Sponsor Check › Person
Related person on Form D filings · address state as listed: IA · listed Feb 5, 2010 → Jun 14, 2018
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
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State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
11 of 19 offerings report sales commissions totalling $3,971,904; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Jun 14, 2018 D/A File 021-96624 | $56,014 | $0 | $0 (est.) Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | Principal Funds Distributor, Inc. BrokerCheck CRD 43261 ↗ |
| EDGAR ↗ | Jun 14, 2018 D/A File 021-138516 | $7,325 | $0 | $0 (est.) Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | Principal Funds Distributor, Inc. BrokerCheck CRD 43261 ↗ |
| EDGAR ↗ | Jun 14, 2018 D/A File 021-96619 | $97,102 | $0 | $0 (est.) Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering material. | Principal Funds Distributor, Inc. BrokerCheck CRD 43261 ↗ |
| EDGAR ↗ | Jun 14, 2018 D/A File 021-96623 | $285,584 | $0 | $0 (est.) Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | Principal Funds Distributor, Inc. BrokerCheck CRD 43261 ↗ |
| EDGAR ↗ | Jun 14, 2018 D/A File 021-96616 | $56,981 | $0 | $0 (est.) Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | Principal Funds Distributor, Inc. BrokerCheck CRD 43261 ↗ |
| EDGAR ↗ | Jun 14, 2018 D/A File 021-207609 | $0 | $0 | $0 | Principal Funds Distributor, Inc. BrokerCheck CRD 43261 ↗ |
| EDGAR ↗ | Jun 14, 2018 D/A File 021-222495 | $0 | $0 | $0 | Principal Funds Distributor, Inc. BrokerCheck CRD 43261 ↗ |
| EDGAR ↗ | May 15, 2017 D/A File 021-155721 | $0 | $0 | $0 (est.) CUSTOMARY ADVISORY FEES ARE PAID BY THE ISSUER TO THE INVESTMENT MANAGER AS PROVIDED FOR IN THE ISSUER'S OFFERING MATERIALS. | Principal Funds Distributor, Inc. BrokerCheck CRD 43261 ↗ |
| EDGAR ↗ | May 13, 2016 D/A File 021-96615 | $0 | $0 | $0 (est.) Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | Principal Securities, Inc. BrokerCheck CRD 1137 ↗ |
| EDGAR ↗ | May 13, 2016 D/A File 021-96620 | $756,202 | $0 | $0 (est.) Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | Principal Securities, Inc. BrokerCheck CRD 1137 ↗ |
| EDGAR ↗ | May 13, 2016 D/A File 021-96621 | $0 | $0 | $0 (est.) Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | Principal Securities, Inc. BrokerCheck CRD 1137 ↗ |
| EDGAR ↗ | May 13, 2016 D/A File 021-115882 | $2,368,327 | $0 | $0 (est.) Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering documents. | Principal Securities, Inc. BrokerCheck CRD 1137 ↗ |
| EDGAR ↗ | May 13, 2016 D/A File 021-96614 | $16,302 | $0 | $0 (est.) Customary advisory fees are paid by the Issuer to the Investment Mangager as provided for in the Issuer's offering materials. | Principal Securities, Inc. BrokerCheck CRD 1137 ↗ |
| EDGAR ↗ | May 13, 2016 D/A File 021-96617 | $47,072 | $0 | $0 (est.) Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | Principal Securities, Inc. BrokerCheck CRD 1137 ↗ |
| EDGAR ↗ | May 13, 2016 D/A File 021-117091 | $275,281 | $0 | $0 (est.) Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | Principal Securities, Inc. BrokerCheck CRD 1137 ↗ |
| EDGAR ↗ | May 13, 2016 D/A File 021-208187 | $5,714 (est.) | $0 | $0 | Principal Securities, Inc. BrokerCheck CRD 1137 ↗ |
| EDGAR ↗ | Feb 23, 2011 D/A File 021-115881 | $0 | $0 | $0 (est.) Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering material. | Princor Financial Services Corporation BrokerCheck CRD 1137 ↗ |
| EDGAR ↗ | Feb 10, 2011 D File 021-155171 | $0 | $0 | $0 CUSTOMARY ADVISORY FEES ARE PAID BY THE ISSUER TO THE INVESTMENT MANAGER AS PROVIDED FOR IN THE ISSUER'S OFFERING MATERIALS. | PRINCOR FINANCIAL SERVICES CORPORATION BrokerCheck CRD 1137 ↗ |
| EDGAR ↗ | Feb 5, 2010 D File 021-138515 | $0 | $0 | $0 (est.) Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuers offering materials. | Princor Financial Services Corporation BrokerCheck CRD 1137 ↗ |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Ultra Short Enhanced Yield Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the issuer. | Jun 14, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $35,001,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Real Estate Securities Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | Jun 14, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $75,988,593 | 12 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Preferred Securities Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | Jun 14, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $154,092,173 | 10 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | International Property Securities Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | Jun 14, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $40,232,874 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | International Growth Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | Jun 14, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $144,851,841 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | High Yield Fixed Income Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | Jun 14, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $36,737,115 | 10 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | International Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | Jun 14, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $213,026,248 | 11 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ENHANCED CMBS FUND, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director DIRECTOR AND EXECUTIVE OFFICER OF PRINCIPAL GLOBAL INVESTORS, THE INVESTMENT MANAGER AND PROMOTER OF THE ISSUER | May 15, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $70,524,396 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | International Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | May 15, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $213,026,248 | 11 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | International Property Securities Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | May 15, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $35,681,774 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Preferred Securities Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | May 15, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $118,812,173 | 10 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Real Estate Securities Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | May 15, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $71,439,693 | 12 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | High Yield Fixed Income Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | May 15, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $36,585,115 | 10 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | International Growth Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | May 15, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $144,851,841 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Ultra Short Enhanced Yield Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the issuer. | May 15, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $35,001,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Emerging Markets Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | May 13, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $137,389,156 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ENHANCED CMBS FUND, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director DIRECTOR AND EXECUTIVE OFFICER OF PRINCIPAL GLOBAL INVESTORS, THE INVESTMENT MANAGER AND PROMOTER OF THE ISSUER | May 13, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $65,661,681 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | High Quality Fixed Income Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | May 13, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $138,773,726 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | International Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | May 13, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $213,026,248 | 11 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | International Growth Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | May 13, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $144,851,841 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | International Property Securities Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | May 13, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $26,576,056 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Mid Cap Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer. | May 13, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,043,000 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Large Cap Growth Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director DIRECTOR AND EXECUTIVE OFFICER OF PRINCIPAL GLOBAL INVESTORS, THE INVESTMENT MANAGER OF THE ISSUER | May 13, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $58,017,848 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Real Estate Securities Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | May 13, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,173,087 | 12 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Small-Cap Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | May 13, 2016 | D/A | Indefinite | $8,219,559 | 6 | No minimum reported |
| EDGAR ↗ | Small-Cap Growth Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | May 13, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $213,075,944 | 15 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Ultra Short Enhanced Yield Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the issuer. | May 13, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $35,001,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | US Select Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director DIRECTOR AND EXECUTIVE OFFICER OF PRINCIPAL GLOBAL INVESTORS, THE INVESTMENT MANAGER OF THE ISSUER | May 13, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $29,705,213 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Value Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | May 13, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $37,800,752 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | High Yield Fixed Income Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | May 13, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $36,585,115 | 10 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Preferred Securities Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | May 13, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $77,937,173 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Ultra Short Enhanced Yield Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the issuer. | May 5, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $35,001,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Value Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | May 5, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $37,800,752 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | US Select Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director DIRECTOR AND EXECUTIVE OFFICER OF PRINCIPAL GLOBAL INVESTORS, THE INVESTMENT MANAGER OF THE ISSUER | May 5, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $29,705,213 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Small-Cap Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | May 5, 2015 | D/A | Indefinite | $3,900,000 | 6 | No minimum reported |
| EDGAR ↗ | Real Estate Securities Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | May 5, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $29,466,037 | 11 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Large Cap Growth Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director DIRECTOR AND EXECUTIVE OFFICER OF PRINCIPAL GLOBAL INVESTORS, THE INVESTMENT MANAGER OF THE ISSUER | May 5, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $58,016,848 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | International Growth Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | May 5, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $144,851,841 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Emerging Markets Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | May 5, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $137,389,156 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | High Yield Fixed Income Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | Apr 29, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $36,585,115 | 10 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | International Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | Apr 29, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $212,957,748 | 11 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | International Property Securities Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | Apr 29, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $24,647,056 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Mid Cap Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer. | Apr 29, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,043,000 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Preferred Securities Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | Apr 29, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $28,605,173 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Small-Cap Growth Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | Apr 29, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $197,879,944 | 15 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | High Quality Fixed Income Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | Apr 29, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $138,545,726 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ENHANCED CMBS FUND, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director DIRECTOR AND EXECUTIVE OFFICER OF PRINCIPAL GLOBAL INVESTORS, THE INVESTMENT MANAGER AND PROMOTER OF THE ISSUER | Apr 29, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $59,561,893 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ENHANCED CMBS FUND, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director DIRECTOR AND EXECUTIVE OFFICER OF PRINCIPAL GLOBAL INVESTORS, THE INVESTMENT MANAGER AND PROMOTER OF THE ISSUER | Dec 18, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $59,561,893 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Large Cap Growth Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director DIRECTOR AND EXECUTIVE OFFICER OF PRINCIPAL GLOBAL INVESTORS, THE INVESTMENT MANAGER OF THE ISSUER | Dec 18, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $58,016,848 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Value Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | Dec 18, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $37,800,752 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | US Select Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director DIRECTOR AND EXECUTIVE OFFICER OF PRINCIPAL GLOBAL INVESTORS, THE INVESTMENT MANAGER OF THE ISSUER | Dec 18, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $29,705,213 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | International Property Securities Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | Dec 18, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $19,281,306 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | International Growth Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | Dec 18, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $144,851,841 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Emerging Markets Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | Dec 18, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $137,389,156 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Small-Cap Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | Dec 18, 2014 | D/A | Indefinite | $3,900,000 | 6 | No minimum reported |
| EDGAR ↗ | Mid Cap Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer. | Dec 18, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,043,000 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Preferred Securities Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | Dec 18, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $13,311,173 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Ultra Short Enhanced Yield Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the issuer. | Aug 7, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $35,001,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | High Yield Fixed Income Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | Feb 24, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $30,739,115 | 10 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Real Estate Securities Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | Feb 24, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $29,466,037 | 11 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | High Quality Fixed Income Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | Feb 24, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $135,285,726 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Small-Cap Growth Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | Feb 24, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $197,700,944 | 15 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | International Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | Feb 21, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $175,812,102 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Mid Cap Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer. | Dec 18, 2013 | D | Indefinite similar: $155,000–$5,250,000 | $1,367,220 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Preferred Securities Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | Dec 9, 2013 | D | Indefinite similar: $155,000–$5,250,000 | $9,834,755 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Emerging Markets Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | Feb 22, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $137,389,156 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ENHANCED CMBS FUND, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director DIRECTOR AND EXECUTIVE OFFICER OF PRINCIPAL GLOBAL INVESTORS, THE INVESTMENT MANAGER AND PROMOTER OF THE ISSUER | Feb 22, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $59,561,893 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | US Select Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director DIRECTOR AND EXECUTIVE OFFICER OF PRINCIPAL GLOBAL INVESTORS, THE INVESTMENT MANAGER OF THE ISSUER | Feb 22, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $29,705,213 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Value Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | Feb 22, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $37,800,752 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | International Property Securities Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | Feb 22, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,411,306 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | High Yield Fixed Income Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | Feb 22, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $17,973,341 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | High Quality Fixed Income Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | Feb 22, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $121,932,930 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | International Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | Feb 22, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $175,812,102 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Small-Cap Growth Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | Feb 22, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $135,900,944 | 15 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Large Cap Growth Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director DIRECTOR AND EXECUTIVE OFFICER OF PRINCIPAL GLOBAL INVESTORS, THE INVESTMENT MANAGER OF THE ISSUER | Feb 22, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $58,016,848 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | International Growth Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | Feb 22, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $144,851,841 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Real Estate Securities Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | Feb 22, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $19,398,941 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Small-Cap Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director and Executive Officer of Principal Global Investors, the Investment Manager of the Issuer | Feb 22, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,900,000 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Value Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director of Principal Global Investors, the Investment Manager of the Issuer | Mar 1, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $37,800,752 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | US Select Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director DIRECTOR OF PRINCIPAL GLOBAL INVESTORS, THE INVESTMENT MANAGER OF THE ISSUER | Mar 1, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $29,705,213 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Small-Cap Growth Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director of Principal Global Investors, the Investment Manager of the Issuer | Mar 1, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $110,029,944 | 14 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Small-Cap Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director of Principal Global Investors, the Investment Manager of the Issuer | Mar 1, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,900,000 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Real Estate Securities Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director of Principal Global Investors, the Investment Manager of the Issuer | Mar 1, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $19,398,941 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Large Cap Growth Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director DIRECTOR OF PRINCIPAL GLOBAL INVESTORS, THE INVESTMENT MANAGER OF THE ISSUER | Mar 1, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $58,016,848 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | International Property Securities Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director of Principal Global Investors, the Investment Manager of the Issuer | Mar 1, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,411,306 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | International Growth Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director of Principal Global Investors, the Investment Manager of the Issuer | Mar 1, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $144,851,841 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | International Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director of Principal Global Investors, the Investment Manager of the Issuer | Mar 1, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $171,709,764 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | High Yield Fixed Income Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director of Principal Global Investors, the Investment Manager of the Issuer | Mar 1, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $17,973,341 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | High Quality Fixed Income Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director of Principal Global Investors, the Investment Manager of the Issuer | Mar 1, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $72,118,825 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ENHANCED CMBS FUND, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director DIRECTOR OF PRINCIPAL GLOBAL INVESTORS, THE INVESTMENT MANAGER AND PROMOTER OF THE ISSUER | Mar 1, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $59,561,893 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Emerging Markets Equity Fund, a series of Principal Global Investors Trust group: Pepf | Executive Officer, Director Director of Principal Global Investors, the Investment Manager of the Issuer | Mar 1, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $137,389,156 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | International Equity Fund, a series of Principal Global Investors Trust group: Pepf | Director Director of Principal Global Investors, the Investment Manager of the Issuer | Apr 12, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $174,933,145 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Value Equity Fund, a series of Principal Global Investors Trust group: Pepf | Director Director of Principal Global Investors, the Investment Manager of the Issuer | Feb 23, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $33,650,752 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Small-Cap Growth Equity Fund, a series of Principal Global Investors Trust group: Pepf | Director Director of Principal Global Investors, the Investment Manager of the Issuer | Feb 23, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $39,148,185 | 10 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Real Estate Securities Fund, a series of Principal Global Investors Trust group: Pepf | Director Director of Principal Global Investors, the Investment Manager of the Issuer | Feb 23, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $16,458,941 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Small-Cap Equity Fund, a series of Principal Global Investors Trust group: Pepf | Director Director of Principal Global Investors, the Investment Manager of the Issuer | Feb 23, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,500,000 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ENHANCED CMBS FUND, a series of Principal Global Investors Trust group: Pepf | Director DIRECTOR OF PRINCIPAL GLOBAL INVESTORS, THE INVESTMENT MANAGER AND PROMOTER OF THE ISSUER | Feb 23, 2011 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | High Quality Fixed Income Fund, a series of Principal Global Investors Trust group: Pepf | Director Director of Principal Global Investors, the Investment Manager of the Issuer | Feb 23, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $64,218,825 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | High Yield Fixed Income Fund, a series of Principal Global Investors Trust group: Pepf | Director Director of Principal Global Investors, the Investment Manager of the Issuer | Feb 23, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $15,573,341 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | International Growth Equity Fund, a series of Principal Global Investors Trust group: Pepf | Director Director of Principal Global Investors, the Investment Manager of the Issuer | Feb 23, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $144,851,841 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | International Property Securities Fund, a series of Principal Global Investors Trust group: Pepf | Director Director of Principal Global Investors, the Investment Manager of the Issuer | Feb 23, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,411,306 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | INTERNATIONAL VALUE EQUITY FUND, a series of Principal Global Investors Trust group: Pepf | Director Director of Principal Global Investors, the Investment Manager of the Issuer | Feb 23, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | US Select Equity Fund, a series of Principal Global Investors Trust group: Pepf | Director DIRECTOR OF PRINCIPAL GLOBAL INVESTORS, THE INVESTMENT MANAGER OF THE ISSUER | Feb 23, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $24,305,213 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Large Cap Growth Equity Fund, a series of Principal Global Investors Trust group: Pepf | Director DIRECTOR OF PRINCIPAL GLOBAL INVESTORS, THE INVESTMENT MANAGER OF THE ISSUER | Feb 23, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $53,866,848 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Emerging Markets Equity Fund, a series of Principal Global Investors Trust group: Pepf | Director Director of Principal Global Investors, the Investment Manager of the Issuer | Feb 22, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $137,306,156 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ENHANCED CMBS FUND, a series of Principal Global Investors Trust group: Pepf | Director DIRECTOR OF PRINCIPAL GLOBAL INVESTORS, THE INVESTMENT MANAGER AND PROMOTER OF THE ISSUER | Feb 10, 2011 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Emerging Markets Equity Fund, a series of Principal Global Investors Trust group: Pepf | Director Director of Principal Global Investors, the Investment Manager of the Issuer | Feb 5, 2010 | D | Indefinite similar: $155,000–$5,250,000 | $129,976,278 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | High Quality Fixed Income Fund, a series of Principal Global Investors Trust group: Pepf | Director Director of Principal Global Investors, the Investment Manager of the Issuer | Feb 5, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $62,576,217 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | High Yield Fixed Income Fund, a series of Principal Global Investors Trust group: Pepf | Director Director of Principal Global Investors, the Investment Manager of the Issuer | Feb 5, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $14,500,000 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | International Equity Fund, a series of Principal Global Investors Trust group: Pepf | Director Director of Principal Global Investors, the Investment Manager of the Issuer | Feb 5, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $165,109,764 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | International Growth Equity Fund, a series of Principal Global Investors Trust group: Pepf | Director Director of Principal Global Investors, the Investment Manager of the Issuer | Feb 5, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $143,851,841 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | International Property Securities Fund, a series of Principal Global Investors Trust group: Pepf | Director Director of Principal Global Investors, the Investment Manager of the Issuer | Feb 5, 2010 | D | Indefinite similar: $155,000–$5,250,000 | $1,104,306 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | INTERNATIONAL VALUE EQUITY FUND, a series of Principal Global Investors Trust group: Pepf | Director Director of Principal Global Investors, the Investment Manager of the Issuer | Feb 5, 2010 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Investment Grade CMBS Fund, a series of Principal Global Investors Trust group: Pepf | Director DIRECTOR OF PRINCIPAL GLOBAL INVESTORS, THE INVESTMENT MANAGER OF THE ISSUER | Feb 5, 2010 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | US Select Equity Fund, a series of Principal Global Investors Trust group: Pepf | Director DIRECTOR OF PRINCIPAL GLOBAL INVESTORS, THE INVESTMENT MANAGER OF THE ISSUER | Feb 5, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $23,579,280 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Large Cap Growth Equity Fund, a series of Principal Global Investors Trust group: Pepf | Director DIRECTOR OF PRINCIPAL GLOBAL INVESTORS, THE INVESTMENT MANAGER OF THE ISSUER | Feb 5, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $49,866,848 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Real Estate Securities Fund, a series of Principal Global Investors Trust group: Pepf | Director Director of Principal Global Investors, the Investment Manager of the Issuer | Feb 5, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $16,458,941 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Small-Cap Equity Fund, a series of Principal Global Investors Trust group: Pepf | Director Director of Principal Global Investors, the Investment Manager of the Issuer | Feb 5, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $5,818,559 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Small-Cap Growth Equity Fund, a series of Principal Global Investors Trust group: Pepf | Director Director of Principal Global Investors, the Investment Manager of the Issuer | Feb 5, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,500,000 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Value Equity Fund, a series of Principal Global Investors Trust group: Pepf | Director Director of Principal Global Investors, the Investment Manager of the Issuer | Feb 5, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $33,650,031 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as David Michael Blake. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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