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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:23 AM ET

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David Strohm

Named as an officer, director or promoter on SEC Form D filings · CA · May 13, 2009 → Jan 6, 2022

8deals (issuers)
$556.8Mreported sold
258investors
25Form D filings
2009–2022years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Strohm is listed as a director on 25 SEC Form D filings by 8 issuers between May 2009 and Jan 2022. Largest by amount reported sold: SoftLayer Holdings, Inc. (Menlo Park, CA — industry reported as "Other" — 2012; $356.3M reported sold to 52 investors), Oportun Financial Corp (San Carlos, CA — other banking and financial services — 2012–2022; $90.2M reported sold to 58 investors), SuccessFactors, Inc. (San Mateo, CA — other technology — 2010; $35M reported sold to 20 investors), Progress Financial Corp (Menlo Park, CA — other banking and financial services — 2010–2011; $27.8M reported sold to 14 investors), RICHRELEVANCE INC (San Francisco, CA — other technology — 2009–2019; $20M reported sold to 26 investors) and 3 more (all listed below).

What this means A repeat sponsor — 8 separate companies raised money with this person listed as director, over about 13 years. Across those companies the filings report $556.8M sold in total.

Listed alongside Carl Pascarella (13 shared filings), Jonathan Coblentz (13 shared filings), Thomas Patterson (12 shared filings), Aida Alvarez (10 shared filings), Chris Larsen (10 shared filings) and 77 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 4 bankruptcy cases matching the name listed in Key records below.

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 25 public filings for David Strohm and found 15 differences, 3 worth asking the sponsor about: Bankruptcy case: David C. Strohm; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Strohm has not run yet — it is joining a line of 53,075 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Strohm..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

David M Strohm and Dianne L Strohm closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:07-bk-00980 · Filed Apr 1, 2007 · Closed Aug 27, 2012
Role of David M Strohm and Dianne L Strohm: Debtor · Outcome: Case closed 2012-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
David E Strohm closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:06-bk-01576 · Filed Jul 31, 2006 · Closed Nov 28, 2006
Role of David E Strohm: Debtor · Outcome: Case closed 2006-11-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
David L. Strohm and Melonie A. Strohm closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 98-21489 · Filed Feb 26, 1998 · Closed Jun 15, 1998
Role of David L. Strohm and Melonie A. Strohm: Debtor · Outcome: Case closed 1998-06-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
David C. Strohm closed
United States Bankruptcy Court, N.D. California · No. 96-34679 · Filed Oct 23, 1996 · Closed Mar 7, 1997
Role of David C. Strohm: Debtor · Outcome: Case closed 1997-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

15 differences found between the filings for David Strohm — 3 worth asking about (compared 25 filings on Oct 24, 2026)

Worth asking · Oct 23, 1996 – Mar 7, 1997

Bankruptcy case: David C. Strohm — filed Oct 23, 1996

United States Bankruptcy Court, N.D. California docket "David C. Strohm" filed Oct 23, 1996, closed Mar 7, 1997. David Strohm is listed as Debtor ("David C. Strohm"). Our match estimate: 44%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. California ↗
Sources
Note · Aug 16, 2016 – Oct 24, 2016

Bankruptcy case: Caballero Torres v. Oportun Financial Corporation — filed Aug 16, 2016

United States Bankruptcy Court, N.D. California docket "Caballero Torres v. Oportun Financial Corporation" filed Aug 16, 2016, closed Oct 24, 2016. Oportun Financial Corp (related issuer) is listed as Defendant ("Oportun Financial Corporation"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. California ↗Oportun Financial Corp — PartnerFacts page ↗
Sources
Worth asking · May 13, 2009 – Aug 4, 2009

Investor count went down between filings — RICHRELEVANCE INC

The May 13, 2009 filing reports 15 investors; the Aug 4, 2009 Form D/A reports 14 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · May 13, 2009 ↗Form D/A (later) · Aug 4, 2009 ↗RICHRELEVANCE INC — PartnerFacts page ↗
Sources
Worth asking · Jun 18, 2010 – Mar 20, 2019

12 Form Ds were filed more than 15 days after the first sale

Form D filed 151 days after the first sale — OpenDNS, Inc. · Form D filed 304 days after the first sale — Matrixx Software, Inc. · Form D filed 746 days after the first sale — Oportun Financial Corp · Form D filed 71 days after the first sale — AtHoc, Inc. · Form D filed 16 days after the first sale — RICHRELEVANCE INC · and 7 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Jul 23, 2013 ↗OpenDNS, Inc. — PartnerFacts page ↗Form D · Jul 30, 2012 ↗Matrixx Software, Inc. — PartnerFacts page ↗
Sources
Note · Jun 18, 2010 – Mar 20, 2019

12 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — RICHRELEVANCE INC (latest filing Mar 20, 2019) · No amendment in the last 12 months on an offering that may still be open — Oportun Financial Corp (latest filing Feb 20, 2015) · No amendment in the last 12 months on an offering that may still be open — Oportun Financial Corp (latest filing Sep 10, 2013) · No amendment in the last 12 months on an offering that may still be open — RICHRELEVANCE INC (latest filing Apr 30, 2013) · No amendment in the last 12 months on an offering that may still be open — Oportun Financial Corp (latest filing Feb 11, 2013) · and 7 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Mar 20, 2019 ↗RICHRELEVANCE INC — PartnerFacts page ↗Form D · Feb 20, 2015 ↗Oportun Financial Corp — PartnerFacts page ↗
Sources
Note · May 13, 2009 – Aug 4, 2009

Offering amount changed between filings — RICHRELEVANCE INC

The May 13, 2009 filing says $4,032,065 offered; the Aug 4, 2009 Form D/A says $12,500,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · May 13, 2009 ↗Form D/A (later) · Aug 4, 2009 ↗RICHRELEVANCE INC — PartnerFacts page ↗
Sources
Note · May 13, 2009 – Aug 24, 2010

David Strohm is written 2 different ways on the filings

listed as "David Strohm" on 24 filings (from May 13, 2009), and "David N. Strohm" on the Aug 24, 2010 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · May 13, 2009 ↗Form D · Aug 24, 2010 ↗David Strohm — PartnerFacts page ↗
Sources
Note · May 13, 2009 – May 20, 2010

Industry group changed between filings — RICHRELEVANCE INC

"Other Technology" (May 13, 2009); then "Computers" (Aug 4, 2009); then "Other Technology" (May 20, 2010 to Mar 20, 2019).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D/A · May 13, 2009 ↗Form D/A · Aug 4, 2009 ↗Form D · May 20, 2010 ↗RICHRELEVANCE INC — PartnerFacts page ↗
Sources
Note · May 13, 2009 – Aug 4, 2009

Reported revenue range changed between filings — RICHRELEVANCE INC

"$1,000,001 - $5,000,000" (May 13, 2009); then "Decline to Disclose" (Aug 4, 2009).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D/A · May 13, 2009 ↗Form D/A · Aug 4, 2009 ↗RICHRELEVANCE INC — PartnerFacts page ↗
Sources
Note · Oct 21, 2011 – May 7, 2026

Same name, different state: "David Strohm" (NY) is a separate record

This page covers filings where the address state is CA. A separate record, "David Strohm" with address state NY, is listed on 5 filings — most recently by ASAPP, Inc. (May 7, 2026). Both records have filings in the same period (Oct 21, 2011 to Jan 6, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Strohm (NY) — PartnerFacts page ↗Form D · May 7, 2026 ↗ASAPP, Inc. — PartnerFacts page ↗David Strohm (CA) — this page ↗
Sources
Note · Oct 21, 2021

Same name, different state: "David Strohm" (MA) is a separate record

This page covers filings where the address state is CA. A separate record, "David Strohm" with address state MA, is listed on 1 filing — most recently by BelleTorus Corp (Oct 21, 2021). Both records have filings in the same period (Oct 21, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Strohm (MA) — PartnerFacts page ↗Form D · Oct 21, 2021 ↗BelleTorus Corp — PartnerFacts page ↗David Strohm (CA) — this page ↗
Sources
Note · May 4, 2016

Same name, different state: "David L. Strohm" (KS) is a separate record

This page covers filings where the address state is CA. A separate record, "David L. Strohm" with address state KS, is listed on 1 filing — most recently by IMA Financial Group, Inc. (May 4, 2016). Both records have filings in the same period (May 4, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David L. Strohm (KS) — PartnerFacts page ↗Form D · May 4, 2016 ↗IMA Financial Group, Inc. — PartnerFacts page ↗David Strohm (CA) — this page ↗
Sources
Note · Feb 20, 2015 – Jan 6, 2022

Address moved from Redwood City, CA to San Carlos, CA — Oportun Financial Corp

The people listed on the Feb 20, 2015 filing give Redwood City, CA; on the Jan 6, 2022 filing they give San Carlos, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Feb 20, 2015 ↗Form D · Jan 6, 2022 ↗Oportun Financial Corp — PartnerFacts page ↗
Sources
Note · Sep 10, 2013 – Feb 20, 2015

Address moved from Menlo Park, CA to Redwood City, CA — Oportun Financial Corp

The people listed on the Sep 10, 2013 filing give Menlo Park, CA; on the Feb 20, 2015 filing they give Redwood City, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Sep 10, 2013 ↗Form D · Feb 20, 2015 ↗Oportun Financial Corp — PartnerFacts page ↗
Sources
Note · Jan 21, 2011 – Aug 10, 2011

Address moved from Mountain View, CA to Menlo Park, CA — Progress Financial Corp

The people listed on the Jan 21, 2011 filing give Mountain View, CA; on the Aug 10, 2011 filing they give Menlo Park, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jan 21, 2011 ↗Form D · Aug 10, 2011 ↗Progress Financial Corp — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 24 offerings reports sales commissions totalling $3,600,000; 2 report finder's fees totalling $341,000; 1 reports proceeds to related persons totalling $562,569. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 6, 2022 D
Oportun Financial Corp
File 021-428145
$0$0$0None listed on this filingEDGAR ↗
Mar 20, 2019 D
RICHRELEVANCE INC
File 021-335233
$0$0$0None listed on this filingEDGAR ↗
Feb 20, 2015 D
Oportun Financial Corp
File 021-234386
$3,600,000$0$0
Working capital and other corporate purposes.
Morgan Stanley & Co., LLC BrokerCheck CRD 8209 ↗EDGAR ↗
Sep 10, 2013 D
Oportun Financial Corp
File 021-202603
$0$0$0None listed on this filingEDGAR ↗
Sep 10, 2013 D
Oportun Financial Corp
File 021-202606
$0$0$0None listed on this filingEDGAR ↗
Jul 23, 2013 D
OpenDNS, Inc.
File 021-200049
$0$0$562,569None listed on this filingEDGAR ↗
Jul 16, 2013 D
Oportun Financial Corp
File 021-199725
$0$0$0None listed on this filingEDGAR ↗
Apr 30, 2013 D
RICHRELEVANCE INC
File 021-195802
$0$0$0None listed on this filingEDGAR ↗
Feb 11, 2013 D
Oportun Financial Corp
File 021-191596
$0$0$0
Working capital.
None listed on this filingEDGAR ↗
Jul 30, 2012 D
Matrixx Software, Inc.
File 021-181958
$0$0$0None listed on this filingEDGAR ↗
Jul 3, 2012 D
Oportun Financial Corp
File 021-180645
$0$207,000 (est.)$0
Proceeds will be used for working capital.
UBS Securities, LLC BrokerCheck CRD 7654 ↗EDGAR ↗
Jul 3, 2012 D
Oportun Financial Corp
File 021-180691
$0$0$0
Working capital.
None listed on this filingEDGAR ↗
Jun 6, 2012 D
AtHoc, Inc.
File 021-179373
$0$0$0None listed on this filingEDGAR ↗
May 21, 2012 D
Oportun Financial Corp
File 021-178570
$0$0$0
Working capital.
None listed on this filingEDGAR ↗
May 16, 2012 D
RICHRELEVANCE INC
File 021-178344
$0$0$0None listed on this filingEDGAR ↗
Jan 20, 2012 D
SoftLayer Holdings, Inc.
File 021-172216
$0$0$0None listed on this filingEDGAR ↗
Jan 9, 2012 D
Oportun Financial Corp
File 021-171385
$0$134,000$0
Proceeds are to be used for working capital.
UBS Securities LLC BrokerCheck CRD 7654 ↗EDGAR ↗
Aug 10, 2011 D
Progress Financial Corp
File 021-164176
$0$0$0
Proceeds are to be used for working capital.
None listed on this filingEDGAR ↗
Jan 21, 2011 D
Progress Financial Corp
File 021-154146
$0$0$0
The proceeds will be used for working capital.
None listed on this filingEDGAR ↗
Nov 18, 2010 D
Progress Financial Corp
File 021-150743
$0$0$0
Proceeds will be used for working capital.
None listed on this filingEDGAR ↗
Sep 30, 2010 D
OpenDNS, Inc.
File 021-148373
$0$0$0None listed on this filingEDGAR ↗
Aug 24, 2010 D
SuccessFactors, Inc.
File 021-146817
$0$0$0None listed on this filingEDGAR ↗
May 20, 2010 D
RICHRELEVANCE INC
File 021-142368
$0$0$0None listed on this filingEDGAR ↗
Aug 4, 2009 D/A
RICHRELEVANCE INC
File 021-119828
$0$0$0
Funds to be used as working capital.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 8

Every issuer that named David Strohm on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

OF
Other Banking and Financial Services

Oportun Financial Corp

San Carlos, CA · Jan 9, 2012 → Jan 6, 2022 · 10 filings
  • Jan 6, 2022 · D · $86,212,449 sold of $86,212,449 · 58 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 20, 2015 · D · $90,249,999 sold of $91,113,600 · 21 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 10, 2013 · D · $90,000 sold of $90,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 10, 2013 · D · $46,776,092 sold of $57,166,220 · 14 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 16, 2013 · D · $100,000 sold of $100,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 11, 2013 · D · $0 sold of $76,819 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 3, 2012 · D · $0 sold of $5,578,527 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 3, 2012 · D · $20,786,897 sold of $36,000,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 21, 2012 · D · $0 sold of $3,000,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 9, 2012 · D · $18,399,995 sold of $40,000,000 · 13 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $90.2M from 58 investors (100% of the $86.2M target) as of the latest filing. David is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

R
Other Technology

RICHRELEVANCE INC

San Francisco, CA · May 13, 2009 → Mar 20, 2019 · 6 filings
  • Mar 20, 2019 · D · $3,534,825 sold of $5,000,000 · 26 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 30, 2013 · D · $100 sold of $637,599 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 16, 2012 · D · $20,001,490 sold of $30,000,000 · 16 investors · min. $20,000 · role: Director EDGAR ↗
  • May 20, 2010 · D · $12,000,020 sold of $12,000,020 · 9 investors · min. $20,000 · role: Director EDGAR ↗
  • Aug 4, 2009 · D/A · $12,500,000 sold of $12,500,000 · 14 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 13, 2009 · D/A · $4,032,065 sold of $4,032,065 · 15 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $20M from 26 investors (100% of the $5M target) as of the latest filing. David is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

O
Other Technology

OpenDNS, Inc.

San Francisco, CA · Sep 30, 2010 → Jul 23, 2013 · 2 filings
  • Jul 23, 2013 · D · $9,267,710 sold of $9,267,710 · 23 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 30, 2010 · D · $4,500,001 sold of $4,500,001 · 7 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $9.27M from 23 investors (100% of the $9.27M target) as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MS
Other Technology

Matrixx Software, Inc.

Mountain View, CA · Jul 30, 2012
  • Jul 30, 2012 · D · $12,600,000 sold of $13,000,000 · 23 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $12.6M from 25 investors (97% of the $13M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

A
Other Technology

AtHoc, Inc.

San Mateo, CA · Jun 6, 2012
  • Jun 6, 2012 · D · $5,603,968 sold of $10,000,000 · 40 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $5.6M from 40 investors (56% of the $10M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SH
Other

SoftLayer Holdings, Inc.

Menlo Park, CA · Jan 20, 2012
  • Jan 20, 2012 · D · $49,358,386 sold of $49,358,386 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $356.3M from 52 investors (100% of the $49.4M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PF
Other Banking and Financial Services

Progress Financial Corp

Menlo Park, CA · Nov 18, 2010 → Aug 10, 2011 · 3 filings
  • Aug 10, 2011 · D · $0 sold of $2,050,002 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 21, 2011 · D · $20,000,000 sold of $20,000,000 · 14 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 18, 2010 · D · $8,500,000 sold of $8,500,000 · 13 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $27.8M from 14 investors (100% of the $2.05M target) as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

S
Other Technology

SuccessFactors, Inc.

San Mateo, CA · Aug 24, 2010
  • Aug 24, 2010 · D · $35,000,000 sold of $35,000,000 · 20 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $35M from 20 investors (100% of the $35M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David Strohm — NY, 2 issuers, Oct 21, 2011 → May 7, 2026 · no shared issuer
  • David L. Strohm — KS, 1 issuer, May 4, 2016 → May 4, 2016 · no shared issuer
  • David Strohm — MA, 1 issuer, Oct 21, 2021 → Oct 21, 2021 · no shared issuer

People around David 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Coblentz

Executive Officer · 13 shared filings (2 issuers)

Listed on the same filings as David Strohm. Their page shows their other deals.

CP
No photo found yet (own website and image search run after this page is viewed)
Person

Carl Pascarella

Director · 13 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as David Strohm. Their page shows their other deals.

TP
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Patterson

Director · 12 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as David Strohm. Their page shows their other deals.

DT
No photo found yet (own website and image search run after this page is viewed)
Person

David Tomlinson

Executive Officer, Director · 10 shared filings (2 issuers)

Listed on the same filings as David Strohm. Their page shows their other deals.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

Chris Larsen

Director · 10 shared filings (2 issuers)

Listed on the same filings as David Strohm. Their page shows their other deals.

AA
No photo found yet (own website and image search run after this page is viewed)
Person

Aida Alvarez

Director · 10 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Strohm. Their page shows their other deals.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Saar Gur

Director · 7 shared filings (2 issuers) · also on 18 other issuers

Saar Gur is on 20 issuers in total — a repeat sponsor. Their page lists every one.

DF
No photo found yet (own website and image search run after this page is viewed)
Person

Dean Florez

Director · 7 shared filings (1 issuer)

Listed on the same filings as David Strohm. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David Selinger

Executive Officer, Director · 6 shared filings (1 issuer)

Listed on the same filings as David Strohm. Their page shows their other deals.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

David Whorton

Director, Executive Officer · 6 shared filings (2 issuers) · also on 4 other issuers

David Whorton is on 6 issuers in total — a repeat sponsor. Their page lists every one.

TK
No photo found yet (own website and image search run after this page is viewed)
Person

Tyler Kohn

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as David Strohm. Their page shows their other deals.

RV
No photo found yet (own website and image search run after this page is viewed)
Person

Raul Vazquez

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as David Strohm. Their page shows their other deals.

PK
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick Kirscht

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as David Strohm. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

James Gutierrez

Executive Officer, Director · 4 shared filings (2 issuers) · also on 28 other issuers

James Gutierrez is on 30 issuers in total — a repeat sponsor. Their page lists every one.

RV
No photo found yet (own website and image search run after this page is viewed)
Person

Raul Vasquez

Executive Officer, Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Strohm. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Harvey

Executive Officer · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Strohm. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David Silverman

Director · 3 shared filings (1 issuer) · also on 26 other issuers

David Silverman is on 27 issuers in total — a repeat sponsor. Their page lists every one.

ES
No photo found yet (own website and image search run after this page is viewed)
Person

Ellen Siminoff

Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as David Strohm. Their page shows their other deals.

TR
No photo found yet (own website and image search run after this page is viewed)
Person

Todd Rice

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as David Strohm. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jules Maltz

Director · 3 shared filings (1 issuer) · also on 11 other issuers

Jules Maltz is on 12 issuers in total — a repeat sponsor. Their page lists every one.

DU
No photo found yet (own website and image search run after this page is viewed)
Person

David Ulevitch

Executive Officer, Director, Promoter · 2 shared filings (1 issuer) · also on 5 other issuers

David Ulevitch is on 6 issuers in total — a repeat sponsor. Their page lists every one.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Goguen

Director · 2 shared filings (1 issuer) · also on 8 other issuers

Michael Goguen is on 9 issuers in total — a repeat sponsor. Their page lists every one.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

James Caviness

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as David Strohm. Their page shows their other deals.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Larsen

Director · 2 shared filings (1 issuer)

Listed on the same filings as David Strohm. Their page shows their other deals.

WP
No photo found yet (own website and image search run after this page is viewed)
Person

William Pearce

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Strohm. Their page shows their other deals.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Rapaport

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Strohm. Their page shows their other deals.

LM
No photo found yet (own website and image search run after this page is viewed)
Person

Louis P. Miramontes

Director · 2 shared filings (1 issuer)

Listed on the same filings as David Strohm. Their page shows their other deals.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Stefan Dyckerhoff

Director · 1 shared filing (1 issuer) · also on 14 other issuers

Stefan Dyckerhoff is on 15 issuers in total — a repeat sponsor. Their page lists every one.

MJ
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Jenkins

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Strohm. Their page shows their other deals.

EN
No photo found yet (own website and image search run after this page is viewed)
Person

Elizabeth A. Nelson

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Strohm. Their page shows their other deals.

TH
No photo found yet (own website and image search run after this page is viewed)
Person

Tyler Hoffman

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Strohm. Their page shows their other deals.

DV
No photo found yet (own website and image search run after this page is viewed)
Person

Darren Vengroff

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Strohm. Their page shows their other deals.

SA
No photo found yet (own website and image search run after this page is viewed)
Person

Sundeep Ahuja

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Strohm. Their page shows their other deals.

TP
No photo found yet (own website and image search run after this page is viewed)
Person

Todd Pearson

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Strohm. Their page shows their other deals.

EK
No photo found yet (own website and image search run after this page is viewed)
Person

Elya Kurktchi

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Strohm. Their page shows their other deals.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

David S. Labuda

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Strohm. Their page shows their other deals.

DT
No photo found yet (own website and image search run after this page is viewed)
Person

Dave Tomlinson

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as David Strohm. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

John Borden

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Strohm. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas J. Burgum

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Strohm. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

James B. Larson

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as David Strohm. Their page shows their other deals.

The team behind the deals

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 8 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records 1 records on 1 issuer

Property records are matched to companies only, never to individuals, so none are matched to David Strohm by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 8 issuers this person is listed on — 1 issuer has property records: RICHRELEVANCE INC (1).

Public profiles and social

Websites and social links of the issuers David Strohm is listed on: none on file. No website or social profile named in SoftLayer Holdings, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #344,664 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Menlo Park, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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