Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:18 AM ET

Sponsor Check › Person

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David Lam

Named as an officer, director or promoter on SEC Form D filings · CA, GA · Apr 2, 2009 → Sep 14, 2017

4deals (issuers)

$108Mreported sold

118investors

10Form D filings

2009–2017years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: Oct 24, 2026, 2:14 AM ET

The short version

David Lam is listed as a director on 10 SEC Form D filings by 4 issuers between Apr 2009 and Sep 2018: AtScale, Inc. (San Mateo, CA — other technology — 2017; $62.1M reported sold to 35 investors), Swrve Mobile, Inc. (San Francisco, CA — other technology — 2017; $28.5M reported sold to 8 investors), QCEPT TECHNOLOGIES INC (Atlanta, GA — other technology — 2009–2010; $10.4M reported sold to 31 investors) and SnapMD, Inc. (Glendale, CA — other technology — 2016–2018; $7.12M reported sold to 44 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as director, over about 9 years. Across those companies the filings report $108M sold in total.

Listed alongside David Skibinski (5 shared filings), George Tierney (5 shared filings), Doug Campbell (3 shared filings), Andrew Seamons (2 shared filings), Bret Bergman (2 shared filings) and 14 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 23 bankruptcy cases matching the name listed in Key records below.

What this means 23 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 10 public filings for David Lam and found 8 differences, 1 worth asking the sponsor about: Form D filed 84 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Lam has not run yet — it is #17,179 of 51,063 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (checked Oct 24, 2026) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases + SEC administrative proceedings (sec.gov index, 1995-09-19 → 2026-10-23) — last checked Oct 24, 2026, 2:14 AM ET.

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

23 cases: 23 closed (disposition not in docket feed)

David Lam closed

United States Bankruptcy Court, C.D. California · No. 2:20-bk-18175 · Filed Sep 8, 2020 · Closed Dec 15, 2020

Role of David Lam: Debtor · Outcome: Case closed 2020-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)

David Lam and Monica V Lam closed

United States Bankruptcy Court, N.D. California · No. 12-56656 · Filed Sep 8, 2012 · Closed Dec 5, 2012

Role of David Lam and Monica: Plaintiff · Outcome: Case closed 2012-12-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)

David Lam closed

United States Bankruptcy Court, N.D. California · No. 11-61774 · Filed Dec 29, 2011 · Closed Apr 4, 2012

Role of David Lam: Debtor · Outcome: Case closed 2012-04-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)

David Lam closed

United States Bankruptcy Court, C.D. California · No. 8:11-bk-17259 · Filed May 21, 2011 · Closed Oct 21, 2014

Role of David Lam: Debtor · Outcome: Case closed 2014-10-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)

David Lam closed

United States Bankruptcy Court, N.D. California · No. 10-73652 · Filed Nov 29, 2010 · Closed Mar 2, 2011

Role of David Lam: Debtor · Outcome: Case closed 2011-03-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)

David T. Lam closed

United States Bankruptcy Court, N.D. California · No. 10-46633 · Filed Jun 10, 2010 · Closed Aug 19, 2010

Role of David T. Lam: Debtor · Outcome: Case closed 2010-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)

David T. Lam closed

United States Bankruptcy Court, N.D. California · No. 09-44837 · Filed Jun 3, 2009 · Closed Aug 4, 2009

Role of David T. Lam: Debtor · Outcome: Case closed 2009-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)

DAVID LAM and CUC THU HONG closed

United States Bankruptcy Court, D. Nevada · No. 09-16178 · Filed Apr 23, 2009 · Closed Jun 24, 2010

Role of DAVID LAM and CUC THU HONG: Debtor · Outcome: Case closed 2010-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 2 people with this name in Form D filings; court in NV (not a filing state)

David Lam closed

United States Bankruptcy Court, D. Kansas · No. 05-15107 · Filed Aug 17, 2005 · Closed Feb 3, 2006

Role of David Lam: Debtor · Outcome: Case closed 2006-02-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 2 people with this name in Form D filings; court in KS (not a filing state)

DAVID LAM closed

United States Bankruptcy Court, D. Nevada · No. 05-11588 · Filed Mar 7, 2005 · Closed Jun 14, 2005

Role of DAVID LAM: Debtor · Outcome: Case closed 2005-06-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 2 people with this name in Form D filings; court in NV (not a filing state)

David Lam closed

United States Bankruptcy Court, N.D. New York · No. 04-13603 · Filed Jun 2, 2004 · Closed Sep 30, 2004

Role of David Lam: Debtor · Outcome: Case closed 2004-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)

David A Lam and Andrea Lam closed

United States Bankruptcy Court, C.D. California · No. 6:03-bk-16354 · Filed Apr 25, 2003 · Closed Sep 4, 2003

Role of David A Lam and Andrea Lam: Debtor · Outcome: Case closed 2003-09-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)

David Lam and Susan Lam closed

United States Bankruptcy Court, C.D. California · No. 2:02-bk-26881 · Filed Jun 10, 2002 · Closed Jul 12, 2007

Role of David Lam and Susan Lam: Debtor · Outcome: Case closed 2007-07-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)

DAVID LAM and CUC THU HONG closed

United States Bankruptcy Court, D. Nevada · No. 02-16249 · Filed Jun 3, 2002 · Closed Jan 23, 2004

Role of DAVID LAM and CUC THU HONG: Debtor · Outcome: Case closed 2004-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 2 people with this name in Form D filings; court in NV (not a filing state)

David L. Lam closed

United States Bankruptcy Court, D. Maryland · No. 02-55089 · Filed Mar 28, 2002 · Closed Jul 8, 2002

Role of David L. Lam: Debtor · Outcome: Case closed 2002-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 2 people with this name in Form D filings; court in MD (not a filing state)

David J Lam and Lisa K Lam closed

United States Bankruptcy Court, W.D. Virginia · No. 02-00161 · Filed Jan 14, 2002 · Closed Apr 9, 2002

Role of David J Lam and Lisa K Lam: Debtor · Outcome: Case closed 2002-04-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 2 people with this name in Form D filings; court in VA (not a filing state)

David Lam and Loan Hong Chau closed

United States Bankruptcy Court, S.D. California · No. 01-09814 · Filed Sep 21, 2001 · Closed Jan 3, 2002

Role of David Lam and Loan Hong Chau: Debtor · Outcome: Case closed 2002-01-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)

David Lam and Cuc Huynh closed

United States Bankruptcy Court, N.D. California · No. 01-53609 · Filed Jul 20, 2001 · Closed Oct 15, 2001

Role of David Lam and Cuc Huynh: Debtor · Outcome: Case closed 2001-10-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)

David Lam closed

United States Bankruptcy Court, S.D. Ohio · No. 2:01-bk-51981 · Filed Feb 27, 2001 · Closed Feb 19, 2004

Role of David Lam: Debtor · Outcome: Case closed 2004-02-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)

David T Lam closed

United States Bankruptcy Court, W.D. Washington · No. 00-08168 · Filed Aug 17, 2000 · Closed Dec 19, 2000

Role of David T Lam: Debtor · Outcome: Case closed 2000-12-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 2 people with this name in Form D filings; court in WA (not a filing state)

David Lam closed

United States Bankruptcy Court, D. Massachusetts · No. 99-19552 · Filed Dec 2, 1999 · Closed Mar 29, 2000

Role of David Lam: Debtor · Outcome: Case closed 2000-03-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 2 people with this name in Form D filings; court in MA (not a filing state)

David Lam and Dinh T Nguyen closed

United States Bankruptcy Court, C.D. California · No. 9:98-bk-12776 · Filed Jun 8, 1998 · Closed Sep 17, 1998

Role of David Lam and Dinh T Nguyen: Debtor · Outcome: Case closed 1998-09-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)

David J. Lam and Lisa K. Lam closed

United States Bankruptcy Court, W.D. Virginia · No. 93-02524 · Filed Dec 14, 1993 · Closed Mar 28, 1994

Role of David J. Lam and Lisa K. Lam: Debtor · Outcome: Case closed 1994-03-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 2 people with this name in Form D filings; court in VA (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for David Lam — 1 worth asking about (compared 10 filings on Oct 24, 2026)

Worth asking · Jan 8, 2009 – Apr 2, 2009

Form D filed 84 days after the first sale — QCEPT TECHNOLOGIES INC

The filing says the first sale was Jan 8, 2009. The Form D was filed Apr 2, 2009 — 84 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 69 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Apr 2, 2009 ↗QCEPT TECHNOLOGIES INC — PartnerFacts page ↗

Sources

Form D · Apr 2, 2009 ↗ (Apr 2, 2009)
QCEPT TECHNOLOGIES INC — PartnerFacts page ↗ (Aug 12, 2014)

Note · Dec 23, 2009 – Jan 13, 2010

Form D filed 21 days after the first sale — QCEPT TECHNOLOGIES INC

The filing says the first sale was Dec 23, 2009. The Form D was filed Jan 13, 2010 — 21 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 6 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 13, 2010 ↗QCEPT TECHNOLOGIES INC — PartnerFacts page ↗

Sources

Form D · Jan 13, 2010 ↗ (Jan 13, 2010)
QCEPT TECHNOLOGIES INC — PartnerFacts page ↗ (Aug 12, 2014)

Note · Jan 8, 2009 – May 4, 2018

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — SnapMD, Inc. (latest filing May 4, 2018) · No amendment in the last 12 months on an offering that may still be open — Swrve Mobile, Inc. (latest filing Sep 14, 2017) · No amendment in the last 12 months on an offering that may still be open — AtScale, Inc. (latest filing Aug 23, 2017) · No amendment in the last 12 months on an offering that may still be open — SnapMD, Inc. (latest filing Jun 29, 2017) · No amendment in the last 12 months on an offering that may still be open — SnapMD, Inc. (latest filing Jun 30, 2016) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · May 4, 2018 ↗SnapMD, Inc. — PartnerFacts page ↗Form D/A · Sep 14, 2017 ↗Swrve Mobile, Inc. — PartnerFacts page ↗

Sources

Form D · May 4, 2018 ↗ (May 4, 2018)
SnapMD, Inc. — PartnerFacts page ↗ (Sep 27, 2018)
Form D/A · Sep 14, 2017 ↗ (Sep 14, 2017)
Swrve Mobile, Inc. — PartnerFacts page ↗ (Sep 14, 2017)
Form D · Aug 23, 2017 ↗ (Aug 23, 2017)
AtScale, Inc. — PartnerFacts page ↗ (Feb 3, 2026)
Form D · Jun 29, 2017 ↗ (Jun 29, 2017)
Form D · Jun 30, 2016 ↗ (Jun 30, 2016)

Note · Apr 2, 2009 – Jan 13, 2010

Offering amount changed between filings — QCEPT TECHNOLOGIES INC

The Apr 2, 2009 filing says $1,400,000 offered; the Jan 13, 2010 Form D says $11,700,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Apr 2, 2009 ↗Form D (later) · Jan 13, 2010 ↗QCEPT TECHNOLOGIES INC — PartnerFacts page ↗

Sources

Form D (earlier) · Apr 2, 2009 ↗ (Apr 2, 2009)
Form D (later) · Jan 13, 2010 ↗ (Jan 13, 2010)
QCEPT TECHNOLOGIES INC — PartnerFacts page ↗ (Aug 12, 2014)

Note · Apr 2, 2009 – Jan 13, 2010

Minimum investment changed between filings — QCEPT TECHNOLOGIES INC

The Apr 2, 2009 filing lists a minimum of $50,000; the Jan 13, 2010 Form D lists $2,773.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Apr 2, 2009 ↗Form D (later) · Jan 13, 2010 ↗QCEPT TECHNOLOGIES INC — PartnerFacts page ↗

Sources

Form D (earlier) · Apr 2, 2009 ↗ (Apr 2, 2009)
Form D (later) · Jan 13, 2010 ↗ (Jan 13, 2010)
QCEPT TECHNOLOGIES INC — PartnerFacts page ↗ (Aug 12, 2014)

Note · Apr 2, 2009 – May 4, 2018

David Lam is written 2 different ways on the filings

listed as "David Lam" on 8 filings (from Apr 2, 2009), and "David T. Lam" on 2 filings (from May 4, 2018).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Apr 2, 2009 ↗Form D · May 4, 2018 ↗David Lam — PartnerFacts page ↗

Sources

Note · Dec 16, 2013

Same name, different state: "David Lam" (E9) is a separate record

This page covers filings where the address state is CA or GA. A separate record, "David Lam" with address state E9, is listed on 1 filing — most recently by China Ireland Growth Technology Fund, L.P. (Dec 16, 2013). Both records have filings in the same period (Dec 16, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Lam (E9) — PartnerFacts page ↗Form D · Dec 16, 2013 ↗China Ireland Growth Technology Fund, L.P. — PartnerFacts page ↗David Lam (CA,GA) — this page ↗

Sources

David Lam (E9) — PartnerFacts page ↗ (Dec 16, 2013)
Form D · Dec 16, 2013 ↗ (Dec 16, 2013)
China Ireland Growth Technology Fund, L.P. — PartnerFacts page ↗ (Dec 16, 2013)
David Lam (CA,GA) — this page ↗ (Sep 14, 2017)

Note · Apr 2, 2009 – Sep 27, 2018

David Lam is listed with 2 different address states: CA, GA

CA on 9 filings (Apr 2, 2009 to Sep 27, 2018); GA on 1 filing (Jan 13, 2010).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Apr 2, 2009 ↗Form D · Jan 13, 2010 ↗

Sources

Form D · Apr 2, 2009 ↗ (Apr 2, 2009)
Form D · Jan 13, 2010 ↗ (Jan 13, 2010)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 8 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Sep 27, 2018 D SnapMD, Inc. File 021-322344	$0	$0	$0	None listed on this filing	EDGAR ↗
May 4, 2018 D SnapMD, Inc. File 021-311728	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 14, 2017 D/A Swrve Mobile, Inc. File 021-294626	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 23, 2017 D AtScale, Inc. File 021-293338	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 29, 2017 D SnapMD, Inc. File 021-289753	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 17, 2017 D SnapMD, Inc. File 021-278540	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 30, 2016 D SnapMD, Inc. File 021-266146	$0	$0	$0	N/A no CRD number reported	EDGAR ↗
Jan 13, 2010 D QCEPT TECHNOLOGIES INC File 021-52385	$0	$0	$0	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named David Lam on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Technology

SnapMD, Inc.

Glendale, CA · Jun 30, 2016 → Sep 27, 2018 · 5 filings

Sep 27, 2018 · D · $7,124,312 sold of $7,124,312 · 33 investors · min. No minimum reported · role: Director EDGAR ↗
May 4, 2018 · D · $1,673,884 sold of Indefinite · 26 investors · min. No minimum reported · role: Director EDGAR ↗
Jun 29, 2017 · D · $1,205,686 sold of Indefinite · 29 investors · min. No minimum reported · role: Director EDGAR ↗
Jan 17, 2017 · D · $1,750,000 sold of $1,750,000 · 34 investors · min. No minimum reported · role: Director EDGAR ↗
Jun 30, 2016 · D · $1,531,986 sold of $3,299,991 · 34 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $7.12M from 44 investors (100% of the $7.12M target) as of the latest filing. David is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Swrve Mobile, Inc.

San Francisco, CA · Sep 13, 2017 → Sep 14, 2017 · 2 filings

Sep 14, 2017 · D/A · $17,582,983 sold of $28,429,394 · 8 investors · min. $1 · role: Director EDGAR ↗
Sep 13, 2017 · D · $10,738,764 sold of $28,429,394 · 8 investors · min. $1 · role: Director EDGAR ↗

Raised $28.5M from 8 investors (100% of the $28.4M target) as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Other Technology

AtScale, Inc.

San Mateo, CA · Aug 23, 2017

Aug 23, 2017 · D · $14,999,997 sold of $20,000,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $62.1M from 35 investors (100% of the $20M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗

Sources

Other Technology

QCEPT TECHNOLOGIES INC

Atlanta, GA · Apr 2, 2009 → Jan 13, 2010 · 2 filings

Jan 13, 2010 · D · $10,373,737 sold of $11,700,000 · 30 investors · min. $2,773 · role: Director EDGAR ↗
Apr 2, 2009 · D · $1,400,000 sold of $1,400,000 · 4 investors · min. $50,000 · role: Director EDGAR ↗

Raised $10.4M from 31 investors (89% of the $11.7M target) as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

David Lam — Cayman Islands (as filed: E9), 1 issuer, Dec 16, 2013 → Dec 16, 2013 · no shared issuer

People around David 19

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

David Skibinski

Executive Officer, Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Lam. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

George Tierney

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as David Lam. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Doug Campbell

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as David Lam. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Andrew Seamons

Director · 2 shared filings (1 issuer) · also on 5 other issuers

Andrew Seamons is on 6 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Bret Bergman

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as David Lam. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Steven Danyluk

Director · 2 shared filings (1 issuer)

Listed on the same filings as David Lam. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Douglas Campbell

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as David Lam. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Dean Christopher

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as David Lam. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Paul H. O'Neill, Sr.

Director · 2 shared filings (1 issuer)

Listed on the same filings as David Lam. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Erik Smith

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as David Lam. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Henrietta Barnes

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as David Lam. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Kevin Johnson

Director · 1 shared filing (1 issuer) · also on 5 other issuers

Kevin Johnson is on 6 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Markus Mittermaier

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Lam. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Richard Cooko

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Lam. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Ryan Floyd

Director · 1 shared filing (1 issuer) · also on 10 other issuers

Ryan Floyd is on 11 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

David Zilberman

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as David Lam. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

David P Mariani

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as David Lam. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Richard P. Boutin

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Lam. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Richard Cook

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Lam. Their page shows their other deals.

The team behind the deals

Same business address

51 other issuers file from the same address (first 50 shown)

Sunstone Partners IV, LP San Mateo, CA · 2026
Sunstone Partners IV-A, LP San Mateo, CA · 2026
DoneCast, Inc. Glendale, CA · 2026
LMG Partners II LP San Mateo, CA · 2026
PG Fund II - SC, L.P. San Mateo, CA · 2025
ForgePoint Cyber Affiliates Fund III, L.P. San Mateo, CA · 2024
ForgePoint Cybersecurity Fund III, L.P. San Mateo, CA · 2022
PMG Legal, LLC San Mateo, CA · 2023
Niagara Credit Income Fund QP (Tax-Exempt), LP San Mateo, CA · 2019
Niagara Credit Income Fund QP, LP San Mateo, CA · 2019
Niagara Credit Income Fund AI (Tax-Exempt), LP San Mateo, CA · 2019
Niagara Credit Income Fund AI, LP San Mateo, CA · 2019
Panther Plus Growth (Tax Exempt) Feeder II, LP San Mateo, CA · 2023
Panther Plus Income (Tax Exempt) Feeder LP San Mateo, CA · 2023
SUNSTONE PARTNERS EXECUTIVE FUND III, LP San Mateo, CA · 2022
SUNSTONE PARTNERS III-A, LP San Mateo, CA · 2022
SUNSTONE PARTNERS III-MAIN, LP San Mateo, CA · 2022
Niagara Plus Income Fund LP San Mateo, CA · 2020
Niagara Plus Income (Tax Exempt) Feeder LP San Mateo, CA · 2020
Panther Plus Income Fund LP San Mateo, CA · 2022
Zealth, Inc. San Mateo, CA · 2021
ForgePoint Cyber Co-Investors I-F, L.P. San Mateo, CA · 2020
ForgePoint Cyber Co-Investors I-E, L.P. San Mateo, CA · 2020
SUNSTONE PARTNERS EXECUTIVE FUND II, LP San Mateo, CA · 2020
Forgepoint Cybersecurity Fund II, L.P. San Mateo, CA · 2019
ForgePoint Cyber Affiliates Fund II, L.P. San Mateo, CA · 2019
SUNSTONE PARTNERS II, LP San Mateo, CA · 2019
SUNSTONE PARTNERS II-A, LP San Mateo, CA · 2019
Lateral U.S. Credit Opportunities Fund QP, L.P. San Mateo, CA · 2019
Lateral U.S. Credit Opportunities Fund AI, L.P. San Mateo, CA · 2019
ForgePoint Cyber Co-Investors I-D, L.P. San Mateo, CA · 2019
API Investment LLC San Mateo, CA · 2018
API Investment Parallel LLC San Mateo, CA · 2018
Accommodations Plus Technologies Holdings LLC San Mateo, CA · 2018
Trident Cyber Co-Investors I-C, L.P. San Mateo, CA · 2018
Trident Cyber Co-Investors I-B, L.P. San Mateo, CA · 2018
INVENTUS CAPITAL CO-INVEST ANNEX FUND I, L.P. San Mateo, CA · 2017
Actimis Pharmaceuticals Inc San Mateo, CA · 2017
Trident Cyber Affiliates Fund I, L.P. San Mateo, CA · 2017
Trident Capital Cybersecurity Fund I, L.P. San Mateo, CA · 2015
Pure Speed LP Glendale, CA · 2017
Hard Way Out LP Glendale, CA · 2016
Sanderling Ventures VII Annex Fund, L.P. San Mateo, CA · 2016
Vehcon, Inc. Atlanta, GA · 2013
So B. It Limited Partnership Glendale, CA · 2012
BluePointe Ventures TechFund 1, LLC San Mateo, CA · 2014
BluePointe Ventures Reviva, LLC San Mateo, CA · 2014
Sanderling Ventures VII, L.P. San Mateo, CA · 2013
BluePointe Distressed Credit Fund, LLC San Mateo, CA · 2011
Glenborough Ellsworth Investors, LLC San Mateo, CA · 2012

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 4 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Lam by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Lam is listed on: none on file. No website or social profile named in AtScale, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #42,843 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (San Mateo, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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David Lam

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Form D filed 84 days after the first sale — QCEPT TECHNOLOGIES INC

Form D filed 21 days after the first sale — QCEPT TECHNOLOGIES INC

6 offerings have no amendment in the last 12 months and may still be open

Offering amount changed between filings — QCEPT TECHNOLOGIES INC

Minimum investment changed between filings — QCEPT TECHNOLOGIES INC

David Lam is written 2 different ways on the filings

Same name, different state: "David Lam" (E9) is a separate record

David Lam is listed with 2 different address states: CA, GA

5. Money to insiders

Deals 4

People around David 19

The team behind the deals

51 other issuers file from the same address (first 50 shown)

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person