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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:35 AM ET

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David Follett

Named as an officer, director or promoter on SEC Form D filings · MA · Mar 3, 2009 → Feb 16, 2011

2deals (issuers)
$46.5Mreported sold
26investors
3Form D filings
2009–2011years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Follett is listed as an executive officer and director on 3 SEC Form D filings by 2 issuers between Mar 2009 and Feb 2011: aPriori Technologies Inc (Concord, MA — computers — 2009; $30.5M reported sold to 17 investors) and EXAGRID SYSTEMS INC (Westborough, MA — other technology — 2009–2011; $16M reported sold to 9 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 2 years. Across those companies the filings report $46.5M sold in total.

Listed alongside Robert Davoli (3 shared filings), Brian Paul (2 shared filings), David Therrien (2 shared filings), Jose Suarez (2 shared filings), Paul Bernard (2 shared filings) and 5 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 39 court cases matching the name, 3 SEC releases, 16 bankruptcy cases matching the name listed in Key records below.

What this means 58 records came back, including 3 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for David Follett and found 1 difference: No amendment in the last 12 months on an offering that may still be open.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Follett has not run yet — it is joining a line of 18,882 names; searches run around the clock at the hosts' allowed rate. Searched so far: 30 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

39 cases: 3 open, 10 closed (disposition not in docket feed), 22 dismissed, 4 judgment

Rodriguez v. Follett Higher Education Group, LLC open
District Court, N.D. California · No. 5:26-cv-08660 · Filed Aug 19, 2026
Role of Follett Higher Education Group, LLC: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in CA (not a filing state)
Follett v. Guild Mortgage Company LLC open
District Court, W.D. Washington · No. 2:26-cv-02736 · Filed Aug 3, 2026
Role of Follett: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in WA (not a filing state)
W.W. Norton & Company, Inc. v. Follett Higher Education Group, LLC closed
District Court, S.D. New York · No. 1:24-cv-02879 · Filed Apr 16, 2024 · Closed May 1, 2024 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity Action
Role of Follett Higher Education Group, LLC: Defendant · Outcome: Terminated 2024-05-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in NY (not a filing state)
Follett v. Ethicon, Inc. closed
District Court, N.D. Georgia · No. 1:21-cv-03543 · Filed Aug 26, 2021 · Closed Dec 1, 2023
Role of Follett: Plaintiff · Outcome: Terminated 2023-12-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in GA (not a filing state)
Cashmore v. Follett School Solutions, Inc. closed
District Court, N.D. Illinois · No. 3:20-cv-50287 · Filed Aug 3, 2020 · Closed Feb 5, 2021
Role of Follett School Solutions, Inc.: Defendant · Outcome: Terminated 2021-02-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in IL (not a filing state)
Follett v. Dan Roulier & Associates, Inc. open
District Court, D. Massachusetts · No. 3:19-cv-30136 · Filed Oct 10, 2019 · Nature of suit: 290 Other real property actions
Role of Follett: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in the person's filing state (MA)
Campus Nation Network LLC v. Follett Higher Education Group Incorporated dismissed
District Court, D. Arizona · No. 2:16-cv-01137 · Filed Apr 20, 2016 · Closed Feb 22, 2017 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Follett Higher Education Group Incorporated: Defendant · Outcome: Terminated 2017-02-22 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in AZ (not a filing state)
Shestopal v. Follett Higher Education Group, Inc. dismissed
District Court, N.D. Illinois · No. 1:15-cv-08980 · Filed Oct 9, 2015 · Closed May 3, 2017 · Nature of suit: 890 Other Statutory Actions · Cause: 28:1331 Federal Question
Role of Follett Higher Education Group, Inc.: Defendant · Outcome: Terminated 2017-05-03 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in IL (not a filing state)
Pacific Indemnity Company v. The Follett Company Incorporated judgment
District Court, D. Massachusetts · No. 1:15-cv-11785 · Filed May 5, 2015 · Closed Dec 5, 2017 · Nature of suit: 380 Other personal property damage
Role of The Follett Company Incorporated: Defendant · Outcome: Terminated 2017-12-05 — FJC Integrated Database disposition: Judgment on jury verdict; judgment for defendant Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in the person's filing state (MA)
Follett v. Howmedica Osteonics Corp. dismissed
District Court, D. Minnesota · No. 0:14-cv-04533 · Filed Oct 30, 2014 · Closed Mar 9, 2020 · Nature of suit: 367 Health care / pharm
Role of Follett: Plaintiff · Outcome: Terminated 2020-03-09 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in MN (not a filing state)
Follett v. Howmedica Osteonics Corp. closed
District Court, D. Oregon · No. 3:14-cv-01641 · Filed Oct 16, 2014 · Closed Oct 30, 2014 · Nature of suit: 367 Health care / pharm
Role of Follett: Plaintiff · Outcome: Terminated 2014-10-30 — FJC Integrated Database disposition: Multi-district litigation transfer Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in OR (not a filing state)
Follett Corporation v. Fernando Baracchini dismissed
District Court, N.D. Illinois · No. 1:13-cv-09002 · Filed Dec 17, 2013 · Closed Feb 25, 2015 · Nature of suit: 190 Other contract actions
Role of Follett Corporation: Plaintiff · Outcome: Terminated 2015-02-25 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in IL (not a filing state)
Follett v. CitiMortgage, Inc. dismissed
District Court, D. New Hampshire · No. 1:13-cv-00075 · Filed Feb 19, 2013 · Closed Jun 4, 2013 · Nature of suit: 220 Foreclosure
Role of Follett: Plaintiff · Outcome: Terminated 2013-06-04 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in NH (not a filing state)
Follett v. Educational Credit Management Corporation closed
District Court, W.D. North Carolina · No. 1:12-cv-00119 · Filed Jun 1, 2012 · Closed Mar 29, 2013 · Nature of suit: Bankruptcy Appeal (801) · Cause: 28:0158 Bankruptcy Appeal from Judgment/Order
Role of Follett: Plaintiff · Outcome: Terminated 2013-03-29 — FJC Integrated Database disposition: Appeal denied (magistrate judge) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in NC (not a filing state)
Follett v. Wells Fargo Bank, National Association judgment
District Court, D. Massachusetts · No. 1:11-cv-12279 · Filed Dec 20, 2011 · Closed Jun 4, 2012 · Nature of suit: 220 Foreclosure
Role of Follett: Plaintiff · Outcome: Terminated 2012-06-04 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for both plaintiff and defendant Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in the person's filing state (MA)
Follett Higher Ed Group, LTD v. Bookrenter.com, Inc. dismissed
District Court, N.D. Illinois · No. 1:11-cv-05531 · Filed Aug 15, 2011 · Closed Oct 5, 2011 · Nature of suit: 190 Other contract actions
Role of Follett Higher Ed Group, LTD: Plaintiff · Outcome: Terminated 2011-10-05 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in IL (not a filing state)
Follett Corporation v. Tecumseh Products Company dismissed
District Court, E.D. Michigan · No. 2:09-cv-12644 · Filed Jul 6, 2009 · Closed Jun 16, 2014 · Nature of suit: 410 Antitrust
Role of Follett Corporation: Plaintiff · Outcome: Terminated 2014-06-16 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in MI (not a filing state)
Follett Higher Education Group, Inc. v. Berman judgment
District Court, N.D. Illinois · No. 1:09-cv-03377 · Filed Jun 4, 2009 · Closed Mar 29, 2010 · Nature of suit: Bankruptcy Appeal (801) · Cause: 28:0158 Notice of Appeal re Bankruptcy Matter (BAP)
Role of Follett Higher Education Group, Inc.: Plaintiff · Outcome: Terminated 2010-03-29 — FJC Integrated Database disposition: Other; judgment for defendant Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in IL (not a filing state)
Follett Corporation v. Tecumseh Products Co. closed
District Court, D. Maryland · No. 1:09-cv-00618 · Filed Mar 11, 2009 · Closed Jul 6, 2009 · Nature of suit: 410 Antitrust
Role of Follett Corporation: Plaintiff · Outcome: Terminated 2009-07-06 — FJC Integrated Database disposition: Multi-district litigation transfer Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in MD (not a filing state)
Center Capital Corporation v. Follett dismissed
District Court, D. Rhode Island · No. 1:08-cv-00286 · Filed Jul 30, 2008 · Closed Dec 12, 2008 · Nature of suit: 190 Other contract actions
Role of Follett: Defendant · Outcome: Terminated 2008-12-12 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in RI (not a filing state)
Follett Higher Education Group, Inc v. Ugenie, Inc. dismissed
District Court, N.D. Illinois · No. 1:07-cv-05943 · Filed Oct 19, 2007 · Closed Apr 23, 2008 · Nature of suit: 890 Other statutory actions
Role of Follett Higher Education Group, Inc: Plaintiff · Outcome: Terminated 2008-04-23 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in IL (not a filing state)
Follett v. Auddie Brown Auto Sales of Florence Inc dismissed
District Court, D. South Carolina · No. 4:07-cv-01462 · Filed May 23, 2007 · Closed Dec 19, 2008 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Follett: Plaintiff · Outcome: Terminated 2008-12-19 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in SC (not a filing state)
Blake Equipment Co., Inc. v. Follett dismissed
District Court, D. Rhode Island · No. 1:06-cv-00037 · Filed Jan 26, 2006 · Closed Jul 20, 2006 · Nature of suit: 190 Other contract actions
Role of Follett: Defendant · Outcome: Terminated 2006-07-20 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in RI (not a filing state)
Campus Store Of Mass., Inc. v. Follett Higher Education Group, Inc. dismissed
District Court, D. Massachusetts · No. 1:05-cv-11116 · Filed May 27, 2005 · Closed Jan 5, 2006 · Nature of suit: 190 Other contract actions
Role of Follett Higher Education Group, Inc.: Defendant · Outcome: Terminated 2006-01-05 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in the person's filing state (MA)
FOLLETT v. FREEDOM LIFE INSURANCE COMPANY closed
District Court, S.D. Indiana · No. 2:02-cv-00178 · Filed Jul 1, 2002 · Closed Aug 21, 2002 · Nature of suit: 153 Recovery of overpayments of vet benefits
Role of FOLLETT: Plaintiff · Outcome: Terminated 2002-08-21 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in IN (not a filing state)
Follett Corp v. Distribuidora De closed
District Court, N.D. Illinois · No. 1:01-cv-05867 · Filed Jul 31, 2001 · Closed Nov 18, 2002
Role of Follett Corp: Plaintiff · Outcome: Terminated 2002-11-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in IL (not a filing state)
Professional Media v. Follett Corporation dismissed
District Court, C.D. California · No. 2:99-cv-00571 · Filed Jan 21, 1999 · Closed Apr 23, 1999 · Nature of suit: 890 Other statutory actions
Role of Follett Corporation: Defendant · Outcome: Terminated 1999-04-23 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in CA (not a filing state)
Willis v. Follett Corp dismissed
District Court, E.D. California · No. 2:97-cv-02023 · Filed Oct 27, 1997 · Closed Dec 5, 2001 · Nature of suit: 190 Other contract actions
Role of Follett Corp: Defendant · Outcome: Terminated 2001-12-05 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in CA (not a filing state)
Follett Corp v. Willis judgment
District Court, N.D. Illinois · No. 1:97-cv-06407 · Filed Sep 11, 1997 · Closed May 1, 1998 · Nature of suit: 190 Other contract actions
Role of Follett Corp: Plaintiff · Outcome: Terminated 1998-05-01 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in IL (not a filing state)
Follett v. Glaxo Wellcome, Inc. closed
District Court, W.D. New York · No. 6:97-cv-06032 · Filed Jan 29, 1997 · Closed Aug 6, 1999
Role of Follett: Plaintiff · Outcome: Terminated 1999-08-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in NY (not a filing state)
Follett Corp v. Primary Source Media dismissed
District Court, N.D. Illinois · No. 1:96-cv-00195 · Filed Jan 10, 1996 · Closed Feb 14, 1996 · Nature of suit: 190 Other contract actions
Role of Follett Corp: Plaintiff · Outcome: Terminated 1996-02-14 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in IL (not a filing state)
Research Publication v. Follett Corp. dismissed
District Court, D. Connecticut · No. 3:94-cv-01392 · Filed Aug 22, 1994 · Closed Dec 12, 1994 · Nature of suit: 190 Other contract actions
Role of Follett Corp.: Defendant · Outcome: Terminated 1994-12-12 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in CT (not a filing state)
Visual Info Inc v. Follett Corp dismissed
District Court, N.D. Illinois · No. 1:94-cv-05026 · Filed Aug 17, 1994 · Closed Mar 14, 1995 · Nature of suit: 190 Other contract actions
Role of Follett Corp: Defendant · Outcome: Terminated 1995-03-14 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in IL (not a filing state)
Follett Corp v. Visual Info Inc dismissed
District Court, N.D. Illinois · No. 1:94-cv-02212 · Filed Apr 8, 1994 · Closed Mar 14, 1995 · Nature of suit: 190 Other contract actions
Role of Follett Corp: Plaintiff · Outcome: Terminated 1995-03-14 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in IL (not a filing state)
Visual Information v. Follett Corporation closed
District Court, D. Colorado · No. 1:94-cv-00832 · Filed Apr 8, 1994 · Closed Aug 10, 1994 · Nature of suit: 190 Other contract actions · Cause: 28:1332 Diversity-Other Contract
Role of Follett Corporation: Defendant · Outcome: Terminated 1994-08-10 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in CO (not a filing state)
Ward v. Follett Corporation dismissed
District Court, N.D. California · No. 5:94-cv-20163 · Filed Mar 4, 1994 · Closed Oct 25, 1994 · Nature of suit: 190 Other contract actions
Role of Follett Corporation: Defendant · Outcome: Terminated 1994-10-25 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in CA (not a filing state)
Follett Corp v. Ward dismissed
District Court, N.D. Illinois · No. 1:94-cv-00357 · Filed Jan 20, 1994 · Closed Jan 5, 1996 · Nature of suit: 190 Other contract actions
Role of Follett Corp: Plaintiff · Outcome: Terminated 1996-01-05 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in IL (not a filing state)
State Street Bank v. Follett Fisheries II dismissed
District Court, W.D. Washington · No. 2:92-cv-01902 · Filed Dec 11, 1992 · Closed May 27, 1993 · Nature of suit: 190 Other contract actions
Role of Follett Fisheries II: Defendant · Outcome: Terminated 1993-05-27 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in WA (not a filing state)
Federal Deposit Insurance Corp. v. Follett dismissed
District Court, D. Alaska · No. 3:89-cv-00341 · Filed Aug 14, 1989 · Closed Apr 11, 1990 · Nature of suit: 140 Negotiable instruments
Role of Follett: Defendant · Outcome: Terminated 1990-04-11 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in AK (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

3 SEC releases

Steven Hanna, Angelo John Bosco, Thomas Fede, Scott Follett, Paul Karkenny, Robert Palumbo, Stephen Palumbo, Raymond Saulon, Brian Scanlon and Joseph Tuozzo Administrative proceeding
SEC · Oct 27, 2003 · Parties as named in the release: Steven Hanna, Angelo John Bosco, Thomas Fede, Scott Follett, Paul Karkenny, Robert Palumbo, Stephen Palumbo, Raymond Saulon, Brian Scanlon and Joseph Tuozzo Read the release ↗
same rare surname (5 people in Form D filings); different first name (scott); the person's filing state is not named
HGI, Inc., Mark Hanna, Brian Scanlon, Stephen Palumbo, Angelo John Bosco, Thomas Fede, Shane Ferras, Scott Follett, Joseph Tuozzo, Steven Arevalo, Steven Hanna, Paul Karkenny, Robert Palumbo, and Raymond Saulon Litigation release
SEC · Sep 29, 1999 · Parties as named in the release: HGI, Inc., Mark Hanna, Brian Scanlon, Stephen Palumbo, Angelo John Bosco, Thomas Fede, Shane Ferras, Scott Follett, Joseph Tuozzo, Steven Arevalo, Steven Hanna, Paul Karkenny, Robert Palumbo, and Raymond Saulon Read the release ↗
same rare surname (5 people in Form D filings); different first name (scott); the person's filing state is not named
HGI, Inc., Mark Hanna, Brian Scanlon, Stephen Palumbo, Angelo John Bosco, Thomas Fede, Shane Ferras, Scott Follett, Joseph Tuozzo, Steven Arevalo, Steven Hanna, Paul Karkenny, Robert Palumbo, and Raymond Saulon Litigation release
SEC · May 27, 1999 · Parties as named in the release: HGI, Inc., Mark Hanna, Brian Scanlon, Stephen Palumbo, Angelo John Bosco, Thomas Fede, Shane Ferras, Scott Follett, Joseph Tuozzo, Steven Arevalo, Steven Hanna, Paul Karkenny, Robert Palumbo, and Raymond Saulon Read the release ↗
same rare surname (5 people in Form D filings); different first name (scott); the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Follett..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

16 cases: 16 closed (disposition not in docket feed)

Follett v. Shealy Electrical Wholesalers, Inc. closed
United States Bankruptcy Court, N.D. Georgia · No. 12-02086 · Filed Jun 15, 2012 · Closed Jan 29, 2013
Role of Follett: Plaintiff · Outcome: Case closed 2013-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in GA (not a filing state)
Follett Higher Education Group, Inc. v. Berman closed
United States Bankruptcy Court, N.D. Illinois · No. 07-00141 · Filed Feb 28, 2007 · Closed May 8, 2009
Role of Follett Higher Education Group, Inc.: Plaintiff · Outcome: Case closed 2009-05-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in IL (not a filing state)
MBNA America Bank, N.A. v. Follett closed
United States Bankruptcy Court, E.D. Wisconsin · No. 06-02112 · Filed Feb 7, 2006 · Closed Aug 3, 2006
Role of Follett: Defendant · Outcome: Case closed 2006-08-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in WI (not a filing state)
Follett v. First USA Bank closed
United States Bankruptcy Court, E.D. Texas · No. 02-01031 · Filed Feb 5, 2002 · Closed May 6, 2002
Role of Follett: Plaintiff · Outcome: Case closed 2002-05-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in TX (not a filing state)
Yale Co-Operative Corp. v. Follett Higher Education Group closed
United States Bankruptcy Court, D. Connecticut · No. 01-03139 · Filed Oct 24, 2001 · Closed Jun 11, 2002 · Nature of suit: 454 Recover Money/Property
Role of Follett Higher Education Group: Defendant · Outcome: Case closed 2002-06-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in CT (not a filing state)
Inland Book Co., Inc. v. Follett College Stores closed
United States Bankruptcy Court, D. Connecticut · No. 97-03149 · Filed Jun 30, 1997 · Closed Nov 17, 1998 · Nature of suit: 454 Recover Money/Property
Role of Follett College Stores: Defendant · Outcome: Case closed 1998-11-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in CT (not a filing state)
Humboldt Express, Inc. v. Follett Corporation closed
United States Bankruptcy Court, W.D. North Carolina · No. 96-03855 · Filed Dec 11, 1996 · Closed Feb 6, 1997
Role of Follett Corporation: Defendant · Outcome: Case closed 1997-02-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in NC (not a filing state)
Follett College Stores Corporation v. Phan closed
United States Bankruptcy Court, D. Massachusetts · No. 96-01377 · Filed Jul 15, 1996 · Closed Jan 28, 1997
Role of Follett College Stores Corporation: Plaintiff · Outcome: Case closed 1997-01-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in the person's filing state (MA)
David L. Follett and Carrie L. Follett closed
United States Bankruptcy Court, D. Oregon · No. 95-35437 · Filed Aug 9, 1995 · Closed Nov 19, 1995
Role of David L. Follett and Carrie L. Follett: Debtor · Outcome: Case closed 1995-11-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); first name matches; court in OR (not a filing state)
Careercom Corporation v. Follett Campus Resources closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:94-ap-00469 · Filed Dec 15, 1994 · Closed Oct 17, 1995
Role of Follett Campus Resources: Defendant · Outcome: Case closed 1995-10-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in PA (not a filing state)
David S. Follett closed
United States Bankruptcy Court, D. Rhode Island · No. 1:93-bk-10407 · Filed Feb 16, 1993 · Closed Mar 22, 1999
Role of David S. Follett: Debtor · Outcome: Case closed 1999-03-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); first name matches; court in RI (not a filing state)
Follett Fisheries, Inc. closed
United States Bankruptcy Court, D. Rhode Island · No. 1:92-bk-13498 · Filed Dec 9, 1992 · Closed Apr 28, 1993
Role of Follett Fisheries, Inc.: Debtor · Outcome: Case closed 1993-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in RI (not a filing state)
Whitaker v. Follett Corporation closed
United States Bankruptcy Court, M.D. Florida · No. 3:92-ap-11581 · Filed Jul 14, 1992 · Closed Feb 20, 1997
Role of Follett Corporation: Defendant · Outcome: Case closed 1997-02-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in FL (not a filing state)
Whitaker v. Follett Corporation closed
United States Bankruptcy Court, M.D. Florida · No. 3:92-ap-09776 · Filed Jun 30, 1992 · Closed Jun 18, 1996
Role of Follett Corporation: Defendant · Outcome: Case closed 1996-06-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in FL (not a filing state)
Check Central of Oregon Inc v. Follett closed
United States Bankruptcy Court, D. Oregon · No. 91-03221 · Filed May 14, 1991 · Closed Jun 28, 1991
Role of Follett: Defendant · Outcome: Case closed 1991-06-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in OR (not a filing state)
FOLLETT MUSIC CO INC closed
United States Bankruptcy Court, E.D. Washington · No. 84-01762 · Filed Aug 22, 1984 · Closed Aug 11, 1993
Role of FOLLETT MUSIC CO INC: Debtor · Outcome: Case closed 1993-08-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 128 federal dockets); surname only in the caption; court in WA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

1 difference found between the filings for David Follett (compared 3 filings on Oct 24, 2026)

Note · Feb 17, 2009 – Mar 3, 2009

No amendment in the last 12 months on an offering that may still be open — aPriori Technologies Inc (latest filing Mar 3, 2009)

The latest filing for this offering is dated Mar 3, 2009 (first sale Feb 17, 2009). It reports $6,321,134 sold of $11,221,134 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 3 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 16, 2011 D
EXAGRID SYSTEMS INC
File 021-155434
$0$0$0None listed on this filingEDGAR ↗
Dec 14, 2009 D
EXAGRID SYSTEMS INC
File 021-54881
$0$0$0None listed on this filingEDGAR ↗
Mar 3, 2009 D
aPriori Technologies Inc
File 021-65736
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named David Follett on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Technology

EXAGRID SYSTEMS INC

Westborough, MA · Dec 14, 2009 → Feb 16, 2011 · 2 filings
  • Feb 16, 2011 · D · $10,599,998 sold of $10,599,998 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 14, 2009 · D · $16,000,004 sold of $16,000,004 · 8 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $16M from 9 investors (100% of the $10.6M target) as of the latest filing. David is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Computers

aPriori Technologies Inc

Concord, MA · Mar 3, 2009
  • Mar 3, 2009 · D · $6,321,134 sold of $11,221,134 · 4 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $30.5M from 17 investors (100% of the $11.2M target) as of the latest filing. David is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around David 10

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Davoli

Director · 3 shared filings (2 issuers) · also on 29 other issuers

Robert Davoli is on 31 issuers in total — a repeat sponsor. Their page lists every one.

DT
No photo found yet (own website and image search run after this page is viewed)
Person

David Therrien

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Follett. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jose Suarez

Director · 2 shared filings (1 issuer) · also on 6 other issuers

Jose Suarez is on 7 issuers in total — a repeat sponsor. Their page lists every one.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Bell

Director · 2 shared filings (1 issuer) · also on 7 other issuers

Peter Bell is on 8 issuers in total — a repeat sponsor. Their page lists every one.

BP
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Paul

Director · 2 shared filings (1 issuer) · also on 7 other issuers

Brian Paul is on 8 issuers in total — a repeat sponsor. Their page lists every one.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Bernard

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Follett. Their page shows their other deals.

WA
No photo found yet (own website and image search run after this page is viewed)
Person

William Andrews

Executive Officer, Director · 2 shared filings (1 issuer) · also on 5 other issuers

William Andrews is on 6 issuers in total — a repeat sponsor. Their page lists every one.

EH
No photo found yet (own website and image search run after this page is viewed)
Person

Eric A Hiller

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as David Follett. Their page shows their other deals.

SF
No photo found yet (own website and image search run after this page is viewed)
Person

Stephanie Feraday

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Follett. Their page shows their other deals.

KP
No photo found yet (own website and image search run after this page is viewed)
Person

Kent Parker

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Follett. Their page shows their other deals.

The team behind the deals

Registrations and other filings

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Follett by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Follett is listed on: none on file. No website or social profile named in EXAGRID SYSTEMS INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #355,536 of 374,652 in line (37 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Westborough, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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