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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:30 AM ET

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David C. Lown

Named as an officer, director or promoter on SEC Form D filings · CA · Apr 7, 2009 → Dec 8, 2016

113deals (issuers)
$101.27Breported sold
6,942investors
419Form D filings
2009–2016years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David C. Lown is listed as an executive officer and director on 419 SEC Form D filings by 113 issuers between Apr 2009 and Dec 2016. Largest by amount reported sold: PIMCO CAYMAN COMMODITY FUND I LTD (Newport Beach, CA — pooled investment fund — 2010–2012; $12.01B reported sold to 1 investors), PIMCO GLOBAL CROSS-ASSET OPPORTUNITIES OFFSHORE FUND LTD. (Newport Beach, CA — pooled investment fund — 2010–2016; $7.15B reported sold to 214 investors), StocksPLUS, L.P. (Newport Beach, CA — pooled investment fund — 2010–2014; $5.5B reported sold to 242 investors), PIMCO Tactical Opportunities Offshore Fund L.P. (Newport Beach, CA — pooled investment fund — 2013–2016; $5.38B reported sold to 720 investors), PIMCO Absolute Return Strategy IV Offshore Fund 1 Ltd (Newport Beach, CA — pooled investment fund — 2010–2016; $4.94B reported sold to 74 investors) and 108 more (all listed below).

What this means That is a lot of deals — 113 separate companies raised money with this person listed as executive officer and director, over about 7 years. Across those companies the filings report $101.27B sold in total.

Listed alongside BRENT R. HARRIS (419 shared filings), DAVID C. FLATTUM (419 shared filings), SCOTT A. MATHER (419 shared filings), MIHIR P. WORAH (418 shared filings), Thomas Otterbein (418 shared filings) and 169 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

112 of the issuers belong to the sponsor group Pimco (263 issuers, $128.51B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Pimco has 263 companies on file and $128.51B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 court cases matching the name, 5 bankruptcy cases matching the name listed in Key records below.

What this means 8 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 419 public filings for David C. Lown and found 3 differences, 2 worth asking the sponsor about: Regulator action naming a team member: Douglas Michael Hodge (Aug 3, 2021); 43 people are no longer listed on a later amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David C. Lown has not run yet — it is joining a line of 34,422 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 1 open, 1 dismissed, 1 closed (disposition not in docket feed)

Lown v. Avangrid, Inc. open
District Court, E.D. Oklahoma · No. 6:25-cv-00076 · Filed Mar 12, 2025
Role of Lown: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 21 federal dockets); surname only in the caption; court in OK (not a filing state)
Lown v. Champion Laboratories, Inc. dismissed
District Court, N.D. Illinois · No. 1:08-cv-05346 · Filed Sep 15, 2008 · Closed Mar 26, 2013 · Nature of suit: 410 Antitrust
Role of Lown: Plaintiff · Outcome: Terminated 2013-03-26 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 21 federal dockets); surname only in the caption; court in IL (not a filing state)
Lown v. Champion Laboratories, Inc. closed
District Court, D. Connecticut · No. 3:08-cv-01121 · Filed Jul 28, 2008 · Closed Sep 23, 2008 · Nature of suit: 410 Antitrust
Role of Lown: Plaintiff · Outcome: Terminated 2008-09-23 — FJC Integrated Database disposition: Multi-district litigation transfer Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 21 federal dockets); surname only in the caption; court in CT (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David C. Lown..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

5 cases: 5 closed (disposition not in docket feed)

Jeffrey Michael Lown closed
United States Bankruptcy Court, S.D. New York · No. 13-37578 · Filed Nov 27, 2013 · Closed Feb 19, 2014
Role of Jeffrey Michael Lown: Debtor · Outcome: Case closed 2014-02-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 21 federal dockets); different first name (michael); court in NY (not a filing state)
Hjelmeset v. Lown, LLC Successor to Gold Mountain Financial Ins closed
United States Bankruptcy Court, N.D. California · No. 12-04141 · Filed Jul 2, 2012 · Closed Mar 20, 2014
Role of Lown, LLC Successor to Gold Mountain Financial Ins: Defendant · Outcome: Case closed 2014-03-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 21 federal dockets); different first name (llc); court in the person's filing state (CA)
David Lown Livingston closed
United States Bankruptcy Court, N.D. Georgia · No. 12-50377 · Filed Jan 4, 2012 · Closed Apr 28, 2015
Role of David Lown Livingston: Debtor · Outcome: Case closed 2015-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 21 federal dockets); first name matches; court in GA (not a filing state); middle initial differs
Jeffrey A. Lown closed
United States Bankruptcy Court, N.D. Ohio · No. 98-10623 · Filed Jan 30, 1998 · Closed Jul 29, 1998
Role of Jeffrey A. Lown: Debtor · Outcome: Case closed 1998-07-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 21 federal dockets); different first name (jeffrey); court in OH (not a filing state)
David Wayne Lown closed
United States Bankruptcy Court, C.D. California · No. 1:88-bk-20140 · Filed Sep 22, 1988 · Closed Jan 30, 1989
Role of David Wayne Lown: Debtor · Outcome: Case closed 1989-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 21 federal dockets); different first name (wayne); court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for David C. Lown — 2 worth asking about (compared the newest 50 of 419 filings on Oct 24, 2026; older filings not covered)

Worth asking · Aug 3, 2021

Regulator action naming a team member: Douglas Michael Hodge (Aug 3, 2021)

A ap release dated Aug 3, 2021 names DOUGLAS M. HODGE (listed on the same filings). Our match estimate: 70%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Sources
Note · Jan 2, 2014 – Dec 2, 2016

7 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — PIMCO Dividend Emerging Market Equity Sector Fund LLC (latest filing Dec 2, 2016) · No amendment in the last 12 months on an offering that may still be open — PIMCO BRAVO Fund III Special Onshore Feeder TE, L.P. (latest filing Dec 1, 2016) · No amendment in the last 12 months on an offering that may still be open — PIMCO BRAVO Fund III Special Onshore Feeder, L.P. (latest filing Dec 1, 2016) · No amendment in the last 12 months on an offering that may still be open — PIMCO BRAVO Fund III Onshore Feeder, L.P. (latest filing Dec 1, 2016) · No amendment in the last 12 months on an offering that may still be open — PIMCO BRAVO Fund III Onshore Feeder TE, L.P. (latest filing Dec 1, 2016) · and 2 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Worth asking · Dec 1, 2016 – Dec 10, 2018

43 people are no longer listed on a later amendment

David C. Lown is no longer listed on the Dec 10, 2018 amendment — PIMCO Municipal Funds LLC: PIMCO Municipal Focus Strategy Fund · David C. Lown is no longer listed on the Dec 10, 2018 amendment — PIMCO Combined Alpha Strategies Offshore Fund Ltd · David C. Lown is no longer listed on the Dec 11, 2017 amendment — PIMCO PRIVATE SERIES Co LLC: PIMCO MUNICIPAL REAL RETURN FUND · David C. Lown is no longer listed on the Dec 8, 2017 amendment — PIMCO Absolute Return Strategy IV Employee Onshore Fund LLC · David C. Lown is no longer listed on the Dec 8, 2017 amendment — PIMCO Absolute Return Strategy IV Offshore Fund 1 Ltd · and 38 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 419 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

16 of 113 offerings report sales commissions totalling $17,467,363; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 8, 2016 D/A
PIMCO Absolute Return Strategy IV Offshore Fund 1 Ltd
File 021-42739
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 8, 2016 D/A
PIMCO Absolute Return Strategy IV Employee Onshore Fund LLC
File 021-193920
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 6, 2016 D/A
PIMCO Private Funds LLC: PIMCO Large Cap StocksPLUS Absolute Return Fund
File 021-130027
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 6, 2016 D/A
PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II OFFSHORE FEEDER, L.P.
File 021-167594
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 6, 2016 D/A
PIMCO Tactical Opportunities Offshore Fund L.P.
File 021-191949
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 6, 2016 D/A
PIMCO Emerging Markets StocksPLUS AR Fund LLC
File 021-238014
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 6, 2016 D/A
PIMCO RAE International Fund LLC
File 021-241705
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 6, 2016 D/A
PIMCO RAE Emerging Markets Fund LLC
File 021-241704
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 6, 2016 D/A
PIMCO RAE Global ex-US Fund LLC
File 021-241696
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 6, 2016 D/A
PIMCO RAE Global Fund LLC
File 021-241701
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 6, 2016 D/A
PIMCO RAE US Fund LLC
File 021-241702
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 2, 2016 D/A
PIMCO Absolute Return Strategy 3 Onshore Fund LLC
File 021-80427
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 2, 2016 D/A
PIMCO Global Cross-asset Opportunities Onshore Fund LLC
File 021-130005
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 2, 2016 D/A
PIMCO ABSOLUTE RETURN STRATEGY IV FUND LLC
File 021-42740
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 2, 2016 D/A
PIMCO Absolute Return Strategy 3E Onshore Fund LLC
File 021-119657
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 2, 2016 D/A
PIMCO PRIVATE SERIES Co LLC: PIMCO MUNICIPAL REAL RETURN FUND
File 021-56001
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 2, 2016 D/A
PIMCO Municipal Funds LLC: PIMCO Municipal Focus Strategy Fund
File 021-84707
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 2, 2016 D/A
PIMCO ABSOLUTE RETURN STRATEGY IV OFFSHORE FUND 2 LTD
File 021-42741
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 2, 2016 D/A
PIMCO Absolute Return Strategy 3E Offshore Fund Ltd.
File 021-76219
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 2, 2016 D/A
PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II, L.P.
File 021-167595
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 2, 2016 D/A
PIMCO Multi-Asset Volatility Onshore Fund LLC
File 021-184330
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 2, 2016 D/A
PIMCO TAIL RISK HEDGING JUNE ONSHORE FUND, LLC
File 021-185385
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 2, 2016 D/A
PIMCO Tactical Opportunities Onshore Fund L.P.
File 021-191951
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 2, 2016 D/A
PIMCO TAIL RISK HEDGING DECEMBER ONSHORE FUND LLC
File 021-192966
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 2, 2016 D/A
PIMCO Global Cross-asset Opportunities Employee Onshore Fund LLC
File 021-193939
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 2, 2016 D/A
PIMCO Absolute Return Strategy III Overlay Offshore Fund Ltd.
File 021-197180
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 2, 2016 D/A
PIMCO LOAN INTERESTS & CREDIT ONSHORE FUND LLC
File 021-202963
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 2, 2016 D/A
PIMCO Tail Risk Hedging March Onshore Fund LLC
File 021-202946
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 2, 2016 D/A
PIMCO Tail Risk Hedging September Onshore Fund LLC
File 021-204686
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 2, 2016 D/A
PIMCO Dividend Emerging Market Equity Sector Fund LLC
File 021-238015
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 2, 2016 D/A
PHFS I SP, A Segregated Portfolio of PHFS Series SPC
File 021-244171
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 2, 2016 D/A
PHFS II SP, A Segregated Portfolio of PHFS Series SPC
File 021-244173
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 2, 2016 D/A
PHFS III SP, A Segregated Portfolio of PHFS Series SPC
File 021-250537
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 2, 2016 D/A
PIMCO Absolute Return Strategy V Onshore Fund LLC
File 021-257814
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 2, 2016 D/A
PHFS IV SP, A Segregated Portfolio of PHFS Series SPC
File 021-258917
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 2, 2016 D/A
PHFS V SP, A Segregated Portfolio of PHFS Series SPC
File 021-262935
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 1, 2016 D/A
PIMCO Absolute Return Strategy 3 Offshore Fund Ltd.
File 021-108506
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 1, 2016 D/A
PIMCO Combined Alpha Strategies Offshore Fund Ltd
File 021-99848
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 1, 2016 D/A
PIMCO GLOBAL CROSS-ASSET OPPORTUNITIES OFFSHORE FUND LTD.
File 021-92604
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 1, 2016 D/A
PIMCO ABSOLUTE RETURN STRATEGY V OFFSHORE FUND LTD
File 021-116300
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 1, 2016 D/A
PIMCO MULTI-ASSET VOLATILITY OFFSHORE FUND LTD.
File 021-164207
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 1, 2016 D/A
PIMCO Loan Interests & Credit Offshore Fund Ltd.
File 021-182435
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 1, 2016 D/A
PIMCO Multi-Asset Volatility Offshore Fund II Ltd.
File 021-192343
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 1, 2016 D/A
PIMCO TAIL RISK HEDGING SEPTEMBER OFFSHORE FUND LTD.
File 021-204685
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 1, 2016 D/A
PIMCO Global Inflation Linked Bond Fund Ltd.
File 021-231253
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 1, 2016 D
PIMCO BRAVO Fund III Special Offshore Feeder, L.P.
File 021-275513
$124,500$0$0MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Dec 1, 2016 D
PIMCO BRAVO Fund III Offshore Feeder, L.P.
File 021-275510
$75,000$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗
EDGAR ↗
Dec 1, 2016 D
PIMCO BRAVO Fund III Onshore Feeder TE, L.P.
File 021-275508
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 1, 2016 D
PIMCO BRAVO Fund III Onshore Feeder, L.P.
File 021-275506
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 1, 2016 D
PIMCO BRAVO Fund III Special Onshore Feeder, L.P.
File 021-275511
$674,250$0$0MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Dec 1, 2016 D
PIMCO BRAVO Fund III Special Onshore Feeder TE, L.P.
File 021-275512
$217,875$0$0MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Nov 14, 2016 D
PIMCO Cayman Mortgage Fund, a series of PIMCO Cayman Trust
File 021-274361
$0$0$0None listed on this filingEDGAR ↗
Nov 9, 2016 D
PHFS III Equity Dispersion Offshore Fund, L.P.
File 021-274160
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Oct 5, 2016 D/A
PIMCO Corporate Opportunities Fund II Onshore Feeder, L.P.
File 021-255300
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Oct 5, 2016 D/A
PIMCO Corporate Opportunities Fund II, L.P.
File 021-255303
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Sep 13, 2016 D/A
PIMCO Corporate Opportunities Fund II Offshore Feeder, L.P.
File 021-255302
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Mar 15, 2016 D
PIMCO ELEVEN POINT FUND, LP
File 021-259322
$0$0$0PIMCO Canada Corp. no CRD number reportedEDGAR ↗
Jul 6, 2015 D
RAE Fund I, a series of PIMCO Offshore Funds
File 021-243077
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Apr 29, 2015 D
PIMCO Capital Securities Fund (Cayman) Ltd
File 021-238856
$0$0$0None listed on this filingEDGAR ↗
Dec 4, 2014 D/A
PIMCO ABSOLUTE RETURN STRATEGY IV IDF LLC
File 021-114329
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 4, 2014 D/A
StocksPLUS, L.P.
File 021-130054
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Nov 26, 2014 D/A
PIMCO COMMODITY ALPHA FUND LLC
File 021-192684
$0$0$0PIMCO Investments LLC BrokerCheck CRD 154957 ↗
via PIMCO Investments LLC (CRD 154957 ↗)
EDGAR ↗
Nov 10, 2014 D
PIMCO Horseshoe Fund, LP
File 021-227972
$0$0$0
OFFERS AND SALES OF THE FUND WILL BE MADE BY AND THROUGH PIMCO INVESTMENTS LLC. HOWEVER, PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES.
PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jul 31, 2014 D
PIMCO ST Floating NAV III Subsidiary LLC
File 021-222101
$0$0$0None listed on this filingEDGAR ↗
Jul 8, 2014 D
PIMCO International Portfolio Subsidiary LLC
File 021-220556
$0$0$0None listed on this filingEDGAR ↗
Apr 2, 2014 D/A
PIMCO TRENDS - 1 FUND LLC
File 021-126089
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Mar 28, 2014 D/A
PIMCO BRAVO FUND II, L.P.
File 021-194139
$2,377,300$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗
EDGAR ↗
Mar 28, 2014 D/A
PIMCO BRAVO FUND OFFSHORE FEEDER II, L.P.
File 021-194141
$428,750$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗
EDGAR ↗
Mar 28, 2014 D/A
PIMCO BRAVO FUND ONSHORE FEEDER II, L.P.
File 021-194142
$122,250$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗
EDGAR ↗
Mar 28, 2014 D/A
PIMCO BRAVO FUND OFFSHORE FEEDER II, LTD.
File 021-194170
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Mar 28, 2014 D/A
PIMCO BRAVO Fund II Special Onshore Feeder, L.P.
File 021-206322
$4,569,000$0$0MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Mar 28, 2014 D/A
PIMCO BRAVO Fund II Special Onshore Feeder (TE), L.P.
File 021-206323
$1,017,400$0$0MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Mar 28, 2014 D/A
PIMCO BRAVO Fund II Special Offshore Feeder, L.P.
File 021-206324
$307,875$0$0MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Jan 15, 2014 D
PIMCO Cayman Commodity Fund VIII, Ltd.
File 021-210188
$0$0$0None listed on this filingEDGAR ↗
Mar 28, 2013 D/A
PIMCO Global Credit Opportunity Offshore Fund II, Ltd.
File 021-141277
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Mar 1, 2013 D
PIMCO COMMODITY ALPHA FUND LTD.
File 021-192637
$0$0$0None listed on this filingEDGAR ↗
Feb 7, 2013 D
PIMCO Cayman Japan Portfolio I Ltd.
File 021-191490
$0$0$0None listed on this filingEDGAR ↗
Oct 22, 2012 D/A
PIMCO CAYMAN COMMODITY FUND II LTD
File 021-125823
$0$0$0None listed on this filingEDGAR ↗
Oct 22, 2012 D/A
PIMCO CAYMAN COMMODITY PORTFOLIO II LTD
File 021-128195
$0$0$0None listed on this filingEDGAR ↗
Oct 22, 2012 D/A
PIMCO Cayman Commodity Fund III Ltd.
File 021-143893
$0$0$0None listed on this filingEDGAR ↗
Oct 22, 2012 D/A
PIMCO Cayman Commodity Fund IV Ltd.
File 021-143881
$0$0$0None listed on this filingEDGAR ↗
Oct 22, 2012 D/A
PIMCO CAYMAN COMMODITY PORTFOLIO I LTD
File 021-144005
$0$0$0None listed on this filingEDGAR ↗
Oct 22, 2012 D/A
PIMCO CAYMAN COMMODITY FUND I LTD
File 021-144044
$0$0$0None listed on this filingEDGAR ↗
Oct 22, 2012 D/A
PIMCO Cayman Commodity Portfolio III, Ltd.
File 021-162916
$0$0$0None listed on this filingEDGAR ↗
Oct 22, 2012 D/A
PIMCO Cayman Commodity Fund VI, Ltd.
File 021-162917
$0$0$0None listed on this filingEDGAR ↗
Oct 22, 2012 D/A
PIMCO Cayman Commodity Fund V, Ltd.
File 021-162918
$0$0$0None listed on this filingEDGAR ↗
Oct 22, 2012 D/A
PIMCO Cayman Commodity Fund VII, Ltd.
File 021-165480
$0$0$0None listed on this filingEDGAR ↗
Jun 27, 2012 D
PIMCO Cayman Japan Fund I Ltd.
File 021-180400
$0$0$0None listed on this filingEDGAR ↗
Jun 27, 2012 D
PIMCO Cayman Japan Fund II Ltd.
File 021-180404
$0$0$0None listed on this filingEDGAR ↗
May 7, 2012 D
PIMCO Cayman Commodity Portfolio IV, Ltd.
File 021-177743
$0$0$0None listed on this filingEDGAR ↗
Mar 27, 2012 D/A
PIMCO Private Funds LLC - PIMCO Broad Market StocksPLUS Total Return Fund
File 021-79041
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Aug 31, 2011 D/A
PIMCO BRAVO Holding Fund I, L.P.
File 021-154050
$0$0$0None listed on this filingEDGAR ↗
Aug 17, 2011 D/A
PIMCO BRAVO Fund, L.P.
File 021-151916
$0$0$0Allianz Global Investor Distributors LLC BrokerCheck CRD 25567 ↗
PIMCO Investments LLC BrokerCheck CRD 154957 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
EDGAR ↗
Aug 17, 2011 D/A
PIMCO BRAVO Fund Onshore Feeder I, L.P.
File 021-151917
$0$0$0Allianz Global Investors DistributorsLLC BrokerCheck CRD 25567 ↗
PIMCO Investments LLC BrokerCheck CRD 154957 ↗
Citigroup Global Markets, Inc. BrokerCheck CRD 7059 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
EDGAR ↗
Aug 17, 2011 D/A
PIMCO BRAVO Fund Offshore Feeder I, L.P.
File 021-151918
$0$0$0Allianz Global Investors Distributors LLC BrokerCheck CRD 25567 ↗
PIMCO Investments LLC BrokerCheck CRD 154957 ↗
Citigroup Global Markets, Inc. BrokerCheck CRD 7059 ↗
EDGAR ↗
Aug 17, 2011 D/A
PIMCO BRAVO Fund Special Onshore Feeder I, L.P.
File 021-154058
$3,380,000 (est.)$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
Citigroup Global Markets, Inc. BrokerCheck CRD 7059 ↗
EDGAR ↗
Aug 17, 2011 D/A
PIMCO BRAVO Fund Special Offshore Feeder I, L.P.
File 021-154060
$3,001,413 (est.)$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
Citigroup Global Markets, Inc. BrokerCheck CRD 7059 ↗
EDGAR ↗
Aug 17, 2011 D/A
PIMCO BRAVO Fund Special Onshore Feeder (TE) I, L.P.
File 021-154063
$440,250 (est.)$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗
EDGAR ↗
Jul 8, 2011 D/A
Overlay Strategies Fund II, a series of PIMCO Offshore Funds
File 021-143933
$0$0$0None listed on this filingEDGAR ↗
Jul 8, 2011 D/A
PIMCO Tail Risk Hedging Fund 1, a series of PIMCO Tail Risk Hedging Funds LLC
File 021-143908
$0$0$0None listed on this filingEDGAR ↗
Apr 7, 2011 D/A
PIMCO EqS Pathfinder Private Fund LLC
File 021-136870
$0$0$0PIMCO Investments LLC BrokerCheck CRD 154957 ↗
via PIMCO Investments LLC (CRD 154957 ↗)
EDGAR ↗
Apr 5, 2011 D/A
PIMCO MONEY MARKET OFFSHORE FUND
File 021-111994
$0$0$0PIMCO Investments LLC BrokerCheck CRD 154957 ↗
via PIMCO Investments LLC (CRD 154957 ↗)
EDGAR ↗
Dec 22, 2010 D
Overlay Strategies Fund V, a series of PIMCO Offshore Funds
File 021-152369
$0$0$0None listed on this filingEDGAR ↗
Dec 9, 2010 D
PIMCO GLOBAL ASSET OPPORTUNITY OFFSHORE FUND, L.P.
File 021-151644
$0$0$0ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC BrokerCheck CRD 25567 ↗EDGAR ↗
Dec 1, 2010 D/A
PIMCO Distressed Credit Fund, L.P.
File 021-145187
$0$0$0ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC BrokerCheck CRD 25567 ↗EDGAR ↗
Dec 1, 2010 D
PIMCO Distressed Credit Fund B, L.P.
File 021-151256
$0$0$0Allianz Global Investors Distributors LLC BrokerCheck CRD 25567 ↗EDGAR ↗
Mar 30, 2010 D/A
RED RIVER HYPI LP
File 021-51336
$0$0$0None listed on this filingEDGAR ↗
Jul 31, 2009 D/A
PIMCO TALF Investment & Recovery Fund (Series A), a series of limited partnership interests in PIMCO Private Funds II, L.P.
File 021-131860
$0$0$0ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC BrokerCheck CRD 25567 ↗EDGAR ↗
Jul 27, 2009 D
PIMCO TALF Investment & Recovery Fund Special Offshore Feeder I, L.P.
File 021-133092
$304,250$0$0CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗EDGAR ↗
Jul 27, 2009 D
PIMCO TALF Investment & Recovery Fund Special Offshore Feeder II, L.P.
File 021-133093
$60,000$0$0DEUTSCHE BANK SECURITIES INC. BrokerCheck CRD 2525 ↗
DEUTSCHE BANK TRUST COMPANY AMERICAS no CRD number reported
EDGAR ↗
Jul 27, 2009 D
PIMCO TALF Investment & Recovery Fund Special Onshore Feeder I, L.P.
File 021-133094
$367,250$0$0CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗EDGAR ↗
Jul 27, 2009 D
PIMCO TALF Investment & Recovery Fund Special Onshore Feeder II, L.P.
File 021-133095
$0$0$0DEUTSCHE BANK SECURITIES INC. BrokerCheck CRD 2525 ↗
DEUTSCHE BANK TRUST COMPANY AMERICAS no CRD number reported
EDGAR ↗
Apr 7, 2009 D/A
PIMCO PensionPLUS Fund LLC
File 021-68520
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 113

Every issuer that named David C. Lown on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Pimco

PIMCO Absolute Return Strategy IV Offshore Fund 1 Ltd

Newport Beach, CA · Mar 31, 2010 → Dec 8, 2016 · 8 filings
  • Dec 8, 2016 · D/A · $2,319,924,432 sold of Indefinite · 52 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Nov 16, 2015 · D/A · $2,293,973,232 sold of Indefinite · 52 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Nov 13, 2014 · D/A · $2,187,055,618 sold of Indefinite · 50 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Apr 2, 2014 · D/A · $2,021,998,051 sold of Indefinite · 49 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Mar 28, 2013 · D/A · $1,591,752,328 sold of Indefinite · 50 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Mar 27, 2012 · D/A · $1,299,283,559 sold of Indefinite · 44 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Mar 29, 2011 · D/A · $1,092,768,451 sold of Indefinite · 39 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Mar 31, 2010 · D/A · $1,191,739,000 sold of Indefinite · 31 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗

Raised $4.94B from 74 investors as of the latest filing. David is listed as executive officer on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO Absolute Return Strategy IV Employee Onshore Fund LLC

Newport Beach, CA · Mar 26, 2013 → Dec 8, 2016 · 5 filings
  • Dec 8, 2016 · D/A · $81,788,995 sold of Indefinite · 26 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $81,788,995 sold of Indefinite · 26 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 13, 2014 · D/A · $75,863,995 sold of Indefinite · 24 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Apr 2, 2014 · D/A · $75,613,995 sold of Indefinite · 23 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 26, 2013 · D · $7,585,000 sold of Indefinite · 9 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $88.4M from 30 investors as of the latest filing. David is listed as executive officer on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO RAE Emerging Markets Fund LLC

Newport Beach, CA · Jun 12, 2015 → Dec 6, 2016 · 3 filings
  • Dec 6, 2016 · D/A · $292,358,224 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $257,391,615 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jun 12, 2015 · D · $257,391,615 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $436.8M from 24 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO RAE International Fund LLC

Newport Beach, CA · Jun 12, 2015 → Dec 6, 2016 · 3 filings
  • Dec 6, 2016 · D/A · $943,071,283 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $862,945,830 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jun 12, 2015 · D · $862,945,830 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $1.02B from 17 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO RAE Global ex-US Fund LLC

Newport Beach, CA · Jun 12, 2015 → Dec 6, 2016 · 3 filings
  • Dec 6, 2016 · D/A · $241,901,020 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $211,901,020 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jun 12, 2015 · D · $211,901,020 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $260.9M from 7 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO RAE Global Fund LLC

Newport Beach, CA · Jun 12, 2015 → Dec 6, 2016 · 3 filings
  • Dec 6, 2016 · D/A · $746,753,455 sold of Indefinite · 11 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $736,953,455 sold of Indefinite · 11 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jun 12, 2015 · D · $736,953,455 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $761.2M from 12 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO RAE US Fund LLC

Newport Beach, CA · Jun 12, 2015 → Dec 6, 2016 · 3 filings
  • Dec 6, 2016 · D/A · $426,656,872 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $420,406,855 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jun 12, 2015 · D · $420,406,855 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $495.8M from 8 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO Private Funds LLC: PIMCO Large Cap StocksPLUS Absolute Return Fund

Newport Beach, CA · Apr 8, 2009 → Dec 6, 2016 · 9 filings
  • Dec 6, 2016 · D/A · $765,794,221 sold of Indefinite · 18 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Nov 16, 2015 · D/A · $765,794,221 sold of Indefinite · 18 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Nov 13, 2014 · D/A · $765,794,221 sold of Indefinite · 18 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Apr 2, 2014 · D/A · $765,794,221 sold of Indefinite · 18 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Mar 28, 2013 · D/A · $765,074,683 sold of Indefinite · 23 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Mar 27, 2012 · D/A · $710,072,640 sold of Indefinite · 5 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Mar 30, 2011 · D/A · $708,572,640 sold of Indefinite · 5 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Mar 30, 2010 · D/A · $712,243,000 sold of Indefinite · 17 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Apr 8, 2009 · D · $712,243,000 sold of Indefinite · 17 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗

Raised $769.7M from 23 investors as of the latest filing. David is listed as executive officer on 9 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO Emerging Markets StocksPLUS AR Fund LLC

Newport Beach, CA · Apr 15, 2015 → Dec 6, 2016 · 3 filings
  • Dec 6, 2016 · D/A · $440,010,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $440,010,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Apr 15, 2015 · D · $200,010,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $440M from 2 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II OFFSHORE FEEDER, L.P.

Newport Beach, CA · Oct 20, 2011 → Dec 6, 2016 · 7 filings
  • Dec 6, 2016 · D/A · $1,385,816,315 sold of Indefinite · 68 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $1,381,516,315 sold of Indefinite · 68 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 13, 2014 · D/A · $1,281,516,315 sold of Indefinite · 68 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Apr 2, 2014 · D/A · $1,281,516,315 sold of Indefinite · 68 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 28, 2013 · D/A · $1,200,316,315 sold of Indefinite · 76 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 27, 2012 · D/A · $995,996,146 sold of Indefinite · 57 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Oct 20, 2011 · D · $861,795,780 sold of Indefinite · 40 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $2.9B from 122 investors as of the latest filing. David is listed as executive officer on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO Tactical Opportunities Offshore Fund L.P.

Newport Beach, CA · Feb 15, 2013 → Dec 6, 2016 · 6 filings
  • Dec 6, 2016 · D/A · $851,444,280 sold of Indefinite · 60 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $472,595,405 sold of Indefinite · 44 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 13, 2014 · D/A · $381,209,875 sold of Indefinite · 31 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Apr 2, 2014 · D/A · $257,709,875 sold of Indefinite · 28 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 28, 2013 · D/A · $42,025,000 sold of Indefinite · 5 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Feb 15, 2013 · D · $30,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $5.38B from 720 investors as of the latest filing. David is listed as executive officer on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO TAIL RISK HEDGING DECEMBER ONSHORE FUND LLC

Newport Beach, CA · Mar 8, 2013 → Dec 2, 2016 · 5 filings
  • Dec 2, 2016 · D/A · $2,069,664 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 20, 2015 · D/A · $1,192,718 sold of Indefinite · 9 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 13, 2014 · D/A · $666,349 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 10, 2014 · D/A · $431,436 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 8, 2013 · D · $282,726 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $2.3M from 12 investors as of the latest filing. David is listed as executive officer on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO Tail Risk Hedging March Onshore Fund LLC

Newport Beach, CA · Sep 16, 2013 → Dec 2, 2016 · 5 filings
  • Dec 2, 2016 · D/A · $55,500 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 20, 2015 · D/A · $55,500 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 13, 2014 · D/A · $55,500 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Apr 2, 2014 · D/A · $30,500 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Sep 16, 2013 · D · $5,950,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $5.95M from 2 investors as of the latest filing. David is listed as executive officer on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO Tactical Opportunities Onshore Fund L.P.

Newport Beach, CA · Feb 15, 2013 → Dec 2, 2016 · 6 filings
  • Dec 2, 2016 · D/A · $204,385,441 sold of Indefinite · 82 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $142,894,495 sold of Indefinite · 71 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 13, 2014 · D/A · $102,014,864 sold of Indefinite · 58 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Apr 2, 2014 · D/A · $51,399,894 sold of Indefinite · 44 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 28, 2013 · D/A · $14,797,143 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Feb 15, 2013 · D · $8,940,000 sold of Indefinite · 9 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $1.39B from 355 investors as of the latest filing. David is listed as executive officer on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO Tail Risk Hedging September Onshore Fund LLC

Newport Beach, CA · Oct 16, 2013 → Dec 2, 2016 · 5 filings
  • Dec 2, 2016 · D/A · $39,500 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 20, 2015 · D/A · $39,500 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 13, 2014 · D/A · $39,500 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Apr 2, 2014 · D/A · $39,500 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Oct 16, 2013 · D · $39,500 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $40K from 2 investors as of the latest filing. David is listed as executive officer on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II, L.P.

Newport Beach, CA · Oct 20, 2011 → Dec 2, 2016 · 7 filings
  • Dec 2, 2016 · D/A · $934,357,463 sold of Indefinite · 61 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE MANAGING MEMBER) EDGAR ↗
  • Nov 16, 2015 · D/A · $934,157,463 sold of Indefinite · 60 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE MANAGING MEMBER) EDGAR ↗
  • Nov 13, 2014 · D/A · $933,690,463 sold of Indefinite · 60 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE MANAGING MEMBER) EDGAR ↗
  • Apr 2, 2014 · D/A · $933,690,463 sold of Indefinite · 60 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE MANAGING MEMBER) EDGAR ↗
  • Mar 28, 2013 · D/A · $962,849,178 sold of Indefinite · 62 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE MANAGING MEMBER) EDGAR ↗
  • Mar 27, 2012 · D/A · $817,731,301 sold of Indefinite · 52 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE MANAGING MEMBER) EDGAR ↗
  • Oct 20, 2011 · D · $689,506,927 sold of Indefinite · 38 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.52B from 75 investors as of the latest filing. David is listed as executive officer on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO Multi-Asset Volatility Onshore Fund LLC

Newport Beach, CA · Sep 19, 2012 → Dec 2, 2016 · 6 filings
  • Dec 2, 2016 · D/A · $169,668,031 sold of Indefinite · 77 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $163,080,531 sold of Indefinite · 73 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 13, 2014 · D/A · $161,143,031 sold of Indefinite · 71 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Apr 2, 2014 · D/A · $126,293,031 sold of Indefinite · 70 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 28, 2013 · D/A · $89,382,031 sold of Indefinite · 71 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Sep 19, 2012 · D · $21,843,152 sold of Indefinite · 27 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $271M from 84 investors as of the latest filing. David is listed as executive officer on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO Dividend Emerging Market Equity Sector Fund LLC

Newport Beach, CA · Apr 15, 2015 → Dec 2, 2016 · 3 filings
  • Dec 2, 2016 · D/A · $33,541,344 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $33,541,344 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Apr 15, 2015 · D · $15,510,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $33.5M from 2 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO Global Cross-asset Opportunities Employee Onshore Fund LLC

Newport Beach, CA · Mar 26, 2013 → Dec 2, 2016 · 5 filings
  • Dec 2, 2016 · D/A · $45,895,610 sold of Indefinite · 38 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $38,958,970 sold of Indefinite · 32 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 13, 2014 · D/A · $29,558,970 sold of Indefinite · 29 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Apr 2, 2014 · D/A · $24,214,000 sold of Indefinite · 26 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 26, 2013 · D · $3,815,000 sold of Indefinite · 11 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $69.9M from 67 investors as of the latest filing. David is listed as executive officer on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO Absolute Return Strategy V Onshore Fund LLC

Newport Beach, CA · Feb 19, 2016 → Dec 2, 2016 · 2 filings
  • Dec 2, 2016 · D/A · $67,307,060 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Feb 19, 2016 · D · $67,207,060 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $241.5M from 13 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO LOAN INTERESTS & CREDIT ONSHORE FUND LLC

Newport Beach, CA · Sep 16, 2013 → Dec 2, 2016 · 5 filings
  • Dec 2, 2016 · D/A · $8,800,481 sold of Indefinite · 9 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $8,800,481 sold of Indefinite · 9 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 14, 2014 · D/A · $7,700,500 sold of Indefinite · 7 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Apr 2, 2014 · D/A · $2,200,500 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Sep 16, 2013 · D · $1,500,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $10.3M from 10 investors as of the latest filing. David is listed as executive officer on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO ABSOLUTE RETURN STRATEGY IV FUND LLC

Newport Beach, CA · Apr 8, 2009 → Dec 2, 2016 · 9 filings
  • Dec 2, 2016 · D/A · $731,438,331 sold of Indefinite · 64 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Nov 16, 2015 · D/A · $722,401,039 sold of Indefinite · 62 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Nov 13, 2014 · D/A · $709,519,826 sold of Indefinite · 60 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Apr 2, 2014 · D/A · $651,122,201 sold of Indefinite · 58 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Mar 28, 2013 · D/A · $444,675,509 sold of Indefinite · 67 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Mar 27, 2012 · D/A · $282,772,495 sold of Indefinite · 57 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Mar 30, 2011 · D/A · $267,674,595 sold of Indefinite · 52 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Mar 29, 2010 · D/A · $265,125,000 sold of Indefinite · 51 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Apr 8, 2009 · D/A · $260,825,000 sold of Indefinite · 49 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗

Raised $828.7M from 70 investors as of the latest filing. David is listed as executive officer on 9 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO Absolute Return Strategy 3 Onshore Fund LLC

Newport Beach, CA · Apr 7, 2009 → Dec 2, 2016 · 9 filings
  • Dec 2, 2016 · D/A · $237,424,763 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Nov 16, 2015 · D/A · $237,424,763 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Nov 13, 2014 · D/A · $237,424,763 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Apr 2, 2014 · D/A · $237,424,763 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Mar 28, 2013 · D/A · $237,424,763 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Mar 27, 2012 · D/A · $230,924,763 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Mar 30, 2011 · D/A · $230,924,763 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Mar 29, 2010 · D/A · $218,925,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Apr 7, 2009 · D/A · $218,925,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗

Raised $237.4M from 4 investors as of the latest filing. David is listed as executive officer on 9 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO Absolute Return Strategy 3E Onshore Fund LLC

Newport Beach, CA · Apr 8, 2009 → Dec 2, 2016 · 9 filings
  • Dec 2, 2016 · D/A · $248,110,000 sold of Indefinite · 13 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Nov 16, 2015 · D/A · $223,110,000 sold of Indefinite · 12 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Nov 13, 2014 · D/A · $223,110,000 sold of Indefinite · 12 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Apr 2, 2014 · D/A · $223,110,000 sold of Indefinite · 12 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Mar 28, 2013 · D/A · $363,010,000 sold of Indefinite · 11 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Mar 27, 2012 · D/A · $167,710,000 sold of Indefinite · 7 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Mar 30, 2011 · D/A · $159,110,000 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Mar 29, 2010 · D/A · $154,110,000 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Apr 8, 2009 · D/A · $154,110,000 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗

Raised $363M from 15 investors as of the latest filing. David is listed as executive officer on 9 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO Global Cross-asset Opportunities Onshore Fund LLC

Newport Beach, CA · Apr 7, 2009 → Dec 2, 2016 · 9 filings
  • Dec 2, 2016 · D/A · $419,235,507 sold of Indefinite · 23 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Nov 16, 2015 · D/A · $292,300,507 sold of Indefinite · 15 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Nov 13, 2014 · D/A · $285,215,507 sold of Indefinite · 11 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Apr 2, 2014 · D/A · $230,145,507 sold of Indefinite · 9 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Mar 28, 2013 · D/A · $61,205,000 sold of Indefinite · 14 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Mar 27, 2012 · D/A · $7,830,000 sold of Indefinite · 10 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Mar 30, 2011 · D/A · $7,125,000 sold of Indefinite · 5 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Mar 30, 2010 · D/A · $5,400,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Apr 7, 2009 · D · $5,400,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗

Raised $975.7M from 36 investors as of the latest filing. David is listed as executive officer on 9 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO Municipal Funds LLC: PIMCO Municipal Focus Strategy Fund

Newport Beach, CA · Apr 9, 2009 → Dec 2, 2016 · 9 filings
  • Dec 2, 2016 · D/A · $169,602,143 sold of Indefinite · 72 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Nov 16, 2015 · D/A · $169,602,143 sold of Indefinite · 72 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Nov 13, 2014 · D/A · $169,602,143 sold of Indefinite · 72 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Apr 2, 2014 · D/A · $169,602,143 sold of Indefinite · 72 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Mar 28, 2013 · D/A · $167,392,143 sold of Indefinite · 72 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Mar 27, 2012 · D/A · $159,992,143 sold of Indefinite · 69 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Mar 30, 2011 · D/A · $154,697,143 sold of Indefinite · 67 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Mar 30, 2010 · D/A · $145,756,000 sold of Indefinite · 66 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Apr 9, 2009 · D/A · $131,677,000 sold of Indefinite · 59 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗

Raised $176.2M from 75 investors as of the latest filing. David is listed as executive officer on 9 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO PRIVATE SERIES Co LLC: PIMCO MUNICIPAL REAL RETURN FUND

Newport Beach, CA · Apr 9, 2009 → Dec 2, 2016 · 9 filings
  • Dec 2, 2016 · D/A · $869,969,758 sold of Indefinite · 382 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Nov 16, 2015 · D/A · $869,969,758 sold of Indefinite · 382 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Nov 13, 2014 · D/A · $867,969,758 sold of Indefinite · 382 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Apr 2, 2014 · D/A · $867,969,758 sold of Indefinite · 382 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Mar 28, 2013 · D/A · $860,969,758 sold of Indefinite · 373 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Mar 27, 2012 · D/A · $832,835,758 sold of Indefinite · 350 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Mar 30, 2011 · D/A · $786,843,758 sold of Indefinite · 333 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Mar 30, 2010 · D/A · $1,035,663,000 sold of Indefinite · 316 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Apr 9, 2009 · D/A · $944,803,000 sold of Indefinite · 286 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗

Raised $1.04B from 383 investors as of the latest filing. David is listed as executive officer on 9 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO TAIL RISK HEDGING JUNE ONSHORE FUND, LLC

Newport Beach, CA · Oct 11, 2012 → Dec 2, 2016 · 6 filings
  • Dec 2, 2016 · D/A · $3,006,948 sold of Indefinite · 7 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 20, 2015 · D/A · $2,107,948 sold of Indefinite · 7 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 13, 2014 · D/A · $1,400,324 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Apr 2, 2014 · D/A · $1,067,774 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 28, 2013 · D/A · $774,500 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Oct 11, 2012 · D · $714,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $3.01M from 7 investors as of the latest filing. David is listed as executive officer on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PHFS I SP, A Segregated Portfolio of PHFS Series SPC

Newport Beach, CA · Jul 21, 2015 → Dec 2, 2016 · 3 filings
  • Dec 2, 2016 · D/A · $253,700,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $186,800,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jul 21, 2015 · D · $194,000,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $253.7M from 5 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PHFS II SP, A Segregated Portfolio of PHFS Series SPC

Newport Beach, CA · Jul 21, 2015 → Dec 2, 2016 · 3 filings
  • Dec 2, 2016 · D/A · $301,500,016 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $252,350,500 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jul 21, 2015 · D · $465,000,000 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $465M from 8 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PHFS III SP, A Segregated Portfolio of PHFS Series SPC

Newport Beach, CA · Nov 2, 2015 → Dec 2, 2016 · 2 filings
  • Dec 2, 2016 · D/A · $707,100,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 2, 2015 · D · $25,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $1.53B from 25 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PHFS IV SP, A Segregated Portfolio of PHFS Series SPC

Newport Beach, CA · Mar 9, 2016 → Dec 2, 2016 · 2 filings
  • Dec 2, 2016 · D/A · $20,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 9, 2016 · D · $20,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $282.9M from 8 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PHFS V SP, A Segregated Portfolio of PHFS Series SPC

Newport Beach, CA · May 11, 2016 → Dec 2, 2016 · 2 filings
  • Dec 2, 2016 · D/A · $218,496,167 sold of Indefinite · 7 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • May 11, 2016 · D · $207,000,000 sold of Indefinite · 7 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $218.5M from 7 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO Absolute Return Strategy 3E Offshore Fund Ltd.

Newport Beach, CA · Apr 1, 2010 → Dec 2, 2016 · 8 filings
  • Dec 2, 2016 · D/A · $2,491,175,230 sold of Indefinite · 58 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Nov 16, 2015 · D/A · $2,443,255,280 sold of Indefinite · 56 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Nov 13, 2014 · D/A · $2,368,915,280 sold of Indefinite · 56 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Apr 2, 2014 · D/A · $2,284,027,316 sold of Indefinite · 55 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Mar 28, 2013 · D/A · $1,678,525,274 sold of Indefinite · 60 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Mar 27, 2012 · D/A · $1,458,987,705 sold of Indefinite · 51 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Mar 29, 2011 · D/A · $1,445,626,134 sold of Indefinite · 50 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Apr 1, 2010 · D/A · $1,334,790,000 sold of Indefinite · 39 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗

Raised $2.56B from 62 investors as of the latest filing. David is listed as executive officer on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO Absolute Return Strategy III Overlay Offshore Fund Ltd.

Newport Beach, CA · May 29, 2013 → Dec 2, 2016 · 5 filings
  • Dec 2, 2016 · D/A · $90,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $90,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 13, 2014 · D/A · $90,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Apr 2, 2014 · D/A · $90,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • May 29, 2013 · D · $90,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $90M from 1 investor as of the latest filing. David is listed as executive officer on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO ABSOLUTE RETURN STRATEGY IV OFFSHORE FUND 2 LTD

Newport Beach, CA · Mar 31, 2010 → Dec 2, 2016 · 8 filings
  • Dec 2, 2016 · D/A · $2,099,521,024 sold of Indefinite · 185 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Nov 16, 2015 · D/A · $1,998,690,623 sold of Indefinite · 179 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Nov 13, 2014 · D/A · $1,976,719,471 sold of Indefinite · 177 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Apr 2, 2014 · D/A · $1,970,794,471 sold of Indefinite · 177 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Mar 28, 2013 · D/A · $1,696,660,203 sold of Indefinite · 182 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Mar 27, 2012 · D/A · $1,183,609,674 sold of Indefinite · 171 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Mar 29, 2011 · D/A · $1,076,944,674 sold of Indefinite · 169 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Mar 31, 2010 · D/A · $1,326,696,000 sold of Indefinite · 161 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗

Raised $2.19B from 204 investors as of the latest filing. David is listed as executive officer on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO BRAVO Fund III Special Offshore Feeder, L.P.

Newport Beach, CA · Dec 1, 2016
  • Dec 1, 2016 · D · $8,050,000 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $27.6M from 29 investors as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO BRAVO Fund III Special Onshore Feeder TE, L.P.

Newport Beach, CA · Dec 1, 2016
  • Dec 1, 2016 · D · $14,525,000 sold of Indefinite · 39 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $35M from 103 investors as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO BRAVO Fund III Special Onshore Feeder, L.P.

Newport Beach, CA · Dec 1, 2016
  • Dec 1, 2016 · D · $45,200,000 sold of Indefinite · 99 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $142.3M from 305 investors as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO BRAVO Fund III Offshore Feeder, L.P.

Newport Beach, CA · Dec 1, 2016
  • Dec 1, 2016 · D · $277,050,000 sold of Indefinite · 16 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $1.73B from 49 investors as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO BRAVO Fund III Onshore Feeder TE, L.P.

Newport Beach, CA · Dec 1, 2016
  • Dec 1, 2016 · D · $361,348,000 sold of Indefinite · 49 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $1.26B from 122 investors as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO BRAVO Fund III Onshore Feeder, L.P.

Newport Beach, CA · Dec 1, 2016
  • Dec 1, 2016 · D · $112,195,000 sold of Indefinite · 40 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $990.5M from 101 investors as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO ABSOLUTE RETURN STRATEGY V OFFSHORE FUND LTD

Newport Beach, CA · Apr 2, 2010 → Dec 1, 2016 · 8 filings
  • Dec 1, 2016 · D/A · $1,875,242,569 sold of Indefinite · 81 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $1,347,008,679 sold of Indefinite · 65 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 13, 2014 · D/A · $1,076,907,725 sold of Indefinite · 51 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Apr 2, 2014 · D/A · $1,053,907,725 sold of Indefinite · 50 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 28, 2013 · D/A · $937,223,725 sold of Indefinite · 46 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 27, 2012 · D/A · $871,968,824 sold of Indefinite · 40 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Mar 29, 2011 · D/A · $870,768,824 sold of Indefinite · 38 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Apr 2, 2010 · D/A · $870,087,000 sold of Indefinite · 10 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗

Raised $2.25B from 95 investors as of the latest filing. David is listed as executive officer on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO GLOBAL CROSS-ASSET OPPORTUNITIES OFFSHORE FUND LTD.

Newport Beach, CA · Apr 2, 2010 → Dec 1, 2016 · 8 filings
  • Dec 1, 2016 · D/A · $2,915,970,710 sold of Indefinite · 106 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Nov 16, 2015 · D/A · $2,161,640,996 sold of Indefinite · 59 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Nov 13, 2014 · D/A · $1,615,016,483 sold of Indefinite · 42 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Apr 2, 2014 · D/A · $1,348,386,268 sold of Indefinite · 32 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Mar 28, 2013 · D/A · $1,049,324,032 sold of Indefinite · 26 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Mar 27, 2012 · D/A · $622,482,026 sold of Indefinite · 13 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Mar 29, 2011 · D/A · $591,939,433 sold of Indefinite · 11 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Apr 2, 2010 · D/A · $557,889,000 sold of Indefinite · 7 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗

Raised $7.15B from 214 investors as of the latest filing. David is listed as executive officer on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO Multi-Asset Volatility Offshore Fund II Ltd.

Newport Beach, CA · Feb 25, 2013 → Dec 1, 2016 · 6 filings
  • Dec 1, 2016 · D/A · $402,257,069 sold of Indefinite · 7 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $402,085,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 13, 2014 · D/A · $401,725,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Apr 2, 2014 · D/A · $350,000,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 28, 2013 · D/A · $301,225,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Feb 25, 2013 · D · $300,000,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $404.4M from 12 investors as of the latest filing. David is listed as executive officer on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO Loan Interests & Credit Offshore Fund Ltd.

Newport Beach, CA · Aug 9, 2012 → Dec 1, 2016 · 6 filings
  • Dec 1, 2016 · D/A · $1,192,819,523 sold of Indefinite · 36 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $1,019,432,007 sold of Indefinite · 36 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 13, 2014 · D/A · $937,503,115 sold of Indefinite · 31 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Apr 2, 2014 · D/A · $722,637,781 sold of Indefinite · 26 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 28, 2013 · D/A · $340,510,500 sold of Indefinite · 14 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Aug 9, 2012 · D · $118,000,000 sold of Indefinite · 6 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $1.39B from 89 investors as of the latest filing. David is listed as executive officer on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO MULTI-ASSET VOLATILITY OFFSHORE FUND LTD.

Newport Beach, CA · Aug 10, 2011 → Dec 1, 2016 · 7 filings
  • Dec 1, 2016 · D/A · $1,600,251,032 sold of Indefinite · 89 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $1,311,927,907 sold of Indefinite · 82 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 13, 2014 · D/A · $1,250,709,216 sold of Indefinite · 80 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Apr 2, 2014 · D/A · $1,158,510,140 sold of Indefinite · 79 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 28, 2013 · D/A · $747,207,922 sold of Indefinite · 49 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 27, 2012 · D/A · $170,025,000 sold of Indefinite · 25 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Aug 10, 2011 · D · $72,710,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.63B from 93 investors as of the latest filing. David is listed as executive officer on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO Combined Alpha Strategies Offshore Fund Ltd

Newport Beach, CA · Apr 1, 2010 → Dec 1, 2016 · 8 filings
  • Dec 1, 2016 · D/A · $946,185,657 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Nov 16, 2015 · D/A · $946,185,657 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Nov 13, 2014 · D/A · $946,185,657 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Apr 2, 2014 · D/A · $946,185,657 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Mar 28, 2013 · D/A · $946,185,657 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Mar 27, 2012 · D/A · $928,185,657 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Mar 29, 2011 · D/A · $928,185,657 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Apr 1, 2010 · D/A · $1,129,907,000 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗

Raised $1.13B from 4 investors as of the latest filing. David is listed as executive officer on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO Absolute Return Strategy 3 Offshore Fund Ltd.

Newport Beach, CA · Mar 31, 2010 → Dec 1, 2016 · 8 filings
  • Dec 1, 2016 · D/A · $2,501,421,109 sold of Indefinite · 18 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Nov 16, 2015 · D/A · $2,501,421,109 sold of Indefinite · 18 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Nov 13, 2014 · D/A · $2,501,421,109 sold of Indefinite · 18 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Apr 2, 2014 · D/A · $2,474,669,446 sold of Indefinite · 16 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Mar 28, 2013 · D/A · $2,146,383,345 sold of Indefinite · 16 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Mar 27, 2012 · D/A · $1,649,297,945 sold of Indefinite · 14 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Mar 29, 2011 · D/A · $1,464,597,945 sold of Indefinite · 14 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Mar 31, 2010 · D/A · $1,442,816,000 sold of Indefinite · 12 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗

Raised $2.5B from 19 investors as of the latest filing. David is listed as executive officer on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO Global Inflation Linked Bond Fund Ltd.

Newport Beach, CA · Dec 31, 2014 → Dec 1, 2016 · 3 filings
  • Dec 1, 2016 · D/A · $209,560,000 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $156,900,000 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 31, 2014 · D · $100,000,000 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $1.7B from 30 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO TAIL RISK HEDGING SEPTEMBER OFFSHORE FUND LTD.

Newport Beach, CA · Oct 16, 2013 → Dec 1, 2016 · 5 filings
  • Dec 1, 2016 · D/A · $3,777,900 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 20, 2015 · D/A · $3,777,900 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 13, 2014 · D/A · $3,777,900 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Apr 2, 2014 · D/A · $3,777,900 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Oct 16, 2013 · D · $1,500,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $3.78M from 3 investors as of the latest filing. David is listed as executive officer on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO Cayman Mortgage Fund, a series of PIMCO Cayman Trust

Grand Cayman, Cayman Islands (as filed: E9) · Nov 14, 2016
  • Nov 14, 2016 · D · $1,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Adviser) EDGAR ↗

Raised $1.91M from 1 investor as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PHFS III Equity Dispersion Offshore Fund, L.P.

Newport Beach, CA · Nov 9, 2016
  • Nov 9, 2016 · D · $27,580,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $134.9M from 10 investors as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO Corporate Opportunities Fund II Onshore Feeder, L.P.

Newport Beach, CA · Jan 15, 2016 → Oct 5, 2016 · 4 filings
  • Oct 5, 2016 · D/A · $523,268,320 sold of Indefinite · 83 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Sep 13, 2016 · D/A · $259,118,320 sold of Indefinite · 77 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • May 5, 2016 · D/A · $137,620,000 sold of Indefinite · 70 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jan 15, 2016 · D · $136,170,000 sold of Indefinite · 66 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $603.9M from 103 investors as of the latest filing. David is listed as executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO Corporate Opportunities Fund II, L.P.

Newport Beach, CA · Jan 15, 2016 → Oct 5, 2016 · 4 filings
  • Oct 5, 2016 · D/A · $468,375,000 sold of Indefinite · 77 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Sep 13, 2016 · D/A · $467,625,000 sold of Indefinite · 76 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • May 5, 2016 · D/A · $239,875,000 sold of Indefinite · 66 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jan 15, 2016 · D · $187,325,000 sold of Indefinite · 62 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $550.4M from 91 investors as of the latest filing. David is listed as executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO Corporate Opportunities Fund II Offshore Feeder, L.P.

Newport Beach, CA · Jan 15, 2016 → Sep 13, 2016 · 3 filings
  • Sep 13, 2016 · D/A · $123,312,500 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • May 5, 2016 · D/A · $111,687,500 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jan 15, 2016 · D · $100,750,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $146.1M from 13 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO ELEVEN POINT FUND, LP

Newport Beach, CA · Mar 15, 2016
  • Mar 15, 2016 · D · $601,990,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $602M from 2 investors as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund

RAE Fund I, a series of PIMCO Offshore Funds

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jul 6, 2015
  • Jul 6, 2015 · D · $34,027,231 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $34M from 1 investor as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO Capital Securities Fund (Cayman) Ltd

Newport Beach, CA · Apr 29, 2015
  • Apr 29, 2015 · D · $1,040,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗

Raised $3.23M from 1 investor as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO ABSOLUTE RETURN STRATEGY IV IDF LLC

Newport Beach, CA · Apr 7, 2009 → Dec 4, 2014 · 8 filings
  • Dec 4, 2014 · D/A · $37,753,379 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗
  • Nov 13, 2014 · D/A · $37,753,379 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Apr 2, 2014 · D/A · $37,753,379 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Mar 28, 2013 · D/A · $37,753,379 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Mar 27, 2012 · D/A · $33,700,000 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Mar 30, 2011 · D/A · $33,700,000 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Mar 29, 2010 · D/A · $33,500,000 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Apr 7, 2009 · D/A · $32,500,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗

Raised $142.9M from 10 investors as of the latest filing. David is listed as executive officer on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

StocksPLUS, L.P.

Newport Beach, CA · Apr 1, 2010 → Dec 4, 2014 · 7 filings
  • Dec 4, 2014 · D/A · $4,744,344,959 sold of Indefinite · 232 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗
  • Nov 13, 2014 · D/A · $4,773,344,959 sold of Indefinite · 232 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Apr 2, 2014 · D/A · $4,744,344,959 sold of Indefinite · 232 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Mar 28, 2013 · D/A · $4,685,394,932 sold of Indefinite · 234 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Mar 27, 2012 · D/A · $4,646,317,870 sold of Indefinite · 232 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Mar 31, 2011 · D/A · $4,634,067,870 sold of Indefinite · 232 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Apr 1, 2010 · D/A · $4,502,192,000 sold of Indefinite · 231 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗

Raised $5.5B from 242 investors as of the latest filing. David is listed as executive officer on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO COMMODITY ALPHA FUND LLC

Newport Beach, CA · Mar 4, 2013 → Nov 26, 2014 · 2 filings
  • Nov 26, 2014 · D/A · $43,794,168 sold of Indefinite · 34 investors · min. $5,000,000 · role: Executive Officer (Managing Director of the Manager) EDGAR ↗
  • Mar 4, 2013 · D · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Executive Officer (Managing Director of the Manager) EDGAR ↗

Raised $670M from 59 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO Horseshoe Fund, LP

Newport Beach, CA · Nov 10, 2014
  • Nov 10, 2014 · D · $505,000,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $505M from 2 investors as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO ST Floating NAV III Subsidiary LLC

Newport Beach, CA · Jul 31, 2014
  • Jul 31, 2014 · D · $110,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗

Raised $2.54B from 1 investor as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO International Portfolio Subsidiary LLC

Newport Beach, CA · Jul 8, 2014
  • Jul 8, 2014 · D · $5,557,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗

Raised $100.1M from 1 investor as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO TRENDS - 1 FUND LLC

Newport Beach, CA · Jan 27, 2010 → Apr 2, 2014 · 6 filings
  • Apr 2, 2014 · D/A · $4,900,000 sold of Indefinite · 2 investors · min. $500,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Mar 28, 2013 · D/A · $4,900,000 sold of Indefinite · 2 investors · min. $500,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Mar 27, 2012 · D/A · $3,900,000 sold of Indefinite · 2 investors · min. $500,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Mar 30, 2011 · D/A · $3,600,000 sold of Indefinite · 2 investors · min. $500,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Feb 3, 2011 · D/A · $3,600,000 sold of Indefinite · 2 investors · min. $500,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Jan 27, 2010 · D/A · $3,300,000 sold of Indefinite · 2 investors · min. $500,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗

Raised $4.9M from 2 investors as of the latest filing. David is listed as executive officer on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO BRAVO Fund II Special Offshore Feeder, L.P.

Newport Beach, CA · Nov 14, 2013 → Mar 28, 2014 · 4 filings
  • Mar 28, 2014 · D/A · $26,650,000 sold of Indefinite · 48 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jan 30, 2014 · D/A · $24,650,000 sold of Indefinite · 47 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 23, 2013 · D/A · $23,800,000 sold of Indefinite · 44 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 14, 2013 · D · $18,500,000 sold of Indefinite · 30 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $26.6M from 48 investors as of the latest filing. David is listed as executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO BRAVO Fund II Special Onshore Feeder (TE), L.P.

Newport Beach, CA · Nov 14, 2013 → Mar 28, 2014 · 4 filings
  • Mar 28, 2014 · D/A · $94,021,000 sold of Indefinite · 223 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jan 30, 2014 · D/A · $74,521,000 sold of Indefinite · 185 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 23, 2013 · D/A · $66,321,000 sold of Indefinite · 165 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 14, 2013 · D · $50,171,000 sold of Indefinite · 121 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $94M from 223 investors as of the latest filing. David is listed as executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO BRAVO Fund II Special Onshore Feeder, L.P.

Newport Beach, CA · Nov 14, 2013 → Mar 28, 2014 · 4 filings
  • Mar 28, 2014 · D/A · $426,340,000 sold of Indefinite · 784 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jan 30, 2014 · D/A · $377,290,000 sold of Indefinite · 680 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 23, 2013 · D/A · $337,640,000 sold of Indefinite · 604 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 14, 2013 · D · $252,100,000 sold of Indefinite · 436 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $426.3M from 784 investors as of the latest filing. David is listed as executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO BRAVO FUND OFFSHORE FEEDER II, LTD.

Newport Beach, CA · Mar 28, 2013 → Mar 28, 2014 · 3 filings
  • Mar 28, 2014 · D/A · $73,500,000 sold of Indefinite · 5 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 23, 2013 · D/A · $73,500,000 sold of Indefinite · 5 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 28, 2013 · D · $50,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $73.5M from 5 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO BRAVO FUND OFFSHORE FEEDER II, L.P.

Newport Beach, CA · Mar 28, 2013 → Mar 28, 2014 · 3 filings
  • Mar 28, 2014 · D/A · $1,959,765,000 sold of Indefinite · 51 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 23, 2013 · D/A · $1,375,000,000 sold of Indefinite · 40 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 28, 2013 · D · $361,415,000 sold of Indefinite · 11 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $1.96B from 51 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO BRAVO FUND ONSHORE FEEDER II, L.P.

Newport Beach, CA · Mar 28, 2013 → Mar 28, 2014 · 5 filings
  • Mar 28, 2014 · D/A · $1,550,376,500 sold of Indefinite · 137 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jan 30, 2014 · D/A · $1,083,681,500 sold of Indefinite · 98 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 23, 2013 · D/A · $1,076,481,500 sold of Indefinite · 95 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Oct 4, 2013 · D/A · $924,548,000 sold of Indefinite · 65 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 28, 2013 · D · $198,555,000 sold of Indefinite · 14 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $1.55B from 137 investors as of the latest filing. David is listed as executive officer on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO BRAVO FUND II, L.P.

Newport Beach, CA · Mar 28, 2013 → Mar 28, 2014 · 5 filings
  • Mar 28, 2014 · D/A · $1,364,159,390 sold of Indefinite · 178 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jan 30, 2014 · D/A · $958,974,390 sold of Indefinite · 145 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 23, 2013 · D/A · $946,974,390 sold of Indefinite · 142 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Oct 4, 2013 · D/A · $527,424,390 sold of Indefinite · 102 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 28, 2013 · D · $130,980,000 sold of Indefinite · 54 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $1.36B from 178 investors as of the latest filing. David is listed as executive officer on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO Cayman Commodity Fund VIII, Ltd.

Newport Beach, CA · Jan 15, 2014
  • Jan 15, 2014 · D · $10,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗

Raised $87.6M from 1 investor as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pimco

PIMCO Global Credit Opportunity Offshore Fund II, Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Apr 29, 2010 → Mar 28, 2013 · 4 filings
  • Mar 28, 2013 · D/A · $170,000,000 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Mar 27, 2012 · D/A · $170,000,000 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Mar 29, 2011 · D/A · $170,000,000 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Apr 29, 2010 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗

Raised $170M from 3 investors as of the latest filing. David is listed as executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pimco

PIMCO COMMODITY ALPHA FUND LTD.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 1, 2013
  • Mar 1, 2013 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director (Managing Director of the Investment Manager) EDGAR ↗

Raised $2.12B from 81 investors as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pimco

PIMCO Cayman Japan Portfolio I Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Feb 7, 2013
  • Feb 7, 2013 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗

No sales reported yet as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pimco

PIMCO Cayman Commodity Fund VII, Ltd.

Newport Beach, CA · Sep 7, 2011 → Oct 22, 2012 · 2 filings
  • Oct 22, 2012 · D/A · $12,800,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗
  • Sep 7, 2011 · D · $300,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗

Raised $196.5M from 1 investor as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pimco

PIMCO Cayman Commodity Fund V, Ltd.

Newport Beach, CA · Jul 14, 2011 → Oct 22, 2012 · 2 filings
  • Oct 22, 2012 · D/A · $10,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗
  • Jul 14, 2011 · D · $10,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗

Raised $10K from 1 investor as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pimco

PIMCO Cayman Commodity Fund VI, Ltd.

Newport Beach, CA · Jul 14, 2011 → Oct 22, 2012 · 2 filings
  • Oct 22, 2012 · D/A · $23,046,557 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗
  • Jul 14, 2011 · D · $980,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗

Raised $23M from 1 investor as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pimco

PIMCO Cayman Commodity Portfolio III, Ltd.

Newport Beach, CA · Jul 14, 2011 → Oct 22, 2012 · 2 filings
  • Oct 22, 2012 · D/A · $21,003,138 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗
  • Jul 14, 2011 · D · $98,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗

Raised $21M from 1 investor as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pimco

PIMCO CAYMAN COMMODITY PORTFOLIO I LTD

Newport Beach, CA · Jun 24, 2010 → Oct 22, 2012 · 3 filings
  • Oct 22, 2012 · D/A · $319,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗
  • Aug 5, 2011 · D/A · $200,038,283 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗
  • Jun 24, 2010 · D · $200,179,725 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗

Raised $319M from 1 investor as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pimco

PIMCO CAYMAN COMMODITY FUND I LTD

Newport Beach, CA · Jun 25, 2010 → Oct 22, 2012 · 3 filings
  • Oct 22, 2012 · D/A · $12,010,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗
  • Aug 5, 2011 · D/A · $8,048,578,274 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗
  • Jun 25, 2010 · D · $7,448,636,698 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗

Raised $12.01B from 1 investor as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pimco

PIMCO Cayman Commodity Fund IV Ltd.

Newport Beach, CA · Jun 23, 2010 → Oct 22, 2012 · 3 filings
  • Oct 22, 2012 · D/A · $6,240,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗
  • Aug 5, 2011 · D/A · $3,600,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗
  • Jun 23, 2010 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗

Raised $6.24M from 1 investor as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pimco

PIMCO Cayman Commodity Fund III Ltd.

Newport Beach, CA · Jun 23, 2010 → Oct 22, 2012 · 3 filings
  • Oct 22, 2012 · D/A · $1,930,025,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗
  • Aug 5, 2011 · D/A · $420,025,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗
  • Jun 23, 2010 · D · $28,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗

Raised $1.93B from 1 investor as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pimco

PIMCO CAYMAN COMMODITY PORTFOLIO II LTD

Newport Beach, CA · Jun 23, 2010 → Oct 22, 2012 · 3 filings
  • Oct 22, 2012 · D/A · $209,729,001 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗
  • Aug 5, 2011 · D/A · $29,739,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗
  • Jun 23, 2010 · D/A · $6,751,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗

Raised $209.7M from 1 investor as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pimco

PIMCO CAYMAN COMMODITY FUND II LTD

Newport Beach, CA · Jun 22, 2010 → Oct 22, 2012 · 3 filings
  • Oct 22, 2012 · D/A · $619,338,001 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗
  • Aug 5, 2011 · D/A · $94,438,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗
  • Jun 22, 2010 · D/A · $49,438,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗

Raised $619.3M from 1 investor as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pimco

PIMCO Cayman Japan Fund II Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jun 27, 2012
  • Jun 27, 2012 · D · $3,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗

Raised $3M from 1 investor as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pimco

PIMCO Cayman Japan Fund I Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jun 27, 2012
  • Jun 27, 2012 · D · $3,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗

Raised $3M from 1 investor as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pimco

PIMCO Cayman Commodity Portfolio IV, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · May 7, 2012
  • May 7, 2012 · D · $3,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗

Raised $3M from 1 investor as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pimco

PIMCO Private Funds LLC - PIMCO Broad Market StocksPLUS Total Return Fund

Newport Beach, CA · Apr 8, 2009 → Mar 27, 2012 · 4 filings
  • Mar 27, 2012 · D/A · $297,887,979 sold of Indefinite · 17 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Mar 30, 2011 · D/A · $297,887,979 sold of Indefinite · 17 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Mar 30, 2010 · D/A · $297,888,000 sold of Indefinite · 5 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Apr 8, 2009 · D/A · $290,529,000 sold of Indefinite · 5 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗

Raised $297.9M from 17 investors as of the latest filing. David is listed as executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pimco

PIMCO BRAVO Holding Fund I, L.P.

Newport Beach, CA · Jan 19, 2011 → Aug 31, 2011 · 4 filings
  • Aug 31, 2011 · D/A · $200,830,443 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Aug 17, 2011 · D/A · $152,143,652 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 5, 2011 · D/A · $32,249,338 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 19, 2011 · D · $0 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $200.8M from 2 investors as of the latest filing. David is listed as executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pimco

PIMCO BRAVO Fund Special Offshore Feeder I, L.P.

Newport Beach, CA · Jan 19, 2011 → Aug 17, 2011 · 4 filings
  • Aug 17, 2011 · D/A · $273,435,000 sold of Indefinite · 27 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • May 10, 2011 · D/A · $253,385,000 sold of Indefinite · 27 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 5, 2011 · D/A · $160,360,000 sold of Indefinite · 27 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 19, 2011 · D · $17,600,000 sold of Indefinite · 14 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $273.4M from 27 investors as of the latest filing. David is listed as executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pimco

PIMCO BRAVO Fund Special Onshore Feeder (TE) I, L.P.

Newport Beach, CA · Jan 19, 2011 → Aug 17, 2011 · 4 filings
  • Aug 17, 2011 · D/A · $47,410,000 sold of Indefinite · 108 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • May 10, 2011 · D/A · $41,685,000 sold of Indefinite · 97 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 5, 2011 · D/A · $35,085,000 sold of Indefinite · 77 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 19, 2011 · D · $14,750,000 sold of Indefinite · 17 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $47.4M from 108 investors as of the latest filing. David is listed as executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pimco

PIMCO BRAVO Fund Special Onshore Feeder I, L.P.

Newport Beach, CA · Jan 19, 2011 → Aug 17, 2011 · 4 filings
  • Aug 17, 2011 · D/A · $352,640,000 sold of Indefinite · 484 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • May 10, 2011 · D/A · $341,290,000 sold of Indefinite · 472 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 5, 2011 · D/A · $293,700,000 sold of Indefinite · 415 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 19, 2011 · D · $148,150,000 sold of Indefinite · 229 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $352.6M from 484 investors as of the latest filing. David is listed as executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pimco

PIMCO BRAVO Fund Offshore Feeder I, L.P.

Newport Beach, CA · Dec 15, 2010 → Aug 17, 2011 · 3 filings
  • Aug 17, 2011 · D/A · $666,635,000 sold of Indefinite · 14 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 5, 2011 · D/A · $128,385,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Dec 15, 2010 · D · $20,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $666.6M from 14 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pimco

PIMCO BRAVO Fund Onshore Feeder I, L.P.

Newport Beach, CA · Dec 15, 2010 → Aug 17, 2011 · 3 filings
  • Aug 17, 2011 · D/A · $634,683,300 sold of Indefinite · 33 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 5, 2011 · D/A · $420,475,383 sold of Indefinite · 22 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Dec 15, 2010 · D · $161,155,000 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $634.7M from 33 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pimco

PIMCO BRAVO Fund, L.P.

Newport Beach, CA · Dec 15, 2010 → Aug 17, 2011 · 3 filings
  • Aug 17, 2011 · D/A · $2,345,290,000 sold of Indefinite · 89 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 5, 2011 · D/A · $1,282,942,083 sold of Indefinite · 60 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Dec 15, 2010 · D · $267,700,000 sold of Indefinite · 38 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $2.35B from 89 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pimco

Overlay Strategies Fund II, a series of PIMCO Offshore Funds

Newport Beach, CA · Jun 23, 2010 → Jul 8, 2011 · 2 filings
  • Jul 8, 2011 · D/A · $20,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 23, 2010 · D · $10,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $20M from 1 investor as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pimco

PIMCO Tail Risk Hedging Fund 1, a series of PIMCO Tail Risk Hedging Funds LLC

Newport Beach, CA · Jun 23, 2010 → Jul 8, 2011 · 2 filings
  • Jul 8, 2011 · D/A · $75,600,500 sold of Indefinite · 22 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 23, 2010 · D · $33,000,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $75.6M from 22 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pimco

PIMCO EqS Pathfinder Private Fund LLC

Newport Beach, CA · Dec 14, 2009 → Apr 7, 2011 · 4 filings
  • Apr 7, 2011 · D/A · $5,600,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗
  • Apr 23, 2010 · D/A · $5,600,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗
  • Mar 19, 2010 · D/A · $5,600,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗
  • Dec 14, 2009 · D · $5,600,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗

Raised $5.6M from 1 investor as of the latest filing. David is listed as executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pimco

PIMCO MONEY MARKET OFFSHORE FUND

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Apr 5, 2011
  • Apr 5, 2011 · D/A · $2,940,177,870 sold of Indefinite · 24 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗

Raised $2.94B from 24 investors as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pimco

Overlay Strategies Fund V, a series of PIMCO Offshore Funds

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Dec 22, 2010
  • Dec 22, 2010 · D · $3,150,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $3.15M from 1 investor as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pimco

PIMCO GLOBAL ASSET OPPORTUNITY OFFSHORE FUND, L.P.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Dec 9, 2010
  • Dec 9, 2010 · D · $50,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $50M from 1 investor as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pimco

PIMCO Distressed Credit Fund B, L.P.

George Town, Cayman Islands (as filed: E9) · Dec 1, 2010
  • Dec 1, 2010 · D · $45,000,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $45M from 2 investors as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pimco

PIMCO Distressed Credit Fund, L.P.

Newport Beach, CA · Jul 19, 2010 → Dec 1, 2010 · 2 filings
  • Dec 1, 2010 · D/A · $44,750,000 sold of Indefinite · 21 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jul 19, 2010 · D · $29,550,000 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $44.8M from 21 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pimco

RED RIVER HYPI LP

Newport Beach, CA · Mar 30, 2010 → Mar 30, 2010 · 2 filings
  • Mar 30, 2010 · D/A · $1,569,845,000 sold of Indefinite · 2 investors · min. $25,000,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Mar 30, 2010 · D/A · $1,569,845,000 sold of Indefinite · 2 investors · min. $25,000,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗

Raised $1.57B from 2 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pimco

PIMCO TALF Investment & Recovery Fund (Series A), a series of limited partnership interests in PIMCO Private Funds II, L.P.

Newport Beach, CA · Jun 10, 2009 → Jul 31, 2009 · 3 filings
  • Jul 31, 2009 · D/A · $1,501,775,000 sold of $1,501,775,000 · 28 investors · min. $10,000,000 · role: Executive Officer (MANAGING DIRECTOR) EDGAR ↗
  • Jul 27, 2009 · D/A · $1,726,635,000 sold of $1,726,635,000 · 28 investors · min. $10,000,000 · role: Executive Officer (MANAGING DIRECTOR) EDGAR ↗
  • Jun 10, 2009 · D · $289,000,000 sold of Indefinite · 11 investors · min. $10,000,000 · role: Executive Officer (MANAGING DIRECTOR) EDGAR ↗

Raised $1.73B from 28 investors (100% of the $1.5B target) as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pimco

PIMCO TALF Investment & Recovery Fund Special Onshore Feeder II, L.P.

Newport Beach, CA · Jul 27, 2009
  • Jul 27, 2009 · D · $60,485,000 sold of $60,485,000 · 25 investors · min. $1,000,000 · role: Executive Officer (MANAGING DIRECTOR) EDGAR ↗

Raised $60.5M from 25 investors (100% of the $60.5M target) as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pimco

PIMCO TALF Investment & Recovery Fund Special Onshore Feeder I, L.P.

Newport Beach, CA · Jul 27, 2009
  • Jul 27, 2009 · D · $81,000,000 sold of $81,000,000 · 89 investors · min. $500,000 · role: Executive Officer (MANAGING DIRECTOR) EDGAR ↗

Raised $81M from 89 investors (100% of the $81M target) as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pimco

PIMCO TALF Investment & Recovery Fund Special Offshore Feeder II, L.P.

Newport Beach, CA · Jul 27, 2009
  • Jul 27, 2009 · D · $25,000,000 sold of $25,000,000 · 7 investors · min. $1,000,000 · role: Executive Officer (MANAGING DIRECTOR) EDGAR ↗

Raised $25M from 7 investors (100% of the $25M target) as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pimco

PIMCO TALF Investment & Recovery Fund Special Offshore Feeder I, L.P.

Newport Beach, CA · Jul 27, 2009
  • Jul 27, 2009 · D · $69,000,000 sold of $69,000,000 · 38 investors · min. $500,000 · role: Executive Officer (MANAGING DIRECTOR) EDGAR ↗

Raised $69M from 38 investors (100% of the $69M target) as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pimco

PIMCO PensionPLUS Fund LLC

Newport Beach, CA · Apr 7, 2009
  • Apr 7, 2009 · D/A · $375,000,000 sold of Indefinite · 4 investors · min. $10,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗

Raised $375M from 4 investors as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around David 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

Management entity

PACIFIC INVESTMENT MANAGEMENT COMPANY LLC

Executive Officer, Promoter · 354 shared filings (100 issuers) · also on 120 other issuers

PACIFIC INVESTMENT MANAGEMENT COMPANY LLC is on 220 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

PIMCO GP IX, LLC

Executive Officer · 25 shared filings (7 issuers)

PIMCO GP IX, LLC is on 7 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

StocksPLUS Management Inc.

Executive Officer, Promoter · 9 shared filings (2 issuers)

Listed on the same filings as David C. Lown. Their page shows their other deals.

Management entity

PIMCO Partners, LLC

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as David C. Lown. Their page shows their other deals.

Management entity

PACIFIC INVESTMENT MANAGEMENTLLC

Promoter · 4 shared filings (1 issuer)

Listed on the same filings as David C. Lown. Their page shows their other deals.

Management entity

Pacific Investment Managment Company LLC

Executive Officer, Promoter · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David C. Lown. Their page shows their other deals.

Management entity

O. MAPLESFS DIRECTORS LIMITED

Director · 3 shared filings (1 issuer)

Listed on the same filings as David C. Lown. Their page shows their other deals.

Management entity

Walkers Fund Services Limited

Director · 1 shared filing (1 issuer) · also on 5 other issuers

Walkers Fund Services Limited is on 6 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

MaplesFS PCT Ltd.

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as David C. Lown. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

SCOTT A. MATHER

Executive Officer, Director · 419 shared filings (113 issuers) · also on 65 other issuers

SCOTT A. MATHER is on 178 issuers in total — a repeat sponsor. Their page lists every one.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

BRENT R. HARRIS

Executive Officer, Director · 419 shared filings (113 issuers) · also on 42 other issuers

BRENT R. HARRIS is on 155 issuers in total — a repeat sponsor. Their page lists every one.

DF
No photo found yet (own website and image search run after this page is viewed)
Person

DAVID C. FLATTUM

Executive Officer, Director · 419 shared filings (113 issuers) · also on 83 other issuers

DAVID C. FLATTUM is on 196 issuers in total — a repeat sponsor. Their page lists every one.

TO
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Otterbein

Executive Officer, Director · 418 shared filings (112 issuers) · also on 40 other issuers

Thomas Otterbein is on 152 issuers in total — a repeat sponsor. Their page lists every one.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

MIHIR P. WORAH

Executive Officer, Director · 418 shared filings (113 issuers) · also on 36 other issuers

MIHIR P. WORAH is on 149 issuers in total — a repeat sponsor. Their page lists every one.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

MARK R. KIESEL

Executive Officer, Director · 416 shared filings (112 issuers) · also on 107 other issuers

MARK R. KIESEL is on 219 issuers in total — a repeat sponsor. Their page lists every one.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

DOUGLAS M. HODGE

Executive Officer, Director · 409 shared filings (112 issuers) · also on 12 other issuers

DOUGLAS M. HODGE is on 124 issuers in total — a repeat sponsor. Their page lists every one.

LJ
No photo found yet (own website and image search run after this page is viewed)
Person

LEW W. JACOBS IV

Executive Officer, Director · 408 shared filings (106 issuers) · also on 9 other issuers

LEW W. JACOBS IV is on 115 issuers in total — a repeat sponsor. Their page lists every one.

DI
No photo found yet (own website and image search run after this page is viewed)
Person

DANIEL J. IVASCYN

Executive Officer, Director · 402 shared filings (113 issuers) · also on 127 other issuers

DANIEL J. IVASCYN is on 240 issuers in total — a repeat sponsor. Their page lists every one.

SW
No photo found yet (own website and image search run after this page is viewed)
Person

Susan L. Wilson

Executive Officer, Director · 401 shared filings (107 issuers) · also on 4 other issuers

Susan L. Wilson is on 111 issuers in total — a repeat sponsor. Their page lists every one.

DO
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas J. Ongaro

Executive Officer, Director · 401 shared filings (107 issuers)

Douglas J. Ongaro is on 107 issuers in total — a repeat sponsor. Their page lists every one.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

STEPHEN A. RODOSKY

Executive Officer, Director · 400 shared filings (106 issuers) · also on 42 other issuers

STEPHEN A. RODOSKY is on 148 issuers in total — a repeat sponsor. Their page lists every one.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jennifer S. Bridwell

Executive Officer, Director · 395 shared filings (107 issuers) · also on 11 other issuers

Jennifer S. Bridwell is on 118 issuers in total — a repeat sponsor. Their page lists every one.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

THIBAULT CHRISTIAN STRACKE

Executive Officer, Director · 389 shared filings (103 issuers) · also on 81 other issuers

THIBAULT CHRISTIAN STRACKE is on 184 issuers in total — a repeat sponsor. Their page lists every one.

SC
No photo found yet (own website and image search run after this page is viewed)
Person

Sabrina C. Callin

Executive Officer, Director · 368 shared filings (107 issuers)

Sabrina C. Callin is on 107 issuers in total — a repeat sponsor. Their page lists every one.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

CURTIS MEWBOURNE

Executive Officer, Director · 368 shared filings (107 issuers)

CURTIS MEWBOURNE is on 107 issuers in total — a repeat sponsor. Their page lists every one.

CD
No photo found yet (own website and image search run after this page is viewed)
Person

CHRIS P. DIALYNAS

Executive Officer, Director · 368 shared filings (107 issuers) · also on 48 other issuers

CHRIS P. DIALYNAS is on 155 issuers in total — a repeat sponsor. Their page lists every one.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Brent L. Holden

Executive Officer, Director · 359 shared filings (106 issuers)

Brent L. Holden is on 106 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan D. Short

Executive Officer, Director · 355 shared filings (102 issuers)

Jonathan D. Short is on 102 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

JAMES F. MOORE

Executive Officer, Director · 351 shared filings (99 issuers) · also on 17 other issuers

JAMES F. MOORE is on 116 issuers in total — a repeat sponsor. Their page lists every one.

VB
No photo found yet (own website and image search run after this page is viewed)
Person

Vineer Bhansali

Executive Officer, Director · 347 shared filings (98 issuers) · also on 10 other issuers

Vineer Bhansali is on 108 issuers in total — a repeat sponsor. Their page lists every one.

WC
No photo found yet (own website and image search run after this page is viewed)
Person

Wendy W. Cupps

Executive Officer, Director · 310 shared filings (98 issuers)

Wendy W. Cupps is on 98 issuers in total — a repeat sponsor. Their page lists every one.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

PETER G. STRELOW

Executive Officer, Director · 300 shared filings (88 issuers) · also on 119 other issuers

PETER G. STRELOW is on 207 issuers in total — a repeat sponsor. Their page lists every one.

QW
No photo found yet (own website and image search run after this page is viewed)
Person

QI WANG

Executive Officer, Director · 297 shared filings (88 issuers) · also on 110 other issuers

QI WANG is on 198 issuers in total — a repeat sponsor. Their page lists every one.

WL
No photo found yet (own website and image search run after this page is viewed)
Person

WILLIAM G. DE LEON

Executive Officer · 297 shared filings (86 issuers) · also on 18 other issuers

WILLIAM G. DE LEON is on 104 issuers in total — a repeat sponsor. Their page lists every one.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

MICHAEL A. GOMEZ

Executive Officer · 296 shared filings (86 issuers) · also on 31 other issuers

MICHAEL A. GOMEZ is on 117 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

Sponsor group

Pimco

263 issuers · 1164 filings · $128.51B reported sold · 2009–2026

One team, 263 deal companies. David C. Lown is listed on 112 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David C. Lown.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 100 of the 113 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): StocksPLUS, L.P., PIMCO Tactical Opportunities Offshore Fund L.P., PIMCO Tactical Opportunities Onshore Fund L.P., PIMCO RAE International Fund LLC, PIMCO RAE Emerging Markets Fund LLC, PIMCO RAE Global ex-US Fund LLC, PIMCO Municipal Funds LLC: PIMCO Municipal Focus Strategy Fund, PIMCO PRIVATE SERIES Co LLC: PIMCO MUNICIPAL REAL RETURN FUND, PIMCO ABSOLUTE RETURN STRATEGY IV FUND LLC, PIMCO Private Funds LLC: PIMCO Large Cap StocksPLUS Absolute Return Fund, PIMCO Absolute Return Strategy 3E Onshore Fund LLC, PIMCO Absolute Return Strategy 3 Onshore Fund LLC, PIMCO Global Cross-asset Opportunities Onshore Fund LLC, PIMCO ABSOLUTE RETURN STRATEGY IV IDF LLC, PIMCO Absolute Return Strategy IV Offshore Fund 1 Ltd, PIMCO ABSOLUTE RETURN STRATEGY IV OFFSHORE FUND 2 LTD, PIMCO Absolute Return Strategy 3 Offshore Fund Ltd., PIMCO ABSOLUTE RETURN STRATEGY V OFFSHORE FUND LTD, PIMCO GLOBAL CROSS-ASSET OPPORTUNITIES OFFSHORE FUND LTD., PIMCO Absolute Return Strategy 3E Offshore Fund Ltd., PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II, L.P., PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II OFFSHORE FEEDER, L.P., PIMCO Global Cross-asset Opportunities Employee Onshore Fund LLC, PIMCO Absolute Return Strategy IV Employee Onshore Fund LLC, PIMCO COMMODITY ALPHA FUND LLC, PIMCO COMMODITY ALPHA FUND LTD., PIMCO Global Inflation Linked Bond Fund Ltd., PHFS III SP, A Segregated Portfolio of PHFS Series SPC, PHFS IV SP, A Segregated Portfolio of PHFS Series SPC, PIMCO Absolute Return Strategy V Onshore Fund LLC, PHFS V SP, A Segregated Portfolio of PHFS Series SPC, PHFS III Equity Dispersion Offshore Fund, L.P., PIMCO RAE US Fund LLC, PIMCO RAE Global Fund LLC, PIMCO Loan Interests & Credit Offshore Fund Ltd., PIMCO LOAN INTERESTS & CREDIT ONSHORE FUND LLC, PIMCO Combined Alpha Strategies Offshore Fund Ltd, PIMCO TAIL RISK HEDGING DECEMBER ONSHORE FUND LLC, PIMCO Emerging Markets StocksPLUS AR Fund LLC, PIMCO MULTI-ASSET VOLATILITY OFFSHORE FUND LTD., PIMCO Multi-Asset Volatility Onshore Fund LLC, PIMCO TAIL RISK HEDGING JUNE ONSHORE FUND, LLC, PIMCO Multi-Asset Volatility Offshore Fund II Ltd., PIMCO Absolute Return Strategy III Overlay Offshore Fund Ltd., PIMCO Tail Risk Hedging March Onshore Fund LLC, PIMCO Tail Risk Hedging September Onshore Fund LLC, PIMCO TAIL RISK HEDGING SEPTEMBER OFFSHORE FUND LTD., PHFS II SP, A Segregated Portfolio of PHFS Series SPC, PHFS I SP, A Segregated Portfolio of PHFS Series SPC, PIMCO BRAVO Fund III Offshore Feeder, L.P., PIMCO BRAVO Fund III Onshore Feeder TE, L.P., PIMCO BRAVO Fund III Onshore Feeder, L.P., PIMCO Cayman Mortgage Fund, a series of PIMCO Cayman Trust, PIMCO BRAVO Fund III Special Offshore Feeder, L.P., PIMCO BRAVO Fund III Special Onshore Feeder TE, L.P., PIMCO BRAVO Fund III Special Onshore Feeder, L.P., PIMCO CAYMAN COMMODITY FUND I LTD, PIMCO CAYMAN COMMODITY PORTFOLIO I LTD, PIMCO Cayman Commodity Fund III Ltd., PIMCO CAYMAN COMMODITY PORTFOLIO II LTD, PIMCO CAYMAN COMMODITY FUND II LTD, PIMCO Cayman Commodity Fund VII, Ltd., PIMCO Cayman Commodity Fund VIII, Ltd., PIMCO Capital Securities Fund (Cayman) Ltd, PIMCO Corporate Opportunities Fund II Offshore Feeder, L.P., PIMCO Corporate Opportunities Fund II Onshore Feeder, L.P., PIMCO ST Floating NAV III Subsidiary LLC, PIMCO International Portfolio Subsidiary LLC, PIMCO Dividend Emerging Market Equity Sector Fund LLC, PIMCO ELEVEN POINT FUND, LP, RAE Fund I, a series of PIMCO Offshore Funds, PIMCO Horseshoe Fund, LP, PIMCO TRENDS - 1 FUND LLC, PIMCO BRAVO FUND OFFSHORE FEEDER II, LTD., PIMCO BRAVO FUND ONSHORE FEEDER II, L.P., PIMCO BRAVO FUND OFFSHORE FEEDER II, L.P., PIMCO BRAVO FUND II, L.P., PIMCO BRAVO Fund II Special Offshore Feeder, L.P., PIMCO BRAVO Fund II Special Onshore Feeder (TE), L.P., PIMCO BRAVO Fund II Special Onshore Feeder, L.P., PIMCO Cayman Japan Portfolio I Ltd., PIMCO Cayman Commodity Fund IV Ltd., PIMCO Cayman Commodity Fund V, Ltd., PIMCO Cayman Commodity Fund VI, Ltd., PIMCO Cayman Commodity Portfolio III, Ltd., PIMCO Cayman Japan Fund II Ltd., PIMCO Cayman Japan Fund I Ltd., PIMCO Cayman Commodity Portfolio IV, Ltd., PIMCO Private Funds LLC - PIMCO Broad Market StocksPLUS Total Return Fund, PIMCO BRAVO Holding Fund I, L.P., PIMCO BRAVO Fund Offshore Feeder I, L.P., PIMCO BRAVO Fund Onshore Feeder I, L.P., PIMCO BRAVO Fund, L.P., PIMCO BRAVO Fund Special Onshore Feeder (TE) I, L.P., PIMCO BRAVO Fund Special Offshore Feeder I, L.P., PIMCO BRAVO Fund Special Onshore Feeder I, L.P., PIMCO EqS Pathfinder Private Fund LLC, PIMCO MONEY MARKET OFFSHORE FUND, RED RIVER HYPI LP, PIMCO PensionPLUS Fund LLC.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David C. Lown by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 113 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David C. Lown is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Newport Beach, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

pimco.com ↗ found on PIMCO Absolute Return Strategy IV Offshore Fund 1 Ltd (pimco.com — same registered sponsor family (group "Pimco"); known from issuer CIK 1571731 (search:bing))

Change history

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