PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:55 AM ET

Sponsor Check › Person

David Mitchell

Related person on Form D filings · address state as listed: CA · listed May 13, 2011 → Jul 12, 2017

2issuers
5Form D filings
2011–2017years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:59 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:59 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

Search queued. Results are added automatically; check back later or follow this page to be notified.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:59 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

0 of 5 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $216,000. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Jul 12, 2017 D
File 021-290559
$0$0$216,000 (est.)
Usual and customary compensation for individuals performing executive duties for issuer.
None listed on this filing
EDGAR ↗Oct 18, 2012 D
File 021-185732
$0$0$0None listed on this filing
EDGAR ↗Oct 18, 2012 D
File 021-185733
$0$0$0None listed on this filing
EDGAR ↗Aug 15, 2011 D
File 021-164429
$0$0$0None listed on this filing
EDGAR ↗May 13, 2011 D
File 021-159753
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Watchman Systems, Inc.Executive Officer, Director, PromoterJul 12, 2017D$358,000$188,0004$6,000
EDGAR ↗Spy Inc.DirectorOct 18, 2012D$1,000,000$1,000,0001No minimum reported
EDGAR ↗Spy Inc.DirectorOct 18, 2012D$7,000,000$7,000,0001No minimum reported
EDGAR ↗Spy Inc.DirectorAug 15, 2011DIndefinite$01No minimum reported
EDGAR ↗Spy Inc.DirectorMay 13, 2011D$1,174,999$1,174,9991No minimum reported

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

Market context: not shown for these offerings — fewer than 30 Form D filings in the last 5 years share the offering's industry and exemption, or the exemption claimed is not Rule 506(b)/506(c). No ranking or score.

Other listings under the same name

Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.

  • David Mitchell — address state MI, 12 issuers, Mar 10, 2016 → Jul 1, 2021 · no shared issuer found
  • David Parker Mitchell — address state TX, 2 issuers, Apr 29, 2019 → Sep 30, 2024 · no shared issuer found
  • David C. Mitchell — address state MN, 1 issuer, Jul 18, 2011 → Jul 18, 2011 · no shared issuer found
  • David Mitchell — address state VA, 1 issuer, Jun 25, 2012 → Feb 25, 2013 · no shared issuer found
  • David Mitchell — address state NY, 1 issuer, Apr 3, 2013 → Apr 3, 2013 · no shared issuer found
  • David Mitchell — address state CT, 1 issuer, Jul 21, 2015 → Jul 21, 2015 · no shared issuer found
  • DAVID MITCHELL — address state Ontario, Canada (as filed: A6), 1 issuer, Oct 17, 2022 → Oct 17, 2022 · no shared issuer found
  • DAVID MITCHELL — address state British Columbia, Canada (as filed: A1), 1 issuer, Aug 12, 2025 → Jul 21, 2026 · no shared issuer found
  • David J Mitchell — address state NY, 1 issuer, Dec 31, 2013 → Dec 31, 2013 · no shared issuer found
  • David G. Mitchell — address state TX, 1 issuer, Jul 3, 2019 → Sep 30, 2020 · no shared issuer found

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 14 names on the same filings (0 management entities, 14 people)

People and management entities the issuers listed as related persons on the same Form D filings as David Mitchell. Source: the EDGAR rows in the table above.

  • Michael D. Angel — 4 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • Stephen Roseman — 4 shared filings (1 issuer) · role as listed: Director
  • Harry Casari — 4 shared filings (1 issuer) · role as listed: Director
  • John Pound — 4 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Carol A. Montgomery — 4 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Greg Theiss — 4 shared filings (1 issuer) · role as listed: Director
  • Gregory R. Andrews — 4 shared filings (1 issuer) · role as listed: Director
  • Seth Hamot — 4 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Michael Marckx — 3 shared filings (1 issuer) · role as listed: Executive Officer
  • David Chute — 2 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Fir Greenen — 2 shared filings (1 issuer) · role as listed: Director
  • David Haana — 1 shared filing (1 issuer) · role as listed: Director
  • Robert Aston — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Promoter
  • Roy Hodges — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Promoter

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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