Sponsor Check › Person
Related person on Form D filings · address state as listed: DC · listed Aug 23, 2013 → Nov 9, 2018
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 12:00 AM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 12:00 AM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
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None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 12:00 AM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
4 of 22 offerings report sales commissions totalling $4,373,130; 2 report finder's fees totalling $1,000,000; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Nov 9, 2018 D/A File 021-225829 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 9, 2018 D/A File 021-225830 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 2, 2018 D/A File 021-225839 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 2, 2018 D/A File 021-225844 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 22, 2017 D File 021-287244 | $0 (est.) | $0 | $0 (est.) | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ via TCG Securities, L.L.C. (CRD 154788 ↗) |
| EDGAR ↗ | Apr 7, 2017 D File 021-284304 | $0 | $0 | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ via TCG Securities, L.L.C. (CRD 154788 ↗) |
| EDGAR ↗ | Mar 30, 2017 D File 021-283711 | $0 | $0 | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ via TCG Securities, L.L.C. (CRD 154788 ↗) Alistithmar Capital no CRD number reported Etgal Holdings Ltd. no CRD number reported Top Consulting S.A. no CRD number reported |
| EDGAR ↗ | Mar 17, 2017 D File 021-282850 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 24, 2017 D File 021-281282 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 27, 2017 D File 021-279456 | $6,250 | $0 | $0 | Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L EQUITIES, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L EQUITIES, LLC (CRD 113794 ↗) Phyllis Johnson BrokerCheck CRD 1020488 ↗ via H & L EQUITIES, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L EQUITIES, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L EQUITIES, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jun 13, 2016 D File 021-264842 | $0 | $0 | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ via TCG Securities, L.L.C. (CRD 154788 ↗) |
| EDGAR ↗ | Aug 14, 2015 D/A File 021-218675 | $933,440 (est.) | $500,000 (est.) | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ via TCG Securities, L.L.C. (CRD 154788 ↗) Avalon Wealth Management, LLC BrokerCheck CRD 162745 ↗ via Avalon Wealth Management, LLC (CRD 162745 ↗) Etgal Holdings, Ltd. no CRD number reported Butterfield Asset Management Limited no CRD number reported via Butterfield Asset Management Limited |
| EDGAR ↗ | Jul 21, 2015 D File 021-244142 | $933,440 (est.) | $500,000 (est.) | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ via TCG Securities, L.L.C. (CRD 154788 ↗) Avalon Wealth Management, LLC BrokerCheck CRD 162745 ↗ via Avalon Wealth Management, LLC (CRD 162745 ↗) Etgal Holdings, Ltd. no CRD number reported Butterfield Asset Management Limited no CRD number reported via Butterfield Asset Management Limited |
| EDGAR ↗ | Oct 29, 2014 D File 021-227324 | $0 | $0 | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ via TCG Securities, L.L.C. (CRD 154788 ↗) |
| EDGAR ↗ | Sep 25, 2014 D File 021-225292 | $0 | $0 | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ via TCG Securities, L.L.C. (CRD 154788 ↗) |
| EDGAR ↗ | Aug 19, 2014 D/A File 021-201800 | $2,500,000 (est.) | $0 | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ via TCG Securities, L.L.C. (CRD 154788 ↗) Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ via Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691 ↗) |
| EDGAR ↗ | Aug 6, 2014 D File 021-222344 | $0 | $0 | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ via TCG Securities, L.L.C. (CRD 154788 ↗) |
| EDGAR ↗ | Jun 5, 2014 D File 021-218677 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 23, 2013 D File 021-208547 | $0 (est.) | $0 (est.) | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ via TCG Securities, L.L.C. (CRD 154788 ↗) |
| EDGAR ↗ | Dec 23, 2013 D File 021-208549 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 16, 2013 D File 021-204727 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 30, 2013 D File 021-203770 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | CIEP Co-Investment, L.P. group: Carlyle | Director | Nov 9, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $164,749,999 | 129 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CIEP Coinvestment B, LP group: Carlyle | Executive Officer Vice President | Nov 9, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $10,000,000 | 45 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Realty Coinvestment VII, LP group: Carlyle | Executive Officer Authorized Person | Oct 2, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $120,000,000 | 180 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CPP II Co-Investment, L.P. group: Carlyle | Executive Officer Vice President | Oct 2, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $33,732,970 | 71 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CIEP Coinvestment B, LP group: Carlyle | Executive Officer Vice President | Nov 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $22,333,750 | 143 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CIEP Co-Investment, L.P. group: Carlyle | Director | Nov 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $288,295,025 | 157 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Realty Coinvestment VII, LP group: Carlyle | Executive Officer Authorized Person | Oct 4, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $102,030,000 | 213 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CPP II Co-Investment, L.P. group: Carlyle | Executive Officer Vice President | Oct 4, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $50,735,000 | 87 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Europe Realty Gallia Feeder, L.P. group: Carlyle | Executive Officer | May 22, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Beachhead Coinvestment, L.P. group: Carlyle | Executive Officer Principal of the General Partner of the GP of the Issuer. | Apr 7, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Global Infrastructure Opportunity Fund, L.P. group: Carlyle | Executive Officer Principal of the General Partner of the GP of the Issuer. | Mar 30, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Neptune Coinvestment, L.P. group: Carlyle | Director Principal of Top GP | Mar 17, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Nash Coinvestment, L.P. group: Carlyle | Director Principal of the Top GP | Feb 24, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Property Investors (Master REIT), L.L.C. group: Carlyle | Executive Officer | Jan 27, 2017 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | Carlyle Realty Coinvestment VII, LP group: Carlyle | Executive Officer Authorized Person | Sep 30, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $122,955,000 | 218 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CPP II Co-Investment, L.P. group: Carlyle | Executive Officer Vice President | Sep 30, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $49,735,000 | 85 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Nautilus Coinvestment, L.P. group: Carlyle | Director Vice President of the Top GP | Jun 13, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Realty Coinvestment VII, LP group: Carlyle | Executive Officer Authorized Person | Oct 6, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $122,000,000 | 212 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CIEP Coinvestment B, LP group: Carlyle | Executive Officer Vice President | Oct 2, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $11,000,000 | 64 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CPP II Co-Investment, L.P. group: Carlyle | Executive Officer Vice President | Oct 2, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $49,235,000 | 82 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CIEP Co-Investment, L.P. group: Carlyle | Executive Officer Vice President | Oct 2, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $283,842,650 | 153 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Power Partners II, L.P. group: Carlyle | Director Vice President of the Top GP | Aug 14, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $839,298,000 | 58 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Power Partners II, L.P. group: Carlyle | Director Vice President of the Top GP | Jul 23, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $565,298,000 | 52 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Power Partners II, L.P. group: Carlyle | Director Vice President of the Top GP | Jul 21, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $565,298,000 | 52 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Power Partners II, L.P. group: Carlyle | Director Vice President of the Top GP | Feb 23, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $365,698,000 | 41 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Power Partners II, L.P. group: Carlyle | Director Vice President of the Top GP | Feb 20, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $365,698,000 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CPP II Southeast Gen Coinvestment, L.P. group: Carlyle | Director Vice President of the Top GP | Oct 29, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Realty Coinvestment VII, LP group: Carlyle | Executive Officer Authorized Person | Oct 6, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $100,000,000 | 192 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CPP II Co-Investment, L.P. group: Carlyle | Executive Officer Vice President | Oct 6, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $47,705,000 | 76 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CIEP Coinvestment B, LP group: Carlyle | Executive Officer Vice President | Oct 6, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $10,000,000 | 64 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CIEP Co-Investment, L.P. group: Carlyle | Executive Officer Vice President | Oct 6, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $183,488,900 | 149 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Power Partners II-B, L.P. group: Carlyle | Director Vice President of the Top GP | Sep 25, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle International Energy Partners, L.P. group: Carlyle | Director Vice President of the Top GP | Aug 19, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,862,855,000 | 146 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CIEP Feeder (Scotland), L.P. group: Carlyle | Executive Officer Vice President of the Member | Aug 6, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CPP II Co-Investment, L.P. group: Carlyle | Director Vice President of the Top GP | Jun 5, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Power Partners II, L.P. group: Carlyle | Director Vice President of the Top GP | Jun 5, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Horizon Strategic Fund, L.P. group: Carlyle | Executive Officer Vice President of the GP | Dec 23, 2013 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Varo Coinvestment, L.P. group: Carlyle | Director Vice President of the Top GP | Dec 23, 2013 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Discover Coinvestment, L.P. group: Carlyle | Director Vice President of the Top GP | Oct 16, 2013 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CIEP Co-Investment, L.P. group: Carlyle | Director Vice President of the Top GP | Sep 30, 2013 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle International Energy Partners, L.P. group: Carlyle | Director Vice President of the Top GP | Aug 23, 2013 | D | Indefinite | $0 | 0 | No minimum reported |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as David King. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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