David Lower is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Jun 2015: Global Agriculture II Investor Fund, LP (New York, NY — pooled investment fund — 2015; $13.4M reported sold to 38 investors).
What this means One deal on file with the SEC, filed Jun 2015. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Christopher Baraks (1 shared filing), Colleen Nichols (1 shared filing), Dan Riewerts (1 shared filing), Gerald McCarthy (1 shared filing), Jeffrey Hall (1 shared filing) and 7 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 3 bankruptcy cases matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for David Lower and found 2 differences: Form D filed 26 days after the first sale; No amendment in the last 12 months on an offering that may still be open.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
