Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:52 AM ET

Sponsor Check › Person

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DAVID M. MCGOVERN

Named as an officer, director or promoter on SEC Form D filings · CA · Oct 6, 2009 → Jun 26, 2025

20deals (issuers)

$1.77Breported sold

206investors

24Form D filings

2009–2025years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

DAVID M. MCGOVERN is listed as an executive officer and promoter on 24 SEC Form D filings by 20 issuers between Oct 2009 and Jun 2025. Largest by amount reported sold: MARLIN HERITAGE EUROPE III, SCSP (Hermosa Beach, CA — pooled investment fund — 2023–2024; $750.1M reported sold to 68 investors), Marlin Equity III, L.P. (El Segundo, CA — pooled investment fund — 2009; $650M reported sold to 69 investors), MARLIN HERITAGE EUROPE, L.P. (Hermosa Beach, CA — pooled investment fund — 2016; $360.8M reported sold to 33 investors), Marlin Executive Fund IV, L.P. (Hermosa Beach, CA — investing — 2013; $5.04M reported sold to 18 investors), Marlin Heritage Executive Fund, L.P. (Hermosa Beach, CA — investing — 2014; $2.3M reported sold to 18 investors) and 15 more (all listed below).

What this means That is a lot of deals — 20 separate companies raised money with this person listed as executive officer and promoter, over about 16 years. Across those companies the filings report $1.77B sold in total.

Listed alongside Robb Curtis Warwick (2 shared filings) and Peter Spasov (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around DAVID. Each name links to their own page.

All 20 issuers belong to the sponsor group Marlin Heritage (20 issuers, $1.77B reported sold, 2009–2025).

What this means A sponsor group is one team that sets up a new company for each deal. Marlin Heritage has 20 companies on file and $1.77B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 15 bankruptcy cases matching the name listed in Key records below.

What this means 15 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 24 public filings for DAVID M. MCGOVERN and found 8 differences, 2 worth asking the sponsor about: DAVID M. MCGOVERN appears on 9 deals that stopped filing before reaching their target; Paid seller listed without a CRD number: EVERCORE PARTNERS INTERNATIONAL LLP; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for DAVID M. MCGOVERN has not run yet — it is joining a line of 42,696 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched DAVID M. MCGOVERN..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

15 cases: 2 open, 13 closed (disposition not in docket feed)

David McGovern open

United States Bankruptcy Court, E.D. New York · No. 8-26-72040 · Filed May 21, 2026

Role of David McGovern: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 30 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)

David McGovern open

United States Bankruptcy Court, E.D. New York · No. 8-25-73753 · Filed Sep 29, 2025

Role of David McGovern: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 30 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)

David P McGovern closed

United States Bankruptcy Court, D. Massachusetts · No. 12-15528 · Filed Jun 28, 2012 · Closed Oct 9, 2012

Role of David P McGovern: Debtor · Outcome: Case closed 2012-10-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 30 federal dockets); 2 people with this name in Form D filings; court in MA (not a filing state); middle initial differs

David L McGovern closed

United States Bankruptcy Court, D. Minnesota · No. 10-37383 · Filed Oct 11, 2010 · Closed Jan 7, 2014

Role of David L McGovern: Debtor · Outcome: Case closed 2014-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 30 federal dockets); 2 people with this name in Form D filings; court in MN (not a filing state); middle initial differs

David McGovern closed

United States Bankruptcy Court, D. Massachusetts · No. 09-31753 · Filed Oct 2, 2009 · Closed Jan 20, 2010

Role of David McGovern: Debtor · Outcome: Case closed 2010-01-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 30 federal dockets); 2 people with this name in Form D filings; court in MA (not a filing state)

David J. McGovern closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 09-25378 · Filed Jul 22, 2009 · Closed Dec 11, 2009

Role of David J. McGovern: Debtor · Outcome: Case closed 2009-12-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 30 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state); middle initial differs

David P McGovern and Elaine M McGovern closed

United States Bankruptcy Court, W.D. New York · No. 2-08-22722 · Filed Oct 21, 2008 · Closed Mar 6, 2009

Role of David P McGovern and Elaine M McGovern: Debtor · Outcome: Case closed 2009-03-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 30 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state); middle initial differs

David Mcgovern, SR closed

United States Bankruptcy Court, N.D. Illinois · No. 06-07780 · Filed Jul 1, 2006 · Closed Jun 26, 2008

Role of David Mcgovern, SR: Debtor · Outcome: Case closed 2008-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 30 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)

David McGovern closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 05-10614 · Filed Jan 14, 2005 · Closed May 5, 2005

Role of David McGovern: Debtor · Outcome: Case closed 2005-05-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 30 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)

David P. McGovern closed

United States Bankruptcy Court, D. Massachusetts · No. 02-12678 · Filed Apr 12, 2002 · Closed Aug 30, 2002

Role of David P. McGovern: Debtor · Outcome: Case closed 2002-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 30 federal dockets); 2 people with this name in Form D filings; court in MA (not a filing state); middle initial differs

David A. McGovern closed

United States Bankruptcy Court, D. Maine · No. 01-20314 · Filed Mar 16, 2001 · Closed Oct 30, 2001

Role of David A. McGovern: Debtor · Outcome: Case closed 2001-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 30 federal dockets); 2 people with this name in Form D filings; court in ME (not a filing state); middle initial differs

David W. McGovern closed

United States Bankruptcy Court, D. Massachusetts · No. 01-40521 · Filed Jan 29, 2001 · Closed Dec 16, 2002

Role of David W. McGovern: Debtor · Outcome: Case closed 2002-12-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 30 federal dockets); 2 people with this name in Form D filings; court in MA (not a filing state); middle initial differs

David Mcgovern, SR and Susan Mcgovern closed

United States Bankruptcy Court, N.D. Illinois · No. 00-08062 · Filed Mar 16, 2000 · Closed Jun 30, 2000

Role of David Mcgovern, SR: Debtor · Outcome: Case closed 2000-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 30 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)

David M. McGovern and Kimberly A. McGovern closed

United States Bankruptcy Court, W.D. Kentucky · No. 98-40988 · Filed Jul 7, 1998 · Closed Jun 3, 1999

Role of David M. McGovern and Kimberly A. McGovern: Debtor · Outcome: Case closed 1999-06-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 30 federal dockets); 2 people with this name in Form D filings; court in KY (not a filing state)

David J. McGovern and Victoria D. McGovern closed

United States Bankruptcy Court, D. New Jersey · No. 96-35483 · Filed Jun 25, 1996 · Closed Oct 17, 1996

Role of David J. McGovern and Victoria D. McGovern: Debtor · Outcome: Case closed 1996-10-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 30 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state); middle initial differs

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for DAVID M. MCGOVERN — 2 worth asking about (compared 24 filings on Oct 24, 2026)

Worth asking · Apr 9, 2013 – Sep 30, 2021

DAVID M. MCGOVERN appears on 9 deals that stopped filing before reaching their target

MARLIN HERITAGE III, L.P. (last filing Sep 30, 2021; $0 sold of $900,000,000); MARLIN HERITAGE III-A, L.P. (last filing Sep 30, 2021; $0 sold of $900,000,000); MARLIN HERITAGE EUROPE II, L.P. (last filing Jul 1, 2020; $0 sold of $715,000,000); MARLIN EQUITY V-A, L.P. (last filing Mar 8, 2017; $0 sold of $2,500,000,000); MARLIN HERITAGE II, L.P. (last filing Mar 8, 2017; $0 sold of $750,000,000); MARLIN EQUITY V, L.P. (last filing Mar 8, 2017; $0 sold of $2,500,000,000); and 3 more. Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

MARLIN HERITAGE III, L.P. — PartnerFacts page ↗MARLIN HERITAGE III-A, L.P. — PartnerFacts page ↗MARLIN HERITAGE EUROPE II, L.P. — PartnerFacts page ↗MARLIN EQUITY V-A, L.P. — PartnerFacts page ↗

Sources

MARLIN HERITAGE III, L.P. — PartnerFacts page ↗ (Sep 30, 2021)
MARLIN HERITAGE III-A, L.P. — PartnerFacts page ↗ (Sep 30, 2021)
MARLIN HERITAGE EUROPE II, L.P. — PartnerFacts page ↗ (Jul 1, 2020)
MARLIN EQUITY V-A, L.P. — PartnerFacts page ↗ (Mar 8, 2017)
MARLIN HERITAGE II, L.P. — PartnerFacts page ↗ (Mar 8, 2017)
MARLIN EQUITY V, L.P. — PartnerFacts page ↗ (Mar 8, 2017)

Worth asking · Oct 6, 2022

Paid seller listed without a CRD number: EVERCORE PARTNERS INTERNATIONAL LLP — MARLIN STRATEGIC OPPORTUNITIES I, L.P.

EVERCORE PARTNERS INTERNATIONAL LLP is listed as receiving sales compensation on 1 filing (Oct 6, 2022) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Oct 6, 2022 ↗BrokerCheck search: EVERCORE PARTNERS INTERNATIONAL LLP ↗MARLIN STRATEGIC OPPORTUNITIES I, L.P. — PartnerFacts page ↗

Sources

Form D · Oct 6, 2022 ↗ (Oct 6, 2022)
BrokerCheck search: EVERCORE PARTNERS INTERNATIONAL LLP ↗
MARLIN STRATEGIC OPPORTUNITIES I, L.P. — PartnerFacts page ↗ (Oct 6, 2022)

Note · Sep 29, 2023 – Sep 27, 2024

No amendment in the last 12 months on an offering that may still be open — MARLIN HERITAGE EUROPE III, SCSP (latest filing Sep 27, 2024)

The latest filing for this offering is dated Sep 27, 2024 (first sale Sep 29, 2023). It reports $750,142,832 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Sep 27, 2024 ↗MARLIN HERITAGE EUROPE III, SCSP — PartnerFacts page ↗

Sources

Form D/A · Sep 27, 2024 ↗ (Sep 27, 2024)
MARLIN HERITAGE EUROPE III, SCSP — PartnerFacts page ↗ (Sep 27, 2024)

Note · Jul 6, 2016 – Jul 20, 2016

Offering amount changed between filings — MARLIN HERITAGE EUROPE, L.P.

The Jul 6, 2016 filing says $222,000,000 offered; the Jul 20, 2016 Form D/A says $360,750,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jul 6, 2016 ↗Form D/A (later) · Jul 20, 2016 ↗MARLIN HERITAGE EUROPE, L.P. — PartnerFacts page ↗

Sources

Form D (earlier) · Jul 6, 2016 ↗ (Jul 6, 2016)
Form D/A (later) · Jul 20, 2016 ↗ (Jul 20, 2016)
MARLIN HERITAGE EUROPE, L.P. — PartnerFacts page ↗ (Jul 20, 2016)

Note · Oct 6, 2009 – Dec 11, 2009

Offering amount changed between filings — Marlin Equity III, L.P.

The Oct 6, 2009 filing says $450,000,000 offered; the Dec 11, 2009 Form D/A says $650,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Oct 6, 2009 ↗Form D/A (later) · Dec 11, 2009 ↗Marlin Equity III, L.P. — PartnerFacts page ↗

Sources

Form D (earlier) · Oct 6, 2009 ↗ (Oct 6, 2009)
Form D/A (later) · Dec 11, 2009 ↗ (Dec 11, 2009)
Marlin Equity III, L.P. — PartnerFacts page ↗ (Dec 11, 2009)

Note · Oct 6, 2009 – Dec 11, 2009

Minimum investment changed between filings — Marlin Equity III, L.P.

The Oct 6, 2009 filing lists a minimum of $0; the Dec 11, 2009 Form D/A lists $500,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Oct 6, 2009 ↗Form D/A (later) · Dec 11, 2009 ↗Marlin Equity III, L.P. — PartnerFacts page ↗

Sources

Form D (earlier) · Oct 6, 2009 ↗ (Oct 6, 2009)
Form D/A (later) · Dec 11, 2009 ↗ (Dec 11, 2009)
Marlin Equity III, L.P. — PartnerFacts page ↗ (Dec 11, 2009)

Note · Oct 6, 2009 – Apr 9, 2013

DAVID M. MCGOVERN is written 2 different ways on the filings

listed as "David M. McGovern" on 20 filings (from Oct 6, 2009), and "David Mcgovern" on 4 filings (from Apr 9, 2013).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Oct 6, 2009 ↗Form D · Apr 9, 2013 ↗DAVID M. MCGOVERN — PartnerFacts page ↗

Sources

Note · Jul 21, 2023 – Sep 30, 2026

Same name, different state: "David McGovern" (L2) is a separate record

This page covers filings where the address state is CA. A separate record, "David McGovern" with address state L2, is listed on 3 filings — most recently by Exponent Ireland, ILP (Sep 30, 2026). Both records have filings in the same period (Jul 21, 2023 to Jun 26, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David McGovern (L2) — PartnerFacts page ↗Form D · Sep 30, 2026 ↗Exponent Ireland, ILP — PartnerFacts page ↗DAVID M. MCGOVERN (CA) — this page ↗

Sources

David McGovern (L2) — PartnerFacts page ↗ (Sep 30, 2026)
Form D · Sep 30, 2026 ↗ (Sep 30, 2026)
Exponent Ireland, ILP — PartnerFacts page ↗ (Sep 30, 2026)
DAVID M. MCGOVERN (CA) — this page ↗ (Jun 26, 2025)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 20 offerings reports sales commissions totalling $5,950,000; 0 report finder's fees; 1 reports proceeds to related persons totalling $65,000,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Jun 26, 2025 D Marlin Heritage Europe Executive Fund III, SCSp File 021-550015	$0	$0	$0 (est.) The special limited partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential governing documents.	None listed on this filing	EDGAR ↗
Sep 27, 2024 D/A MARLIN HERITAGE EUROPE III, SCSP File 021-493363	$0 (est.)	$0 (est.)	$0 (est.) The special limited partner is entitled to a performance allocation. The investment manager is entitled to a management fee. These are fully disclosed in the Issuer's confidential offering materials.	UBS SECURITIES LLC BrokerCheck CRD 7654 ↗ INTE SECURITIES LLC BrokerCheck CRD 47107 ↗ CREDIT SUISSE SECURITIES (USA) LLC BrokerCheck CRD 816 ↗	EDGAR ↗
Sep 28, 2023 D EXECUTIVE FUND III-H, L.P. File 021-493361	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Oct 6, 2022 D MARLIN STRATEGIC OPPORTUNITIES I, L.P. File 021-461000	$0 (est.)	$0 (est.)	$0 (est.) The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.	EVERCORE PARTNERS INTERNATIONAL LLP no CRD number reported	EDGAR ↗
Sep 30, 2021 D MARLIN HERITAGE III, L.P. File 021-415323	$0 (est.)	$0 (est.)	$0 (est.) The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.	CREDIT SUISSE SECURITIES (USA) LLC BrokerCheck CRD 816 ↗	EDGAR ↗
Sep 30, 2021 D MARLIN HERITAGE III-A, L.P. File 021-415325	$0 (est.)	$0 (est.)	$0 (est.) The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.	CREDIT SUISSE SECURITIES (USA) LLC BrokerCheck CRD 816 ↗	EDGAR ↗
Sep 21, 2021 D MARLIN HERITAGE EUROPE EXECUTIVE FUND II, L.P. File 021-414092	$0	$0	$0	None listed on this filing	EDGAR ↗
May 17, 2021 D MARLIN CREDIT OPPORTUNITIES FEEDER A, L.P. File 021-399676	$0 (est.)	$0 (est.)	$0 (est.) The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.	CREDIT SUISSE SECURITIES (USA) LLC BrokerCheck CRD 816 ↗	EDGAR ↗
May 17, 2021 D MARLIN CREDIT OPPORTUNITIES FEEDER, L.P. File 021-399677	$0 (est.)	$0 (est.)	$0 (est.) The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.	CREDIT SUISSE SECURITIES (USA) LLC BrokerCheck CRD 816 ↗	EDGAR ↗
Jul 1, 2020 D MARLIN HERITAGE EUROPE II, L.P. File 021-370119	$0 (est.)	$0 (est.)	$0 (est.) THE GENERAL PARTNER IS ENTITLED TO A PERFORMANCE ALLOCATION. THE INVESTMENT MANAGER IS ENTITLED TO A MANAGEMENT FEE. THE PERFORMANCE ALLOCATION AND MANAGEMENT FEE ARE FULLY DISCUSSED IN THE ISSUER'S CONFIDENTIAL OFFERING MATERIALS.	CREDIT SUISSE SECURITIES (USA) LLC BrokerCheck CRD 816 ↗	EDGAR ↗
Mar 8, 2017 D MARLIN EQUITY V-A, L.P. File 021-282088	$0 (est.)	$0 (est.)	$0 (est.) The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.	CREDIT SUISSE SECURITIES (USA) LLC BrokerCheck CRD 816 ↗	EDGAR ↗
Mar 8, 2017 D MARLIN HERITAGE II, L.P. File 021-282089	$0 (est.)	$0 (est.)	$0 (est.) The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.	CREDIT SUISSE SECURITIES (USA) LLC BrokerCheck CRD 816 ↗	EDGAR ↗
Mar 8, 2017 D MARLIN EQUITY V, L.P. File 021-282087	$0 (est.)	$0 (est.)	$0 (est.) The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.	CREDIT SUISSE SECURITIES (USA) LLC BrokerCheck CRD 816 ↗	EDGAR ↗
Mar 8, 2017 D MARLIN HERITAGE II-A, L.P. File 021-282090	$0 (est.)	$0 (est.)	$0 (est.) The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.	CREDIT SUISSE SECURITIES (USA) LLC BrokerCheck CRD 816 ↗	EDGAR ↗
Jul 20, 2016 D/A MARLIN HERITAGE EUROPE, L.P. File 021-266465	$0 (est.)	$0 (est.)	$0 (est.) THE GENERAL PARTNER IS ENTITLED TO A PERFORMANCE ALLOCATION. THE INVESTMENT MANAGER IS ENTITLED TO A MANAGEMENT FEE. THE PERFORMANCE ALLOCATION AND MANAGEMENT FEE ARE FULLY DISCUSSED IN THE ISSUER'S CONFIDENTIAL OFFERING MATERIALS.	CREDIT SUISSE SECURITIES (USA) LLC BrokerCheck CRD 816 ↗	EDGAR ↗
Apr 10, 2014 D Marlin Heritage Executive Fund, L.P. File 021-215339	$0	$0	$0	None no CRD number reported	EDGAR ↗
Mar 28, 2014 D MARLIN HERITAGE, L.P. File 021-214428	$0 (est.)	$0 (est.)	$0 (est.) THE GENERAL PARTNER IS ENTITLED TO A PERFORMANCE ALLOCATION. THE INVESTMENT MANAGER IS ENTITLED TO A MANAGEMENT FEE. THE PERFORMANCE ALLOCATION AND MANAGEMENT FEE ARE FULLY DISCUSSED IN THE ISSUER'S CONFIDENTIAL OFFERING MATERIALS.	None listed on this filing	EDGAR ↗
Nov 27, 2013 D Marlin Executive Fund IV, L.P. File 021-207121	$0	$0	$0	None no CRD number reported	EDGAR ↗
Apr 9, 2013 D MARLIN EQUITY IV, L.P. File 021-194682	$0	$0	$0 (est.) The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.	CREDIT SUISSE SECURITIES (USA) LLC BrokerCheck CRD 816 ↗	EDGAR ↗
Dec 11, 2009 D/A Marlin Equity III, L.P. File 021-134991	$5,950,000	$0	$65,000,000 (est.) Estimated aggregate management fees paid by the Issuer during the first five years. The Issuer will continue to pay management fees thereafter.	Probitas Funds Group, LLC BrokerCheck CRD 115876 ↗	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 20

Every issuer that named David M. Mcgovern on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Marlin Heritage

Marlin Heritage Europe Executive Fund III, SCSp

Hermosa Beach, CA · Jun 26, 2025

Jun 26, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

No sales reported yet as of the latest filing. David is listed as executive officer, promoter.

DAVID M. MCGOVERN

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

DAVID M. MCGOVERN appears on 9 deals that stopped filing before reaching their target

Paid seller listed without a CRD number: EVERCORE PARTNERS INTERNATIONAL LLP — MARLIN STRATEGIC OPPORTUNITIES I, L.P.

No amendment in the last 12 months on an offering that may still be open — MARLIN HERITAGE EUROPE III, SCSP (latest filing Sep 27, 2024)

Offering amount changed between filings — MARLIN HERITAGE EUROPE, L.P.

Offering amount changed between filings — Marlin Equity III, L.P.

Minimum investment changed between filings — Marlin Equity III, L.P.

DAVID M. MCGOVERN is written 2 different ways on the filings

Same name, different state: "David McGovern" (L2) is a separate record

5. Money to insiders

Deals 20

People around David 2

The team behind the deals

9 other issuers file from the same address

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

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Social and web

Courts

Securities regulators

Business registries

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