PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:35 AM ET

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David Zezza

Named as an officer, director or promoter on SEC Form D filings · CA, CO, CT, NY · Aug 13, 2014 → Mar 5, 2021

6deals (issuers)
$21.8Mreported sold
104investors
13Form D filings
2014–2021years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:31 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Zezza is listed as an executive officer and director on 13 SEC Form D filings by 6 issuers between Aug 2013 and Mar 2021. Largest by amount reported sold: PharmaMax Co-Investment Fund, LP (Stamford, CT — pooled investment fund — 2015; $9.15M reported sold to 25 investors), Drip Drop, Inc. (San Francisco, CA — industry reported as "Other" — 2013; $5.46M reported sold to 33 investors), Pieces Co-Investment Fund, LP (Stamford, CT — pooled investment fund — 2016; $4.2M reported sold to 13 investors), Flashback Technologies, Inc. (Greenwood Village, CO — other technology — 2014–2021; $2.3M reported sold to 27 investors), Pieces Co-Investment Fund II, LP (New York, NY — pooled investment fund — 2018; $500K reported sold to 4 investors) and 1 more (all listed below).

What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer and director, over about 8 years. Across those companies the filings report $21.8M sold in total.

Listed alongside Grant Guenther (6 shared filings), Joseph T. Draper (5 shared filings), Kent Kurtz (5 shared filings), Steven Moulton (5 shared filings), Alex David Collins (4 shared filings) and 26 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

5 of the issuers belong to the sponsor group Pieces (6 issuers, $18.9M reported sold, 2014–2024).

What this means A sponsor group is one team that sets up a new company for each deal. Pieces has 6 companies on file and $18.9M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 court cases matching the name, 2 bankruptcy cases matching the name listed in Key records below.

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 13 public filings for David Zezza and found 16 differences, 5 worth asking the sponsor about: Bankruptcy case: David L Zezza and Lois M Zezza; David Zezza appears on 3 deals that stopped filing before reaching their target; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Zezza has not run yet — it is joining a line of 36,215 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 1 closed (disposition not in docket feed), 1 dismissed

MCCARTY-ZEZZA v. BANK OF AMERICA HOME LOANS SERVICING, L.P. closed
District Court, W.D. Pennsylvania · No. 2:13-cv-00784 · Filed Jun 7, 2013 · Closed Jun 11, 2014 · Nature of suit: 190 Other contract actions
Role of MCCARTY-ZEZZA: Plaintiff · Outcome: Terminated 2014-06-11 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 4 federal dockets); different first name (mccarty); court in PA (not a filing state)
MCCARTY-ZEZZA v. BANK OF AMERICA HOME LOANS SERVICING, L.P. dismissed
District Court, W.D. Pennsylvania · No. 2:13-cv-00411 · Filed Mar 20, 2013 · Closed Apr 16, 2013 · Nature of suit: 190 Other contract actions
Role of MCCARTY-ZEZZA: Plaintiff · Outcome: Terminated 2013-04-16 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 4 federal dockets); different first name (mccarty); court in PA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:31 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Zezza..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

David L Zezza and Lois M Zezza closed
United States Bankruptcy Court, W.D. Wisconsin · No. 1-20-11653 · Filed Jun 25, 2020 · Closed Oct 5, 2020
Role of David L Zezza and Lois M Zezza: Debtor · Outcome: Case closed 2020-10-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 4 federal dockets); first name matches; court in WI (not a filing state)
David L Zezza and Lois M Zezza closed
United States Bankruptcy Court, W.D. Wisconsin · No. 1-11-16233 · Filed Oct 11, 2011 · Closed Jan 27, 2012
Role of David L Zezza and Lois M Zezza: Debtor · Outcome: Case closed 2012-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 4 federal dockets); first name matches; court in WI (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:31 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

16 differences found between the filings for David Zezza — 5 worth asking about (compared 13 filings on Oct 24, 2026)

Worth asking · Jun 25, 2020 – Oct 5, 2020

Bankruptcy case: David L Zezza and Lois M Zezza — filed Jun 25, 2020

United States Bankruptcy Court, W.D. Wisconsin docket "David L Zezza and Lois M Zezza" filed Jun 25, 2020, closed Oct 5, 2020. David Zezza is listed as Debtor ("David L Zezza and Lois M Zezza"). Our match estimate: 50%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, W.D. Wisconsin ↗
Sources
Worth asking · Oct 11, 2011 – Jan 27, 2012

Bankruptcy case: David L Zezza and Lois M Zezza — filed Oct 11, 2011

United States Bankruptcy Court, W.D. Wisconsin docket "David L Zezza and Lois M Zezza" filed Oct 11, 2011, closed Jan 27, 2012. David Zezza is listed as Debtor ("David L Zezza and Lois M Zezza"). Our match estimate: 50%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, W.D. Wisconsin ↗
Sources
Note · Sep 9, 2014

13% of the money raised went to insiders — Flashback Technologies, Inc.

The Sep 9, 2014 Form D/A reports $2,299,565 sold and $300,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · Sep 9, 2014 ↗Flashback Technologies, Inc. — PartnerFacts page ↗
Sources
Note · Aug 13, 2014

14% of the money raised went to insiders — Flashback Technologies, Inc.

The Aug 13, 2014 Form D reports $2,086,376 sold and $300,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Aug 13, 2014 ↗Flashback Technologies, Inc. — PartnerFacts page ↗
Sources
Worth asking · Jan 21, 2016 – Jan 5, 2018

David Zezza appears on 3 deals that stopped filing before reaching their target

Pieces Co-Investment Fund II, LP (last filing Jan 5, 2018; $500,000 sold of $2,000,000); Flashback Co-Investment Fund, LP (last filing Sep 19, 2016; $150,000 sold of $2,000,000); Pieces Co-Investment Fund, LP (last filing Jan 21, 2016; $4,200,000 sold of $16,500,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Pieces Co-Investment Fund II, LP — PartnerFacts page ↗Flashback Co-Investment Fund, LP — PartnerFacts page ↗Pieces Co-Investment Fund, LP — PartnerFacts page ↗
Sources
Worth asking · Mar 22, 2018 – Sep 23, 2019

Form D filed 550 days after the first sale — Flashback Technologies, Inc.

The filing says the first sale was Mar 22, 2018. The Form D was filed Sep 23, 2019 — 550 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 535 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Sep 23, 2019 ↗Flashback Technologies, Inc. — PartnerFacts page ↗
Sources
Worth asking · Jun 20, 2013 – Aug 20, 2013

Form D filed 61 days after the first sale — Drip Drop, Inc.

The filing says the first sale was Jun 20, 2013. The Form D was filed Aug 20, 2013 — 61 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 46 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Aug 20, 2013 ↗Drip Drop, Inc. — PartnerFacts page ↗
Sources
Note · Aug 5, 2014 – Mar 5, 2021

8 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Flashback Technologies, Inc. (latest filing Mar 5, 2021) · No amendment in the last 12 months on an offering that may still be open — Flashback Technologies, Inc. (latest filing Sep 23, 2019) · No amendment in the last 12 months on an offering that may still be open — Pieces Co-Investment Fund II, LP (latest filing Jan 5, 2018) · No amendment in the last 12 months on an offering that may still be open — Flashback Technologies, Inc. (latest filing Aug 10, 2017) · No amendment in the last 12 months on an offering that may still be open — Flashback Technologies, Inc. (latest filing Sep 23, 2016) · and 3 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Mar 5, 2021 ↗Flashback Technologies, Inc. — PartnerFacts page ↗Form D · Sep 23, 2019 ↗Form D · Jan 5, 2018 ↗
Sources
Note · Feb 2, 2021 – Mar 5, 2021

Offering amount changed between filings — Flashback Technologies, Inc.

The Feb 2, 2021 filing says $2,200,000 offered; the Mar 5, 2021 Form D/A says $3,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Feb 2, 2021 ↗Form D/A (later) · Mar 5, 2021 ↗Flashback Technologies, Inc. — PartnerFacts page ↗
Sources
Note · Sep 8, 2014 – Apr 15, 2015

Offering amount changed between filings — PharmaMax Co-Investment Fund, LP

The Sep 8, 2014 filing says $4,000,000 offered; the Apr 15, 2015 Form D/A says $9,150,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Sep 8, 2014 ↗Form D/A (later) · Apr 15, 2015 ↗PharmaMax Co-Investment Fund, LP — PartnerFacts page ↗
Sources
Note · Aug 20, 2013 – Apr 15, 2015

David Zezza is written 2 different ways on the filings

listed as "David Zezza" on 8 filings (from Aug 20, 2013), and "David John Zezza" on 5 filings (from Apr 15, 2015).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Aug 20, 2013 ↗Form D/A · Apr 15, 2015 ↗David Zezza — PartnerFacts page ↗
Sources
Note · Aug 13, 2014 – Feb 2, 2021

Industry group changed between filings — Flashback Technologies, Inc.

"Other Technology" (Aug 13, 2014 to Sep 9, 2014); then "Other" (Sep 23, 2016 to Sep 23, 2019); then "Other Technology" (Feb 2, 2021 to Mar 5, 2021).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Aug 13, 2014 ↗Form D · Sep 23, 2016 ↗Form D · Feb 2, 2021 ↗Flashback Technologies, Inc. — PartnerFacts page ↗
Sources
Note · Sep 23, 2019 – Feb 2, 2021

Address moved from Lousiville, CO to Louisville, CO — Flashback Technologies, Inc.

The people listed on the Sep 23, 2019 filing give Lousiville, CO; on the Feb 2, 2021 filing they give Louisville, CO.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Sep 23, 2019 ↗Form D · Feb 2, 2021 ↗Flashback Technologies, Inc. — PartnerFacts page ↗
Sources
Note · Aug 10, 2017 – Sep 23, 2019

Address moved from Boulder, CO to Lousiville, CO — Flashback Technologies, Inc.

The people listed on the Aug 10, 2017 filing give Boulder, CO; on the Sep 23, 2019 filing they give Lousiville, CO.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Aug 10, 2017 ↗Form D · Sep 23, 2019 ↗Flashback Technologies, Inc. — PartnerFacts page ↗
Sources
Note · Sep 8, 2014 – Apr 15, 2015

Address moved from Darien, CT to Stamford, CT — PharmaMax Co-Investment Fund, LP

The people listed on the Sep 8, 2014 filing give Darien, CT; on the Apr 15, 2015 filing they give Stamford, CT. The address now on file (1266 East Main Street, Suite 700r, Stamford, CT) is a registered-agent or shared-office address used by 89 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D · Sep 8, 2014 ↗Form D/A · Apr 15, 2015 ↗PharmaMax Co-Investment Fund, LP — PartnerFacts page ↗
Sources
Note · Aug 20, 2013 – Mar 5, 2021

David Zezza is listed with 4 different address states: CA, CO, CT, NY

CA on 1 filing (Aug 20, 2013); CO on 7 filings (Aug 13, 2014 to Mar 5, 2021); CT on 4 filings (Apr 15, 2015 to Sep 19, 2016); NY on 1 filing (Jan 5, 2018).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Aug 20, 2013 ↗Form D · Aug 13, 2014 ↗Form D/A · Apr 15, 2015 ↗Form D · Jan 5, 2018 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 10 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $300,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 5, 2021 D/A
Flashback Technologies, Inc.
File 021-388075
$0$0$0None listed on this filingEDGAR ↗
Sep 23, 2019 D
Flashback Technologies, Inc.
File 021-349425
$0$0$0None listed on this filingEDGAR ↗
Jan 5, 2018 D
Pieces Co-Investment Fund II, LP
File 021-302470
$0$0$0 (est.)
An affiliate of the General Partner will receive a fee for management services. Amount to be paid, number of years to be paid and extent to be paid out of adjusted gross proceeds unknown at this time.
None listed on this filingEDGAR ↗
Aug 10, 2017 D
Flashback Technologies, Inc.
File 021-292576
$0$0$0None listed on this filingEDGAR ↗
Sep 23, 2016 D
Flashback Technologies, Inc.
File 021-271217
$0$0$0None listed on this filingEDGAR ↗
Sep 19, 2016 D/A
Flashback Co-Investment Fund, LP
File 021-270873
$0$0$0 (est.)
An affiliate of the General Partner will receive a fee for management services. Amount to be paid, number of years to be paid and extent to be paid out of adjusted gross proceeds unknown at this time.
None listed on this filingEDGAR ↗
Jan 21, 2016 D
Pieces Co-Investment Fund, LP
File 021-255636
$0$0$0 (est.)
An affiliate of the General Partner will receive a fee for management services. Amount to be paid, number of years to be paid and extent to be paid out of adjusted gross proceeds unknown at this time.
None listed on this filingEDGAR ↗
Apr 15, 2015 D/A
PharmaMax Co-Investment Fund, LP
File 021-224252
$0$0$0
An affiliate of the General Partner will receive a fee for management services. Amount to be paid, number of years to be paid and extent to be paid out of adjusted gross proceeds unknown at this time.
None listed on this filingEDGAR ↗
Sep 9, 2014 D/A
Flashback Technologies, Inc.
File 021-222857
$0$0$300,000 (est.)None listed on this filingEDGAR ↗
Aug 20, 2013 D
Drip Drop, Inc.
File 021-201597
$0$0$0 (est.)
Proceeds of the offering will be used for general working capital purposes.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 6

Every issuer that named David Zezza on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

FT
Other Technology · group: Pieces

Flashback Technologies, Inc.

Greenwood Village, CO · Aug 13, 2014 → Mar 5, 2021 · 7 filings
  • Mar 5, 2021 · D/A · $1,450,000 sold of $3,000,000 · 10 investors · min. $25,000 · role: Director EDGAR ↗
  • Feb 2, 2021 · D · $350,000 sold of $2,200,000 · 5 investors · min. $25,000 · role: Director EDGAR ↗
  • Sep 23, 2019 · D · $800,249 sold of $4,273,500 · 27 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 10, 2017 · D · $335,000 sold of $1,000,000 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 23, 2016 · D · $1,248,672 sold of $2,000,000 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 9, 2014 · D/A · $2,299,565 sold of $3,000,000 · 19 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 13, 2014 · D · $2,086,376 sold of $3,000,000 · 16 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $2.3M from 27 investors (77% of the $3M target) as of the latest filing. David is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PC
Pooled Investment Fund · group: Pieces

Pieces Co-Investment Fund II, LP

New York, NY · Jan 5, 2018
  • Jan 5, 2018 · D · $500,000 sold of $2,000,000 · 4 investors · min. $50,000 · role: Executive Officer (Principal of the Issuer and Director of the General Partner of the General Partner of the Issuer) EDGAR ↗

Raised $500K from 4 investors (25% of the $2M target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FC
Pooled Investment Fund · group: Pieces

Flashback Co-Investment Fund, LP

Stamford, CT · Sep 19, 2016 → Sep 19, 2016 · 2 filings
  • Sep 19, 2016 · D/A · $150,000 sold of $2,000,000 · 2 investors · min. $25,000 · role: Executive Officer (Principal of the Issuer and Director of the General Partner of the General Partner of the Issuer) EDGAR ↗
  • Sep 19, 2016 · D · $150,000 sold of $2,000,000 · 2 investors · min. $25,000 · role: Executive Officer (Principal of the Issuer and Director of the General Partner of the General Partner of the Issuer) EDGAR ↗

Raised $150K from 2 investors (8% of the $2M target) as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PC
Pooled Investment Fund · group: Pieces

Pieces Co-Investment Fund, LP

Stamford, CT · Jan 21, 2016
  • Jan 21, 2016 · D · $4,200,000 sold of $16,500,000 · 13 investors · min. $100,000 · role: Executive Officer (Principal of the Issuer and Director of the General Partner of the General Partner of the Issuer) EDGAR ↗

Raised $4.2M from 13 investors (25% of the $16.5M target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PC
Pooled Investment Fund · group: Pieces

PharmaMax Co-Investment Fund, LP

Stamford, CT · Apr 15, 2015
  • Apr 15, 2015 · D/A · $9,150,000 sold of $9,150,000 · 25 investors · min. $10,000 · role: Executive Officer (Principal of the Issuer and Partner of the General Partner of the General Partner of the Issuer) EDGAR ↗

Raised $9.15M from 25 investors (100% of the $9.15M target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DD
Other

Drip Drop, Inc.

San Francisco, CA · Aug 20, 2013
  • Aug 20, 2013 · D · $3,000,000 sold of $3,000,000 · 24 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $5.46M from 33 investors (100% of the $3M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around David 31

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

PA
Management entity

Pacific Advantage Group Ltd.

Executive Officer · 4 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as David Zezza. Their page shows their other deals.

FC
Management entity

Flashback Co-Investment GP, LP

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as David Zezza. Their page shows their other deals.

PC
Management entity

PharmaMax Co-Investment GP,

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as David Zezza. Their page shows their other deals.

PC
Management entity

Pieces Co-Investment GP,

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as David Zezza. Their page shows their other deals.

PC
Management entity

Pieces Co-Investment II GP, LP

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Zezza. Their page shows their other deals.

PA
Management entity

Pacific Advantage Group Ltd.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Zezza. Their page shows their other deals.

GG
No photo found yet (own website and image search run after this page is viewed)
Person

Grant Guenther

Executive Officer, Director · 6 shared filings (2 issuers)

Listed on the same filings as David Zezza. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph T. Draper

Executive Officer · 5 shared filings (4 issuers) · also on 1 other issuer

Joseph T. Draper is on 5 issuers in total — a repeat sponsor. Their page lists every one.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Moulton

Director, Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as David Zezza. Their page shows their other deals.

KK
No photo found yet (own website and image search run after this page is viewed)
Person

Kent Kurtz

Director, Executive Officer · 5 shared filings (3 issuers)

Listed on the same filings as David Zezza. Their page shows their other deals.

GG
No photo found yet (own website and image search run after this page is viewed)
Person

Greg Grudic

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as David Zezza. Their page shows their other deals.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

Alex David Collins

Executive Officer · 4 shared filings (3 issuers)

Listed on the same filings as David Zezza. Their page shows their other deals.

GD
No photo found yet (own website and image search run after this page is viewed)
Person

Gordon Van Dusen

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as David Zezza. Their page shows their other deals.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

Kiernan McGuire

Executive Officer, Director · 3 shared filings (2 issuers)

Listed on the same filings as David Zezza. Their page shows their other deals.

KS
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin C. Smith

Executive Officer, Director · 2 shared filings (1 issuer) · also on 14 other issuers

Kevin C. Smith is on 15 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jane Mulligan

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as David Zezza. Their page shows their other deals.

PD
No photo found yet (own website and image search run after this page is viewed)
Person

Phil Devlin

Director · 2 shared filings (1 issuer)

Listed on the same filings as David Zezza. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Moulton

Director · 2 shared filings (1 issuer)

Listed on the same filings as David Zezza. Their page shows their other deals.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Halperin

Director · 2 shared filings (1 issuer)

Listed on the same filings as David Zezza. Their page shows their other deals.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Terri Burke

Director · 2 shared filings (1 issuer)

Listed on the same filings as David Zezza. Their page shows their other deals.

RJ
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Jacquiss

Director · 2 shared filings (1 issuer)

Listed on the same filings as David Zezza. Their page shows their other deals.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas H. Wolf

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Zezza. Their page shows their other deals.

AZ
No photo found yet (own website and image search run after this page is viewed)
Person

Anne Kallin Zehren

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as David Zezza. Their page shows their other deals.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

Stan Lech

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Zezza. Their page shows their other deals.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Croft

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Zezza. Their page shows their other deals.

ED
No photo found yet (own website and image search run after this page is viewed)
Person

Eduardo Dolhun

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Zezza. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

James W. White, Jr.

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as David Zezza. Their page shows their other deals.

DO
No photo found yet (own website and image search run after this page is viewed)
Person

Don Odell

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Zezza. Their page shows their other deals.

KK
No photo found yet (own website and image search run after this page is viewed)
Person

Ken Kurtz

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Zezza. Their page shows their other deals.

PF
No photo found yet (own website and image search run after this page is viewed)
Person

Phil Faris

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Zezza. Their page shows their other deals.

GG
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory Grudic

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as David Zezza. Their page shows their other deals.

The team behind the deals

P
Sponsor group

Pieces

6 issuers · 19 filings · $18.9M reported sold · 2014–2024

One team, 6 deal companies. David Zezza is listed on 5 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Zezza.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 6 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Zezza by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 6 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Zezza is listed on: none on file. No website or social profile named in PharmaMax Co-Investment Fund, LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #303,801 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Stamford, CT). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗Colorado state courts — find the court ↗Connecticut Judicial Branch case look-up ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗Colorado Secretary of State business search ↗Connecticut Secretary of State business search ↗New York Secretary of State business search ↗OpenCorporates ↗

Change history

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