Sponsor Check › Person
Related person on Form D filings · address states as listed: WI, NY · listed Aug 12, 2016 → Oct 16, 2026
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:55 PM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:55 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
No SEC search has run yet for this person.
None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:55 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
19 of 33 offerings report sales commissions totalling $6,088,107; 0 report finder's fees; 11 report proceeds to related persons totalling $3,184,041. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Oct 16, 2026 D/A File 021-527237 | $96,414 (est.) | $0 | $0 The Fund pays each Independent Trustee a retainer of $10,000 per fiscal year. | First Trust Portfolios L.P. BrokerCheck CRD 28519 ↗ |
| EDGAR ↗ | Oct 16, 2026 D/A File 021-527238 | $162,823 (est.) | $0 | $0 The Fund pays each Independent Trustee a retainer of $10,000 per fiscal year. | First Trust Portfolios L.P. BrokerCheck CRD 28519 ↗ |
| EDGAR ↗ | Sep 15, 2026 D File 021-597494 | $0 | $0 | $45,000 (est.) Annual compensation of Independent Trustees | None listed on this filing |
| EDGAR ↗ | Aug 6, 2026 D/A File 021-520926 | $515,249 (est.) | $0 | $0 The Fund pays each Independent Trustee a retainer of $10,000 per fiscal year. | First Trust Portfolios L.P. BrokerCheck CRD 28519 ↗ |
| EDGAR ↗ | Jul 31, 2026 D/A File 021-553481 | $407,577 (est.) | $0 | $0 The Fund pays each Independent Trustee a retainer of $10,000 per fiscal year. | First Trust Portfolios L.P. BrokerCheck CRD 28519 ↗ |
| EDGAR ↗ | Jul 31, 2026 D/A File 021-553483 | $72,426 (est.) | $0 | $0 The Fund pays each Independent Trustee a retainer of $10,000 per fiscal year. | First Trust Portfolios L.P. BrokerCheck CRD 28519 ↗ |
| EDGAR ↗ | May 7, 2026 D File 021-583197 | $209,572 (est.) | $0 | $0 The Fund pays each Independent Trustee a retainer of $10,000 per fiscal year. | First Trust Portfolios L.P. BrokerCheck CRD 28519 ↗ |
| EDGAR ↗ | May 5, 2026 D/A File 021-545267 | $128,019 | $0 | $0 The Fund pays each Independent Trustee a retainer of $10,000 per fiscal year. | First Trust Portfolios L.P. BrokerCheck CRD 28519 ↗ |
| EDGAR ↗ | May 5, 2026 D/A File 021-545269 | $370,177 | $0 | $0 The Fund pays each Independent Trustee a retainer of $10,000 per fiscal year. | First Trust Portfolios L.P. BrokerCheck CRD 28519 ↗ |
| EDGAR ↗ | Feb 4, 2026 D/A File 021-537254 | $126,843 | $0 | $0 The Fund pays each Independent Trustee a retainer of $10,000 per fiscal year. | First Trust Portfolios L.P. BrokerCheck CRD 28519 ↗ |
| EDGAR ↗ | Feb 4, 2026 D/A File 021-537256 | $306,286 (est.) | $0 | $0 The Fund pays each Independent Trustee a retainer of $10,000 per fiscal year. | First Trust Portfolios L.P. BrokerCheck CRD 28519 ↗ |
| EDGAR ↗ | Jan 28, 2026 D File 021-571490 | $498,002 (est.) | $0 | $0 The Fund pays each Independent Trustee a retainer of $10,000 per fiscal year. | First Trust Portfolios L.P. BrokerCheck CRD 28519 ↗ |
| EDGAR ↗ | Jan 14, 2026 D File 021-569998 | $0 | $0 | $0 The Fund pays each Independent Manager a retainer of $10,000 per fiscal year. | None listed on this filing |
| EDGAR ↗ | Nov 26, 2025 D/A File 021-530652 | $177,000 (est.) | $0 | $0 The fund pays each Independent Trustee a retainer of $10,000 per fiscal year. | First Trust Portfolios L.P. BrokerCheck CRD 28519 ↗ |
| EDGAR ↗ | Oct 31, 2025 D File 021-562689 | $59,208 (est.) | $0 | $0 The Fund pays each Independent Trustee a retainer of $10,000 per fiscal year. | First Trust Portfolios L.P. BrokerCheck CRD 28519 ↗ |
| EDGAR ↗ | Oct 31, 2025 D File 021-562692 | $476,474 (est.) | $0 | $0 The Fund pays each Independent Trustee a retainer of $10,000 per fiscal year. | First Trust Portfolios L.P. BrokerCheck CRD 28519 ↗ |
| EDGAR ↗ | Aug 11, 2025 D/A File 021-521172 | $125,000 (est.) | $0 | $0 The Fund pays each Independent Trustee a retainer of $10,000 per fiscal year. | None listed on this filing |
| EDGAR ↗ | Jul 11, 2025 D File 021-551445 | $0 | $0 | $45,937 The Fund pays each Independent Trustee a retainer of $10,000 per fiscal year. | None listed on this filing |
| EDGAR ↗ | Apr 9, 2025 D/A File 021-377877 | $0 | $0 | $0 The Fund pays each Independent Manager a retainer of $10,000 per fiscal year. | None listed on this filing |
| EDGAR ↗ | Apr 9, 2025 D/A File 021-452280 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 13, 2025 D File 021-540829 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 26, 2024 D File 021-519850 | $1,027,056 (est.) | $0 (est.) | $893,776 | Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗ |
| EDGAR ↗ | Jul 12, 2024 D File 021-518645 | $0 | $0 | $0 The Fund pays each Independent Trustee a retainer of $10,000 per fiscal year. | None listed on this filing |
| EDGAR ↗ | Jun 28, 2024 D/A File 021-369877 | $11,500 | $0 | $363,442 Trustee and officer fees | Sunbelt Securities BrokerCheck CRD 42180 ↗ |
| EDGAR ↗ | Jul 28, 2023 D/A File 021-147327 | $1,027,056 (est.) | $0 (est.) | $830,776 | Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗ |
| EDGAR ↗ | Jul 13, 2023 D File 021-486757 | $0 | $0 | $10,000 (est.) Annual compensation of independent trustees | None listed on this filing |
| EDGAR ↗ | Jul 15, 2022 D/A File 021-153431 | $291,425 | $0 | $786,329 Directors' and Officer Fees | Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗ |
| EDGAR ↗ | Jan 6, 2022 D File 021-428084 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 14, 2021 D/A File 021-272486 | $0 | $0 | $113,000 | Foreside Fund Services LLC BrokerCheck CRD 46106 ↗ |
| EDGAR ↗ | Aug 11, 2017 D/A File 021-182662 | $0 | $0 | $41,781 | Foreside Fund Services, LLC BrokerCheck CRD 46106 ↗ |
| EDGAR ↗ | Jun 30, 2014 D/A File 021-162547 | $0 | $0 | $34,000 Managers' and Chief Compliance Officer Fees | Foreside Fund Services, LLC BrokerCheck CRD 46106 ↗ |
| EDGAR ↗ | Apr 29, 2014 D File 021-216469 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Oct 15, 2013 D File 021-204607 | $0 | $0 | $20,000 | Foreside Fund Services, LLC BrokerCheck CRD 46106 ↗ |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | FT Vest Hedged Equity Income Fund: Series A3 group: Ft Vest | Director | Oct 16, 2026 | D/A | Indefinite similar: $500,000–$16,420,250 | $14,360,000 | 115 similar: 2–28 | $25,000 similar: $5,000–$100,000 |
| EDGAR ↗ | FT Vest Total Return Income Fund: Series A3 group: Ft Vest | Director | Oct 16, 2026 | D/A | Indefinite similar: $500,000–$16,420,250 | $23,386,962 | 165 similar: 2–28 | $25,000 similar: $5,000–$100,000 |
| EDGAR ↗ | Felicitas Income Fund group: Ft Vest | Director | Sep 15, 2026 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $25,000 similar: $1,000–$100,000 |
| EDGAR ↗ | FT Vest Hedged Equity Income Fund: Series A2 group: Ft Vest | Director | Aug 6, 2026 | D/A | Indefinite similar: $500,000–$16,420,250 | $72,284,045 | 465 similar: 2–28 | $25,000 similar: $5,000–$100,000 |
| EDGAR ↗ | FT Vest Total Return Income Fund: Series B2 group: Ft Vest | Director | Jul 31, 2026 | D/A | Indefinite similar: $500,000–$16,420,250 | $142,604,195 | 814 similar: 2–28 | $25,000 similar: $5,000–$100,000 |
| EDGAR ↗ | FT Vest Hedged Equity Income Fund: Series B2 group: Ft Vest | Director | Jul 31, 2026 | D/A | Indefinite similar: $500,000–$16,420,250 | $20,638,000 | 179 similar: 2–28 | $25,000 similar: $5,000–$100,000 |
| EDGAR ↗ | FT Vest Total Return Income Fund: Series A1 group: Ft Vest | Director | May 7, 2026 | D | Indefinite similar: $500,000–$16,420,250 | $75,900,792 | 584 similar: 2–28 | $25,000 similar: $5,000–$100,000 |
| EDGAR ↗ | FT Vest Total Return Income Fund: Series B1 group: Ft Vest | Director | May 5, 2026 | D/A | Indefinite similar: $500,000–$16,420,250 | $114,840,500 | 751 similar: 2–28 | $25,000 similar: $5,000–$100,000 |
| EDGAR ↗ | FT Vest Hedged Equity Income Fund: Series B1 group: Ft Vest | Director | May 5, 2026 | D/A | Indefinite similar: $500,000–$16,420,250 | $39,228,000 | 210 similar: 2–28 | $25,000 similar: $5,000–$100,000 |
| EDGAR ↗ | FT Vest Hedged Equity Income Fund: Series A4 group: Ft Vest | Director | Feb 4, 2026 | D/A | Indefinite similar: $500,000–$16,420,250 | $36,108,850 | 328 similar: 2–28 | $25,000 similar: $5,000–$100,000 |
| EDGAR ↗ | FT Vest Total Return Income Fund: Series A4 group: Ft Vest | Director | Feb 4, 2026 | D/A | Indefinite similar: $500,000–$16,420,250 | $97,497,850 | 614 similar: 2–28 | $25,000 similar: $5,000–$100,000 |
| EDGAR ↗ | FT Vest Total Return Income Fund: Series B4 group: Ft Vest | Director | Jan 28, 2026 | D | Indefinite similar: $500,000–$16,420,250 | $124,500,590 | 846 similar: 2–28 | $25,000 similar: $5,000–$100,000 |
| EDGAR ↗ | Destiny Alternative Fund group: Ft Vest | Director | Jan 14, 2026 | D | Indefinite similar: $500,000–$16,420,250 | $67,386,506 | 132 similar: 2–28 | $100,000 similar: $5,000–$100,000 |
| EDGAR ↗ | FT Vest Rising Dividend Achievers Total Return Fund group: Ft Vest | Director | Nov 26, 2025 | D/A | Indefinite similar: $500,000–$16,420,250 | $49,124,031 | 313 similar: 2–28 | $25,000 similar: $5,000–$100,000 |
| EDGAR ↗ | FT Vest Total Return Income Fund: Series B3 group: Ft Vest | Director | Oct 31, 2025 | D | Indefinite similar: $500,000–$16,420,250 | $119,118,600 | 767 similar: 2–28 | $25,000 similar: $5,000–$100,000 |
| EDGAR ↗ | FT Vest Hedged Equity Income Fund: Series B3 group: Ft Vest | Director | Oct 31, 2025 | D | Indefinite similar: $500,000–$16,420,250 | $14,802,000 | 99 similar: 2–28 | $25,000 similar: $5,000–$100,000 |
| EDGAR ↗ | FT Vest Hedged Equity Income Fund: Series A3 group: Ft Vest | Director | Oct 16, 2025 | D/A | Indefinite similar: $500,000–$16,420,250 | $14,360,000 | 115 similar: 2–28 | $25,000 similar: $5,000–$100,000 |
| EDGAR ↗ | FT Vest Total Return Income Fund: Series A3 group: Ft Vest | Director | Oct 16, 2025 | D/A | Indefinite similar: $500,000–$16,420,250 | $23,386,962 | 166 similar: 2–28 | $25,000 similar: $5,000–$100,000 |
| EDGAR ↗ | FT Vest Total Return Income Fund: Series A2 group: Ft Vest | Director | Aug 11, 2025 | D/A | Indefinite similar: $500,000–$16,420,250 | $34,256,565 | 120 similar: 2–28 | $25,000 similar: $5,000–$100,000 |
| EDGAR ↗ | FT Vest Hedged Equity Income Fund: Series A2 group: Ft Vest | Director | Aug 7, 2025 | D/A | Indefinite similar: $500,000–$16,420,250 | $72,284,045 | 492 similar: 2–28 | $25,000 similar: $5,000–$100,000 |
| EDGAR ↗ | FT Vest Hedged Equity Income Fund: Series B2 group: Ft Vest | Director | Aug 1, 2025 | D | Indefinite similar: $500,000–$16,420,250 | $20,638,000 | 168 similar: 2–28 | $25,000 similar: $5,000–$100,000 |
| EDGAR ↗ | FT Vest Total Return Income Fund: Series B2 group: Ft Vest | Director | Aug 1, 2025 | D | Indefinite similar: $500,000–$16,420,250 | $142,604,195 | 731 similar: 2–28 | $25,000 similar: $5,000–$100,000 |
| EDGAR ↗ | First Trust Enhanced Private Credit Fund group: Ft Vest | Director | Jul 11, 2025 | D | Indefinite similar: $500,000–$16,420,250 | $69,132,450 | 384 similar: 2–28 | $50,000 similar: $5,000–$100,000 |
| EDGAR ↗ | FT Vest Total Return Income Fund: Series B1 group: Ft Vest | Director | May 6, 2025 | D | Indefinite similar: $500,000–$16,420,250 | $114,840,500 | 630 similar: 2–28 | $25,000 similar: $5,000–$100,000 |
| EDGAR ↗ | FT Vest Hedged Equity Income Fund: Series B1 group: Ft Vest | Director | May 5, 2025 | D | Indefinite similar: $500,000–$16,420,250 | $39,228,000 | 214 similar: 2–28 | $25,000 similar: $5,000–$100,000 |
| EDGAR ↗ | Destiny Alternative Fund (TEI) LLC group: Ft Vest | Director | Apr 9, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $22,329,127 | 67 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Destiny Alternative Fund LLC group: Ft Vest | Director | Apr 9, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $47,013,174 | 127 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | KD Knit Corp | Executive Officer, Director CEO, President, Secretary | Mar 13, 2025 | D | $1,569,327 similar: $1,000,000–$7,247,539 | $1,069,327 | 6 similar: 2–13 | No minimum reported similar: $10,000–$60,000 |
| EDGAR ↗ | FT Vest Total Return Income Fund: Series A4 group: Ft Vest | Director | Feb 4, 2025 | D | Indefinite similar: $500,000–$16,420,250 | $88,168,750 | 581 similar: 2–28 | $25,000 similar: $5,000–$100,000 |
| EDGAR ↗ | FT Vest Hedged Equity Income Fund: Series A4 group: Ft Vest | Director | Feb 4, 2025 | D | Indefinite similar: $500,000–$16,420,250 | $38,034,750 | 330 similar: 2–28 | $25,000 similar: $5,000–$100,000 |
| EDGAR ↗ | FT Vest Rising Dividend Achievers Total Return Fund group: Ft Vest | Director | Nov 27, 2024 | D | Indefinite similar: $500,000–$16,420,250 | $31,511,375 | 214 similar: 2–28 | $25,000 similar: $5,000–$100,000 |
| EDGAR ↗ | FT Vest Total Return Income Fund: Series A3 group: Ft Vest | Director | Oct 18, 2024 | D | Indefinite similar: $500,000–$16,420,250 | $23,386,962 | 165 similar: 2–28 | $25,000 similar: $5,000–$100,000 |
| EDGAR ↗ | FT Vest Hedged Equity Income Fund: Series A3 group: Ft Vest | Director | Oct 18, 2024 | D | Indefinite similar: $500,000–$16,420,250 | $14,360,000 | 113 similar: 2–28 | $25,000 similar: $5,000–$100,000 |
| EDGAR ↗ | FT Vest Total Return Income Fund: Series A2 group: Ft Vest | Director | Aug 12, 2024 | D | Indefinite similar: $500,000–$16,420,250 | $34,256,565 | 120 similar: 2–28 | $25,000 similar: $5,000–$100,000 |
| EDGAR ↗ | FT Vest Hedged Equity Income Fund: Series A2 group: Ft Vest | Director | Aug 8, 2024 | D | Indefinite similar: $500,000–$16,420,250 | $72,284,045 | 489 similar: 2–28 | $25,000 similar: $5,000–$100,000 |
| EDGAR ↗ | Agility Multi-Asset Income Fund group: Agility Comprehensive | Director | Jul 26, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $742,929,992 | 2042 similar: 4–27 | $25,000 similar: $1,000–$100,000 |
| EDGAR ↗ | First Trust Enhanced Private Credit Fund group: Ft Vest | Director | Jul 12, 2024 | D | Indefinite similar: $500,000–$16,420,250 | $7,395,000 | 14 similar: 2–28 | $50,000 similar: $5,000–$100,000 |
| EDGAR ↗ | Keystone Private Income Fund group: Keystone | Director | Jun 28, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,323,369,668 | 3737 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Destiny Alternative Fund (TEI) LLC group: Ft Vest | Director | Apr 10, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $20,884,127 | 62 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Destiny Alternative Fund LLC group: Ft Vest | Director | Apr 10, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $45,318,174 | 122 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Agility Multi-Asset Income Fund group: Agility Comprehensive | Director | Jul 28, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $742,149,508 | 1566 similar: 4–27 | $25,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Destiny Alternative Fund (TEI) LLC group: Ft Vest | Director | Jul 13, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $19,834,127 | 58 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Destiny Alternative Fund LLC group: Ft Vest | Director | Jul 13, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $42,193,674 | 113 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Felicitas Private Markets Fund group: Ft Vest | Director | Jul 13, 2023 | D | $111,610,799 similar: $155,000–$5,250,000 | $111,610,799 | 121 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Keystone Private Income Fund group: Keystone | Director | Jun 29, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $936,939,378 | 2759 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Destiny Alternative Fund (TEI) LLC group: Ft Vest | Director | Dec 7, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $18,640,453 | 55 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Agility Multi-Asset Income Fund group: Agility Comprehensive | Director | Jul 28, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $741,057,644 | 554 similar: 4–27 | $25,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Corbin Multi-Strategy Fund, LLC group: Ft Vest | Director | Jul 15, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $398,309,648 | 377 similar: 4–27 | $25,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Destiny Alternative Fund LLC group: Ft Vest | Director | Jul 14, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $40,450,000 | 108 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Destiny Alternative Fund (TEI) LLC group: Ft Vest | Director | Jul 14, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $18,640,453 | 55 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Keystone Private Income Fund group: Keystone | Director | Jun 29, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $423,017,290 | 1322 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Investcorp International Inc. group: Investcorp | Executive Officer | Jan 6, 2022 | D | $0 similar: $10,000,000–$100,000,000 | $0 | 24 similar: 2–1000 | No minimum reported similar: $100–$50,000 |
| EDGAR ↗ | Infinity Long/Short Equity Fund, LLC group: Infinity | Director | Oct 14, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $19,200,966 | 10 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Keystone Private Income Fund group: Keystone | Director | Oct 12, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $159,541,541 | 394 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Agility Multi-Asset Income Fund group: Agility Comprehensive | Director | Jul 28, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $736,551,695 | 661 similar: 4–27 | $25,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Corbin Multi-Strategy Fund, LLC group: Ft Vest | Director | Jul 16, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $395,435,872 | 514 similar: 4–27 | $25,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Keystone Private Income Fund group: Keystone | Director | Jun 29, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $159,541,541 | 394 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Infinity Long/Short Equity Fund, LLC group: Infinity | Director | Nov 18, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $19,200,966 | 12 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Agility Multi-Asset Income Fund group: Agility Comprehensive | Director | Jul 29, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $732,953,354 | 916 similar: 4–27 | $25,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Corbin Multi-Strategy Fund, LLC group: Ft Vest | Director | Jul 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $389,929,377 | 630 similar: 4–27 | $25,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Keystone Private Income Fund group: Keystone | Director | Jun 29, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $50,000 | 1 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Infinity Long/Short Equity Fund, LLC group: Infinity | Director | Oct 16, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $18,942,930 | 18 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Agility Multi-Asset Income Fund group: Agility Comprehensive | Director | Aug 5, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $726,067,782 | 1225 similar: 4–27 | $25,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Corbin Multi-Strategy Fund, LLC group: Ft Vest | Director | Jul 18, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $370,208,663 | 781 similar: 4–27 | $25,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AETNA MULTI-STRATEGY 1099 FUND group: Ft Vest | Director | Aug 11, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $70,168,795 | 108 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AETNA MULTI-STRATEGY 1099 FUND group: Ft Vest | Director | Aug 12, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $68,904,645 | 164 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AETNA MULTI-STRATEGY 1099 FUND group: Ft Vest | Director | Aug 13, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $61,872,448 | 138 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AETNA MULTI-STRATEGY 1099 FUND group: Ft Vest | Director | Aug 14, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $55,798,061 | 99 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Center Coast Core MLP Fund I, LLC | Director | Jun 30, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $5,291,330 | 27 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Squarespace, Inc. | Executive Officer | Apr 29, 2014 | D | $39,999,998 similar: $1,100,015–$10,001,163 | $39,999,998 | 1 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | INFINITY CORE ALTERNATIVE FUND group: Ft Vest | Director | Oct 15, 2013 | D | Indefinite similar: $155,000–$5,250,000 | $19,505,000 | 10 similar: 4–27 | $25,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AETNA MULTI-STRATEGY 1099 FUND group: Ft Vest | Director | Aug 14, 2013 | D/A | Indefinite | $43,604,428 | 36 | $50,000 |
| EDGAR ↗ | Center Coast Core MLP Fund I, LLC | Director | Jul 1, 2013 | D/A | Indefinite | $4,176,034 | 22 | $250,000 |
| EDGAR ↗ | AETNA MULTI-STRATEGY 1099 FUND group: Ft Vest | Director | Aug 14, 2012 | D | Indefinite | $40,000,000 | 1 | $50,000 |
| EDGAR ↗ | Center Coast Core MLP Fund I, LLC | Director | Jul 3, 2012 | D/A | Indefinite | $2,600,362 | 15 | $250,000 |
| EDGAR ↗ | Center Coast Core MLP Fund I, LLC | Director | Jul 8, 2011 | D | Indefinite | $1,429,990 | 9 | $250,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years (5 industry/exemption sets on this page); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as David G Lee. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
| Source | Filed | Form | Issuer | Amount offered (as reported) | Amount sold (as reported) | Matched on |
|---|---|---|---|---|---|---|
| EDGAR ↗ | Feb 10, 2023 File 020-31770 | Regulation Crowdfunding offering (Form C) Offering filed · deadline Apr 30, 2023 | KD Knit Corp New York, NY | $250,000 target · $500,000 maximum via Wefunder Portal LLC (CRD 283503 · FINRA funding portals ↗) | Not reported on this form | signer name on this filing (David Lee) + listed as a related person on Form D filings of the same issuer (CIK 1957579) · 85% |
Amounts are as reported by the issuer on the form; Regulation Crowdfunding forms report a target and maximum, not sales. Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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