David E. Sartore is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Jun 2016 and Aug 2016: FIELD & MAIN BANCORP, INC. (Henderson, KY — commercial banking — 2016; $1.14M reported sold).
What this means One deal on file with the SEC, filed Aug 2016. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Barbara Chaney (2 shared filings), Douglas Bell (2 shared filings), Fred L. Barnett (2 shared filings), Gerald S. Wischer (2 shared filings), J. Dale Sights (2 shared filings) and 11 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 1 court case matching the name, 1 bankruptcy case matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for David E. Sartore and found 3 differences: Bankruptcy case: Frank M Preston and Leigh A Preston; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.