Director (Director of the Issuer.) EDGAR ↗
  • Sep 10, 2020 · D/A · $919,700,000 sold of Indefinite · 13 investors · min. $100,000 · role: Director (Director of the Issuer.) EDGAR ↗
  • Sep 23, 2019 · D/A · $919,700,000 sold of Indefinite · 13 investors · min. $100,000 · role: Director (Director of the Issuer.) EDGAR ↗
  • Sep 10, 2018 · D/A · $911,700,000 sold of Indefinite · 12 investors · min. $100,000 · role: Director (Director of the Issuer.) EDGAR ↗

Raised $919.7M from 14 investors as of the latest filing. David is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IV
Pooled Investment Fund · group: Ionic

Ionic Volatility Arbitrage Fund II Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Apr 30, 2014 → May 5, 2026 · 14 filings
  • May 5, 2026 · D/A · $428,785,750 sold of Indefinite · 60 investors · min. $100,000 · role: Director EDGAR ↗
  • May 5, 2025 · D/A · $428,785,750 sold of Indefinite · 60 investors · min. $100,000 · role: Director EDGAR ↗
  • May 3, 2024 · D/A · $428,785,750 sold of Indefinite · 60 investors · min. $100,000 · role: Director EDGAR ↗
  • May 4, 2023 · D/A · $428,785,750 sold of Indefinite · 60 investors · min. $100,000 · role: Director EDGAR ↗
  • May 4, 2022 · D/A · $428,785,750 sold of Indefinite · 60 investors · min. $100,000 · role: Director EDGAR ↗
  • May 4, 2021 · D/A · $428,785,750 sold of Indefinite · 60 investors · min. $100,000 · role: Director EDGAR ↗
  • May 4, 2020 · D/A · $428,785,750 sold of Indefinite · 60 investors · min. $100,000 · role: Director EDGAR ↗
  • May 2, 2019 · D/A · $428,035,750 sold of Indefinite · 59 investors · min. $100,000 · role: Director EDGAR ↗
  • May 2, 2018 · D/A · $394,857,750 sold of Indefinite · 56 investors · min. $100,000 · role: Director EDGAR ↗
  • May 2, 2017 · D/A · $216,183,000 sold of Indefinite · 25 investors · min. $100,000 · role: Director EDGAR ↗
  • May 2, 2016 · D/A · $162,644,000 sold of Indefinite · 18 investors · min. $100,000 · role: Director EDGAR ↗
  • May 1, 2015 · D/A · $57,500,000 sold of Indefinite · 9 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 30, 2015 · D/A · $57,500,000 sold of Indefinite · 9 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 30, 2014 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

Raised $428.8M from 60 investors as of the latest filing. David is listed as director on 14 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FE
Pooled Investment Fund

Franklin Emerging Markets Debt Opportunities Special Situations (Cayman) Fund

Ft. Lauderdale, FL · Oct 16, 2024 → Dec 19, 2025 · 2 filings
  • Dec 19, 2025 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director (Director of the Issuer.) EDGAR ↗
  • Oct 16, 2024 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director (Director of the Issuer.) EDGAR ↗

No sales reported yet as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IC
Pooled Investment Fund · group: Ionic

Ionic Capital International Ltd

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Mar 13, 2009 → Mar 14, 2025 · 17 filings
  • Mar 14, 2025 · D/A · $409,264,000 sold of Indefinite · 38 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 14, 2024 · D/A · $409,264,000 sold of Indefinite · 38 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 14, 2023 · D/A · $409,264,000 sold of Indefinite · 38 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 9, 2022 · D/A · $409,264,000 sold of Indefinite · 38 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 9, 2021 · D/A · $409,264,000 sold of Indefinite · 38 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 9, 2020 · D/A · $409,264,000 sold of Indefinite · 38 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 8, 2019 · D/A · $409,264,000 sold of Indefinite · 38 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 9, 2018 · D/A · $409,264,000 sold of Indefinite · 38 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 9, 2017 · D/A · $406,339,000 sold of Indefinite · 37 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 9, 2016 · D/A · $406,189,000 sold of Indefinite · 37 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 9, 2015 · D/A · $405,539,000 sold of Indefinite · 36 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 7, 2014 · D/A · $398,589,000 sold of Indefinite · 33 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 8, 2013 · D/A · $398,589,000 sold of Indefinite · 33 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 8, 2012 · D/A · $290,016,000 sold of Indefinite · 33 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 9, 2011 · D/A · $290,016,000 sold of Indefinite · 33 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 12, 2010 · D/A · $217,535,000 sold of Indefinite · 26 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 13, 2009 · D/A · $2,901,705,068 sold of Indefinite · 230 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $2.9B from 230 investors as of the latest filing. David is listed as director on 17 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KG
Pooled Investment Fund · group: K2 Ascent

K2 GCM Liquid Quant Macro Fund Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Dec 11, 2020 → Dec 15, 2022 · 3 filings
  • Dec 15, 2022 · D/A · $834,309,114 sold of Indefinite · 29 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 13, 2021 · D/A · $712,492,286 sold of Indefinite · 28 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 11, 2020 · D · $615,705,051 sold of Indefinite · 28 investors · min. $100,000 · role: Director EDGAR ↗

Raised $876.6M from 33 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KA
Pooled Investment Fund · group: K2 Ascent

K2 Apollo Credit Fund Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Dec 11, 2020 → Dec 15, 2022 · 3 filings
  • Dec 15, 2022 · D/A · $656,060,229 sold of Indefinite · 47 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 13, 2021 · D/A · $594,660,229 sold of Indefinite · 43 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 11, 2020 · D · $488,349,329 sold of Indefinite · 42 investors · min. $100,000 · role: Director EDGAR ↗

Raised $834.9M from 51 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KO
Pooled Investment Fund · group: K2 Ascent

K2 Overseas Investors I Ltd

Road Town, Tortola, Virgin Islands, British (as filed: D8) · Aug 25, 2015 → Dec 5, 2022 · 8 filings
  • Dec 5, 2022 · D/A · $745,164,300 sold of Indefinite · 143 investors · min. $250,000 · role: Director EDGAR ↗
  • Nov 29, 2021 · D/A · $745,164,300 sold of Indefinite · 143 investors · min. $250,000 · role: Director EDGAR ↗
  • Nov 25, 2020 · D/A · $745,164,300 sold of Indefinite · 143 investors · min. $250,000 · role: Director EDGAR ↗
  • Nov 25, 2019 · D/A · $745,164,300 sold of Indefinite · 143 investors · min. $250,000 · role: Director EDGAR ↗
  • Nov 21, 2018 · D/A · $442,216,945 sold of Indefinite · 11 investors · min. $250,000 · role: Director EDGAR ↗
  • Aug 25, 2017 · D/A · $510,330,920 sold of Indefinite · 16 investors · min. $250,000 · role: Director EDGAR ↗
  • Aug 22, 2016 · D/A · $601,315,920 sold of Indefinite · 25 investors · min. $250,000 · role: Director EDGAR ↗
  • Aug 25, 2015 · D/A · $641,802,158 sold of Indefinite · 32 investors · min. $250,000 · role: Director EDGAR ↗

Raised $1.48B from 143 investors as of the latest filing. David is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KI
Pooled Investment Fund · group: K2 Ascent

K2 IBT Local 710 Pension Plan Defensive Equity Fund Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Nov 25, 2020 → Dec 5, 2022 · 3 filings
  • Dec 5, 2022 · D/A · $100,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 29, 2021 · D/A · $100,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 25, 2020 · D/A · $80,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $100M from 1 investor as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CV
Pooled Investment Fund · group: Capula

Capula Volatility Opportunities Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Oct 4, 2018 → Oct 14, 2022 · 5 filings
  • Oct 14, 2022 · D/A · $336,518,993 sold of Indefinite · 27 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 15, 2021 · D/A · $257,525,000 sold of Indefinite · 23 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 16, 2020 · D/A · $157,525,000 sold of Indefinite · 22 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 17, 2019 · D/A · $155,875,000 sold of Indefinite · 22 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 4, 2018 · D · $37,300,000 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗

Raised $445.1M from 36 investors as of the latest filing. David is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CT
Pooled Investment Fund · group: Capula

Capula Tail Risk Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Oct 8, 2013 → Oct 14, 2022 · 10 filings
  • Oct 14, 2022 · D/A · $3,307,946,298 sold of Indefinite · 291 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 15, 2021 · D/A · $3,270,746,298 sold of Indefinite · 288 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 16, 2020 · D/A · $3,172,946,298 sold of Indefinite · 284 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 17, 2019 · D/A · $3,094,696,298 sold of Indefinite · 281 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 4, 2018 · D/A · $2,972,196,298 sold of Indefinite · 277 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 6, 2017 · D/A · $2,971,725,048 sold of Indefinite · 270 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 7, 2016 · D/A · $2,971,725,048 sold of Indefinite · 270 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 8, 2015 · D/A · $2,906,725,048 sold of Indefinite · 269 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 8, 2014 · D/A · $2,904,975,048 sold of Indefinite · 267 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 8, 2013 · D · $2,904,975,048 sold of Indefinite · 267 investors · min. $100,000 · role: Director EDGAR ↗

Raised $3.94B from 295 investors as of the latest filing. David is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CG
Pooled Investment Fund · group: Capula

Capula Global Relative Value Fund LP

Grand Cayman, Cayman Islands (as filed: E9) · Oct 8, 2013 → Oct 14, 2022 · 10 filings
  • Oct 14, 2022 · D/A · $2,089,925,960 sold of Indefinite · 92 investors · min. $50,000 · role: Director (A director of Capula General Partner Limited, the general partner of the issuer.) EDGAR ↗
  • Oct 15, 2021 · D/A · $1,864,925,960 sold of Indefinite · 91 investors · min. $50,000 · role: Director (A director of Capula General Partner Limited, the general partner of the issuer.) EDGAR ↗
  • Oct 16, 2020 · D/A · $1,714,925,960 sold of Indefinite · 91 investors · min. $50,000 · role: Director (A director of Capula General Partner Limited, the general partner of the issuer.) EDGAR ↗
  • Oct 17, 2019 · D/A · $1,118,525,960 sold of Indefinite · 86 investors · min. $50,000 · role: Director (A director of Capula General Partner Limited, the general partner of the issuer.) EDGAR ↗
  • Oct 4, 2018 · D/A · $857,588,807 sold of Indefinite · 81 investors · min. $50,000 · role: Director (A director of Capula General Partner Limited, the general partner of the issuer.) EDGAR ↗
  • Oct 6, 2017 · D/A · $851,588,807 sold of Indefinite · 80 investors · min. $50,000 · role: Director (A director of Capula General Partner Limited, the general partner of the issuer.) EDGAR ↗
  • Oct 7, 2016 · D/A · $674,328,357 sold of Indefinite · 76 investors · min. $50,000 · role: Director (A director of Capula General Partner Limited, the general partner of the issuer.) EDGAR ↗
  • Oct 8, 2015 · D/A · $659,328,357 sold of Indefinite · 75 investors · min. $50,000 · role: Director (A director of Capula General Partner Limited, the general partner of the issuer.) EDGAR ↗
  • Oct 8, 2014 · D/A · $653,418,357 sold of Indefinite · 74 investors · min. $50,000 · role: Director (A director of Capula General Partner Limited, the general partner of the issuer.) EDGAR ↗
  • Oct 8, 2013 · D/A · $557,507,184 sold of Indefinite · 70 investors · min. $50,000 · role: Director (A director of Capula General Partner Limited, the general partner of the issuer.) EDGAR ↗

Raised $3B from 105 investors as of the latest filing. David is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CG
Pooled Investment Fund · group: Capula

Capula Global Relative Value Fund LTD

Grand Cayman, Cayman Islands (as filed: E9) · Oct 8, 2013 → Oct 14, 2022 · 10 filings
  • Oct 14, 2022 · D/A · $9,395,472,161 sold of Indefinite · 843 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 15, 2021 · D/A · $9,030,716,710 sold of Indefinite · 837 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 16, 2020 · D/A · $8,825,465,431 sold of Indefinite · 830 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 17, 2019 · D/A · $8,698,633,603 sold of Indefinite · 825 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 4, 2018 · D/A · $8,536,687,671 sold of Indefinite · 819 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 6, 2017 · D/A · $8,485,735,707 sold of Indefinite · 815 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 7, 2016 · D/A · $8,036,396,375 sold of Indefinite · 802 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 8, 2015 · D/A · $7,720,875,158 sold of Indefinite · 787 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 8, 2014 · D/A · $7,401,303,908 sold of Indefinite · 777 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 8, 2013 · D/A · $7,028,007,507 sold of Indefinite · 764 investors · min. $100,000 · role: Director EDGAR ↗

Raised $10.49B from 866 investors as of the latest filing. David is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KT
Pooled Investment Fund · group: K2 Ascent

K2 Theseus Fund SP, a segregated portfolio of K2 Chronos Fund SPC

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jul 6, 2022
  • Jul 6, 2022 · D · $48,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $48M from 1 investor as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CO
Pooled Investment Fund · group: Corbin

Corbin Opportunity Fund, Ltd.

New York, NY · Mar 14, 2013 → Jun 17, 2022 · 12 filings
  • Jun 17, 2022 · D/A · $467,710,049 sold of Indefinite · 56 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 22, 2021 · D/A · $467,210,049 sold of Indefinite · 56 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 22, 2020 · D/A · $464,060,049 sold of Indefinite · 56 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 21, 2019 · D/A · $441,160,049 sold of Indefinite · 52 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 21, 2018 · D/A · $399,800,049 sold of Indefinite · 44 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 23, 2017 · D/A · $316,080,953 sold of Indefinite · 37 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 24, 2016 · D/A · $196,831,953 sold of Indefinite · 20 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 12, 2016 · D/A · $183,001,953 sold of Indefinite · 15 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 12, 2015 · D/A · $22,170,000 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 7, 2014 · D/A · $1,670,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 14, 2014 · D/A · $1,670,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 14, 2013 · D · $1,670,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $469.7M from 57 investors as of the latest filing. David is listed as director on 12 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AA
Pooled Investment Fund · group: John Aspect

Aspect Alternative Markets Fund

George Town, Grand Cayman, Cayman Islands (as filed: E9) · May 23, 2022
  • May 23, 2022 · D · $4,842,230 sold of Indefinite · 1 investors · min. $100,000 · role: Director (Director of the managing member of the Issuer.) EDGAR ↗

Raised $5.26M from 2 investors as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KI
Pooled Investment Fund · group: K2 Ascent

K2 INSTITUTIONAL INVESTORS II LTD

Road Town, Tortola, Virgin Islands, British (as filed: D8) · Mar 6, 2015 → May 16, 2022 · 8 filings
  • May 16, 2022 · D/A · $1,037,853,273 sold of Indefinite · 5 investors · min. $500,000 · role: Director EDGAR ↗
  • May 14, 2021 · D/A · $1,037,853,273 sold of Indefinite · 5 investors · min. $500,000 · role: Director EDGAR ↗
  • May 4, 2020 · D/A · $1,037,853,273 sold of Indefinite · 5 investors · min. $500,000 · role: Director EDGAR ↗
  • May 2, 2019 · D/A · $51,778,778 sold of Indefinite · 6 investors · min. $500,000 · role: Director EDGAR ↗
  • Apr 30, 2018 · D/A · $227,358,504 sold of Indefinite · 11 investors · min. $500,000 · role: Director EDGAR ↗
  • Mar 9, 2017 · D/A · $299,792,467 sold of Indefinite · 15 investors · min. $500,000 · role: Director EDGAR ↗
  • Mar 4, 2016 · D/A · $323,618,560 sold of Indefinite · 17 investors · min. $500,000 · role: Director EDGAR ↗
  • Mar 6, 2015 · D/A · $302,771,808 sold of Indefinite · 19 investors · min. $500,000 · role: Director EDGAR ↗

Raised $1.04B from 54 investors as of the latest filing. David is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AU
Pooled Investment Fund · group: John Aspect

Aspect US Institutional Fund Ltd

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Mar 2, 2012 → Apr 29, 2022 · 19 filings
  • Apr 29, 2022 · D/A · $248,582,420 sold of Indefinite · 49 investors · min. $100,000 · role: Director (Director of the managing member of the Issuer.) EDGAR ↗
  • Apr 30, 2021 · D/A · $270,739,924 sold of Indefinite · 48 investors · min. $100,000 · role: Director (Director of the managing member of the Issuer.) EDGAR ↗
  • Apr 29, 2020 · D/A · $168,482,093 sold of Indefinite · 33 investors · min. $100,000 · role: Director EDGAR ↗
  • May 3, 2019 · D/A · $269,603,924 sold of Indefinite · 43 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 19, 2019 · D/A · $268,703,924 sold of Indefinite · 43 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 24, 2018 · D/A · $268,703,924 sold of Indefinite · 43 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 18, 2018 · D/A · $268,703,924 sold of Indefinite · 43 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 20, 2018 · D/A · $268,163,924 sold of Indefinite · 43 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 28, 2017 · D/A · $268,161,066 sold of Indefinite · 43 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 27, 2017 · D/A · $259,411,066 sold of Indefinite · 42 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 6, 2017 · D/A · $259,411,066 sold of Indefinite · 42 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 6, 2016 · D/A · $246,631,066 sold of Indefinite · 39 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 24, 2015 · D/A · $244,761,066 sold of Indefinite · 38 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 13, 2015 · D/A · $244,381,066 sold of Indefinite · 38 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 7, 2014 · D/A · $243,531,066 sold of Indefinite · 37 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 17, 2014 · D/A · $242,131,066 sold of Indefinite · 37 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 4, 2014 · D/A · $242,131,066 sold of Indefinite · 37 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 6, 2013 · D/A · $186,611,519 sold of Indefinite · 30 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 2, 2012 · D/A · $54,123,876 sold of Indefinite · 18 investors · min. $100,000 · role: Director EDGAR ↗

Raised $270.7M from 71 investors as of the latest filing. David is listed as director on 19 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AH
Pooled Investment Fund · group: John Aspect

Aspect Horizon Ltd

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Feb 15, 2018 → Apr 28, 2022 · 8 filings
  • Apr 28, 2022 · D/A · $70,260,019 sold of Indefinite · 4 investors · min. $100,000 · role: Director (Director of the managing member of the Issuer.) EDGAR ↗
  • Apr 28, 2021 · D/A · $70,260,019 sold of Indefinite · 4 investors · min. $100,000 · role: Director (Director of the managing member of the Issuer.) EDGAR ↗
  • Apr 29, 2020 · D/A · $70,260,019 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • May 3, 2019 · D/A · $69,705,436 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 19, 2019 · D/A · $65,482,684 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 24, 2018 · D/A · $58,665,065 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 18, 2018 · D/A · $18,025,936 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 15, 2018 · D · $18,025,936 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗

Raised $74.2M from 5 investors as of the latest filing. David is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AD
Pooled Investment Fund · group: John Aspect

Aspect Diversified Trend HV LP

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Oct 15, 2019 → Apr 22, 2022 · 16 filings
  • Apr 22, 2022 · D/A · $267,182,902 sold of Indefinite · 3 investors · min. $100,000 · role: Director (Director of the general partner of the Issuer.) EDGAR ↗
  • Mar 10, 2022 · D/A · $264,552,290 sold of Indefinite · 3 investors · min. $100,000 · role: Director (Director of the general partner of the Issuer.) EDGAR ↗
  • Nov 4, 2021 · D/A · $195,867,044 sold of Indefinite · 3 investors · min. $100,000 · role: Director (Director of the general partner of the Issuer.) EDGAR ↗
  • Jun 29, 2021 · D/A · $180,863,361 sold of Indefinite · 3 investors · min. $100,000 · role: Director (Director of the general partner of the Issuer.) EDGAR ↗
  • Apr 7, 2021 · D/A · $180,447,083 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Director of the general partner of the Issuer.) EDGAR ↗
  • Dec 23, 2020 · D/A · $177,509,928 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Director of the general partner of the Issuer.) EDGAR ↗
  • Oct 27, 2020 · D/A · $175,170,052 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Director of the general partner of the Issuer.) EDGAR ↗
  • Sep 18, 2020 · D/A · $174,715,181 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Director of the general partner of the Issuer.) EDGAR ↗
  • Jul 22, 2020 · D/A · $167,191,187 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Director of the general partner of the Issuer.) EDGAR ↗
  • Jul 2, 2020 · D/A · $165,698,049 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Director of the general partner of the Issuer.) EDGAR ↗
  • May 21, 2020 · D/A · $163,397,682 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Director of the general partner of the Issuer.) EDGAR ↗
  • Apr 30, 2020 · D/A · $161,575,323 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Director of the general partner of the Issuer.) EDGAR ↗
  • Apr 9, 2020 · D/A · $161,575,323 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Director of the general partner of the Issuer.) EDGAR ↗
  • Feb 18, 2020 · D/A · $160,858,512 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Director of the general partner of the Issuer.) EDGAR ↗
  • Jan 17, 2020 · D/A · $110,758,512 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Director of the general partner of the Issuer.) EDGAR ↗
  • Oct 15, 2019 · D · $100,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Director of the general partner of the Issuer.) EDGAR ↗

Raised $326.3M from 3 investors as of the latest filing. David is listed as director on 16 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: John Aspect

Aspect Systematic Global Macro US Fund LLC

London, United Kingdom (as filed: X0) · Mar 27, 2019 → Apr 22, 2022 · 5 filings
  • Apr 22, 2022 · D/A · $434,502,507 sold of Indefinite · 3 investors · min. $100,000 · role: Director (Director of the managing member of the Issuer.) EDGAR ↗
  • Apr 22, 2021 · D/A · $434,091,352 sold of Indefinite · 3 investors · min. $100,000 · role: Director (Director of the managing member of the Issuer.) EDGAR ↗
  • Apr 29, 2020 · D/A · $333,422,209 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • May 3, 2019 · D/A · $58,030,455 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 27, 2019 · D · $28,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $434.8M from 3 investors as of the latest filing. David is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: John Aspect

Aspect Systematic Global Macro Offshore Fund

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Mar 27, 2019 → Apr 22, 2022 · 5 filings
  • Apr 22, 2022 · D/A · $35,570,857 sold of Indefinite · 3 investors · min. $100,000 · role: Director (Director of the managing member of the Issuer.) EDGAR ↗
  • Apr 22, 2021 · D/A · $11,514,628 sold of Indefinite · 1 investors · min. $100,000 · role: Director (Director of the managing member of the Issuer.) EDGAR ↗
  • Apr 29, 2020 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • May 3, 2019 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 27, 2019 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

Raised $45.7M from 4 investors as of the latest filing. David is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KC
Pooled Investment Fund · group: K2 Ascent

K2 Custom Solutions Hospital Sisters Fund, Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Aug 25, 2017 → Apr 19, 2022 · 5 filings
  • Apr 19, 2022 · D/A · $611,775,888 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 16, 2021 · D/A · $607,775,888 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 16, 2020 · D/A · $542,775,888 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 16, 2019 · D/A · $378,704,254 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 25, 2017 · D/A · $299,265,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $630.4M from 3 investors as of the latest filing. David is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CE
Pooled Investment Fund · group: Capula

Capula Enhanced Equity Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Apr 14, 2021 → Apr 12, 2022 · 2 filings
  • Apr 12, 2022 · D/A · $1,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 14, 2021 · D · $1,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $73M from 3 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KL
Pooled Investment Fund · group: K2 Ascent

K2 Lazard Liquid Convertibles Plus Fund Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Apr 2, 2021 → Apr 7, 2022 · 2 filings
  • Apr 7, 2022 · D · $465,500,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 2, 2021 · D · $150,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $499M from 4 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AU
Pooled Investment Fund · group: John Aspect

Aspect US Fund LLC

London, United Kingdom (as filed: X0) · Mar 2, 2012 → Apr 5, 2022 · 19 filings
  • Apr 5, 2022 · D/A · $270,438,744 sold of Indefinite · 187 investors · min. $100,000 · role: Director (Director of the managing member of the Issuer.) EDGAR ↗
  • Apr 7, 2021 · D/A · $265,665,744 sold of Indefinite · 176 investors · min. $100,000 · role: Director (Director of the managing member of the Issuer.) EDGAR ↗
  • Mar 30, 2020 · D/A · $396,847,316 sold of Indefinite · 176 investors · min. $100,000 · role: Director EDGAR ↗
  • May 3, 2019 · D/A · $267,157,232 sold of Indefinite · 176 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 19, 2019 · D/A · $266,257,232 sold of Indefinite · 175 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 24, 2018 · D/A · $260,257,232 sold of Indefinite · 170 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 18, 2018 · D/A · $258,562,232 sold of Indefinite · 170 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 20, 2018 · D/A · $257,562,232 sold of Indefinite · 168 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 27, 2017 · D/A · $242,264,232 sold of Indefinite · 153 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 6, 2017 · D/A · $242,264,232 sold of Indefinite · 153 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 29, 2016 · D/A · $234,727,662 sold of Indefinite · 132 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 6, 2016 · D/A · $233,471,536 sold of Indefinite · 131 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 24, 2015 · D/A · $223,449,439 sold of Indefinite · 129 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 7, 2014 · D/A · $216,372,023 sold of Indefinite · 128 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 17, 2014 · D/A · $216,372,023 sold of Indefinite · 128 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 4, 2014 · D/A · $216,372,023 sold of Indefinite · 128 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 6, 2013 · D/A · $202,631,877 sold of Indefinite · 120 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 6, 2013 · D/A · $202,631,877 sold of Indefinite · 120 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 2, 2012 · D/A · $157,728,839 sold of Indefinite · 100 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $396.8M from 254 investors as of the latest filing. David is listed as director on 19 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HC
Pooled Investment Fund · group: Horizon China Alpha

HORIZON CHINA ALPHA LP

Dublin 2, Ireland (as filed: L2) · Nov 3, 2009 → Mar 25, 2022 · 14 filings
  • Mar 25, 2022 · D/A · $520,429,496 sold of Indefinite · 51 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Nov 5, 2021 · D/A · $520,429,496 sold of Indefinite · 51 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Nov 6, 2020 · D/A · $520,429,496 sold of Indefinite · 51 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Nov 8, 2019 · D/A · $520,429,496 sold of Indefinite · 51 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Nov 9, 2018 · D/A · $515,522,429 sold of Indefinite · 50 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Nov 9, 2017 · D/A · $512,005,964 sold of Indefinite · 50 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Nov 9, 2016 · D/A · $506,534,964 sold of Indefinite · 49 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Nov 13, 2015 · D/A · $502,162,030 sold of Indefinite · 47 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Nov 13, 2014 · D/A · $334,868,544 sold of Indefinite · 45 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Nov 13, 2013 · D/A · $301,143,857 sold of Indefinite · 31 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Nov 13, 2012 · D/A · $293,879,103 sold of Indefinite · 28 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Nov 3, 2011 · D/A · $288,368,681 sold of Indefinite · 26 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Nov 3, 2010 · D/A · $257,258,162 sold of Indefinite · 23 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Nov 3, 2009 · D/A · $146,177,543 sold of Indefinite · 20 investors · min. No minimum reported · role: Director (Director of General Partner) EDGAR ↗

Raised $520.4M from 51 investors as of the latest filing. David is listed as director on 14 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HC
Pooled Investment Fund · group: Horizon China Alpha

HORIZON CHINA ALPHA I LTD

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Nov 3, 2009 → Mar 25, 2022 · 14 filings
  • Mar 25, 2022 · D/A · $1,401,766,983 sold of Indefinite · 55 investors · min. $50,000 · role: Director EDGAR ↗
  • Nov 5, 2021 · D/A · $1,401,766,983 sold of Indefinite · 55 investors · min. $50,000 · role: Director EDGAR ↗
  • Nov 6, 2020 · D/A · $1,401,766,983 sold of Indefinite · 55 investors · min. $50,000 · role: Director EDGAR ↗
  • Nov 8, 2019 · D/A · $1,401,538,672 sold of Indefinite · 55 investors · min. $50,000 · role: Director EDGAR ↗
  • Nov 9, 2018 · D/A · $1,210,763,837 sold of Indefinite · 53 investors · min. $50,000 · role: Director EDGAR ↗
  • Nov 9, 2017 · D/A · $1,167,354,994 sold of Indefinite · 52 investors · min. $50,000 · role: Director EDGAR ↗
  • Nov 9, 2016 · D/A · $2,547,056,737 sold of Indefinite · 38 investors · min. $50,000 · role: Director EDGAR ↗
  • Nov 13, 2015 · D/A · $2,382,833,803 sold of Indefinite · 37 investors · min. $50,000 · role: Director EDGAR ↗
  • Nov 13, 2014 · D/A · $790,387,682 sold of Indefinite · 29 investors · min. $50,000 · role: Director EDGAR ↗
  • Nov 13, 2013 · D/A · $510,144,225 sold of Indefinite · 16 investors · min. $50,000 · role: Director EDGAR ↗
  • Nov 13, 2012 · D/A · $448,617,543 sold of Indefinite · 13 investors · min. $50,000 · role: Director EDGAR ↗
  • Nov 3, 2011 · D/A · $148,617,543 sold of Indefinite · 12 investors · min. $50,000 · role: Director EDGAR ↗
  • Nov 3, 2010 · D/A · $147,117,543 sold of Indefinite · 11 investors · min. $50,000 · role: Director EDGAR ↗
  • Nov 3, 2009 · D/A · $185,416,797 sold of Indefinite · 10 investors · min. $50,000 · role: Director EDGAR ↗

Raised $2.55B from 55 investors as of the latest filing. David is listed as director on 14 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CH
Pooled Investment Fund · group: Corbin

Corbin Hedged Equity Fund, Ltd.

New York, NY · Mar 25, 2022
  • Mar 25, 2022 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗

No sales reported yet as of the latest filing. David is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AC
Pooled Investment Fund · group: John Aspect

Aspect Core Trend HV Fund

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Aug 1, 2017 → Mar 10, 2022 · 26 filings
  • Mar 10, 2022 · D/A · $1,182,565,101 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 24, 2021 · D/A · $1,080,663,129 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • May 25, 2021 · D/A · $825,791,053 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 29, 2021 · D/A · $1,440,935,645 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 18, 2020 · D/A · $1,379,193,615 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 2, 2020 · D/A · $1,209,847,790 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 9, 2020 · D/A · $1,208,859,447 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 17, 2020 · D/A · $1,205,642,964 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 23, 2019 · D/A · $955,621,379 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 25, 2019 · D/A · $886,217,711 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 3, 2019 · D/A · $535,880,095 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • May 3, 2019 · D/A · $535,863,608 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 19, 2019 · D/A · $535,816,297 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 19, 2018 · D/A · $535,787,941 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 26, 2018 · D/A · $432,275,502 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 24, 2018 · D/A · $432,248,522 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 19, 2018 · D/A · $357,232,650 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 8, 2018 · D/A · $357,216,149 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 23, 2018 · D/A · $357,198,606 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 19, 2018 · D/A · $357,189,319 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 18, 2018 · D/A · $32,146,576 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 12, 2018 · D/A · $32,131,154 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 20, 2018 · D/A · $32,119,034 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 28, 2017 · D/A · $32,067,011 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 5, 2017 · D/A · $32,020,262 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 1, 2017 · D · $32,004,736 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $1.44B from 12 investors as of the latest filing. David is listed as director on 26 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PI
Pooled Investment Fund · group: Kingsbridge

Pinehurst Institutional Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Feb 29, 2012 → Feb 4, 2022 · 12 filings
  • Feb 4, 2022 · D/A · $3,428,013,152 sold of Indefinite · 342 investors · min. $50,000 · role: Director EDGAR ↗
  • Feb 8, 2021 · D/A · $3,317,720,152 sold of Indefinite · 333 investors · min. $50,000 · role: Director EDGAR ↗
  • Feb 10, 2020 · D/A · $3,217,743,217 sold of Indefinite · 320 investors · min. $50,000 · role: Director EDGAR ↗
  • Feb 8, 2019 · D/A · $2,999,973,112 sold of Indefinite · 306 investors · min. $50,000 · role: Director EDGAR ↗
  • Feb 9, 2018 · D/A · $2,813,981,000 sold of Indefinite · 292 investors · min. $50,000 · role: Director EDGAR ↗
  • Feb 10, 2017 · D/A · $2,700,812,361 sold of Indefinite · 278 investors · min. $50,000 · role: Director EDGAR ↗
  • Feb 12, 2016 · D/A · $2,644,970,585 sold of Indefinite · 264 investors · min. $50,000 · role: Director EDGAR ↗
  • Feb 12, 2015 · D/A · $2,446,479,198 sold of Indefinite · 235 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 7, 2014 · D/A · $2,210,920,099 sold of Indefinite · 215 investors · min. $50,000 · role: Director EDGAR ↗
  • Feb 14, 2014 · D/A · $2,210,920,099 sold of Indefinite · 215 investors · min. $50,000 · role: Director EDGAR ↗
  • Feb 15, 2013 · D/A · $2,082,036,706 sold of Indefinite · 198 investors · min. $50,000 · role: Director EDGAR ↗
  • Feb 29, 2012 · D/A · $1,501,216,706 sold of Indefinite · 171 investors · min. $50,000 · role: Director EDGAR ↗

Raised $3.76B from 376 investors as of the latest filing. David is listed as director on 12 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Element

Element Capital Feeder Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Jan 30, 2019 → Jan 28, 2022 · 4 filings
  • Jan 28, 2022 · D/A · $4,492,707,522 sold of Indefinite · 117 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 29, 2021 · D/A · $4,418,047,177 sold of Indefinite · 113 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 30, 2020 · D/A · $4,373,047,177 sold of Indefinite · 112 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 30, 2019 · D/A · $4,168,292,177 sold of Indefinite · 104 investors · min. $100,000 · role: Director EDGAR ↗

Raised $4.57B from 118 investors as of the latest filing. David is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KW
Pooled Investment Fund · group: K2 Ascent

K2 Western Asset Liquid Macro Opportunities Fund Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Dec 14, 2020 → Dec 13, 2021 · 2 filings
  • Dec 13, 2021 · D/A · $324,117,801 sold of Indefinite · 9 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 14, 2020 · D · $291,617,801 sold of Indefinite · 9 investors · min. $100,000 · role: Director EDGAR ↗

Raised $324.1M from 9 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KE
Pooled Investment Fund · group: K2 Ascent

K2 EMSO Liquid Emerging Market Opportunities Fund Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Dec 11, 2020 → Dec 13, 2021 · 2 filings
  • Dec 13, 2021 · D/A · $705,284,005 sold of Indefinite · 27 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 11, 2020 · D · $522,695,830 sold of Indefinite · 26 investors · min. $100,000 · role: Director EDGAR ↗

Raised $705.3M from 27 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KT
Pooled Investment Fund · group: K2 Ascent

K2 Theia Fund SP, a segregated portfolio of K2 Chronos Fund SPC

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Nov 16, 2021
  • Nov 16, 2021 · D · $40,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $50.5M from 2 investors as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KC
Pooled Investment Fund · group: K2 Ascent

K2 Custom Solutions NMSUF Fund, Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Mar 9, 2017 → Apr 28, 2021 · 4 filings
  • Apr 28, 2021 · D/A · $25,000,000 sold of Indefinite · 1 investors · min. $25,000,000 · role: Director EDGAR ↗
  • Apr 24, 2020 · D/A · $25,000,000 sold of Indefinite · 1 investors · min. $25,000,000 · role: Director EDGAR ↗
  • Apr 24, 2019 · D/A · $25,000,000 sold of Indefinite · 1 investors · min. $25,000,000 · role: Director EDGAR ↗
  • Mar 9, 2017 · D/A · $25,000,000 sold of Indefinite · 1 investors · min. $25,000,000 · role: Director EDGAR ↗

Raised $25M from 1 investor as of the latest filing. David is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FA
Pooled Investment Fund · group: Fifth Avenue

FIFTH AVENUE VALUE CREATION IRA OFFSHORE FUND LTD

George Town, Cayman Islands (as filed: E9) · Jan 12, 2018 → Jan 8, 2021 · 4 filings
  • Jan 8, 2021 · D/A · $50,976,541 sold of Indefinite · 102 investors · min. $250,000 · role: Director EDGAR ↗
  • Jan 10, 2020 · D/A · $50,976,541 sold of Indefinite · 102 investors · min. $250,000 · role: Director EDGAR ↗
  • Jan 11, 2019 · D/A · $50,351,541 sold of Indefinite · 101 investors · min. $250,000 · role: Director EDGAR ↗
  • Jan 12, 2018 · D/A · $48,326,541 sold of Indefinite · 99 investors · min. $250,000 · role: Director EDGAR ↗

Raised $54.7M from 105 investors as of the latest filing. David is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FA
Pooled Investment Fund · group: Fifth Avenue

FIFTH AVENUE MULTI-STRATEGY OFFSHORE FUND LTD

George Town, Cayman Islands (as filed: E9) · Jan 12, 2018 → Jan 8, 2021 · 4 filings
  • Jan 8, 2021 · D/A · $236,248,647 sold of Indefinite · 77 investors · min. $250,000 · role: Director EDGAR ↗
  • Jan 10, 2020 · D/A · $227,773,647 sold of Indefinite · 77 investors · min. $250,000 · role: Director EDGAR ↗
  • Jan 11, 2019 · D/A · $203,198,647 sold of Indefinite · 74 investors · min. $250,000 · role: Director EDGAR ↗
  • Jan 12, 2018 · D/A · $201,798,647 sold of Indefinite · 74 investors · min. $250,000 · role: Director EDGAR ↗

Raised $278.3M from 109 investors as of the latest filing. David is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FA
Pooled Investment Fund · group: Fifth Avenue

FIFTH AVENUE ABSOLUTE RETURN IRA OFFSHORE FUND LTD

George Town, Cayman Islands (as filed: E9) · Jan 12, 2018 → Jan 8, 2021 · 4 filings
  • Jan 8, 2021 · D/A · $56,347,703 sold of Indefinite · 111 investors · min. $250,000 · role: Director EDGAR ↗
  • Jan 10, 2020 · D/A · $56,347,703 sold of Indefinite · 111 investors · min. $250,000 · role: Director EDGAR ↗
  • Jan 11, 2019 · D/A · $53,437,703 sold of Indefinite · 108 investors · min. $250,000 · role: Director EDGAR ↗
  • Jan 12, 2018 · D/A · $49,367,703 sold of Indefinite · 106 investors · min. $250,000 · role: Director EDGAR ↗

Raised $59.7M from 113 investors as of the latest filing. David is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KP
Pooled Investment Fund · group: K2 Ascent

K2 PHCM Liquid Opportunities Fund Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Dec 11, 2020
  • Dec 11, 2020 · D · $251,084,029 sold of Indefinite · 25 investors · min. $100,000 · role: Director EDGAR ↗

Raised $251.1M from 25 investors as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KI
Pooled Investment Fund · group: K2 Ascent

K2 ILS Fund, Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Dec 11, 2020
  • Dec 11, 2020 · D · $93,334,000 sold of Indefinite · 17 investors · min. $100,000 · role: Director EDGAR ↗

Raised $93.3M from 17 investors as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IM
Pooled Investment Fund · group: Ionic

Ionic Mortgage Fund Ltd.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Feb 12, 2018 → Feb 12, 2020 · 3 filings
  • Feb 12, 2020 · D/A · $25,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 12, 2019 · D/A · $25,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 12, 2018 · D · $25,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $25M from 1 investor as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OP
Pooled Investment Fund

OVERLOOK PERFORMANCE FUND

Grand Cayman, Cayman Islands (as filed: E9) · Apr 14, 2014 → Sep 25, 2019 · 7 filings
  • Sep 25, 2019 · D/A · $40,202,275 sold of Indefinite · 20 investors · min. $50,000 · role: Director EDGAR ↗
  • Sep 27, 2018 · D/A · $40,202,275 sold of Indefinite · 20 investors · min. $50,000 · role: Director EDGAR ↗
  • Sep 29, 2017 · D/A · $40,202,275 sold of Indefinite · 20 investors · min. $50,000 · role: Director EDGAR ↗
  • Feb 10, 2017 · D/A · $40,202,275 sold of Indefinite · 20 investors · min. $50,000 · role: Director EDGAR ↗
  • Feb 12, 2016 · D/A · $39,312,275 sold of Indefinite · 16 investors · min. $50,000 · role: Director EDGAR ↗
  • Feb 12, 2015 · D/A · $39,312,275 sold of Indefinite · 16 investors · min. $50,000 · role: Director EDGAR ↗
  • Apr 14, 2014 · D/A · $39,312,275 sold of Indefinite · 16 investors · min. $50,000 · role: Director EDGAR ↗

Raised $40.2M from 20 investors as of the latest filing. David is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AI
Pooled Investment Fund · group: John Aspect

Aspect Institutional Diversified Fund

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Apr 11, 2014 → May 3, 2019 · 18 filings
  • May 3, 2019 · D/A · $34,445,606 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 19, 2019 · D/A · $34,427,073 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 24, 2018 · D/A · $34,400,060 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 23, 2018 · D/A · $34,374,501 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 18, 2018 · D/A · $33,943,344 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 20, 2018 · D/A · $33,943,344 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 28, 2017 · D/A · $32,022,554 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 5, 2017 · D/A · $31,349,907 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 1, 2017 · D/A · $30,978,245 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 7, 2017 · D/A · $27,499,757 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 28, 2017 · D/A · $27,107,086 sold of Indefinite · 7 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 27, 2017 · D/A · $27,091,274 sold of Indefinite · 7 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 7, 2017 · D/A · $185,593,070 sold of Indefinite · 19 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 5, 2016 · D/A · $199,209,594 sold of Indefinite · 14 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 6, 2016 · D/A · $111,872,856 sold of Indefinite · 12 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 24, 2015 · D/A · $97,022,856 sold of Indefinite · 11 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 25, 2014 · D/A · $38,562,131 sold of Indefinite · 6 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 11, 2014 · D · $5,721,709 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗

Raised $199.2M from 19 investors as of the latest filing. David is listed as director on 18 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KO
Pooled Investment Fund · group: K2 Ascent

K2 Overseas Long Short Fund Ltd

Road Town, Tortola, Virgin Islands, British (as filed: D8) · Mar 10, 2015 → Nov 21, 2018 · 5 filings
  • Nov 21, 2018 · D/A · $202,057,715 sold of Indefinite · 13 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 25, 2017 · D/A · $157,974,476 sold of Indefinite · 15 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 22, 2016 · D/A · $175,731,316 sold of Indefinite · 23 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 20, 2015 · D/A · $171,097,962 sold of Indefinite · 21 investors · min. $250,000 · role: Director EDGAR ↗
  • Mar 10, 2015 · D/A · $170,795,905 sold of Indefinite · 24 investors · min. $250,000 · role: Director EDGAR ↗

Raised $371.7M from 30 investors as of the latest filing. David is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EJ
Pooled Investment Fund · group: Db Alpamayo Emerging Markets

EQUILIBRIA JAPAN FUND

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Mar 16, 2009 → Oct 15, 2018 · 11 filings
  • Oct 15, 2018 · D/A · $334,989,377 sold of Indefinite · 15 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 19, 2017 · D/A · $315,602,014 sold of Indefinite · 16 investors · min. $250,000 · role: Director EDGAR ↗
  • Oct 19, 2016 · D/A · $314,102,104 sold of Indefinite · 15 investors · min. $250,000 · role: Director EDGAR ↗
  • Oct 21, 2015 · D/A · $312,402,014 sold of Indefinite · 14 investors · min. $250,000 · role: Director EDGAR ↗
  • Oct 21, 2014 · D/A · $307,332,002 sold of Indefinite · 12 investors · min. $250,000 · role: Director EDGAR ↗
  • Oct 21, 2013 · D/A · $243,539,402 sold of Indefinite · 12 investors · min. $250,000 · role: Director EDGAR ↗
  • Oct 25, 2012 · D/A · $1,740,831,000 sold of Indefinite · 172 investors · min. $250,000 · role: Director EDGAR ↗
  • Mar 15, 2012 · D/A · $1,738,831,000 sold of Indefinite · 171 investors · min. $250,000 · role: Director EDGAR ↗
  • Mar 15, 2011 · D/A · $1,729,919,113 sold of Indefinite · 170 investors · min. $250,000 · role: Director EDGAR ↗
  • Mar 15, 2010 · D/A · $1,562,391,666 sold of Indefinite · 139 investors · min. $250,000 · role: Director EDGAR ↗
  • Mar 16, 2009 · D/A · $1,425,121,960 sold of Indefinite · 103 investors · min. $250,000 · role: Director EDGAR ↗

Raised $1.74B from 172 investors as of the latest filing. David is listed as director on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CO
Pooled Investment Fund · group: Cedarview Liquid

Cedarview Opportunities I, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 17, 2009 → Mar 12, 2018 · 2 filings
  • Mar 12, 2018 · D/A · $36,717,676 sold of Indefinite · 29 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 17, 2009 · D/A · $75,530,076 sold of Indefinite · 39 investors · min. $500,000 · role: Director EDGAR ↗

Raised $75.5M from 39 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IE
Pooled Investment Fund · group: Ionic

Ionic Event Driven Fund Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jan 11, 2013 → Jan 12, 2018 · 7 filings
  • Jan 12, 2018 · D/A · $244,434,959 sold of Indefinite · 45 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 12, 2017 · D/A · $244,434,959 sold of Indefinite · 45 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 12, 2016 · D/A · $244,434,959 sold of Indefinite · 45 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 12, 2015 · D/A · $277,285,000 sold of Indefinite · 47 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 13, 2014 · D/A · $145,522,500 sold of Indefinite · 26 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 10, 2014 · D/A · $145,522,500 sold of Indefinite · 26 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 11, 2013 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

Raised $277.3M from 47 investors as of the latest filing. David is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IV
Pooled Investment Fund · group: Ionic

Ionic Volatility Strategies Fund Ltd.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Sep 7, 2017
  • Sep 7, 2017 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PP
Pooled Investment Fund · group: Protege

PROTEGE PARTNERS QP FUND LTD

Grand Cayman, Cayman Islands (as filed: E9) · Jul 12, 2010 → Jun 23, 2017 · 8 filings
  • Jun 23, 2017 · D/A · $996,503,812 sold of Indefinite · 110 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 23, 2016 · D/A · $996,503,812 sold of Indefinite · 110 investors · min. $50,000 · role: Director EDGAR ↗
  • Jun 30, 2015 · D/A · $983,302,835 sold of Indefinite · 107 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jul 8, 2014 · D/A · $982,498,387 sold of Indefinite · 107 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jul 9, 2013 · D/A · $979,775,679 sold of Indefinite · 107 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jul 12, 2012 · D/A · $1,875,077,650 sold of Indefinite · 137 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jul 12, 2011 · D/A · $1,431,905,832 sold of Indefinite · 119 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jul 12, 2010 · D/A · $1,174,895,257 sold of Indefinite · 97 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $1.88B from 137 investors as of the latest filing. David is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PP
Pooled Investment Fund · group: Protege

Protege Partners Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Mar 10, 2011 → Mar 3, 2017 · 7 filings
  • Mar 3, 2017 · D/A · $649,453,551 sold of Indefinite · 95 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 7, 2016 · D/A · $649,431,664 sold of Indefinite · 95 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 5, 2015 · D/A · $649,431,664 sold of Indefinite · 95 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 5, 2014 · D/A · $649,395,374 sold of Indefinite · 95 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 8, 2013 · D/A · $1,159,133,638 sold of Indefinite · 170 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 9, 2012 · D/A · $1,157,005,415 sold of Indefinite · 170 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 10, 2011 · D/A · $1,153,336,399 sold of Indefinite · 170 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $1.16B from 170 investors as of the latest filing. David is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KC
Pooled Investment Fund

K2 Commodities Fund, Ltd.

George Town, Cayman Islands (as filed: E9) · Aug 25, 2015 → Aug 22, 2016 · 2 filings
  • Aug 22, 2016 · D/A · $73,134,590 sold of Indefinite · 4 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Aug 25, 2015 · D/A · $64,269,900 sold of Indefinite · 4 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $260.6M from 7 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CM
Pooled Investment Fund · group: Corbin

Corbin Macro Fund, Ltd.

New York, NY · Oct 22, 2013 → Feb 12, 2016 · 4 filings
  • Feb 12, 2016 · D/A · $33,125,000 sold of Indefinite · 10 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 12, 2015 · D/A · $32,125,000 sold of Indefinite · 10 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 14, 2014 · D/A · $11,750,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 22, 2013 · D · $1,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $33.1M from 10 investors as of the latest filing. David is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KP
Pooled Investment Fund · group: Kingsbridge

Kingsbridge Partners Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Feb 29, 2012 → Feb 12, 2016 · 5 filings
  • Feb 12, 2016 · D/A · $49,760,000 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 12, 2015 · D/A · $49,760,000 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 14, 2014 · D/A · $49,760,000 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 15, 2013 · D/A · $49,760,000 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 29, 2012 · D/A · $49,760,000 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗

Raised $49.8M from 5 investors as of the latest filing. David is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KH
Pooled Investment Fund

K2/Highland Overseas Ltd

Road Town, Tortola, Virgin Islands, British (as filed: D8) · Oct 2, 2014 → Oct 20, 2015 · 2 filings
  • Oct 20, 2015 · D/A · $261,842,355 sold of Indefinite · 9 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Oct 2, 2014 · D/A · $265,112,355 sold of Indefinite · 11 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $343.4M from 21 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IE
Pooled Investment Fund · group: Ionic

Ionic Enhanced Strategy Fund Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Sep 10, 2012 → Sep 10, 2015 · 4 filings
  • Sep 10, 2015 · D/A · $750,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 10, 2014 · D/A · $750,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 10, 2013 · D/A · $750,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 10, 2012 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

Raised $750K from 1 investor as of the latest filing. David is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PP
Pooled Investment Fund · group: Protege

PROTEGE PARTNERS (BP) FUND, LTD.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 9, 2013 → Jun 30, 2015 · 3 filings
  • Jun 30, 2015 · D/A · $213,640,000 sold of Indefinite · 1 investors · min. $100,000,000 · role: Director EDGAR ↗
  • Jul 8, 2014 · D/A · $213,640,000 sold of Indefinite · 1 investors · min. $100,000,000 · role: Director EDGAR ↗
  • Jul 9, 2013 · D · $213,640,000 sold of Indefinite · 1 investors · min. $100,000,000 · role: Director EDGAR ↗

Raised $213.6M from 1 investor as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IE
Pooled Investment Fund · group: Ionic

Ionic Event Driven Fund II Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jan 16, 2013 → Jan 12, 2015 · 3 filings
  • Jan 12, 2015 · D/A · $34,185,500 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 10, 2014 · D/A · $34,185,500 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 16, 2013 · D · $9,925,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $34.2M from 3 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TG
Pooled Investment Fund · group: Tiger

TIGER GLOBAL LONG OPPORTUNITIES, LTD.

New York, NY · Oct 11, 2013 → Apr 18, 2014 · 2 filings
  • Apr 18, 2014 · D/A · $265,365,000 sold of Indefinite · 48 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Oct 11, 2013 · D · $265,365,000 sold of Indefinite · 48 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $2.07B from 145 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TG
Pooled Investment Fund · group: Tiger

TIGER GLOBAL, LTD.

New York, NY · Mar 13, 2013 → Apr 18, 2014 · 3 filings
  • Apr 18, 2014 · D/A · $723,455,114 sold of Indefinite · 76 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 13, 2014 · D/A · $723,455,114 sold of Indefinite · 76 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 13, 2013 · D/A · $722,752,437 sold of Indefinite · 75 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $3.5B from 203 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CE
Pooled Investment Fund · group: Capula

Capula European Special Situations Fund (Delaware) (USD) L.P.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Dec 2, 2013
  • Dec 2, 2013 · D · $40,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director (A director of Capula European Special Situations Fund (GP) Limited, the general partner of Capula European Special Situations Fund (GP) LP, the general partner of the issuer.) EDGAR ↗

Raised $40M from 1 investor as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CE
Pooled Investment Fund · group: Capula

Capula European Special Situations Fund (Cayman) (USD) L.P.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Dec 2, 2013
  • Dec 2, 2013 · D · $50,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director (A director of Capula European Special Situations Fund (GP) Limited, the general partner of Capula European Special Situations Fund (GP) LP, the general partner of the issuer.) EDGAR ↗

Raised $50M from 1 investor as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CE
Pooled Investment Fund · group: Capula

Capula European Special Situations Fund (Co-Investment) LP

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Oct 8, 2013
  • Oct 8, 2013 · D · $1,500,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Director (A director of Capula European Special Situations Fund (GP) Limited, the general partner of Capula European Special Situations Fund (GP) LP, the general partner of the issuer.) EDGAR ↗

Raised $1.5M from 3 investors as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AG
Pooled Investment Fund · group: Altima

ALTIMA GLOBAL SPECIAL SITUATIONS FUND LTD

London, United Kingdom (as filed: X0) · Jul 16, 2009 → Jun 25, 2013 · 6 filings
  • Jun 25, 2013 · D/A · $633,096,933 sold of Indefinite · 49 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 29, 2012 · D/A · $722,254,569 sold of Indefinite · 49 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 21, 2011 · D/A · $890,637,261 sold of Indefinite · 59 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 8, 2011 · D/A · $890,637,261 sold of Indefinite · 59 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 8, 2010 · D/A · $854,920,520 sold of Indefinite · 53 investors · min. $50,000 · role: Director EDGAR ↗
  • Jul 16, 2009 · D/A · $2,273,618,953 sold of Indefinite · 259 investors · min. $50,000 · role: Director EDGAR ↗

Raised $2.27B from 259 investors as of the latest filing. David is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

IS
Pooled Investment Fund · group: Ionic

Ionic Select Opportunities Fund Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jun 11, 2010 → Jun 18, 2013 · 4 filings
  • Jun 18, 2013 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 19, 2012 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 20, 2011 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 11, 2010 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. David is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MA
Pooled Investment Fund

Managed Account Investments, SPC

New York, NY · Mar 7, 2011 → Feb 28, 2013 · 3 filings
  • Feb 28, 2013 · D/A · $810,390,059 sold of Indefinite · 4 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 5, 2012 · D/A · $810,390,059 sold of Indefinite · 4 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 7, 2011 · D/A · $731,388,213 sold of Indefinite · 4 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $810.4M from 4 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

IC
Pooled Investment Fund · group: Ionic

Ionic Convertible Fund Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jan 11, 2013
  • Jan 11, 2013 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AO
Pooled Investment Fund · group: Altima

ALTIMA ONE WORLD AGRICULTURE FUND LTD

London, United Kingdom (as filed: X0) · Jul 16, 2009 → Jun 29, 2012 · 3 filings
  • Jun 29, 2012 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 8, 2010 · D/A · $197,312,804 sold of Indefinite · 15 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 16, 2009 · D/A · $690,641,590 sold of Indefinite · 65 investors · min. $100,000 · role: Director EDGAR ↗

Raised $690.6M from 65 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

KE
Pooled Investment Fund · group: Kepos Carbon

Kepos Exotic Beta Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · May 8, 2012
  • May 8, 2012 · D · $40,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $319.8M from 14 investors as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

KA
Pooled Investment Fund · group: Kepos Carbon

Kepos Alpha Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Feb 16, 2011 → Feb 16, 2012 · 2 filings
  • Feb 16, 2012 · D/A · $150,507,716 sold of Indefinite · 16 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 16, 2011 · D · $4,742,830 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗

Raised $1.41B from 94 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AA
Pooled Investment Fund · group: Altima

Altima Agriculture Equity Fund Ltd

London, United Kingdom (as filed: X0) · Jul 25, 2011
  • Jul 25, 2011 · D · $955,544 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $956K from 1 investor as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CL
Pooled Investment Fund

CQS LATIN AMERICAN EQUITY FEEDER FUND Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Jul 16, 2009 → Jul 21, 2011 · 3 filings
  • Jul 21, 2011 · D/A · $15,440,000 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 8, 2010 · D/A · $15,440,000 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 16, 2009 · D/A · $120,845,683 sold of Indefinite · 27 investors · min. $100,000 · role: Director EDGAR ↗

Raised $120.8M from 27 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

DT
Pooled Investment Fund · group: Db Alpamayo Emerging Markets

DB TORUS JAPAN FUND LTD

Grand Cayman, Cayman Islands (as filed: E9) · Mar 16, 2009 → Mar 15, 2011 · 3 filings
  • Mar 15, 2011 · D/A · $11,036,344,484 sold of Indefinite · 73 investors · min. $250,000 · role: Director EDGAR ↗
  • Mar 15, 2010 · D/A · $11,035,602,055 sold of Indefinite · 73 investors · min. $250,000 · role: Director EDGAR ↗
  • Mar 16, 2009 · D/A · $11,035,602,055 sold of Indefinite · 73 investors · min. $250,000 · role: Director EDGAR ↗

Raised $11.04B from 73 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

DA
Pooled Investment Fund · group: Db Alpamayo Emerging Markets

DB ALPAMAYO EMERGING MARKETS VALUE FUND LTD

Grand Cayman, Cayman Islands (as filed: E9) · Mar 16, 2009 → Mar 15, 2011 · 3 filings
  • Mar 15, 2011 · D/A · $253,238,522 sold of Indefinite · 37 investors · min. $500,000 · role: Director EDGAR ↗
  • Mar 15, 2010 · D/A · $250,339,785 sold of Indefinite · 36 investors · min. $500,000 · role: Director EDGAR ↗
  • Mar 16, 2009 · D/A · $236,509,700 sold of Indefinite · 33 investors · min. $500,000 · role: Director EDGAR ↗

Raised $253.2M from 37 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PO
Pooled Investment Fund · group: Protege

Protege Opportunistic Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 10, 2011
  • Mar 10, 2011 · D/A · $499,032,657 sold of Indefinite · 52 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $499M from 52 investors as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

OE
Pooled Investment Fund · group: Two Seas

One East Partners International, Ltd.

Grand Cayman Ky1-1205, Cayman Islands (as filed: E9) · Mar 16, 2010
  • Mar 16, 2010 · D/A · $923,072,665 sold of Indefinite · 115 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $923.1M from 115 investors as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

IC
Pooled Investment Fund · group: Ing Clarion

ING Clarion U.S., Ltd.

Hamilton, Bermuda (as filed: D0) · Feb 25, 2010
  • Feb 25, 2010 · D/A · $34,049,565 sold of Indefinite · 18 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $34M from 18 investors as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AA
Pooled Investment Fund · group: Altima

ALTIMA ASIA FUND LTD

Grand Cayman, Cayman Islands (as filed: E9) · Jul 16, 2009
  • Jul 16, 2009 · D/A · $97,046,341 sold of Indefinite · 3 investors · min. $50,000 · role: Director EDGAR ↗

Raised $97M from 3 investors as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

DR
Pooled Investment Fund · group: Db Alpamayo Emerging Markets

DB RADIX FUND LTD

Grand Cayman, Cayman Islands (as filed: E9) · Mar 16, 2009
  • Mar 16, 2009 · D/A · $137,948,379 sold of Indefinite · 8 investors · min. $250,000 · role: Director EDGAR ↗

Raised $137.9M from 8 investors as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David Sargison — Ireland (as filed: L2), 1 issuer, Jul 28, 2009 → Jul 28, 2009 · no shared issuer

People around David 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

JA
Management entity

John Aspect Capital Limited

Promoter · 92 shared filings (9 issuers)

John Aspect Capital Limited is on 9 issuers in total — a repeat sponsor. Their page lists every one.

IC
Management entity

Ionic Capital Management LLC

Executive Officer, Promoter · 54 shared filings (9 issuers) · also on 16 other issuers

Ionic Capital Management LLC is on 25 issuers in total — a repeat sponsor. Their page lists every one.

KD
Management entity

K2/D&S Management Co., L.L.C.

Executive Officer, Promoter · 36 shared filings (15 issuers) · also on 45 other issuers

K2/D&S Management Co., L.L.C. is on 60 issuers in total — a repeat sponsor. Their page lists every one.

CI
Management entity

Capula Investment Japan Limited

Executive Officer, Promoter · 18 shared filings (5 issuers) · also on 5 other issuers

Capula Investment Japan Limited is on 10 issuers in total — a repeat sponsor. Their page lists every one.

CI
Management entity

Capula Investment Management Asia Limited

Executive Officer, Promoter · 17 shared filings (5 issuers) · also on 3 other issuers

Capula Investment Management Asia Limited is on 8 issuers in total — a repeat sponsor. Their page lists every one.

AF
Management entity

Aspect Fund Management Cayman Limited

Executive Officer, Promoter · 16 shared filings (1 issuer)

Listed on the same filings as David Sargison. Their page shows their other deals.

CI
Management entity

Capula Investment Management LLP

Executive Officer, Promoter · 14 shared filings (5 issuers) · also on 6 other issuers

Capula Investment Management LLP is on 11 issuers in total — a repeat sponsor. Their page lists every one.

CI
Management entity

Capula Investment Management Singapore Pte. Ltd.

Executive Officer, Promoter · 14 shared filings (5 issuers) · also on 4 other issuers

Capula Investment Management Singapore Pte. Ltd. is on 9 issuers in total — a repeat sponsor. Their page lists every one.

CI
Management entity

Capula Investment US LP

Executive Officer, Promoter · 14 shared filings (5 issuers) · also on 3 other issuers

Capula Investment US LP is on 8 issuers in total — a repeat sponsor. Their page lists every one.

IC
Management entity

Ionic Capital Advisors LLC

Executive Officer · 11 shared filings (2 issuers) · also on 14 other issuers

Ionic Capital Advisors LLC is on 16 issuers in total — a repeat sponsor. Their page lists every one.

CD
Management entity

Caledonian Directors Limited

Director · 11 shared filings (3 issuers) · also on 5 other issuers

Caledonian Directors Limited is on 8 issuers in total — a repeat sponsor. Their page lists every one.

HA
Management entity

Horizon Asset Cayman Limited

Executive Officer, Promoter · 10 shared filings (1 issuer)

Listed on the same filings as David Sargison. Their page shows their other deals.

CM
Management entity

Capula Mangement Limited

Executive Officer, Promoter · 10 shared filings (3 issuers)

Listed on the same filings as David Sargison. Their page shows their other deals.

HA
Management entity

Horizon Asset LLP

Promoter · 9 shared filings (1 issuer)

Listed on the same filings as David Sargison. Their page shows their other deals.

CM
Management entity

Capula Management Limited

Executive Officer · 8 shared filings (2 issuers) · also on 8 other issuers

Capula Management Limited is on 10 issuers in total — a repeat sponsor. Their page lists every one.

PP
Management entity

Protege Partners, LLC

Promoter, Executive Officer · 8 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as David Sargison. Their page shows their other deals.

DB
Management entity

Deutsche Bank Trust Company Americas

Executive Officer, Promoter · 7 shared filings (3 issuers) · also on 4 other issuers

Deutsche Bank Trust Company Americas is on 7 issuers in total — a repeat sponsor. Their page lists every one.

IC
Management entity

Ionic Capital Partners LP

Promoter, Executive Officer · 7 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Sargison. Their page shows their other deals.

EL
Management entity

ERIM LLP

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as David Sargison. Their page shows their other deals.

CI
Management entity

Capula Investment US LP

Executive Officer, Promoter · 4 shared filings (4 issuers) · also on 6 other issuers

Capula Investment US LP is on 10 issuers in total — a repeat sponsor. Their page lists every one.

CG
Management entity

Capula General Partner Limited

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as David Sargison. Their page shows their other deals.

EC
Management entity

Element Capital Management LLC

Executive Officer · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Sargison. Their page shows their other deals.

EL
Management entity

ERIM Limited

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as David Sargison. Their page shows their other deals.

SC
Management entity

S. Caledonian Directors Limited

Director · 2 shared filings (1 issuer)

Listed on the same filings as David Sargison. Their page shows their other deals.

CI
Management entity

Capula Investment Managment LLP

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as David Sargison. Their page shows their other deals.

CI
Management entity

Capula Investment Manager LLP

Executive Officer, Promoter · 2 shared filings (2 issuers)

Listed on the same filings as David Sargison. Their page shows their other deals.

JA
Management entity

John Aspect Fund Management Cayman Limited

Executive Officer, Promoter · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Sargison. Their page shows their other deals.

IS
Management entity

Ionic Select Opportunities Partners LP

Promoter · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Sargison. Their page shows their other deals.

PP
Management entity

Protege Partners GP, LLC

Executive Officer, Promoter · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Sargison. Their page shows their other deals.

CC
Management entity

Cedarview Capital Management, LLC

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Sargison. Their page shows their other deals.

CP
Management entity

Cedarview Partners, LP

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Sargison. Their page shows their other deals.

AT
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony Todd

Promoter, Director · 117 shared filings (9 issuers) · also on 8 other issuers

Anthony Todd is on 17 issuers in total — a repeat sponsor. Their page lists every one.

KH
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth Hope

Promoter, Director · 117 shared filings (9 issuers) · also on 8 other issuers

Kenneth Hope is on 17 issuers in total — a repeat sponsor. Their page lists every one.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Martin Lueck

Promoter, Director · 114 shared filings (9 issuers) · also on 8 other issuers

Martin Lueck is on 17 issuers in total — a repeat sponsor. Their page lists every one.

BD
No photo found yet (own website and image search run after this page is viewed)
Person

Barney Dalton

Promoter, Director · 106 shared filings (7 issuers) · also on 4 other issuers

Barney Dalton is on 11 issuers in total — a repeat sponsor. Their page lists every one.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

John Wareham

Promoter, Director · 105 shared filings (6 issuers) · also on 2 other issuers

John Wareham is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Greenwold

Promoter, Director · 101 shared filings (9 issuers) · also on 4 other issuers

Jonathan Greenwold is on 13 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

KA
Sponsor group

K2 Ascent

91 issuers · 415 filings · $18.59B reported sold · 2009–2026

One team, 91 deal companies. David Sargison is listed on 15 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Sargison.

JA
Sponsor group

John Aspect

17 issuers · 183 filings · $3.37B reported sold · 2009–2026

One team, 17 deal companies. David Sargison is listed on 9 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Sargison.

I
Sponsor group

Ionic

27 issuers · 152 filings · $4.81B reported sold · 2009–2026

One team, 27 deal companies. David Sargison is listed on 9 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Sargison.

C
Sponsor group

Capula

15 issuers · 83 filings · $19.9B reported sold · 2010–2026

One team, 15 deal companies. David Sargison is listed on 8 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Sargison.

A
Sponsor group

Altima

7 issuers · 23 filings · $1.07B reported sold · 2009–2013

One team, 7 deal companies. David Sargison is listed on 4 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Sargison.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 34 of the 78 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Capula Tail Risk Fund Ltd, Capula Global Relative Value Fund LTD, Capula Global Relative Value Fund LP, Capula Volatility Opportunities Fund Ltd, K2 Overseas Investors I Ltd, K2 GCM Liquid Quant Macro Fund Ltd., K2 Apollo Credit Fund Ltd., TIGER GLOBAL, LTD., TIGER GLOBAL LONG OPPORTUNITIES, LTD., K2 Custom Solutions Hospital Sisters Fund, Ltd., Ionic Volatility Arbitrage Fund II Ltd., Capula Enhanced Equity Fund Ltd, Cedarview Opportunities I, Ltd., Aspect US Institutional Fund Ltd, K2 Lazard Liquid Convertibles Plus Fund Ltd., Ionic Capital International Ltd, K2 INSTITUTIONAL INVESTORS II LTD, Element Capital Feeder Fund Ltd, K2 IBT Local 710 Pension Plan Defensive Equity Fund Ltd., K2 Theia Fund SP, a segregated portfolio of K2 Chronos Fund SPC, K2 Theseus Fund SP, a segregated portfolio of K2 Chronos Fund SPC, K2 Western Asset Liquid Macro Opportunities Fund Ltd., K2 EMSO Liquid Emerging Market Opportunities Fund Ltd., K2 Custom Solutions NMSUF Fund, Ltd., K2 PHCM Liquid Opportunities Fund Ltd., K2 ILS Fund, Ltd., Ionic Mortgage Fund Ltd., K2 Overseas Long Short Fund Ltd, Ionic Event Driven Fund Ltd., Ionic Volatility Strategies Fund Ltd., Ionic Enhanced Strategy Fund Ltd., Ionic Event Driven Fund II Ltd., Ionic Select Opportunities Fund Ltd., Ionic Convertible Fund Ltd..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Sargison by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 78 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Sargison is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Grand Cayman, E9). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

argentemcreek.com ↗ found on K2 GCM Liquid Quant Macro Fund Ltd. (argentemcreek.com — same registered sponsor family (group "Benefit Street", confidence 0.83); known from issuer CIK 1801756 (adv))

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗Hillsborough County FL Clerk (HOVER) ↗Miami-Dade Clerk online case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗Florida Secretary of State business search ↗OpenCorporates ↗

Change history

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