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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:57 AM ET

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David Nicholson

Named as an officer, director or promoter on SEC Form D filings · NJ, NY, CA, TN · Dec 31, 2012 → Sep 23, 2025

6deals (issuers)
$101.8Mreported sold
555investors
12Form D filings
2012–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:26 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Nicholson is listed as a director on 12 SEC Form D filings by 6 issuers between Oct 2011 and Jun 2026. Largest by amount reported sold: Volastra Therapeutics, Inc. (New York, NY — pharmaceuticals — 2024–2025; $60.2M reported sold to 13 investors), Rapalogix Health, Inc. (Carlsbad, CA — biotechnology — 2025–2026; $19.1M reported sold to 28 investors), Actinium Pharmaceuticals, Inc. (New York, NY — pharmaceuticals — 2014; $6.64M reported sold to 348 investors), Baboon Mega Corp, Inc. (New York, NY — industry reported as "Other" — 2022; $5.77M reported sold to 50 investors), Actinium Pharmaceuticals, Inc. (New York, NY — pharmaceuticals — 2011–2012; $5.14M reported sold to 108 investors) and 1 more (all listed below).

What this means A repeat sponsor — 6 separate companies raised money with this person listed as director, over about 15 years. Across those companies the filings report $101.8M sold in total.

Listed alongside Dragan Cicic (5 shared filings), Rosemary Mazanet (3 shared filings), Sandesh Seth (3 shared filings), Sergio Traversa (3 shared filings), Arjun Balar (2 shared filings) and 37 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

2 of the issuers belong to the sponsor group Relmada Therapeutics (5 issuers, $28.9M reported sold, 2009–2019).

What this means A sponsor group is one team that sets up a new company for each deal. Relmada Therapeutics has 5 companies on file and $28.9M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 67 bankruptcy cases matching the name listed in Key records below.

What this means 68 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 12 public filings for David Nicholson and found 13 differences: Bankruptcy case: Traversa, Jr. v. Erie Avenue Storage Inc; 12% of the money raised went to insiders; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Nicholson has not run yet — it is #27,212 of 44,144 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

SNAP-ON TOOLS CORPORATION v. NICHOLSON, DAVID dismissed
District Court, N.D. Mississippi · No. · Filed Oct 11, 1990 · Closed Jul 31, 1991 · Nature of suit: 890 Other statutory actions
Role of NICHOLSON, DAVID: Defendant · Outcome: Terminated 1991-07-31 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in MS (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:26 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Nicholson..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

67 cases: 67 closed (disposition not in docket feed)

David A. Nicholson and Cheri L. Nicholson closed
United States Bankruptcy Court, W.D. Kentucky · No. 23-32302 · Filed Sep 29, 2023 · Closed Dec 27, 2023
Role of David A. Nicholson and Cheri L. Nicholson: Debtor · Outcome: Case closed 2023-12-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in KY (not a filing state)
David K. Nicholson and Nicole D. Nicholson closed
United States Bankruptcy Court, N.D. West Virginia · No. 2:23-bk-00438 · Filed Sep 7, 2023 · Closed Jan 8, 2024
Role of David K. Nicholson and Nicole D. Nicholson: Debtor · Outcome: Case closed 2024-01-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in WV (not a filing state)
David P. Nicholson closed
United States Bankruptcy Court, W.D. New York · No. 2-22-20505 · Filed Oct 27, 2022 · Closed Oct 25, 2024
Role of David P. Nicholson: Debtor · Outcome: Case closed 2024-10-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in the person's filing state (NY)
David P Nicholson closed
United States Bankruptcy Court, E.D. Kentucky · No. 16-51734 · Filed Sep 7, 2016 · Closed Dec 13, 2016
Role of David P Nicholson: Debtor · Outcome: Case closed 2016-12-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in KY (not a filing state)
David S. Nicholson closed
United States Bankruptcy Court, N.D. Illinois · No. 15-19198 · Filed Jun 1, 2015 · Closed Sep 18, 2015
Role of David S. Nicholson: Debtor · Outcome: Case closed 2015-09-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in IL (not a filing state)
David K Nicholson and Nicole D Nicholson closed
United States Bankruptcy Court, M.D. Florida · No. 6:14-bk-04928 · Filed Apr 29, 2014 · Closed Apr 9, 2015
Role of David K Nicholson and Nicole D Nicholson: Debtor · Outcome: Case closed 2015-04-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in FL (not a filing state)
David L. Nicholson and Cynthia K. Nicholson closed
United States Bankruptcy Court, D. Nebraska · No. 13-41989 · Filed Oct 28, 2013 · Closed Mar 3, 2014
Role of David L. Nicholson and Cynthia K. Nicholson: Debtor · Outcome: Case closed 2014-03-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets)
David A. Nicholson, Jr. and Lisa L. Nicholson closed
United States Bankruptcy Court, D. New Hampshire · No. 13-11258 · Filed May 14, 2013 · Closed Jul 27, 2018
Role of David A. Nicholson, Jr.: Debtor · Outcome: Case closed 2018-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in NH (not a filing state)
Rena Nicholson and David Nicholson closed
United States Bankruptcy Court, S.D. Alabama · No. 12-03912 · Filed Nov 9, 2012 · Closed Dec 8, 2015
Role of David Nicholson: Debtor · Outcome: Case closed 2015-12-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in AL (not a filing state)
David M. Nicholson and Jennifer L Nicholson closed
United States Bankruptcy Court, D. Nebraska · No. 12-41441 · Filed Jun 28, 2012 · Closed Nov 5, 2012
Role of David M. Nicholson and Jennifer L Nicholson: Debtor · Outcome: Case closed 2012-11-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets)
David M. Nicholson and Jessica L. Nicholson closed
United States Bankruptcy Court, N.D. Ohio · No. 12-14791 · Filed Jun 27, 2012 · Closed Sep 18, 2013
Role of David M. Nicholson and Jessica L. Nicholson: Debtor · Outcome: Case closed 2013-09-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in OH (not a filing state)
David W. Nicholson and Jodi L. Nicholson closed
United States Bankruptcy Court, W.D. Wisconsin · No. 1-12-13631 · Filed Jun 21, 2012 · Closed Feb 22, 2013
Role of David W. Nicholson and Jodi L. Nicholson: Debtor · Outcome: Case closed 2013-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in WI (not a filing state)
David D Nicholson and Betty L Nicholson closed
United States Bankruptcy Court, D. Nebraska · No. 12-41381 · Filed Jun 21, 2012 · Closed Apr 2, 2018
Role of David D Nicholson and Betty L Nicholson: Debtor · Outcome: Case closed 2018-04-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets)
David K. Nicholson and Cynthia Elaine Nicholson closed
United States Bankruptcy Court, E.D. California · No. 12-91716 · Filed Jun 18, 2012 · Closed Oct 5, 2012
Role of David K. Nicholson and Cynthia Elaine Nicholson: Debtor · Outcome: Case closed 2012-10-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in the person's filing state (CA)
David E. Nicholson and Alexis Morales-Nicholson closed
United States Bankruptcy Court, C.D. California · No. 6:11-bk-12652 · Filed Jan 26, 2011 · Closed Jun 20, 2011
Role of David E. Nicholson and Alexis Morales-Nicholson: Debtor · Outcome: Case closed 2011-06-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in the person's filing state (CA)
David B. Nicholson closed
United States Bankruptcy Court, S.D. Iowa · No. 10-04682 · Filed Sep 20, 2010 · Closed May 22, 2013
Role of David B. Nicholson: Debtor · Outcome: Case closed 2013-05-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in IA (not a filing state)
David L. Nicholson and Stephanie R. Nicholson closed
United States Bankruptcy Court, S.D. Texas · No. 10-31291 · Filed Feb 17, 2010 · Closed Sep 19, 2011
Role of David L. Nicholson and Stephanie R. Nicholson: Debtor · Outcome: Case closed 2011-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in TX (not a filing state)
David A Nicholson and Jennifer A Eskola-Nicholson closed
United States Bankruptcy Court, W.D. Washington · No. 08-43763 · Filed Jul 31, 2008 · Closed Feb 5, 2014
Role of David A Nicholson and Jennifer A Eskola-Nicholson: Debtor · Outcome: Case closed 2014-02-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in WA (not a filing state)
David J. Nicholson closed
United States Bankruptcy Court, W.D. Wisconsin · No. 1-08-13853 · Filed Jul 26, 2008 · Closed Nov 18, 2008
Role of David J. Nicholson: Debtor · Outcome: Case closed 2008-11-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in WI (not a filing state)
David A. Nicholson and Sara S. Nicholson closed
United States Bankruptcy Court, S.D. Mississippi · No. 08-02008 · Filed Jul 8, 2008 · Closed Nov 13, 2008
Role of David A. Nicholson and Sara S. Nicholson: Debtor · Outcome: Case closed 2008-11-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in MS (not a filing state)
David A. Nicholson and Sara S. Nicholson closed
United States Bankruptcy Court, S.D. Mississippi · No. 08-01010 · Filed Mar 18, 2008 · Closed Apr 14, 2008
Role of David A. Nicholson and Sara S. Nicholson: Debtor · Outcome: Case closed 2008-04-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in MS (not a filing state)
David C Nicholson closed
United States Bankruptcy Court, E.D. Michigan · No. 08-45194 · Filed Mar 4, 2008 · Closed Aug 7, 2012
Role of David C Nicholson: Debtor · Outcome: Case closed 2012-08-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in MI (not a filing state)
David A. Nicholson closed
United States Bankruptcy Court, M.D. Louisiana · No. 07-11654 · Filed Nov 22, 2007 · Closed Jul 15, 2009
Role of David A. Nicholson: Debtor · Outcome: Case closed 2009-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in LA (not a filing state)
David M. Nicholson closed
United States Bankruptcy Court, S.D. California · No. 07-06461 · Filed Nov 13, 2007 · Closed Jan 8, 2008
Role of David M. Nicholson: Debtor · Outcome: Case closed 2008-01-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in the person's filing state (CA)
David M. Nicholson closed
United States Bankruptcy Court, S.D. California · No. 07-04237 · Filed Aug 6, 2007 · Closed Aug 29, 2007
Role of David M. Nicholson: Debtor · Outcome: Case closed 2007-08-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in the person's filing state (CA)
David P. Nicholson and Tammy L. Leombruno closed
United States Bankruptcy Court, D. Vermont · No. 07-10166 · Filed Mar 27, 2007 · Closed Jul 31, 2007
Role of David P. Nicholson and Tammy L. Leombruno: Debtor · Outcome: Case closed 2007-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in VT (not a filing state)
David E. Nicholson and Bonnie M. Nicholson closed
United States Bankruptcy Court, S.D. Ohio · No. 2:07-bk-50417 · Filed Jan 22, 2007 · Closed Jun 10, 2011
Role of David E. Nicholson and Bonnie M. Nicholson: Debtor · Outcome: Case closed 2011-06-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in OH (not a filing state)
David E. Nicholson closed
United States Bankruptcy Court, N.D. Ohio · No. 06-51197 · Filed Jul 9, 2006 · Closed Jan 4, 2013
Role of David E. Nicholson: Debtor · Outcome: Case closed 2013-01-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in OH (not a filing state)
David C. Nicholson and Gale R. Nicholson closed
United States Bankruptcy Court, D. Connecticut · No. 05-23091 · Filed Sep 13, 2005 · Closed Jan 4, 2006
Role of David C. Nicholson and Gale R. Nicholson: Debtor · Outcome: Case closed 2006-01-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in CT (not a filing state)
David N Nicholson and Mary H Nicholson closed
United States Bankruptcy Court, C.D. California · No. 6:04-bk-19662 · Filed Aug 19, 2004 · Closed May 4, 2006
Role of David N Nicholson and Mary H Nicholson: Debtor · Outcome: Case closed 2006-05-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in the person's filing state (CA)
David P. Nicholson closed
United States Bankruptcy Court, D. Connecticut · No. 04-33246 · Filed Jul 9, 2004 · Closed Nov 4, 2004
Role of David P. Nicholson: Debtor · Outcome: Case closed 2004-11-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in CT (not a filing state)
David Nicholson and Angela Nicholson closed
United States Bankruptcy Court, S.D. Illinois · No. 03-34708 · Filed Nov 5, 2003 · Closed Mar 22, 2004
Role of David Nicholson and Angela Nicholson: Debtor · Outcome: Case closed 2004-03-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in IL (not a filing state)
David P. Nicholson and Michelle D. Nicholson closed
United States Bankruptcy Court, D. Maryland · No. 03-81753 · Filed Oct 19, 2003 · Closed Apr 19, 2004
Role of David P. Nicholson and Michelle D. Nicholson: Debtor · Outcome: Case closed 2004-04-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in MD (not a filing state)
DAVID NICHOLSON closed
United States Bankruptcy Court, E.D. Washington · No. 03-06389 · Filed Jul 30, 2003 · Closed Nov 5, 2003
Role of DAVID NICHOLSON: Debtor · Outcome: Case closed 2003-11-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in WA (not a filing state)
David H. Nicholson and Jodi L. Nicholson closed
United States Bankruptcy Court, N.D. New York · No. 03-60278 · Filed Jan 17, 2003 · Closed Jun 3, 2003
Role of David H. Nicholson and Jodi L. Nicholson: Debtor · Outcome: Case closed 2003-06-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in the person's filing state (NY)
DAVID C NICHOLSON and DOROTHY R. NICHOLSON closed
United States Bankruptcy Court, D. Arizona · No. 2:02-bk-09561 · Filed Jun 20, 2002 · Closed Jan 13, 2004
Role of DAVID C NICHOLSON and DOROTHY R. NICHOLSON: Debtor · Outcome: Case closed 2004-01-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in AR (not a filing state)
David Nicholson and Shannon Nicholson closed
United States Bankruptcy Court, M.D. North Carolina · No. 01-83503 · Filed Nov 26, 2001 · Closed Mar 8, 2002
Role of David Nicholson and Shannon Nicholson: Debtor · Outcome: Case closed 2002-03-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in NC (not a filing state)
DAVID A. NICHOLSON and DEBRA A. NICHOLSON closed
United States Bankruptcy Court, D. Nevada · No. 01-33244 · Filed Sep 20, 2001 · Closed Apr 8, 2003
Role of DAVID A. NICHOLSON and DEBRA A. NICHOLSON: Debtor · Outcome: Case closed 2003-04-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in NV (not a filing state)
David L Nicholson closed
United States Bankruptcy Court, W.D. Virginia · No. 01-00806 · Filed Mar 9, 2001 · Closed Apr 16, 2003
Role of David L Nicholson: Debtor · Outcome: Case closed 2003-04-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in VA (not a filing state)
David L Nicholson closed
United States Bankruptcy Court, W.D. Virginia · No. 00-02946 · Filed Oct 13, 2000 · Closed Mar 7, 2001
Role of David L Nicholson: Debtor · Outcome: Case closed 2001-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in VA (not a filing state)
DAVID R NICHOLSON and RHONDA K NICHOLSON closed
United States Bankruptcy Court, E.D. Washington · No. 00-06158 · Filed Sep 27, 2000 · Closed Jan 10, 2001
Role of DAVID R NICHOLSON and RHONDA K NICHOLSON: Debtor · Outcome: Case closed 2001-01-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in WA (not a filing state)
DAVID M. NICHOLSON closed
United States Bankruptcy Court, D. Arizona · No. 2:00-bk-06480 · Filed Jun 16, 2000 · Closed Nov 29, 2000
Role of DAVID M. NICHOLSON: Debtor · Outcome: Case closed 2000-11-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in AR (not a filing state)
David K. Nicholson and Cynthia L. Nicholson closed
United States Bankruptcy Court, D. Nebraska · No. 00-40918 · Filed May 2, 2000 · Closed Sep 1, 2000
Role of David K. Nicholson and Cynthia L. Nicholson: Debtor · Outcome: Case closed 2000-09-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets)
DAVID S NICHOLSON closed
United States Bankruptcy Court, E.D. Washington · No. 00-02173 · Filed Apr 4, 2000 · Closed Jul 26, 2000
Role of DAVID S NICHOLSON: Debtor · Outcome: Case closed 2000-07-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in WA (not a filing state)
David G. Nicholson and Rosilee Nicholson closed
United States Bankruptcy Court, E.D. Texas · No. 00-60382 · Filed Mar 3, 2000 · Closed Apr 27, 2001
Role of David G. Nicholson and Rosilee Nicholson: Debtor · Outcome: Case closed 2001-04-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in TX (not a filing state)
David M. Nicholson closed
United States Bankruptcy Court, N.D. Ohio · No. 99-35038 · Filed Dec 3, 1999 · Closed Apr 6, 2000
Role of David M. Nicholson: Debtor · Outcome: Case closed 2000-04-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in OH (not a filing state)
David G. Nicholson and Rosilee Nicholson closed
United States Bankruptcy Court, E.D. Texas · No. 99-61483 · Filed Jul 19, 1999 · Closed May 5, 2000
Role of David G. Nicholson and Rosilee Nicholson: Debtor · Outcome: Case closed 2000-05-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in TX (not a filing state)
David A. Nicholson and Cheri L. Nicholson closed
United States Bankruptcy Court, W.D. Kentucky · No. 99-33029 · Filed Jun 16, 1999 · Closed Sep 19, 2000
Role of David A. Nicholson and Cheri L. Nicholson: Debtor · Outcome: Case closed 2000-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in KY (not a filing state)
David Nicholson and April Nicholson closed
United States Bankruptcy Court, W.D. Michigan · No. 98-03876 · Filed May 1, 1998 · Closed Sep 15, 1998
Role of David Nicholson and April Nicholson: Debtor · Outcome: Case closed 1998-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in MI (not a filing state)
David G. Nicholson and Lisa B. Nicholson closed
United States Bankruptcy Court, D. Kansas · No. 97-14462 · Filed Oct 14, 1997 · Closed Oct 27, 2000
Role of David G. Nicholson and Lisa B. Nicholson: Debtor · Outcome: Case closed 2000-10-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in KS (not a filing state)
David C. Nicholson closed
United States Bankruptcy Court, D. Massachusetts · No. 97-13699 · Filed Apr 18, 1997 · Closed Aug 6, 1997
Role of David C. Nicholson: Debtor · Outcome: Case closed 1997-08-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in MA (not a filing state)
David C. Nicholson and Patricia A. Nicholson closed
United States Bankruptcy Court, D. Massachusetts · No. 97-13698 · Filed Apr 18, 1997 · Closed Aug 11, 1997
Role of David C. Nicholson and Patricia A. Nicholson: Debtor · Outcome: Case closed 1997-08-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in MA (not a filing state)
David O. Nicholson and Angela L. Nicholson closed
United States Bankruptcy Court, S.D. Illinois · No. 96-33127 · Filed Dec 12, 1996 · Closed Mar 20, 1997
Role of David O. Nicholson and Angela L. Nicholson: Debtor · Outcome: Case closed 1997-03-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in IL (not a filing state)
David J. Nicholson and Candace L. Nicholson closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 96-17128 · Filed Aug 1, 1996 · Closed Nov 27, 1996
Role of David J. Nicholson and Candace L. Nicholson: Debtor · Outcome: Case closed 1996-11-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in PA (not a filing state)
David C. Nicholson and Becky Nicholson closed
United States Bankruptcy Court, N.D. Oklahoma · No. 95-02848 · Filed Sep 14, 1995 · Closed May 1, 1996
Role of David C. Nicholson and Becky Nicholson: Debtor · Outcome: Case closed 1996-05-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in OK (not a filing state)
David H. Nicholson and Debra J. Nicholson closed
United States Bankruptcy Court, D. New Mexico · No. 95-10534 · Filed Feb 23, 1995 · Closed Jan 16, 2001
Role of David H. Nicholson and Debra J. Nicholson: Debtor · Outcome: Case closed 2001-01-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in NM (not a filing state)
DAVID NICHOLSON closed
United States Bankruptcy Court, N.D. Alabama · No. 94-41198 · Filed Jun 13, 1994 · Closed Sep 23, 1994
Role of DAVID NICHOLSON: Debtor · Outcome: Case closed 1994-09-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in AL (not a filing state)
David N. Nicholson closed
United States Bankruptcy Court, D. Massachusetts · No. 93-40972 · Filed Apr 6, 1993 · Closed Jul 28, 1993
Role of David N. Nicholson: Debtor · Outcome: Case closed 1993-07-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in MA (not a filing state)
David Nicholson closed
United States Bankruptcy Court, N.D. New York · No. 93-60345 · Filed Feb 5, 1993 · Closed Jun 30, 1993
Role of David Nicholson: Debtor · Outcome: Case closed 1993-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in the person's filing state (NY)
David P. Nicholson and Susan S. Nicholson closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 92-14875 · Filed Aug 12, 1992 · Closed Feb 16, 1993
Role of David P. Nicholson and Susan S. Nicholson: Debtor · Outcome: Case closed 1993-02-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in PA (not a filing state)
David T. Nicholson closed
United States Bankruptcy Court, W.D. New York · No. 1-91-14074 · Filed Nov 26, 1991 · Closed Aug 20, 1992
Role of David T. Nicholson: Debtor · Outcome: Case closed 1992-08-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in the person's filing state (NY)
David M. Nicholson and Diane C. Nicholson closed
United States Bankruptcy Court, W.D. New York · No. 1-90-11274 · Filed Apr 27, 1990 · Closed Sep 21, 1990
Role of David M. Nicholson and Diane C. Nicholson: Debtor · Outcome: Case closed 1990-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in the person's filing state (NY)
DAVID G. NICHOLSON and LAURA NICHOLSON closed
United States Bankruptcy Court, M.D. Tennessee · No. 3:89-bk-09722 · Filed Dec 19, 1989 · Closed May 17, 1993
Role of DAVID G. NICHOLSON and LAURA NICHOLSON: Debtor · Outcome: Case closed 1993-05-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in the person's filing state (TN)
DAVID O. NICHOLSON closed
United States Bankruptcy Court, S.D. Mississippi · No. 88-08136 · Filed Jun 3, 1988 · Closed Oct 17, 1988
Role of DAVID O. NICHOLSON: Debtor · Outcome: Case closed 1988-10-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in MS (not a filing state)
DAVID E. NICHOLSON and VIVIAN L. NICHOLSON closed
United States Bankruptcy Court, D. Montana · No. 88-40189 · Filed Mar 18, 1988 · Closed Jun 7, 1988
Role of DAVID E. NICHOLSON and VIVIAN L. NICHOLSON: Debtor · Outcome: Case closed 1988-06-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in MT (not a filing state)
David Nicholson closed
United States Bankruptcy Court, D. Maryland · No. 87-51016 · Filed May 7, 1987 · Closed Apr 20, 1988
Role of David Nicholson: Debtor · Outcome: Case closed 1988-04-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in MD (not a filing state)
David E. Nicholson closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 86-20195 · Filed Jan 27, 1986 · Closed Dec 23, 1986
Role of David E. Nicholson: Debtor · Outcome: Case closed 1986-12-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); court in PA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:26 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

13 differences found between the filings for David Nicholson (compared 12 filings on Oct 24, 2026)

Note · Feb 20, 2018 – Jan 31, 2019

Bankruptcy case: Traversa, Jr. v. Erie Avenue Storage Inc. — filed Feb 20, 2018

United States Bankruptcy Court, E.D. Pennsylvania docket "Traversa, Jr. v. Erie Avenue Storage Inc." filed Feb 20, 2018, closed Jan 31, 2019. Sergio Traversa (listed on the same filings) is listed as Plaintiff ("Traversa, Jr."). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. Pennsylvania ↗Sergio Traversa — PartnerFacts page ↗
Sources
Note · Dec 31, 2012

12% of the money raised went to insiders — Actinium Pharmaceuticals, Inc.

The Dec 31, 2012 Form D reports $5,141,450 sold and $600,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Dec 31, 2012 ↗Actinium Pharmaceuticals, Inc. — PartnerFacts page ↗
Sources
Note · Oct 17, 2011

15% of the money raised went to insiders — Actinium Pharmaceuticals, Inc.

The Oct 17, 2011 Form D reports $4,125,025 sold and $631,761 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "To be used to pay salaries.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Oct 17, 2011 ↗Actinium Pharmaceuticals, Inc. — PartnerFacts page ↗
Sources
Note · Dec 31, 2012

David Nicholson appears on 1 deal that stopped filing before reaching its target

Actinium Pharmaceuticals, Inc. (last filing Dec 31, 2012; $5,141,450 sold of $15,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Actinium Pharmaceuticals, Inc. — PartnerFacts page ↗
Sources
Note · Dec 28, 2021 – Jan 13, 2022

Form D filed 16 days after the first sale — La Mend, Inc.

The filing says the first sale was Dec 28, 2021. The Form D was filed Jan 13, 2022 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 13, 2022 ↗La Mend, Inc. — PartnerFacts page ↗
Sources
Note · Oct 5, 2011 – Jun 4, 2025

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Rapalogix Health, Inc. (latest filing Jun 4, 2025) · No amendment in the last 12 months on an offering that may still be open — Actinium Pharmaceuticals, Inc. (latest filing Dec 31, 2012) · No amendment in the last 12 months on an offering that may still be open — Actinium Pharmaceuticals, Inc. (latest filing Nov 3, 2011) · No amendment in the last 12 months on an offering that may still be open — Actinium Pharmaceuticals, Inc. (latest filing Oct 17, 2011)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jun 4, 2025 ↗Rapalogix Health, Inc. — PartnerFacts page ↗Form D · Dec 31, 2012 ↗Actinium Pharmaceuticals, Inc. — PartnerFacts page ↗
Sources
Note · Jan 17, 2024 – Jun 4, 2025

Offering amount changed between filings — Rapalogix Health, Inc.

The Jan 17, 2024 filing says $8,000,000 offered; the Jun 4, 2025 Form D/A says $13,500,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jan 17, 2024 ↗Form D/A (later) · Jun 4, 2025 ↗Rapalogix Health, Inc. — PartnerFacts page ↗
Sources
Note · Jan 7, 2014 – Jan 21, 2014

Offering amount changed between filings — Actinium Pharmaceuticals, Inc.

The Jan 7, 2014 filing says $6,000,000 offered; the Jan 21, 2014 Form D/A says $6,636,720.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jan 7, 2014 ↗Form D/A (later) · Jan 21, 2014 ↗Actinium Pharmaceuticals, Inc. — PartnerFacts page ↗
Sources
Note · May 30, 2024 – Sep 23, 2025

Industry group changed between filings — Volastra Therapeutics, Inc.

"Biotechnology" (May 30, 2024); then "Pharmaceuticals" (Sep 23, 2025).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · May 30, 2024 ↗Form D · Sep 23, 2025 ↗Volastra Therapeutics, Inc. — PartnerFacts page ↗
Sources
Note · Jun 4, 2025 – Jun 26, 2026

Address moved from New York, NY to Carlsbad, CA — Rapalogix Health, Inc.

The people listed on the Jun 4, 2025 filing give New York, NY; on the Jun 26, 2026 filing they give Carlsbad, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Jun 4, 2025 ↗Form D · Jun 26, 2026 ↗Rapalogix Health, Inc. — PartnerFacts page ↗
Sources
Note · May 21, 2019 – Jan 13, 2022

Address moved from Culver City, CA to Cleveland, TN — La Mend, Inc.

The people listed on the May 21, 2019 filing give Culver City, CA; on the Jan 13, 2022 filing they give Cleveland, TN.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · May 21, 2019 ↗Form D · Jan 13, 2022 ↗La Mend, Inc. — PartnerFacts page ↗
Sources
Note · Nov 3, 2011 – Dec 31, 2012

Address moved from Newark, NJ to New York, NY — Actinium Pharmaceuticals, Inc.

The people listed on the Nov 3, 2011 filing give Newark, NJ; on the Dec 31, 2012 filing they give New York, NY.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Nov 3, 2011 ↗Form D · Dec 31, 2012 ↗Actinium Pharmaceuticals, Inc. — PartnerFacts page ↗
Sources
Note · Oct 17, 2011 – Jun 26, 2026

David Nicholson is listed with 4 different address states: NJ, NY, CA, TN

NJ on 2 filings (Oct 17, 2011 to Nov 3, 2011); NY on 7 filings (Dec 31, 2012 to Sep 23, 2025); CA on 2 filings (May 21, 2019 to Jun 26, 2026); TN on 1 filing (Jan 13, 2022).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Oct 17, 2011 ↗Form D · Dec 31, 2012 ↗Form D · May 21, 2019 ↗Form D · Jan 13, 2022 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

4 of 11 offerings report sales commissions totalling $1,769,348; 0 report finder's fees; 2 report proceeds to related persons totalling $1,231,761. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 26, 2026 D
Rapalogix Health, Inc.
File 021-588703
$0$0$0None listed on this filingEDGAR ↗
Sep 23, 2025 D
Volastra Therapeutics, Inc.
File 021-558375
$0$0$0None listed on this filingEDGAR ↗
Jun 4, 2025 D/A
Rapalogix Health, Inc.
File 021-502595
$0$0$0None listed on this filingEDGAR ↗
May 30, 2024 D
Volastra Therapeutics, Inc.
File 021-514592
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2022 D
Baboon Mega Corp, Inc.
File 021-434837
$0$0$0None listed on this filingEDGAR ↗
Jan 13, 2022 D
La Mend, Inc.
File 021-429303
$0$0$0None listed on this filingEDGAR ↗
May 21, 2019 D
La Mend, Inc.
File 021-340066
$0$0$0None listed on this filingEDGAR ↗
Jan 21, 2014 D/A
Actinium Pharmaceuticals, Inc.
File 021-209458
$663,672$0$0
In the ordinary course of business, the issuer may use some of the proceeds of the offering to pay salaries to certain of its executive officers and directors.
Recipient Laidlaw & Company (UK) Ltd. BrokerCheck CRD 119037 ↗EDGAR ↗
Dec 31, 2012 D
Actinium Pharmaceuticals, Inc.
File 021-189157
$618,174$0$600,000 (est.)Laidlaw & Company (UK) Ltd. BrokerCheck CRD 119037 ↗EDGAR ↗
Nov 3, 2011 D
Actinium Pharmaceuticals, Inc.
File 021-168172
$75,000 (est.)$0$0Laidlaw & Company (UK) Ltd. BrokerCheck CRD 119037 ↗EDGAR ↗
Oct 17, 2011 D
Actinium Pharmaceuticals, Inc.
File 021-167352
$412,502$0$631,761 (est.)
To be used to pay salaries.
Laidlaw & Company (UK) Ltd. BrokerCheck CRD 119037 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 6

Every issuer that named David Nicholson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

RH
Biotechnology

Rapalogix Health, Inc.

Carlsbad, CA · Jun 4, 2025 → Jun 26, 2026 · 2 filings
  • Jun 26, 2026 · D · $19,112,746 sold of $24,999,999 · 28 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 4, 2025 · D/A · $9,079,616 sold of $13,500,000 · 24 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $19.1M from 28 investors (76% of the $25M target) as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

VT
Pharmaceuticals

Volastra Therapeutics, Inc.

New York, NY · May 30, 2024 → Sep 23, 2025 · 2 filings
  • Sep 23, 2025 · D · $30,099,998 sold of $30,099,998 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 30, 2024 · D · $15,000,000 sold of $15,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $60.2M from 13 investors (100% of the $30.1M target) as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BM
Other

Baboon Mega Corp, Inc.

New York, NY · Feb 24, 2022
  • Feb 24, 2022 · D · $3,509,860 sold of $3,509,860 · 7 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $5.77M from 50 investors (100% of the $3.51M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LM
Other

La Mend, Inc.

Cleveland, TN · May 21, 2019 → Jan 13, 2022 · 2 filings
  • Jan 13, 2022 · D · $5,000,000 sold of $5,000,000 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 21, 2019 · D · $1,499,999 sold of $1,499,999 · 3 investors · min. $249,974 · role: Director EDGAR ↗

Raised $5M from 8 investors (100% of the $5M target) as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AP
Pharmaceuticals · group: Relmada Therapeutics

Actinium Pharmaceuticals, Inc.

New York, NY · Jan 7, 2014 → Jan 21, 2014 · 2 filings
  • Jan 21, 2014 · D/A · $6,636,720 sold of $6,636,720 · 63 investors · min. $5,000 · role: Director EDGAR ↗
  • Jan 7, 2014 · D · $3,325,860 sold of $6,000,000 · 36 investors · min. $5,000 · role: Director EDGAR ↗

Raised $6.64M from 348 investors (100% of the $6.64M target) as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AP
Pharmaceuticals · group: Relmada Therapeutics

Actinium Pharmaceuticals, Inc.

New York, NY · Oct 17, 2011 → Dec 31, 2012 · 3 filings
  • Dec 31, 2012 · D · $5,141,450 sold of $15,000,000 · 108 investors · min. $3,000 · role: Director EDGAR ↗
  • Nov 3, 2011 · D · $364,000 sold of $750,000 · 11 investors · min. $15,000 · role: Director EDGAR ↗
  • Oct 17, 2011 · D · $4,125,025 sold of $6,000,000 · 65 investors · min. $10,000 · role: Director EDGAR ↗

Raised $5.14M from 108 investors (34% of the $15M target) as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around David 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Dragan Cicic

Executive Officer, Director · 5 shared filings (2 issuers)

Listed on the same filings as David Nicholson. Their page shows their other deals.

ST
No photo found yet (own website and image search run after this page is viewed)
Person

Sergio Traversa

Director, Executive Officer · 3 shared filings (2 issuers) · also on 4 other issuers

Sergio Traversa is on 6 issuers in total — a repeat sponsor. Their page lists every one.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Sandesh Seth

Director · 3 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as David Nicholson. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Rosemary Mazanet

Director · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as David Nicholson. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Richard I. Steinhart

Director · 2 shared filings (1 issuer)

Listed on the same filings as David Nicholson. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Sherman

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as David Nicholson. Their page shows their other deals.

KD
No photo found yet (own website and image search run after this page is viewed)
Person

Kaushik J. Dave

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as David Nicholson. Their page shows their other deals.

BS
No photo found yet (own website and image search run after this page is viewed)
Person

Betsy Scanlan

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as David Nicholson. Their page shows their other deals.

KB
No photo found yet (own website and image search run after this page is viewed)
Person

Kelly Brock

Director · 2 shared filings (1 issuer)

Listed on the same filings as David Nicholson. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Rahul Mehta

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Nicholson. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

James G. Peyer

Director · 2 shared filings (1 issuer) · also on 5 other issuers

James G. Peyer is on 6 issuers in total — a repeat sponsor. Their page lists every one.

BS
No photo found yet (own website and image search run after this page is viewed)
Person

Brent Saunders

Executive Officer, Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as David Nicholson. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Samuel Bakhoum

Director · 2 shared filings (1 issuer)

Listed on the same filings as David Nicholson. Their page shows their other deals.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

Doris Day

Director · 2 shared filings (1 issuer)

Listed on the same filings as David Nicholson. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Juliette Han

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Nicholson. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Arjun Balar

Director · 2 shared filings (1 issuer)

Listed on the same filings as David Nicholson. Their page shows their other deals.

SP
No photo found yet (own website and image search run after this page is viewed)
Person

Sandra Peterson

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Nicholson. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Mittendorff

Director · 1 shared filing (1 issuer) · also on 7 other issuers

Robert Mittendorff is on 8 issuers in total — a repeat sponsor. Their page lists every one.

CN
No photo found yet (own website and image search run after this page is viewed)
Person

Cameron Newton

Director · 1 shared filing (1 issuer) · also on 13 other issuers

Cameron Newton is on 14 issuers in total — a repeat sponsor. Their page lists every one.

EG
No photo found yet (own website and image search run after this page is viewed)
Person

Enza Guagenti

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Nicholson. Their page shows their other deals.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

Jack V. Talley

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Nicholson. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Trey Sisson

Executive Officer, Director, Promoter · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Nicholson. Their page shows their other deals.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Kushner

Executive Officer, Promoter · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as David Nicholson. Their page shows their other deals.

AP
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Person

Executive Officer, Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as David Nicholson. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Jesse Derris

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Nicholson. Their page shows their other deals.

LD
No photo found yet (own website and image search run after this page is viewed)
Person

Luc Dochez

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as David Nicholson. Their page shows their other deals.

HG
No photo found yet (own website and image search run after this page is viewed)
Person

Heath Golden

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Nicholson. Their page shows their other deals.

NS
No photo found yet (own website and image search run after this page is viewed)
Person

Noah Stern

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Nicholson. Their page shows their other deals.

KH
No photo found yet (own website and image search run after this page is viewed)
Person

Karen Howland

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Nicholson. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Cedar Carter

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Nicholson. Their page shows their other deals.

CJ
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Hugh-Jones

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as David Nicholson. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Joan Mannick

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Nicholson. Their page shows their other deals.

EM
No photo found yet (own website and image search run after this page is viewed)
Person

Eileen McGuire

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Nicholson. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Rachel Zolot Schwartz

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Nicholson. Their page shows their other deals.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Drutman

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Nicholson. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Rez Halze

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Nicholson. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Jill Goldstein

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Nicholson. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David Southwell

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as David Nicholson. Their page shows their other deals.

EM
No photo found yet (own website and image search run after this page is viewed)
Person

Ellie McGuire

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Nicholson. Their page shows their other deals.

ND
No photo found yet (own website and image search run after this page is viewed)
Person

Neetu Dhaliwal

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Nicholson. Their page shows their other deals.

The team behind the deals

RT
Sponsor group

Relmada Therapeutics

5 issuers · 24 filings · $28.9M reported sold · 2009–2019

One team, 5 deal companies. David Nicholson is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Nicholson.

Same business address

4 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 6 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Nicholson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 6 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Nicholson is listed on: none on file. No website or social profile named in Volastra Therapeutics, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #59,631 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New Jersey state courts — find the court ↗New York WebCivil Supreme ↗California — find the county court ↗Los Angeles Superior Court case search ↗Davidson County TN Circuit Court Clerk case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New Jersey Secretary of State business search ↗New York Secretary of State business search ↗California Secretary of State business search ↗Tennessee Secretary of State business search ↗OpenCorporates ↗

Change history

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