David Barber is listed as a director on 7 SEC Form D filings by 3 issuers between Jun 2016 and Feb 2022: Maine Craft Distillery LLC (Portland, ME — manufacturing — 2016; $1.14M reported sold to 16 investors), Gelato Fiasco, Inc. (Brunswick, ME — retailing — 2017–2019; $900K reported sold to 12 investors) and Maine Craft Distilling LLC (Portland, ME — manufacturing — 2017–2022; $523K reported sold to 15 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as director, over about 6 years. Across those companies the filings report $2.57M sold in total.
The issuers belong to 2 sponsor groups: Maine Craft (2 issuers, $1.4M reported sold, 2013–2022) and Gelato (2 issuers, $573K reported sold, 2012–2019).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 7 public filings for David Barber and found 10 differences, 1 worth asking the sponsor about: 90% of the money raised went to insiders; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.