PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:19 AM ET

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David J. Mazzo

Named as an officer, director or promoter on SEC Form D filings · NJ · Jan 5, 2010 → Feb 1, 2021

2deals (issuers)
$391.9Mreported sold
157investors
14Form D filings
2010–2021years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David J. Mazzo is listed as an executive officer and director on 14 SEC Form D filings by 2 issuers between Jan 2010 and Oct 2026: LISATA THERAPEUTICS, INC. (Basking Ridge, NJ — biotechnology — 2016–2026; $351.9M reported sold to 142 investors) and Regado Biosciences Inc (Basking Ridge, NJ — biotechnology — 2010–2014; $40M reported sold to 15 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 16 years. Across those companies the filings report $391.9M sold in total.

Listed alongside Dennis Podlesak (7 shared filings), Jesse Treu (7 shared filings), P. Sherrill Neff (7 shared filings), Steven M. Klosk (7 shared filings), Peter G. Traber (6 shared filings) and 26 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 14 public filings for David J. Mazzo and found 16 differences: Bankruptcy case: Jalbert v. Preti Flaherty Minahan Strategies, LLC; Bankruptcy case: DiPasquale v. Traber & Vreeland, Inc; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David J. Mazzo has not run yet — it is joining a line of 51,653 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David J. Mazzo..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

16 differences found between the filings for David J. Mazzo (compared 14 filings on Oct 24, 2026)

Note · Aug 16, 2012 – Oct 23, 2014

Bankruptcy case: Jalbert v. Preti Flaherty Minahan Strategies, LLC — filed Aug 16, 2012

United States Bankruptcy Court, S.D. New York docket "Jalbert v. Preti Flaherty Minahan Strategies, LLC" filed Aug 16, 2012, closed Oct 23, 2014. Robert A. Preti (listed on the same filings) is listed as Defendant ("Preti Flaherty Minahan Strategies, LLC"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. New York ↗Robert A. Preti — PartnerFacts page ↗
Sources
Note · May 6, 1996 – Jun 10, 1998

Bankruptcy case: DiPasquale v. Traber & Vreeland, Inc. — filed May 6, 1996

United States Bankruptcy Court, D. New Jersey docket "DiPasquale v. Traber & Vreeland, Inc." filed May 6, 1996, closed Jun 10, 1998. Peter G. Traber (listed on the same filings) is listed as Defendant ("Traber & Vreeland, Inc."). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. New Jersey ↗Peter G. Traber — PartnerFacts page ↗
Sources
Note · Mar 6, 1989 – Dec 18, 1990

Bankruptcy case: Key Bank of Western New York N.A. v. Losordo — filed Mar 6, 1989

United States Bankruptcy Court, W.D. New York docket "Key Bank of Western New York N.A. v. Losordo" filed Mar 6, 1989, closed Dec 18, 1990. Douglas Losordo (listed on the same filings) is listed as Defendant ("Losordo"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, W.D. New York ↗Douglas Losordo — PartnerFacts page ↗
Sources
Note · Dec 17, 2009 – Feb 25, 2014

5 Form Ds were filed more than 15 days after the first sale

Form D filed 20 days after the first sale — Regado Biosciences Inc · Form D filed 30 days after the first sale — Regado Biosciences Inc · Form D filed 18 days after the first sale — Regado Biosciences Inc · Form D filed 37 days after the first sale — Regado Biosciences Inc · Form D filed 19 days after the first sale — Regado Biosciences Inc

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Feb 25, 2014 ↗Regado Biosciences Inc — PartnerFacts page ↗Form D · Jan 17, 2013 ↗Form D · May 21, 2012 ↗
Sources
Note · Sep 14, 2016 – Sep 26, 2016

No amendment in the last 12 months on an offering that may still be open — LISATA THERAPEUTICS, INC. (latest filing Sep 26, 2016)

The latest filing for this offering is dated Sep 26, 2016 (first sale Sep 14, 2016). It reports $12,600,000 sold of $21,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Sep 26, 2016 ↗LISATA THERAPEUTICS, INC. — PartnerFacts page ↗
Sources
Note · Dec 18, 2012 – Jan 17, 2013

No amendment in the last 12 months on an offering that may still be open — Regado Biosciences Inc (latest filing Jan 17, 2013)

The latest filing for this offering is dated Jan 17, 2013 (first sale Dec 18, 2012). It reports $22,634,958 sold of $50,780,221 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jan 17, 2013 ↗Regado Biosciences Inc — PartnerFacts page ↗
Sources
Note · May 3, 2012 – May 21, 2012

No amendment in the last 12 months on an offering that may still be open — Regado Biosciences Inc (latest filing May 21, 2012)

The latest filing for this offering is dated May 21, 2012 (first sale May 3, 2012). It reports $6,780,540 sold of $13,561,080 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · May 21, 2012 ↗Regado Biosciences Inc — PartnerFacts page ↗
Sources
Note · Jun 5, 2020 – Jul 27, 2020

David J. Mazzo's role changed at LISATA THERAPEUTICS, INC.: executive officer → executive officer, director

The Jun 5, 2020 filing lists David J. Mazzo as executive officer; the Jul 27, 2020 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Jun 5, 2020 ↗Form D · Jul 27, 2020 ↗David J. Mazzo — PartnerFacts page ↗LISATA THERAPEUTICS, INC. — PartnerFacts page ↗
Sources
Note · Sep 26, 2016 – May 12, 2020

David J. Mazzo's role changed at LISATA THERAPEUTICS, INC.: executive officer, director → executive officer

The Sep 26, 2016 filing lists David J. Mazzo as executive officer, director; the May 12, 2020 Form D lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Sep 26, 2016 ↗Form D · May 12, 2020 ↗David J. Mazzo — PartnerFacts page ↗LISATA THERAPEUTICS, INC. — PartnerFacts page ↗
Sources
Note · Jan 5, 2010 – Jun 30, 2011

David J. Mazzo's role changed at Regado Biosciences Inc: executive officer → executive officer, director

The Jan 5, 2010 filing lists David J. Mazzo as executive officer; the Jun 30, 2011 Form D/A lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Jan 5, 2010 ↗Form D/A · Jun 30, 2011 ↗David J. Mazzo — PartnerFacts page ↗Regado Biosciences Inc — PartnerFacts page ↗
Sources
Note · Jun 30, 2011 – Jul 1, 2011

Offering amount changed between filings — Regado Biosciences Inc

The Jun 30, 2011 filing says $26,149,167 offered; the Jul 1, 2011 Form D/A says $40,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Jun 30, 2011 ↗Form D/A (later) · Jul 1, 2011 ↗Regado Biosciences Inc — PartnerFacts page ↗
Sources
Note · Jan 5, 2010 – Jun 30, 2011

Offering amount changed between filings — Regado Biosciences Inc

The Jan 5, 2010 filing says $14,549,167 offered; the Jun 30, 2011 Form D/A says $26,149,167.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jan 5, 2010 ↗Form D/A (later) · Jun 30, 2011 ↗Regado Biosciences Inc — PartnerFacts page ↗
Sources
Note · Jan 5, 2010 – Sep 26, 2016

David J. Mazzo is written 2 different ways on the filings

listed as "David J Mazzo" on 12 filings (from Jan 5, 2010), and "David Mazzo" on 2 filings (from Sep 26, 2016).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jan 5, 2010 ↗Form D · Sep 26, 2016 ↗David J. Mazzo — PartnerFacts page ↗
Sources
Note · Mar 18, 2016 – May 12, 2020

Reported revenue range changed between filings — LISATA THERAPEUTICS, INC.

"$5,000,001 - $25,000,000" (Mar 18, 2016); then "Decline to Disclose" (May 12, 2020).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Mar 18, 2016 ↗Form D · May 12, 2020 ↗LISATA THERAPEUTICS, INC. — PartnerFacts page ↗
Sources
Note · Jan 28, 2020

Same name, different state: "David Mazzo" (MD) is a separate record

This page covers filings where the address state is NJ. A separate record, "David Mazzo" with address state MD, is listed on 1 filing — most recently by PALISADE BIO, INC. (Jan 28, 2020). Both records have filings in the same period (Jan 28, 2020).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Mazzo (MD) — PartnerFacts page ↗Form D · Jan 28, 2020 ↗PALISADE BIO, INC. — PartnerFacts page ↗David J. Mazzo (NJ) — this page ↗
Sources
Note · Apr 12, 2018

Same name, different state: "David Mazzo" (MA) is a separate record

This page covers filings where the address state is NJ. A separate record, "David Mazzo" with address state MA, is listed on 2 filings — most recently by EyePoint Pharmaceuticals, Inc. (Apr 12, 2018). Both records have filings in the same period (Apr 12, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Mazzo (MA) — PartnerFacts page ↗Form D · Apr 12, 2018 ↗EyePoint Pharmaceuticals, Inc. — PartnerFacts page ↗David J. Mazzo (NJ) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

5 of 12 offerings report sales commissions totalling $6,201,000; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 2, 2026 D
LISATA THERAPEUTICS, INC.
File 021-599822
$2,600,000$0$0H.C.WAINWRIGHT & CO., LLC BrokerCheck CRD 375 ↗
LEERINK PARTNERS LLC BrokerCheck CRD 39011 ↗
LIFESCI CAPITAL BrokerCheck CRD 168404 ↗		EDGAR ↗
Feb 1, 2021 D
LISATA THERAPEUTICS, INC.
File 021-388000
$1,750,000$0$0H.C. Wainwright & Co., LLC3 BrokerCheck CRD 375 ↗EDGAR ↗
Jul 27, 2020 D
LISATA THERAPEUTICS, INC.
File 021-371832
$0$0$0None listed on this filingEDGAR ↗
Jun 5, 2020 D
LISATA THERAPEUTICS, INC.
File 021-368377
$301,000$0$0H.C. Wainwright & Co., LLC BrokerCheck CRD 375 ↗EDGAR ↗
May 12, 2020 D
LISATA THERAPEUTICS, INC.
File 021-366733
$350,000$0$0H.C. Wainwright & Co., LLC BrokerCheck CRD 375 ↗EDGAR ↗
Sep 26, 2016 D
LISATA THERAPEUTICS, INC.
File 021-271319
$0$0$0None listed on this filingEDGAR ↗
Mar 18, 2016 D
LISATA THERAPEUTICS, INC.
File 021-259605
$0$0$0None listed on this filingEDGAR ↗
Feb 25, 2014 D
Regado Biosciences Inc
File 021-212433
$1,200,000$0$0Cowen and Company, LLC BrokerCheck CRD 7616 ↗
BMO Capital Markets Corp. BrokerCheck CRD 16686 ↗		EDGAR ↗
Jan 17, 2013 D
Regado Biosciences Inc
File 021-190422
$0$0$0None listed on this filingEDGAR ↗
May 21, 2012 D
Regado Biosciences Inc
File 021-178548
$0$0$0None listed on this filingEDGAR ↗
Jul 1, 2011 D/A
Regado Biosciences Inc
File 021-71907
$0$0$0None listed on this filingEDGAR ↗
Jul 1, 2011 D
Regado Biosciences Inc
File 021-162222
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named David J. Mazzo on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

LT
Biotechnology

LISATA THERAPEUTICS, INC.

Basking Ridge, NJ · Mar 18, 2016 → Oct 2, 2026 · 7 filings
  • Oct 2, 2026 · D · $351,903,103 sold of $351,903,103 · 20 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Feb 1, 2021 · D · $25,000,000 sold of $25,000,000 · 23 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jul 27, 2020 · D · $1,999,994 sold of $1,999,994 · 3 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jun 5, 2020 · D · $2,150,002 sold of $2,150,002 · 6 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • May 12, 2020 · D · $2,432,437 sold of $2,432,437 · 5 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Sep 26, 2016 · D · $12,600,000 sold of $21,000,000 · 5 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Mar 18, 2016 · D · $1,000,000 sold of $1,000,000 · 3 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $351.9M from 142 investors (100% of the $351.9M target) as of the latest filing. David is listed as executive officer, director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RB
Biotechnology

Regado Biosciences Inc

Basking Ridge, NJ · Jan 5, 2010 → Feb 25, 2014 · 7 filings
  • Feb 25, 2014 · D · $20,000,000 sold of $20,000,000 · 15 investors · min. No minimum reported · role: Executive Officer, Director (Chief Executive Officer) EDGAR ↗
  • Jan 17, 2013 · D · $22,634,958 sold of $50,780,221 · 8 investors · min. No minimum reported · role: Executive Officer, Director (President and Chief Executive Officer) EDGAR ↗
  • May 21, 2012 · D · $6,780,540 sold of $13,561,080 · 6 investors · min. No minimum reported · role: Executive Officer, Director (President and Chief Executive Officer) EDGAR ↗
  • Jul 1, 2011 · D · $11,599,999 sold of $11,599,999 · 8 investors · min. No minimum reported · role: Executive Officer, Director (President and Chief Executive Officer) EDGAR ↗
  • Jul 1, 2011 · D/A · $40,000,000 sold of $40,000,000 · 8 investors · min. No minimum reported · role: Executive Officer, Director (President and Chief Executive Officer) EDGAR ↗
  • Jun 30, 2011 · D/A · $26,149,167 sold of $26,149,167 · 8 investors · min. No minimum reported · role: Executive Officer, Director (President and Chief Executive Officer) EDGAR ↗
  • Jan 5, 2010 · D · $14,549,167 sold of $14,549,167 · 8 investors · min. No minimum reported · role: Executive Officer (President and Chief Executive Officer) EDGAR ↗

Raised $40M from 15 investors (100% of the $20M target) as of the latest filing. David is listed as executive officer, director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David Mazzo — MA, 1 issuer, Apr 12, 2018 → Apr 12, 2018 · no shared issuer
  • David Mazzo — MD, 1 issuer, Jan 28, 2020 → Jan 28, 2020 · no shared issuer

People around David 31

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis Podlesak

Executive Officer, Director · 7 shared filings (1 issuer) · also on 8 other issuers

Dennis Podlesak is on 9 issuers in total — a repeat sponsor. Their page lists every one.

PN
No photo found yet (own website and image search run after this page is viewed)
Person

P. Sherrill Neff

Director · 7 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David J. Mazzo. Their page shows their other deals.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

Steven M. Klosk

Director · 7 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David J. Mazzo. Their page shows their other deals.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

Jesse Treu

Director · 7 shared filings (1 issuer) · also on 9 other issuers

Jesse Treu is on 10 issuers in total — a repeat sponsor. Their page lists every one.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Steven S. Myers

Director · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David J. Mazzo. Their page shows their other deals.

PT
No photo found yet (own website and image search run after this page is viewed)
Person

Peter G. Traber

Director · 6 shared filings (1 issuer)

Listed on the same filings as David J. Mazzo. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jeff Clark

Director · 5 shared filings (1 issuer)

Listed on the same filings as David J. Mazzo. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Raphael Wishiewski

Director · 5 shared filings (1 issuer)

Listed on the same filings as David J. Mazzo. Their page shows their other deals.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Talamo

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as David J. Mazzo. Their page shows their other deals.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory B. Brown

Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David J. Mazzo. Their page shows their other deals.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas Losordo

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as David J. Mazzo. Their page shows their other deals.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Cynthia Schwalm

Director · 4 shared filings (1 issuer)

Listed on the same filings as David J. Mazzo. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Berman

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David J. Mazzo. Their page shows their other deals.

AP
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Pecora

Director · 2 shared filings (1 issuer) · also on 6 other issuers

Andrew Pecora is on 7 issuers in total — a repeat sponsor. Their page lists every one.

BC
No photo found yet (own website and image search run after this page is viewed)
Person

B. Jefferson Clark

Director · 2 shared filings (1 issuer)

Listed on the same filings as David J. Mazzo. Their page shows their other deals.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

Anton Gopka

Director · 2 shared filings (1 issuer)

Listed on the same filings as David J. Mazzo. Their page shows their other deals.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Robert A. Preti

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as David J. Mazzo. Their page shows their other deals.

EW
No photo found yet (own website and image search run after this page is viewed)
Person

Eric Wei

Director · 2 shared filings (1 issuer)

Listed on the same filings as David J. Mazzo. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Davidson

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as David J. Mazzo. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Metzger

Executive Officer · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as David J. Mazzo. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Mendelsohn

Director · 1 shared filing (1 issuer)

Listed on the same filings as David J. Mazzo. Their page shows their other deals.

PL
No photo found yet (own website and image search run after this page is viewed)
Person

Pierre Legault

Director · 1 shared filing (1 issuer)

Listed on the same filings as David J. Mazzo. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Raphael Wisniewski

Director · 1 shared filing (1 issuer)

Listed on the same filings as David J. Mazzo. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Chris Courts

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David J. Mazzo. Their page shows their other deals.

AW
No photo found yet (own website and image search run after this page is viewed)
Person

ANNE C. WHITAKER

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as David J. Mazzo. Their page shows their other deals.

JN
No photo found yet (own website and image search run after this page is viewed)
Person

JAMES NISCO

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David J. Mazzo. Their page shows their other deals.

TI
No photo found yet (own website and image search run after this page is viewed)
Person

TARIQ IMAM

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David J. Mazzo. Their page shows their other deals.

HH
No photo found yet (own website and image search run after this page is viewed)
Person

HEIDI HENSON

Director · 1 shared filing (1 issuer)

Listed on the same filings as David J. Mazzo. Their page shows their other deals.

CF
No photo found yet (own website and image search run after this page is viewed)
Person

CYNTHIA FLOWERS

Director · 1 shared filing (1 issuer)

Listed on the same filings as David J. Mazzo. Their page shows their other deals.

MA
No photo found yet (own website and image search run after this page is viewed)
Person

MOHAMMAD AZAB

Director · 1 shared filing (1 issuer)

Listed on the same filings as David J. Mazzo. Their page shows their other deals.

TL
No photo found yet (own website and image search run after this page is viewed)
Person

TED LOVE

Director · 1 shared filing (1 issuer)

Listed on the same filings as David J. Mazzo. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David J. Mazzo by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David J. Mazzo is listed on: none on file. No website or social profile named in Regado Biosciences Inc's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #320,347 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Basking Ridge, NJ). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New Jersey state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New Jersey Secretary of State business search ↗OpenCorporates ↗

Change history

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