Sponsor Check › Person
Related person on Form D filings · address state as listed: NY · listed Aug 24, 2011 → Aug 15, 2016
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 12:09 AM ET · SEC enforcement last checked: not yet
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Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 12:09 AM ET.
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SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
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Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 12:09 AM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
0 of 3 offerings report sales commissions; 2 report finder's fees totalling $578,346; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Aug 15, 2016 D/A File 021-82816 | $0 | $160,467 (est.) | $0 Larch Lane Advisors LLC, the General Partner of the Issuer receives a management fee from the Issuer for its services on behalf of the Issuer. The Issuer's confidential offering materials set forth the terms of the management fee. | Barclays Capital Inc. BrokerCheck CRD 19714 ↗ D.H. Hill Securities LLLP BrokerCheck CRD 130955 ↗ Itau Europa Securites Inc. BrokerCheck CRD 144769 ↗ Banco Itau Europa International no CRD number reported Banco Itau Europa Luxembourg S.A. no CRD number reported Banco Itau (Suisse) S.A. no CRD number reported Barclays Bank Plc no CRD number reported Reliance International Investments no CRD number reported |
| EDGAR ↗ | Aug 15, 2016 D/A File 021-82675 | $0 | $0 | $0 Larch Lane Advisors LLC, the Manager of the Issuer receives a management fee from the Issuer for its services on behalf of the Issuer. The Issuer's confidential offering materials set forth the terms of the management fee. | Barclays Capital Inc. BrokerCheck CRD 19714 ↗ D.H. Hill Securities LLLP BrokerCheck CRD 130955 ↗ Itau Europa Securities Inc. BrokerCheck CRD 144769 ↗ Banco Itau Europa International no CRD number reported Banco Itau Europa Luxembourg S.A. no CRD number reported Banco Itau (Suisse) S.A. no CRD number reported Barclays Bank Plc no CRD number reported Reliance International Investments Ltd. no CRD number reported |
| EDGAR ↗ | Aug 15, 2016 D/A File 021-122518 | $0 | $417,879 (est.) | $0 Larch Lane Advisors LLC, Investment Manager of the Issuer receives a management fee for its services on behalf of the Issuer. The Issuer's confidential offering materials set forth the terms of the management fee. | D.H. Hill Securities LLLP BrokerCheck CRD 130955 ↗ Itau Europa Securities, Inc. BrokerCheck CRD 144769 ↗ Barclays Capital Inc. BrokerCheck CRD 19714 ↗ Banco Itau Europa International no CRD number reported Banco Itau Europa Luxembourg S.A. no CRD number reported Banco Itau (Suisse) S.A. no CRD number reported Barclays Bank Plc no CRD number reported Reliance International Investments Ltd. no CRD number reported |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Absolute Return Multi-Strategy Offshore Ltd. group: Fiera | Executive Officer Executive Officer of Investment Manager | Aug 15, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $257,135,637 | 158 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | LARCH LANE ABSOLUTE RETURN II LLC | Executive Officer Executive Officer of Manager | Aug 15, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $21,978,334 | 69 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Absolute Return Multi-Strategy I LP group: Fiera | Executive Officer Executive Officer of the General Partner | Aug 15, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $260,932,457 | 311 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Absolute Return Multi-Strategy Offshore Ltd. group: Fiera | Executive Officer Executive Officer of Investment Manager | Aug 14, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $244,020,461 | 152 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | LARCH LANE ABSOLUTE RETURN II LLC | Executive Officer Executive Officer of Manager | Aug 14, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $19,426,586 | 68 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Absolute Return Multi-Strategy I LP group: Fiera | Executive Officer Executive Officer of the General Partner | Aug 14, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $233,412,515 | 300 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Absolute Return Multi-Strategy Offshore Ltd. group: Fiera | Executive Officer Executive Officer of Investment Manager | Aug 15, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $180,322,969 | 148 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Absolute Return Multi-Strategy I LP group: Fiera | Executive Officer Executive Officer of the General Partner | Aug 15, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $227,931,051 | 289 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | LARCH LANE ABSOLUTE RETURN II LLC | Executive Officer Executive Officer of Manager | Aug 15, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $17,666,271 | 67 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | LARCH LANE ABSOLUTE RETURN II LLC | Executive Officer Executive Officer of Manager | Aug 23, 2013 | D/A | Indefinite | $16,603,872 | 67 | No minimum reported |
| EDGAR ↗ | Absolute Return Multi-Strategy Offshore Ltd. group: Fiera | Executive Officer Executive Officer of Investment Manager | Aug 23, 2013 | D/A | Indefinite | $175,809,200 | 145 | $50,000 |
| EDGAR ↗ | Absolute Return Multi-Strategy I LP group: Fiera | Executive Officer Executive Officer of the General Partner | Aug 23, 2013 | D/A | Indefinite | $222,237,262 | 284 | No minimum reported |
| EDGAR ↗ | Absolute Return Multi-Strategy Offshore Ltd. group: Fiera | Executive Officer Executive Officer of Investment Manager | Aug 23, 2012 | D/A | Indefinite | $144,221,246 | 132 | $50,000 |
| EDGAR ↗ | LARCH LANE ABSOLUTE RETURN II LLC | Executive Officer Executive Officer of Manager | Aug 23, 2012 | D/A | Indefinite | $12,804,955 | 63 | No minimum reported |
| EDGAR ↗ | Absolute Return Multi-Strategy I LP group: Fiera | Executive Officer Executive Officer of the General Partner | Aug 23, 2012 | D/A | Indefinite | $193,708,543 | 263 | No minimum reported |
| EDGAR ↗ | Absolute Return Multi-Strategy Offshore Ltd. group: Fiera | Executive Officer Executive Officer of Investment Manager | Aug 24, 2011 | D/A | Indefinite | $122,453,055 | 106 | $50,000 |
| EDGAR ↗ | LARCH LANE ABSOLUTE RETURN II LLC | Executive Officer Executive Officer of Manager | Aug 24, 2011 | D/A | Indefinite | $11,872,890 | 61 | No minimum reported |
| EDGAR ↗ | Absolute Return Multi-Strategy I LP group: Fiera | Executive Officer Executive Officer of the General Partner | Aug 24, 2011 | D/A | Indefinite | $187,419,149 | 222 | No minimum reported |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as David J. Katz. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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