David Kirkpatrick

Bankruptcy case: David A. Griest — filed Feb 17, 2005 · Bankruptcy case: David Griest — filed Sep 19, 2002 · Bankruptcy case: David Griest — filed Dec 3, 2001 · Bankruptcy case: David A. Griest — filed Sep 13, 2000

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

SJF Ventures IVA, LP (last filing Oct 24, 2016; $6,171,100 sold of $125,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

The filing says the first sale was Mar 22, 2016. The Form D was filed Apr 12, 2016 — 21 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 6 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

No amendment in the last 12 months on an offering that may still be open — SJF Ventures V, L.P. (latest filing Dec 8, 2020) · No amendment in the last 12 months on an offering that may still be open — SJF Ventures IV, LP (latest filing Oct 24, 2016) · No amendment in the last 12 months on an offering that may still be open — SJF Ventures IVA, LP (latest filing Oct 24, 2016) · No amendment in the last 12 months on an offering that may still be open — SJF Ventures IIIA, L.P. (latest filing Mar 12, 2013) · No amendment in the last 12 months on an offering that may still be open — SJF Ventures III, L.P. (latest filing Mar 12, 2013) · and 2 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

The Mar 8, 2012 filing says $10,000,000 offered; the Mar 12, 2013 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

The Mar 8, 2012 filing says $65,000,000 offered; the Mar 12, 2013 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

The Mar 8, 2012 filing lists a minimum of $0; the Mar 12, 2013 Form D/A lists $25,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

The Mar 8, 2012 filing lists a minimum of $0; the Mar 12, 2013 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

listed as "David Kirkpatrick" on 9 filings (from Apr 9, 2009), and "David A. Kirkpatrick" on 4 filings (from Mar 8, 2012).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

This page covers filings where the address state is NC. A separate record, "David Kirkpatrick" with address state TX, is listed on 7 filings — most recently by ENTOUCH Controls, Inc. (Jul 12, 2024). Both records have filings in the same period (Nov 14, 2013 to Jul 12, 2024).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is NC. A separate record, "David Kirkpatrick" with address state CA, is listed on 2 filings — most recently by NEXTracker Inc. (Jul 2, 2015). Both records have filings in the same period (Dec 31, 2014 to Jul 2, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is NC. A separate record, "David Kirkpatrick" with address state MA, is listed on 2 filings — most recently by Plymouth Rock Studios Holdings, LLC (Feb 3, 2010). Both records have filings in the same period (Aug 19, 2009 to Feb 3, 2010).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

The people listed on the May 6, 2009 filing give White River Junction, VT; on the Jan 13, 2011 filing they give Washington, DC.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.