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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:35 AM ET

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David Freddi

Named as an officer, director or promoter on SEC Form D filings · Singapore (as filed: U0) · Mar 31, 2010 → Mar 31, 2010

1deal (issuers)
$500Kreported sold
1investors
1Form D filing
2010year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Freddi is listed as a director on 1 SEC Form D filing by 1 issuer in Mar 2010: Hong Li, Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2010; $500K reported sold to 1 investors).

What this means One deal on file with the SEC, filed Mar 2010. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside David Milken (1 shared filing) and RME Capital (Singapore) Pte. Ltd. (1 shared filing, management entity).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 3 court cases matching the name, 8 bankruptcy cases matching the name listed in Key records below.

What this means 11 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for David Freddi and found 4 differences, 3 worth asking the sponsor about: 7 bankruptcy cases name the subject or team members; 3 court cases name David Freddi; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Freddi has not run yet — it is joining a line of 24,392 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 1 dismissed, 2 judgment

Freddi v. Regions Bank dismissed
District Court, S.D. Florida · No. 1:09-cv-21296 · Filed May 14, 2009 · Closed Nov 12, 2009 · Nature of suit: 380 Other personal property damage
Role of Freddi: Plaintiff · Outcome: Terminated 2009-11-12 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 13 federal dockets); surname only in the caption; court in FL (not a filing state)
Ilgwu Natl. Benefit v. Freddi-Gail, Inc. judgment
District Court, S.D. New York · No. 1:89-cv-06356 · Filed Sep 26, 1989 · Closed Jan 24, 1990 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Freddi-Gail, Inc.: Defendant · Outcome: Terminated 1990-01-24 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 13 federal dockets); surname only in the caption; court in NY (not a filing state)
IRWIN SOLOMON v. FREDDI-ALL INC judgment
District Court, S.D. New York · No. · Filed Feb 15, 1989 · Closed Apr 26, 1989 · Nature of suit: 791 Employee Retirement Income Security Act
Role of FREDDI-ALL INC: Defendant · Outcome: Terminated 1989-04-26 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 13 federal dockets); surname only in the caption; court in NY (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Freddi..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

8 cases: 8 closed (disposition not in docket feed)

Yeager v. Federal Home Loan Mortgage Corporation, dba Freddi closed
United States Bankruptcy Court, D. South Carolina · No. 20-80015 · Filed Feb 20, 2020 · Closed Jun 14, 2021
Role of Federal Home Loan Mortgage Corporation, dba Freddi: Defendant · Outcome: Case closed 2021-06-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 13 federal dockets); different first name (dba); court in SC (not a filing state)
Freddi A. Hernandez and Sandra A. Hernandez closed
United States Bankruptcy Court, S.D. Florida. · No. 10-40463 · Filed Oct 5, 2010 · Closed Jan 24, 2011
Role of Freddi A. Hernandez and Sandra A. Hernandez: Debtor · Outcome: Case closed 2011-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 13 federal dockets); surname only in the caption; court in FL (not a filing state)
Gary L. Davis and Freddi A. Davis closed
United States Bankruptcy Court, S.D. California · No. 08-05569 · Filed Jun 21, 2008 · Closed Nov 18, 2008
Role of Gary L. Davis and Freddi A. Davis: Debtor · Outcome: Case closed 2008-11-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 13 federal dockets); surname only in the caption; court in CA (not a filing state)
Freddi A. Hernandez and Sandra A. Hernandez closed
United States Bankruptcy Court, S.D. Florida. · No. 03-43518 · Filed Dec 29, 2003 · Closed Sep 22, 2008
Role of Freddi A. Hernandez and Sandra A. Hernandez: Debtor · Outcome: Case closed 2008-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 13 federal dockets); surname only in the caption; court in FL (not a filing state)
Mark Ernest Johnson and Freddi Ann Johnson closed
United States Bankruptcy Court, D. Utah · No. 01-34416 · Filed Sep 28, 2001 · Closed Apr 19, 2005
Role of Mark Ernest Johnson and Freddi Ann Johnson: Debtor · Outcome: Case closed 2005-04-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 13 federal dockets); surname only in the caption; court in UT (not a filing state)
Richard Lee Johnson and Freddi Amanda Johnson closed
United States Bankruptcy Court, W.D. Oklahoma · No. 01-18577 · Filed Aug 21, 2001 · Closed Jan 30, 2004
Role of Richard Lee Johnson and Freddi Amanda Johnson: Debtor · Outcome: Case closed 2004-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 13 federal dockets); surname only in the caption; court in OK (not a filing state)
DAVID CHARLES PUGH and FREDDI MACQ PUGH closed
United States Bankruptcy Court, N.D. Alabama · No. 92-70820 · Filed Apr 2, 1992 · Closed Feb 26, 1997
Role of DAVID CHARLES PUGH and FREDDI MACQ PUGH: Debtor · Outcome: Case closed 1997-02-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 13 federal dockets); surname only in the caption; court in AL (not a filing state)
Reigle v. Freddi-Gail, Inc. closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 88-00793 · Filed Jun 10, 1988 · Closed Sep 19, 1990
Role of Freddi-Gail, Inc.: Defendant · Outcome: Case closed 1990-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 13 federal dockets); surname only in the caption; court in PA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

4 differences found between the filings for David Freddi — 3 worth asking about (compared 1 filing on Oct 24, 2026)

Worth asking · Jun 10, 1988 – Jan 24, 2011

7 bankruptcy cases name the subject or team members

Bankruptcy case: Freddi A. Hernandez and Sandra A. Hernandez — filed Oct 5, 2010 · Bankruptcy case: Gary L. Davis and Freddi A. Davis — filed Jun 21, 2008 · Bankruptcy case: Freddi A. Hernandez and Sandra A. Hernandez — filed Dec 29, 2003 · Bankruptcy case: Mark Ernest Johnson and Freddi Ann Johnson — filed Sep 28, 2001 · Bankruptcy case: Richard Lee Johnson and Freddi Amanda Johnson — filed Aug 21, 2001 · and 2 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. Florida. ↗Docket · United States Bankruptcy Court, S.D. California ↗Docket · United States Bankruptcy Court, S.D. Florida. ↗Docket · United States Bankruptcy Court, D. Utah ↗
Sources
Worth asking · Feb 15, 1989 – May 14, 2009

3 court cases name David Freddi — 2 as defendant

By role: plaintiff in 1, defendant in 2. Newest: "Freddi v. Regions Bank" (District Court, S.D. Florida, May 14, 2009); "Ilgwu Natl. Benefit v. Freddi-Gail, Inc." (District Court, S.D. New York, Sep 26, 1989); "IRWIN SOLOMON v. FREDDI-ALL INC" (District Court, S.D. New York, Feb 15, 1989). Some of these are name matches with a match estimate below 95% — check each docket.

What this means Several court cases name this subject. Some are routine business suits. Ask what each was about and how it ended.

Docket · Freddi v. Regions Bank ↗Docket · Ilgwu Natl. Benefit v. Freddi-Gail, Inc. ↗Docket · IRWIN SOLOMON v. FREDDI-ALL INC ↗
Sources
Worth asking · Jan 1, 2010 – Mar 31, 2010

Form D filed 89 days after the first sale — Hong Li, Ltd.

The filing says the first sale was Jan 1, 2010. The Form D was filed Mar 31, 2010 — 89 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 74 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 31, 2010 ↗Hong Li, Ltd. — PartnerFacts page ↗
Sources
Note · Jan 1, 2010 – Mar 31, 2010

No amendment in the last 12 months on an offering that may still be open — Hong Li, Ltd. (latest filing Mar 31, 2010)

The latest filing for this offering is dated Mar 31, 2010 (first sale Jan 1, 2010). It reports $500,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Mar 31, 2010 ↗Hong Li, Ltd. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 31, 2010 D
Hong Li, Ltd.
File 021-140084
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named David Freddi on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

HL
Pooled Investment Fund

Hong Li, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 31, 2010
  • Mar 31, 2010 · D · $500,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director (Director and Member of the Investment Manager, RME Capital (Singapore) Pte. Ltd.) EDGAR ↗

Raised $500K from 1 investor as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around David 2

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

David Milken

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Freddi. Their page shows their other deals.

The team behind the deals

Same business address

6 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Freddi by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Freddi is listed on: none on file. No website or social profile named in Hong Li, Ltd.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #362,839 of 374,652 in line (1,218 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Grand Cayman, E9). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

OpenCorporates ↗

Change history

No corrections have been requested for this page.

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